| 04-15-2021 |
CYCCP |
Cyclacel Pharmaceuticals Inc |
N/A
|
$5.85 |
$8.40 |
N/A |
$0.15 |
2 M |
1,259 |
0.00 |
0.00 |
6% PRF PERPETUAL USD 10 |
| 04-15-2021 |
SOR |
SOURCE CAPITAL INC /DE/ |
N/A
|
$42.32 |
$44.55 |
0.05% |
$0.2083 |
367 M |
8,199,745 |
0.00 |
0.00 |
Ordinary Shares |
| 04-15-2021 |
GDV |
GABELLI DIVIDEND & INCOME TRUST |
N/A
|
$24.22 |
$24.85 |
0.05% |
$0.11 |
2,170 M |
90,178,491 |
0.00 |
0.00 |
Ordinary Shares |
| 04-15-2021 |
GLU |
GABELLI GLOBAL UTILITY & INCOME TRUST |
N/A
|
$15.28 |
$20.11 |
0.07% |
$0.10 |
92 M |
5,968,911 |
0.00 |
0.00 |
Ordinary Shares |
| 04-15-2021 |
OXLC |
Oxford Lane Capital Corp. |
N/A
|
$5.10 |
$6.46 |
0.16% |
$0.09 |
1,538 M |
287,000,000 |
0.00 |
0.00 |
Ordinary Shares |
| 04-15-2021 |
DYFN |
Angel Oak Dynamic Financial Strategies Income Term Trust |
N/A
|
$17.35 |
$19.45 |
0.08% |
$0.1228 |
70 M |
4,055,000 |
0.00 |
0.00 |
Ordinary Shares |
| 04-15-2021 |
RMI |
RiverNorth Opportunistic Municipal Income Fund, Inc. |
N/A
|
$15.20 |
$22.41 |
0.07% |
$0.0965 |
101 M |
6,374,541 |
0.00 |
0.00 |
Ordinary Shares |
| 04-15-2021 |
RSF |
RiverNorth Capital & Income Fund, Inc. |
N/A
|
$15.30 |
$18.05 |
0.10% |
$0.1398 |
59 M |
3,862,917 |
0.00 |
0.00 |
Ordinary Shares |
| 04-15-2021 |
GUT |
GABELLI UTILITY TRUST |
N/A
|
$5.27 |
$7.16 |
0.10% |
$0.05 |
447 M |
74,229,332 |
0.00 |
0.00 |
Ordinary Shares |
| 04-15-2021 |
OPP |
RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. |
N/A
|
$8.54 |
$15.22 |
0.13% |
$0.1003 |
205 M |
22,971,194 |
0.00 |
0.00 |
Ordinary Shares |
| 04-15-2021 |
OXLCO |
Oxford Lane Capital Corp |
N/A
|
$22.95 |
N/A |
0.06% |
$0.125 |
1,538 M |
2,400,000 |
0.00 |
0.00 |
7.50% PRF PERPETUAL USD 25 - Ser 2023 |
| 04-15-2021 |
KSM |
DWS STRATEGIC MUNICIPAL INCOME TRUST |
N/A
|
$10.06 |
$11.97 |
0.03% |
$0.028 |
111 M |
11,047,862 |
0.00 |
0.00 |
Ordinary Shares |
| 04-15-2021 |
ISD |
PGIM High Yield Bond Fund, Inc. |
N/A
|
$13.78 |
$15.89 |
0.09% |
$0.105 |
460 M |
33,243,008 |
0.00 |
0.00 |
Ordinary Shares |
| 04-15-2021 |
HYB |
NEW AMERICA HIGH INCOME FUND INC |
N/A
|
$8.22 |
$9.29 |
0.05% |
$0.04 |
193 M |
23,374,744 |
0.00 |
0.00 |
Ordinary Shares |
| 04-15-2021 |
IVH |
Delaware Ivy High Income Opportunities Fund |
N/A
|
$6.92 |
$13.67 |
0.07% |
$0.149 |
194 M |
16,570,234 |
0.00 |
0.00 |
Ordinary Shares |
| 04-15-2021 |
TBC |
AT&T, Inc. - 5.625% NT REDEEM 01/08/2067 USD 25 |
N/A
|
$24.99 |
$27.27 |
0.06% |
$0.3516 |
142,688 M |
7,170,243,877 |
1.74 |
0.00 |
5.625% NT REDEEM 01/08/2067 USD 25 |
| 04-15-2021 |
RIV |
RIVERNORTH OPPORTUNITIES FUND, INC. |
N/A
|
$11.86 |
$17.59 |
0.12% |
$0.1289 |
268 M |
21,453,174 |
0.00 |
0.00 |
Ordinary Shares |
| 04-15-2021 |
GHY |
PGIM Global High Yield Fund, Inc. |
N/A
|
$12.93 |
$15.15 |
0.09% |
$0.105 |
518 M |
40,910,573 |
0.00 |
0.00 |
Ordinary Shares |
| 04-15-2021 |
FINS |
Angel Oak Financial Strategies Income Term Trust |
N/A
|
$12.88 |
$17.88 |
0.10% |
$0.109 |
321 M |
25,062,638 |
0.00 |
0.00 |
Ordinary Shares |
