| 03-17-2021 |
GAINM |
Gladstone Investment Corporation |
N/A
|
$25.06 |
N/A |
N/A |
$0.1302 |
408 M |
2,300,000 |
0.00 |
0.00 |
6.25% PRF PERPETUAL USD 25 - Ser D |
| 03-17-2021 |
VRS |
Verso Corp |
N/A
|
$27.00 |
$15.44 |
0.01% |
$0.10 |
787 M |
29,154,580 |
0.00 |
0.00 |
Ordinary Shares - Class A |
| 03-17-2021 |
NCA |
NUVEEN CALIFORNIA MUNICIPAL VALUE FUND |
N/A
|
$8.49 |
$10.09 |
0.04% |
$0.029 |
297 M |
33,108,195 |
0.00 |
0.00 |
Ordinary Shares |
| 03-17-2021 |
AFT |
Axesstel, Inc. |
N/A
|
$14.86 |
$14.92 |
N/A |
$0.2463 |
6,705 M |
15,573,575 |
0.00 |
12.47 |
Ordinary Shares |
| 03-17-2021 |
AAN |
Aaron's Company, Inc. |
N/A
|
$10.09 |
$26.52 |
0.05% |
$0.125 |
318 M |
31,522,285 |
-1.38 |
-7.47 |
Ordinary Shares |
| 03-17-2021 |
FSLF |
First Eagle Senior Loan Fund |
N/A
|
$15.78 |
$14.45 |
0.05% |
$0.07 |
117 M |
7,418,990 |
0.00 |
0.00 |
Ordinary Shares |
| 03-17-2021 |
GOODM |
Gladstone Commercial Corp |
N/A
|
$25.01 |
$25.19 |
N/A |
$0.1458 |
816 M |
1,267,968 |
0.00 |
0.00 |
7% PRF PERPETUAL USD 25 - Ser D |
| 03-17-2021 |
AJX |
Great Ajax Corp. |
N/A
|
$3.04 |
$12.62 |
0.10% |
$0.06 |
147 M |
45,607,549 |
-3.85 |
-1.26 |
Ordinary Shares |
| 03-17-2021 |
LANDO |
Gladstone Land Corp |
N/A
|
$20.47 |
$25.55 |
0.04% |
$0.125 |
496 M |
5,956,065 |
0.00 |
0.00 |
6% PRF PERPETUAL USD 25 - Ser B |
| 03-17-2021 |
AIF |
Apollo Tactical Income Fund Inc. |
N/A
|
$14.84 |
$14.76 |
0.09% |
$0.2862 |
215 M |
14,500,000 |
0.00 |
0.00 |
Ordinary Shares |
| 03-17-2021 |
NUW |
Nuveen AMT-Free Municipal Value Fund |
N/A
|
$13.65 |
$16.41 |
0.04% |
$0.0425 |
252 M |
17,951,336 |
0.00 |
0.00 |
Ordinary Shares |
| 03-17-2021 |
BBY |
BEST BUY CO INC |
Retail/Retail – Radio, Tv And Consumer Electronic Stores
|
$60.05 |
$112.25 |
N/A |
$0.96 |
0 M |
209,112,577 |
5.06 |
N/A |
Ordinary Shares |
| 03-17-2021 |
TSM |
TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD |
Electronic Equipment/Electronic Components & Accessories
|
$397.67 |
$118.76 |
0.01% |
$0.9503 |
890,561 M |
5,186,725,800 |
3.10 |
29.88 |
ADR |
| 03-17-2021 |
BPOP |
POPULAR, INC. |
Banking/State Commercial Banks – Fed Reserve System
|
$149.35 |
$72.50 |
0.02% |
$0.70 |
8,107 M |
65,104,302 |
12.31 |
9.75 |
Ordinary Shares |
| 03-17-2021 |
MPT |
MEDICAL PROPERTIES TRUST INC |
Trading/REIT
|
$5.05 |
$21.88 |
N/A |
$0.09 |
0 M |
597,700,000 |
-0.98 |
N/A |
Ordinary Shares |
| 03-17-2021 |
SITC |
SITE Centers Corp. |
Trading/REIT
|
$5.56 |
$13.45 |
N/A |
$0.13 |
0 M |
52,462,340 |
3.37 |
N/A |
Ordinary Shares |
| 03-17-2021 |
CHMG |
CHEMUNG FINANCIAL CORP |
Banking/State Commercial Banks – Fed Reserve System
|
$66.09 |
$40.69 |
0.02% |
$0.32 |
268 M |
4,818,467 |
3.14 |
17.71 |
Ordinary Shares |
| 03-17-2021 |
HBAN |
HUNTINGTON BANCSHARES INC /MD/ |
Banking/National Commercial Banks
|
$16.63 |
$16.10 |
N/A |
$0.155 |
0 M |
2,029,792,391 |
1.41 |
N/A |
Ordinary Shares |
| 03-17-2021 |
SNV |
SYNOVUS FINANCIAL CORP |
Banking/National Commercial Banks
|
$50.05 |
$48.15 |
0.03% |
$0.39 |
6,813 M |
138,817,293 |
5.38 |
9.03 |
Ordinary Shares |
| 03-17-2021 |
MYE |
MYERS INDUSTRIES INC |
Rubber And Plastic Products/Misc. Plastic Products
|
$20.71 |
$19.97 |
N/A |
$0.135 |
0 M |
37,403,228 |
0.93 |
N/A |
Ordinary Shares |
