| 12-15-2021 |
SOR |
SOURCE CAPITAL INC /DE/ |
N/A
|
$42.32 |
$42.65 |
0.05% |
$0.2083 |
367 M |
8,199,745 |
0.00 |
0.00 |
Ordinary Shares |
| 12-15-2021 |
JAGG |
J.P. Morgan Exchange-Traded Fund Trust - JPMorgan U.S. Aggregate Bond ETF |
N/A
|
$47.25 |
$53.98 |
0.02% |
$0.00 |
1,356 M |
28,698,203 |
0.00 |
0.00 |
JPMorgan U.S. Aggregate Bond ETF |
| 12-15-2021 |
ALFA |
Alfa Corp. |
N/A
|
$62.00 |
$78.70 |
N/A |
$0.00 |
0 M |
275,000 |
0.00 |
0.00 |
ESS AlphaClone Alternative Alpha ETF |
| 12-15-2021 |
BKCC |
BlackRock Capital Investment Corp |
N/A
|
$3.68 |
$4.13 |
0.10% |
$0.10 |
264 M |
72,571,907 |
0.00 |
0.00 |
Ordinary Shares |
| 12-15-2021 |
RMI |
RiverNorth Opportunistic Municipal Income Fund, Inc. |
N/A
|
$15.20 |
$23.23 |
0.07% |
$0.0965 |
101 M |
6,374,541 |
0.00 |
0.00 |
Ordinary Shares |
| 12-15-2021 |
DBL |
DoubleLine Opportunistic Credit Fund |
N/A
|
$15.50 |
$18.81 |
0.08% |
$0.11 |
252 M |
15,944,357 |
0.00 |
0.00 |
Ordinary Shares |
| 12-15-2021 |
RSF |
RiverNorth Capital & Income Fund, Inc. |
N/A
|
$15.30 |
$19.51 |
0.10% |
$0.1398 |
59 M |
3,862,917 |
0.00 |
0.00 |
Ordinary Shares |
| 12-15-2021 |
JIGB |
J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Corporate Bond Research Enhanced ETF |
N/A
|
$46.41 |
$54.67 |
0.03% |
$0.00 |
63 M |
1,350,000 |
0.00 |
0.00 |
JPMorgan Corporate Bond Research Enhanced ETF |
| 12-15-2021 |
OPP |
RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. |
N/A
|
$8.54 |
$14.76 |
0.13% |
$0.1003 |
205 M |
22,971,194 |
0.00 |
0.00 |
Ordinary Shares |
| 12-15-2021 |
CIK |
CREDIT SUISSE ASSET MANAGEMENT INCOME FUND INC |
N/A
|
$2.92 |
$3.42 |
0.08% |
$0.00 |
165 M |
53,090,307 |
0.00 |
0.00 |
Ordinary Shares |
| 12-15-2021 |
AAN |
Aaron's Company, Inc. |
N/A
|
$10.09 |
$23.72 |
0.05% |
$0.125 |
318 M |
31,522,285 |
-1.38 |
-7.47 |
Ordinary Shares |
| 12-15-2021 |
IVH |
Delaware Ivy High Income Opportunities Fund |
N/A
|
$6.92 |
$13.72 |
0.07% |
$0.149 |
194 M |
16,570,234 |
0.00 |
0.00 |
Ordinary Shares |
| 12-15-2021 |
MCN |
Madison Covered Call & Equity Strategy Fund |
N/A
|
$6.67 |
$7.86 |
0.09% |
$0.00 |
154 M |
21,087,537 |
0.00 |
0.00 |
Ordinary Shares |
| 12-15-2021 |
RCII |
Upbound Group Inc |
N/A
|
$27.06 |
$47.80 |
0.05% |
$0.34 |
1,491 M |
55,670,048 |
0.00 |
0.00 |
Ordinary Shares |
| 12-15-2021 |
RIV |
RIVERNORTH OPPORTUNITIES FUND, INC. |
N/A
|
$11.86 |
$16.45 |
0.12% |
$0.1289 |
268 M |
21,453,174 |
0.00 |
0.00 |
Ordinary Shares |
| 12-15-2021 |
BIPH |
Brookfield Infrastructure Finance ULC - 5% NT REDEEM 24/05/2081 USD 25 |
N/A
|
$18.22 |
$24.58 |
0.07% |
$0.3125 |
0 M |
N/A |
0.00 |
0.00 |
5% NT REDEEM 24/05/2081 USD 25 |
| 12-15-2021 |
DSL |
Doubleline Income Solutions Fund |
N/A
|
$12.58 |
$16.40 |
0.10% |
$0.11 |
1,320 M |
101,996,828 |
0.00 |
0.00 |
Ordinary Shares |