| 04-15-2021 |
GGN |
GAMCO Global Gold, Natural Resources & Income Trust |
N/A
|
$3.94 |
$3.70 |
0.08% |
$0.03 |
642 M |
154,296,778 |
0.00 |
0.00 |
Ordinary Shares |
| 04-15-2021 |
AIW |
Arlington Asset Investment Corp - 6.625% NT REDEEM 01/05/2023 USD 25 |
N/A
|
$25.12 |
$25.39 |
0.07% |
$0.4187 |
122 M |
4,888,457 |
0.00 |
0.00 |
6.625% NT REDEEM 01/05/2023 USD 25 |
| 04-15-2021 |
CCU |
UNITED BREWERIES CO INC |
Beer & Liquor/Malt Beverages
|
$11.43 |
$19.15 |
0.04% |
$0.1727 |
4,563 M |
184,751,436 |
467.40 |
28.72 |
ADR |
| 04-15-2021 |
EME |
EMCOR Group, Inc. |
Construction/Construction – Special Contractors
|
$891.67 |
$118.75 |
0.00% |
$0.25 |
27,371 M |
44,532,566 |
28.30 |
21.50 |
Ordinary Shares |
| 04-15-2021 |
AYI |
ACUITY BRANDS INC |
Electrical Equipment/Electric Lighting & Wiring Equipment
|
$289.77 |
$170.31 |
0.00% |
$0.17 |
9,248 M |
30,315,168 |
13.98 |
19.51 |
Ordinary Shares |
| 04-15-2021 |
MEI |
METHODE ELECTRONICS INC |
Electronic Equipment/Electronic Components & Accessories
|
$8.02 |
$44.65 |
N/A |
$0.05 |
0 M |
35,430,421 |
-1.81 |
N/A |
Ordinary Shares |
| 04-15-2021 |
OXM |
OXFORD INDUSTRIES INC |
Apparel/Apparel And Other Finished Products
|
$42.84 |
$87.91 |
N/A |
$0.67 |
0 M |
14,887,454 |
-1.86 |
N/A |
Ordinary Shares |
| 04-15-2021 |
PDCO |
PATTERSON COMPANIES, INC. |
Wholesale/Wholesale – Medical, Dental & Hospital Equipment
|
$31.33 |
$32.13 |
0.03% |
$0.26 |
2,732 M |
88,145,000 |
0.81 |
19.68 |
Ordinary Shares |
| 04-15-2021 |
PNC |
PNC FINANCIAL SERVICES GROUP, INC. |
Banking/National Commercial Banks
|
$223.00 |
$174.79 |
N/A |
$1.70 |
0 M |
403,370,923 |
16.60 |
N/A |
Ordinary Shares |
| 04-15-2021 |
OXSQ |
Oxford Square Capital Corp. |
Financial Services/Closed-End Fund - Debt
|
$1.93 |
$4.90 |
0.25% |
$0.035 |
130 M |
87,510,727 |
0.05 |
0.00 |
Ordinary Shares |
| 04-15-2021 |
PBR |
PETROBRAS - PETROLEO BRASILEIRO SA |
Petroleum And Natural Gas/Crude Petroleum & Natural Gas
|
$22.03 |
$8.10 |
0.02% |
$0.2482 |
95,721 M |
3,721,227,071 |
1.30 |
5.93 |
ADR |
| 04-15-2021 |
WDFC |
WD 40 CO |
Chemicals/Misc. Chemical Products
|
$209.96 |
$257.60 |
0.02% |
$0.94 |
3,212 M |
13,455,402 |
5.90 |
40.16 |
Ordinary Shares |
| 04-15-2021 |
FL |
FOOT LOCKER, INC. |
Retail/Retail – Apparel & Accessory Stores
|
$24.01 |
$58.75 |
N/A |
$0.40 |
2,349 M |
95,576,110 |
-3.77 |
0.00 |
Ordinary Shares |
| 04-15-2021 |
HMY |
HARMONY GOLD MINING CO LTD |
Precious Metals/Gold & Silver Ores
|
$15.77 |
$4.60 |
0.01% |
$0.3124 |
6,118 M |
632,634,413 |
N/A |
0.00 |
ADR |
| 04-15-2021 |
EOG |
EOG RESOURCES INC |
Petroleum And Natural Gas/Crude Petroleum & Natural Gas
|
$140.57 |
$72.83 |
0.04% |
$1.02 |
56,440 M |
536,491,493 |
9.17 |
11.33 |
Ordinary Shares |
| 04-15-2021 |
BPT |
BP PRUDHOE BAY ROYALTY TRUST |
Petroleum And Natural Gas/Petroleum Refining
|
$0.50 |
$3.38 |
N/A |
$0.00 |
34 M |
21,400,000 |
N/A |
0.00 |
Unit |
| 04-15-2021 |
GHC |
Graham Holdings Co |
Personal Services/Services – Educational
|
$1,122.51 |
