| 01-21-2021 |
GAINM |
Gladstone Investment Corporation |
N/A
|
$25.06 |
$25.37 |
N/A |
$0.1302 |
408 M |
2,300,000 |
0.00 |
0.00 |
6.25% PRF PERPETUAL USD 25 - Ser D |
| 01-21-2021 |
ETO |
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund |
N/A
|
$25.45 |
$25.63 |
0.07% |
$0.1733 |
427 M |
16,388,138 |
0.00 |
0.00 |
Ordinary Shares |
| 01-21-2021 |
WIW |
WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND |
N/A
|
$8.25 |
$12.52 |
0.08% |
$0.0605 |
527 M |
61,184,134 |
0.00 |
0.00 |
Ordinary Shares |
| 01-21-2021 |
MNP |
Western Asset Municipal Partners Fund Inc |
N/A
|
$10.57 |
$15.08 |
0.05% |
$0.043 |
103 M |
9,719,063 |
0.00 |
0.00 |
Ordinary Shares |
| 01-21-2021 |
FLC |
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC |
N/A
|
$16.75 |
$23.32 |
0.06% |
$0.0913 |
175 M |
10,456,821 |
0.00 |
0.00 |
Ordinary Shares |
| 01-21-2021 |
TEAF |
ECOFIN SUSTAINABLE & SOCIAL IMPACT TERM FUND |
N/A
|
$12.14 |
$13.45 |
0.08% |
$0.09 |
166 M |
13,491,127 |
0.00 |
0.00 |
Ordinary Shares |
| 01-21-2021 |
PAI |
Western Asset Investment Grade Income Fund Inc. |
N/A
|
$12.35 |
$15.66 |
0.05% |
$0.0515 |
120 M |
9,510,962 |
0.00 |
0.00 |
Ordinary Shares |
| 01-21-2021 |
LANDP |
Gladstone Land Corp |
N/A
|
$20.56 |
$25.06 |
0.04% |
$0.125 |
496 M |
10,156,509 |
0.00 |
0.00 |
6.375% PRF REDEEM 30/09/2021 USD 25 - Ser A |
| 01-21-2021 |
ACP |
abrdn Income Credit Strategies Fund |
N/A
|
$5.94 |
$10.93 |
0.17% |
$0.10 |
334 M |
52,075,560 |
0.00 |
0.00 |
Ordinary Shares |
| 01-21-2021 |
FMN |
Federated Hermes Premier Municipal Income Fund |
N/A
|
$10.87 |
$14.54 |
0.04% |
$0.038 |
135 M |
11,498,091 |
0.00 |
0.00 |
Ordinary Shares |
| 01-21-2021 |
PPT |
PUTNAM PREMIER INCOME TRUST |
N/A
|
$3.58 |
$4.70 |
0.08% |
$0.026 |
355 M |
96,268,784 |
0.00 |
0.00 |
Ordinary Shares |
| 01-21-2021 |
PFO |
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC |
N/A
|
$9.08 |
$12.95 |
0.06% |
$0.0492 |
118 M |
13,077,326 |
0.00 |
0.00 |
Ordinary Shares |
| 01-21-2021 |
ETV |
Eaton Vance Tax-Managed Buy-Write Opportunities Fund |
N/A
|
$14.32 |
$15.12 |
0.08% |
$0.0993 |
1,488 M |
109,268,349 |
0.00 |
0.00 |
Ordinary Shares |
| 01-21-2021 |
BWG |
BrandywineGLOBAL-Global Income Opportunities Fund Inc |
N/A
|
$8.03 |
$12.40 |
0.10% |
$0.08 |
146 M |
16,791,836 |
0.00 |
0.00 |
Ordinary Shares |
| 01-21-2021 |
EIM |
EATON VANCE MUNICIPAL BOND FUND |
N/A
|
$10.33 |
$13.30 |
0.05% |
$0.0508 |
746 M |
71,153,184 |
0.00 |
0.00 |
Ordinary Shares |
| 01-21-2021 |
AGD |
abrdn Global Dynamic Dividend Fund |
N/A
|
$9.86 |
$10.84 |
0.08% |
$0.11 |
256 M |
24,865,080 |
0.00 |
0.00 |
Ordinary Shares |
| 01-21-2021 |
HIE |
Miller/Howard High Income Equity Fund |
N/A
|
$11.95 |
$8.23 |
N/A |
$0.051 |
3,686 M |
18,690,675 |
0.00 |
38.80 |
Ordinary Shares |