| 12-15-2021 |
NXP |
NUVEEN SELECT TAX FREE INCOME PORTFOLIO |
N/A
|
$14.99 |
$15.92 |
0.04% |
$0.052 |
701 M |
46,815,492 |
0.00 |
0.00 |
Ordinary Shares |
| 12-15-2021 |
CPT |
CAMDEN PROPERTY TRUST |
Trading/REIT
|
$105.93 |
$176.89 |
N/A |
$1.05 |
0 M |
103,408,210 |
3.54 |
N/A |
Ordinary Shares |
| 12-15-2021 |
FCAP |
FIRST CAPITAL INC |
Banking/Savings Institutions
|
$56.40 |
$40.09 |
0.03% |
$0.29 |
154 M |
3,347,627 |
4.31 |
10.42 |
Ordinary Shares |
| 12-15-2021 |
AIG |
AMERICAN INTERNATIONAL GROUP, INC. |
Insurance/Fire, Marine & Casualty Insurance
|
$74.16 |
$54.36 |
0.02% |
$0.45 |
46,161 M |
536,559,663 |
5.48 |
14.91 |
Ordinary Shares |
| 12-15-2021 |
STM |
STMicroelectronics N.V. |
Electronic Equipment/Electronic Components & Accessories
|
$49.81 |
$49.69 |
0.01% |
$0.1059 |
29,115 M |
911,281,920 |
1.13 |
9.60 |
New York Shares |
| 12-15-2021 |
CINF |
CINCINNATI FINANCIAL CORP |
Insurance/Fire, Marine & Casualty Insurance
|
$164.96 |
$115.81 |
N/A |
$0.94 |
0 M |
155,617,576 |
15.32 |
N/A |
Ordinary Shares |
| 12-15-2021 |
NMFC |
New Mountain Finance Corp |
Financial Services/Asset Management
|
$7.50 |
$13.31 |
N/A |
$0.32 |
0 M |
100,806,575 |
0.16 |
N/A |
Ordinary Shares |
| 12-15-2021 |
REG |
REGENCY CENTERS CORP |
Trading/REIT
|
$74.43 |
$71.82 |
0.04% |
$0.755 |
11,825 M |
182,906,561 |
2.82 |
22.42 |
Ordinary Shares |
| 12-15-2021 |
HMN |
HORACE MANN EDUCATORS CORP /DE/ |
Insurance/Fire, Marine & Casualty Insurance
|
$46.13 |
$37.43 |
N/A |
$0.35 |
0 M |
40,449,550 |
3.93 |
N/A |
Ordinary Shares |
| 12-15-2021 |
FFIN |
FIRST FINANCIAL BANKSHARES INC |
Banking/State Commercial Banks – Fed Reserve System
|
$32.68 |
$50.58 |
N/A |
$0.18 |
0 M |
143,228,602 |
1.77 |
N/A |
Ordinary Shares |
| 12-15-2021 |
SNV |
SYNOVUS FINANCIAL CORP |
Banking/National Commercial Banks
|
$50.05 |
$46.98 |
0.03% |
$0.39 |
6,813 M |
138,817,293 |
5.38 |
9.03 |
Ordinary Shares |
| 12-15-2021 |
OLED |
UNIVERSAL DISPLAY CORP \PA\ |
Electronic Equipment/Electronic Components & Accessories
|
$91.23 |
$156.70 |
0.02% |
$0.45 |
5,552 M |
47,098,284 |
5.09 |
22.94 |
Ordinary Shares |
| 12-15-2021 |
SWBI |
SMITH & WESSON BRANDS, INC. |
Defense/Ordnance & Accessories
|
$15.24 |
$18.13 |
N/A |
$0.13 |
0 M |
44,493,745 |
0.08 |
N/A |
Ordinary Shares |
| 12-15-2021 |
CZFS |
CITIZENS FINANCIAL SERVICES INC |
Banking/State Commercial Banks – Fed Reserve System
|
$67.21 |
$60.00 |
0.03% |
$0.495 |
274 M |
N/A |
7.62 |
7.50 |
Ordinary Shares |
| 12-15-2021 |
EVC |
ENTRAVISION COMMUNICATIONS CORP |
Communication/Radio & Tv Broadcasters
|
$3.84 |
$6.54 |
N/A |
$0.05 |
0 M |
91,963,420 |
-0.87 |
N/A |
Ordinary Shares - Class A |
| 12-15-2021 |
TROW |
PRICE T ROWE GROUP INC |
Trading/Security And Commodity Brokers, Dealers, Exchanges & Services