$654.10 |
0.01% |
$1.88 |
4,785 M |
4,361,835 |
67.11 |
16.37 |
Ordinary Shares - Class B |
| 04-15-2021 |
LYG |
Lloyds Banking Group plc |
Banking/Misc. Commercial Banks
|
$5.44 |
$2.35 |
0.05% |
$0.134 |
43,461 M |
15,472,845,997 |
N/A |
2.77 |
ADR |
| 04-15-2021 |
SNX |
TD SYNNEX CORP |
Wholesale/Wholesale – Computers & Peripheral Equipment & Software
|
$228.18 |
$121.26 |
0.01% |
$0.48 |
12,659 M |
80,391,093 |
12.06 |
12.83 |
Ordinary Shares |
| 04-15-2021 |
FSP |
FRANKLIN STREET PROPERTIES CORP /MA/ |
Trading/REIT
|
$0.65 |
$5.68 |
0.04% |
$0.01 |
97 M |
103,690,340 |
-0.43 |
0.00 |
Ordinary Shares |
| 04-15-2021 |
KWR |
QUAKER CHEMICAL CORP |
Petroleum And Natural Gas/Misc. Products Of Petroleum & Coal
|
$135.89 |
$244.17 |
0.01% |
$0.485 |
2,373 M |
17,335,075 |
-0.14 |
0.00 |
Ordinary Shares |
| 04-15-2021 |
GWRS |
Global Water Resources, Inc. |
Utilities/Water Supply
|
$7.11 |
$18.00 |
N/A |
$0.0253 |
0 M |
28,756,854 |
0.11 |
N/A |
Ordinary Shares |
| 04-15-2021 |
REPX |
Riley Exploration Permian, Inc. |
Petroleum And Natural Gas/Crude Petroleum & Natural Gas
|
$36.17 |
$26.53 |
N/A |
$0.40 |
0 M |
21,567,428 |
7.61 |
N/A |
Ordinary Shares |
| 04-15-2021 |
LXFR |
LUXFER HOLDINGS PLC |
Chemicals/Industrial Inorganic Chemicals
|
$15.05 |
$21.00 |
0.05% |
$0.13 |
359 M |
26,640,434 |
0.29 |
46.57 |
Ordinary Shares |
| 04-15-2021 |
SAIC |
Science Applications International Corp |
Computer Software/Computer Integrated Systems Design
|
$95.71 |
$87.77 |
N/A |
$0.37 |
0 M |
43,419,313 |
7.73 |
N/A |
Ordinary Shares |
| 04-15-2021 |
RMM |
RiverNorth Managed Duration Municipal Income Fund, Inc. |
N/A
|
$14.18 |
$19.15 |
0.07% |
$0.0905 |
307 M |
19,739,628 |
N/A |
0.00 |
Ordinary Shares |
| 04-15-2021 |
RFMZ |
RiverNorth Flexible Municipal Income Fund II, Inc. |
N/A
|
$12.99 |
$20.05 |
0.07% |
$0.0858 |
347 M |
24,351,756 |
N/A |
0.00 |
Ordinary Shares |
| 04-15-2021 |
KTF |
DWS MUNICIPAL INCOME TRUST |
N/A
|
$9.56 |
$11.83 |
0.05% |
$0.061 |
382 M |
39,172,837 |
0.00 |
0.00 |
Ordinary Shares |
| 04-15-2021 |
PKI |
Revvity Inc. |
N/A
|
$115.22 |
$134.63 |
0.00% |
$0.07 |
14,456 M |
125,441,002 |
7.61 |
15.03 |
Ordinary Shares |
| 04-15-2021 |
OXLCP |
Oxford Lane Capital Corp |
N/A
|
$24.03 |
$24.60 |
0.06% |
$0.1302 |
1,538 M |
3,500,000 |
0.00 |
0.00 |
6.25% PRF REDEEM 28/02/2027 USD 25 - Ser 2027 |
| 04-15-2021 |
GNT |
GAMCO Natural Resources, Gold & Income Trust |
N/A
|
$5.45 |
$5.37 |
0.06% |
$0.03 |
103 M |
17,668,965 |
0.00 |
0.00 |
Ordinary Shares |
| 04-15-2021 |
OXLCM |
Oxford Lane Capital Corp |
N/A
|
$24.96 |
$25.24 |
N/A |
$0.1406 |
864 M |
2,729,415 |
0.00 |
0.00 |
6.75% PRF REDEEM 30/06/2024 USD 25 - Ser 2024 |
| 04-15-2021 |
RFM |
RiverNorth Flexible Municipal Income Fund, Inc. |
N/A
|
$15.10 |
$23.00 |
0.07% |
$0.0954 |
97 M |
6,114,699 |
0.00 |
0.00 |
Ordinary Shares |
| 04-15-2021 |
CMCL |
Caledonia Mining Corp Plc |
N/A
|
$10.07 |
$14.91 |
0.05% |
$0.14 |
153 M |
19,188,073 |
N/A |
0.00 |
Ordinary Shares |