| 03-17-2021 |
GAIN |
GLADSTONE INVESTMENT CORPORATION\DE |
Financial Services/Diversified Investments
|
$16.82 |
$12.54 |
0.11% |
$0.08 |
551 M |
39,821,967 |
0.76 |
4.58 |
Ordinary Shares |
| 03-17-2021 |
WFG |
WEST FRASER TIMBER CO., LTD |
Construction Materials/Lumber And Wood Products
|
$62.39 |
$65.34 |
0.01% |
$0.32 |
6,950 M |
78,518,053 |
N/A |
0.00 |
Ordinary Shares |
| 03-17-2021 |
GLAD |
GLADSTONE CAPITAL CORP |
Financial Services/Closed-End Fund - Debt
|
$19.26 |
$10.08 |
0.10% |
$0.15 |
463 M |
22,593,069 |
3.08 |
12.99 |
Ordinary Shares |
| 03-17-2021 |
MNDO |
MIND CTI LTD |
Computer Software/Services – Computer Programming And Data Processing
|
$1.06 |
$2.94 |
0.13% |
$0.22 |
38 M |
20,124,826 |
N/A |
0.00 |
Ordinary Shares |
| 03-17-2021 |
GOOD |
GLADSTONE COMMERCIAL CORP |
Real Estate/Lessors Of Railroad & Real Property
|
$12.85 |
$20.23 |
N/A |
$0.10 |
0 M |
48,406,993 |
0.14 |
N/A |
Ordinary Shares |
| 03-17-2021 |
PNNT |
PENNANTPARK INVESTMENT CORP |
Financial Services/Asset Management
|
$4.77 |
$5.89 |
N/A |
$0.04 |
0 M |
65,296,094 |
0.61 |
N/A |
Ordinary Shares |
| 03-17-2021 |
HNW |
Pioneer Diversified High Income Fund, Inc. |
Financial Services/Asset Management
|
$12.80 |
$14.66 |
0.08% |
$0.10 |
102 M |
8,334,759 |
N/A |
0.00 |
Ordinary Shares |
| 03-17-2021 |
SLRC |
SLR Investment Corp. |
Financial Services/Diversified Investments
|
$15.85 |
$18.65 |
N/A |
$0.41 |
0 M |
54,554,634 |
1.70 |
N/A |
Ordinary Shares |
| 03-17-2021 |
HRZN |
Horizon Technology Finance Corp |
Financial Services/Asset Management
|
$4.22 |
$14.20 |
0.21% |
$0.06 |
277 M |
42,348,813 |
1.46 |
0.00 |
Ordinary Shares |
| 03-17-2021 |
LAND |
GLADSTONE LAND Corp |
Trading/REIT
|
$9.78 |
$18.96 |
N/A |
$0.0467 |
0 M |
41,438,406 |
-0.29 |
N/A |
Ordinary Shares |
| 03-17-2021 |
PFLT |
PennantPark Floating Rate Capital Ltd. |
Financial Services/Asset Management
|
$9.07 |
$12.43 |
N/A |
$0.1025 |
0 M |
99,217,896 |
0.78 |
N/A |
Ordinary Shares |
| 03-17-2021 |
BANX |
ArrowMark Financial Corp. |
Financial Services/Asset Management
|
$19.57 |
$19.99 |
0.08% |
$0.15 |
147 M |
7,116,775 |
N/A |
0.00 |
Ordinary Shares |
| 03-17-2021 |
ALEX |
Alexander & Baldwin, Inc. |
Trading/REIT
|
$20.84 |
$17.85 |
0.05% |
$0.35 |
1,502 M |
72,875,492 |
0.89 |
11.61 |
Ordinary Shares |
| 03-17-2021 |
SUNS V |
Sunrise Realty Trust, Inc. |
Trading/REIT
|
$7.63 |
$15.50 |
0.13% |
$0.30 |
127 M |
13,519,655 |
0.90 |
10.42 |
Ordinary Shares |
| 03-17-2021 |
GAINL |
Gladstone Investment Corporation |
N/A
|
$25.91 |
$25.29 |
0.07% |
$0.50 |
474 M |
36,688,667 |
0.00 |
0.00 |
6.375% PRF REDEEM 31/08/2025 USD 25 - Ser E |
| 03-17-2021 |
EBSB |
Meridian Bancorp Inc |
N/A
|
$24.15 |
$18.96 |
N/A |
$0.10 |
0 M |
52,771,845 |
1.50 |
0.00 |
Ordinary Shares |
| 03-17-2021 |
GOODN |
Gladstone Commercial Corp |
N/A
|
$22.99 |
$26.00 |
0.07% |
$0.138 |
686 M |
42,533,321 |
-0.02 |
80.94 |
6.625% PRF PERPETUAL USD 25 - Ser E |
| 03-17-2021 |
CUBA |
HERZFELD CARIBBEAN BASIN FUND INC |
N/A
|
$2.38 |
$6.00 |
0.03% |
$0.00 |
16 M |
7,150,673 |
0.00 |
0.00 |
Ordinary Shares |
| 03-17-2021 |
ARD |
Ardagh Group S.A. |
N/A
|
$24.75 |
$27.08 |
0.02% |
$1.25 |
462 M |
18,672,136 |
0.00 |
0.00 |
Ordinary Shares - Class A |