10/24/2024 |
N/A |
ACP |
abrdn Income Credit Strategies Fund |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
10/24/2024 |
N/A |
AGD |
abrdn Global Dynamic Dividend Fund |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
10/24/2024 |
N/A |
AOD |
abrdn Total Dynamic Dividend Fund |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
10/24/2024 |
N/A |
ASGI |
abrdn Global Infrastructure Income Fund |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
10/24/2024 |
N/A |
ATR |
APTARGROUP, INC. |
All Other Plastics Product Manufacturing
|
1 |
1 |
1 |
|
10/24/2024 |
N/A |
AWP |
abrdn Global Premier Properties Fund |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
10/24/2024 |
N/A |
BGB |
Blackstone Strategic Credit 2027 Term Fund |
N/A
|
1 |
1 |
1 |
|
10/24/2024 |
N/A |
BGX |
Blackstone Long-Short Credit Income Fund |
Investment Banking and Securities Dealing
|
1 |
1 |
1 |
|
10/24/2024 |
N/A |
BSL |
Blackstone Senior Floating Rate 2027 Term Fund |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
10/24/2024 |
N/A |
BWG |
BrandywineGLOBAL-Global Income Opportunities Fund Inc |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
10/24/2024 |
N/A |
CTNT |
CHEETAH NET SUPPLY CHAIN SERVICE INC. |
N/A
|
16 |
256 |
16 |
|
10/24/2024 |
N/A |
DFP |
Delphi Financial Group, Inc. |
N/A
|
1 |
1 |
1 |
|
10/24/2024 |
N/A |
DMO |
Western Asset Mortgage Opportunity Fund Inc. |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
10/24/2024 |
N/A |
EHI |
WESTERN ASSET GLOBAL HIGH INCOME FUND INC. |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
10/24/2024 |
N/A |
EMD |
WESTERN ASSET EMERGING MARKETS DEBT FUND INC. |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
10/24/2024 |
N/A |
EMO |
ClearBridge Energy Midstream Opportunity Fund Inc. |
N/A
|
1 |
1 |
1 |
|
10/24/2024 |
N/A |
FAX |
ABRDN ASIA-PACIFIC INCOME FUND, INC. |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
10/24/2024 |
N/A |
FCO |
ABRDN GLOBAL INCOME FUND, INC. |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
10/24/2024 |
N/A |
FFC |
Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
10/24/2024 |
N/A |
FLC |
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
10/24/2024 |
N/A |
FSCO |
FS Credit Opportunities Corp. |
N/A
|
1 |
1 |
1 |
|
10/24/2024 |
N/A |
GDO |
WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC. |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
10/24/2024 |
N/A |
HFRO |
HIGHLAND OPPORTUNITIES & INCOME FUND |
N/A
|
1 |
1 |
1 |
|
10/24/2024 |
N/A |
HGLB |
Highland Global Allocation Fund |
N/A
|
1 |
1 |
1 |
|
10/24/2024 |
N/A |
HIE |
Miller/Howard High Income Equity Fund |
N/A
|
1 |
1 |
1 |
|
10/24/2024 |
N/A |
HIO |
WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
10/24/2024 |
N/A |
HIX |
WESTERN ASSET HIGH INCOME FUND II INC. |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
10/24/2024 |
N/A |
HYI |
Western Asset High Yield Defined Opportunity Fund Inc. |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
10/24/2024 |
N/A |
IGI |
Western Asset Investment Grade Defined Opportunity Trust Inc. |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
10/24/2024 |
N/A |
LND |
BrasilAgro - Brazilian Agricultural Real Estate Co |
Soybean Farming
|
1 |
1 |
1 |
|
10/24/2024 |
N/A |
MEGI |
MainStay CBRE Global Infrastructure Megatrends Term Fund |
N/A
|
1 |
1 |
1 |
|
10/24/2024 |
N/A |
MHF |
WESTERN ASSET MUNICIPAL HIGH INCOME FUND INC. |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
10/24/2024 |
N/A |
MMU |
WESTERN ASSET MANAGED MUNICIPALS FUND INC. |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
10/24/2024 |
N/A |
NUKK |
Nukkleus Inc. |
N/A
|
8 |
64 |
8 |
|
10/24/2024 |
N/A |
PAI |
Western Asset Investment Grade Income Fund Inc. |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
10/24/2024 |
N/A |
PFD |
FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
10/24/2024 |
N/A |
PFO |
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
10/24/2024 |
N/A |
PIM |
PUTNAM MASTER INTERMEDIATE INCOME TRUST |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
10/24/2024 |
N/A |
PMM |
PUTNAM MANAGED MUNICIPAL INCOME TRUST |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
10/24/2024 |
N/A |
PMO |
PUTNAM MUNICIPAL OPPORTUNITIES TRUST |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
10/24/2024 |
N/A |
PPT |
PUTNAM PREMIER INCOME TRUST |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
10/24/2024 |
N/A |
REPX |
Riley Exploration Permian, Inc. |
N/A
|
1 |
1 |
1 |
|
10/24/2024 |
N/A |
RY |
ROYAL BANK OF CANADA |
Monetary Authorities-Central Bank
|
1 |
1 |
1 |
|
10/24/2024 |
N/A |
SBI |
WESTERN ASSET INTERMEDIATE MUNI FUND INC. |
Investment Banking and Securities Dealing
|
1 |
1 |
1 |
|
10/24/2024 |
N/A |
SCD |
LMP CAPITAL & INCOME FUND INC. |
N/A
|
1 |
1 |
1 |
|
10/24/2024 |
N/A |
STEW |
SRH Total Return Fund, Inc. |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
10/24/2024 |
N/A |
TEAF |
ECOFIN SUSTAINABLE & SOCIAL IMPACT TERM FUND |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
10/24/2024 |
N/A |
THQ |
abrdn Healthcare Opportunities Fund |
N/A
|
1 |
1 |
1 |
|
10/24/2024 |
N/A |
THW |
abrdn World Healthcare Fund |
N/A
|
1 |
1 |
1 |
|
10/24/2024 |
N/A |
VFL |
abrdn National Municipal Income Fund |
N/A
|
1 |
1 |
1 |
|
10/24/2024 |
N/A |
WDI |
Western Asset Diversified Income Fund |
N/A
|
1 |
1 |
1 |
|
10/24/2024 |
N/A |
WEA |
WESTERN ASSET PREMIER BOND FUND |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
10/24/2024 |
N/A |
WIA |
WESTERN ASSET INFLATION-LINKED INCOME FUND |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
10/24/2024 |
N/A |
WIW |
WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|