|
$100.77 |
$193.69 |
0.05% |
$1.30 |
22,343 M |
218,072,901 |
9.26 |
10.71 |
Ordinary Shares |
| 12-15-2021 |
NRIM |
NORTHRIM BANCORP INC |
Banking/Savings Institutions
|
$25.45 |
$43.05 |
0.02% |
$0.16 |
584 M |
22,127,970 |
6.33 |
9.04 |
Ordinary Shares |
| 12-15-2021 |
GPN |
GLOBAL PAYMENTS INC |
Business Services/Services – Misc. Business Services
|
$67.89 |
$128.06 |
0.01% |
$0.25 |
18,324 M |
279,901,327 |
5.79 |
13.09 |
Ordinary Shares |
| 12-15-2021 |
MCY |
MERCURY GENERAL CORP |
Insurance/Fire, Marine & Casualty Insurance
|
$98.23 |
$52.76 |
N/A |
$0.3175 |
0 M |
55,388,627 |
9.77 |
N/A |
Ordinary Shares |
| 12-15-2021 |
THG |
HANOVER INSURANCE GROUP, INC. |
Insurance/Fire, Marine & Casualty Insurance
|
$180.71 |
$131.07 |
N/A |
$0.90 |
0 M |
35,149,316 |
18.50 |
N/A |
Ordinary Shares |
| 12-15-2021 |
GWRS |
Global Water Resources, Inc. |
Utilities/Water Supply
|
$7.41 |
$15.82 |
N/A |
$0.0253 |
0 M |
28,756,854 |
0.11 |
N/A |
Ordinary Shares |
| 12-15-2021 |
ESSA |
ESSA Bancorp, Inc. |
Banking/Savings Institutions
|
$20.61 |
$16.88 |
0.03% |
$0.15 |
191 M |
10,154,664 |
1.56 |
0.00 |
Ordinary Shares |
| 12-15-2021 |
SLRC |
SLR Investment Corp. |
Financial Services/Diversified Investments
|
$15.59 |
$18.26 |
N/A |
$0.41 |
0 M |
54,554,634 |
1.70 |
N/A |
Ordinary Shares |
| 12-15-2021 |
MRCC |
MONROE CAPITAL Corp |
Real Estate/Mortgage Investment
|
$5.08 |
$11.61 |
0.15% |
$0.60 |
138 M |
21,666,340 |
-0.24 |
0.00 |
Ordinary Shares |
| 12-15-2021 |
SCM |
Stellus Capital Investment Corp |
Financial Services/Asset Management
|
$9.69 |
$13.01 |
0.12% |
$0.1133 |
367 M |
28,947,254 |
1.08 |
40.04 |
Ordinary Shares |
| 12-15-2021 |
RMM |
RiverNorth Managed Duration Municipal Income Fund, Inc. |
N/A
|
$14.18 |
$19.64 |
0.07% |
$0.0905 |
307 M |
19,739,628 |
N/A |
0.00 |
Ordinary Shares |
| 12-15-2021 |
RFMZ |
RiverNorth Flexible Municipal Income Fund II, Inc. |
N/A
|
$13.00 |
$19.98 |
0.07% |
$0.0858 |
347 M |
24,351,756 |
N/A |
0.00 |
Ordinary Shares |
| 12-15-2021 |
CION |
CION Investment Corp |
Financial Services/Asset Management
|
$7.62 |
$12.48 |
0.16% |
$0.10 |
0 M |
51,670,947 |
N/A |
0.00 |
Ordinary Shares |
| 12-15-2021 |
SUNS V |
Sunrise Realty Trust, Inc. |
Trading/REIT
|
$7.62 |
$14.04 |
0.13% |
$0.30 |
127 M |
13,519,655 |
0.90 |
10.42 |
Ordinary Shares |
| 12-15-2021 |
RFM |
RiverNorth Flexible Municipal Income Fund, Inc. |
N/A
|
$15.10 |
$23.14 |
0.07% |
$0.0954 |
97 M |
6,114,699 |
0.00 |
0.00 |
Ordinary Shares |
| 12-15-2021 |
DLY |
DoubleLine Yield Opportunities Fund |
N/A
|
$15.84 |
$18.49 |
0.08% |
$0.1167 |
783 M |
47,945,779 |
0.00 |
0.00 |
Ordinary Shares |
| 12-15-2021 |
DHY |
CREDIT SUISSE HIGH YIELD BOND FUND |
N/A
|
$2.16 |
$2.43 |
0.08% |
$0.00 |
222 M |
103,513,735 |
0.00 |
0.00 |
Ordinary Shares |