| 01-21-2021 |
MMU |
WESTERN ASSET MANAGED MUNICIPALS FUND INC. |
N/A
|
$10.20 |
$12.95 |
0.05% |
$0.0545 |
467 M |
43,367,851 |
0.00 |
0.00 |
Ordinary Shares |
| 01-21-2021 |
EVM |
EATON VANCE CALIFORNIA MUNICIPAL BOND FUND |
N/A
|
$9.36 |
$11.50 |
0.04% |
$0.0417 |
235 M |
24,672,939 |
0.00 |
0.00 |
Ordinary Shares |
| 01-21-2021 |
HYI |
Western Asset High Yield Defined Opportunity Fund Inc. |
N/A
|
$11.93 |
$15.41 |
0.09% |
$0.095 |
274 M |
22,660,581 |
0.00 |
0.00 |
Ordinary Shares |
| 01-21-2021 |
BIF |
Boulder Growth & Income Fund Inc |
N/A
|
$14.78 |
$11.27 |
0.03% |
$0.12 |
1,449 M |
98,270,980 |
0.00 |
0.00 |
Ordinary Shares |
| 01-21-2021 |
ENIA |
Enel Americas SA |
N/A
|
$4.81 |
$7.78 |
0.02% |
$0.061 |
10,320 M |
2,145,633,971 |
0.37 |
13.93 |
ADR |
| 01-21-2021 |
WIA |
WESTERN ASSET INFLATION-LINKED INCOME FUND |
N/A
|
$7.97 |
$12.91 |
0.07% |
$0.05 |
191 M |
23,322,256 |
0.00 |
0.00 |
Ordinary Shares |
| 01-21-2021 |
HIX |
WESTERN ASSET HIGH INCOME FUND II INC. |
N/A
|
$4.24 |
$6.87 |
0.12% |
$0.049 |
286 M |
64,991,059 |
0.00 |
0.00 |
Ordinary Shares |
| 01-21-2021 |
IGI |
Western Asset Investment Grade Defined Opportunity Trust Inc. |
N/A
|
$16.34 |
$21.80 |
0.05% |
$0.071 |
193 M |
10,848,022 |
0.00 |
0.00 |
Ordinary Shares |
| 01-21-2021 |
HIO |
WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. |
N/A
|
$3.96 |
$4.91 |
0.10% |
$0.0355 |
378 M |
95,099,215 |
0.00 |
0.00 |
Ordinary Shares |
| 01-21-2021 |
EHI |
WESTERN ASSET GLOBAL HIGH INCOME FUND INC. |
N/A
|
$6.55 |
$10.25 |
0.11% |
$0.07 |
161 M |
22,697,297 |
0.00 |
0.00 |
Ordinary Shares |
| 01-21-2021 |
EFF |
Eaton Vance Floating-Rate Income Plus Fund |
N/A
|
$16.48 |
$15.57 |
0.04% |
$0.06 |
124 M |
7,606,422 |
0.00 |
0.00 |
Ordinary Shares |
| 01-21-2021 |
EVG |
Eaton Vance Short Duration Diversified Income Fund |
N/A
|
$10.88 |
$13.10 |
0.08% |
$0.0795 |
149 M |
13,442,697 |
0.00 |
0.00 |
Ordinary Shares |
| 01-21-2021 |
ETX |
Eaton Vance Municipal Income 2028 Term Trust |
N/A
|
$17.80 |
$22.89 |
0.04% |
$0.0782 |
205 M |
10,884,956 |
0.00 |
0.00 |
Ordinary Shares |
| 01-21-2021 |
AOD |
abrdn Total Dynamic Dividend Fund |
N/A
|
$8.48 |
$9.10 |
0.08% |
$0.10 |
944 M |
105,430,998 |
0.00 |
0.00 |
Ordinary Shares |
| 01-21-2021 |
EMD |
WESTERN ASSET EMERGING MARKETS DEBT FUND INC. |
N/A
|
$9.70 |
$13.71 |
0.10% |
$0.0845 |
594 M |
60,246,012 |
0.00 |
0.00 |
Ordinary Shares |
| 01-21-2021 |
ENX |
EATON VANCE NEW YORK MUNICIPAL BOND FUND |
N/A
|
$9.54 |
$12.15 |
0.04% |
$0.0417 |
178 M |
17,961,289 |
0.00 |
0.00 |
Ordinary Shares |
| 01-21-2021 |
ETG |
EATON VANCE TAX ADVANTAGED GLOBAL DIVIDEND INCOME FUND |
N/A
|
$18.39 |
$18.13 |
0.07% |
$0.1293 |
1,458 M |
76,458,956 |
0.00 |
0.00 |
Ordinary Shares |
| 01-21-2021 |
FCO |
ABRDN GLOBAL INCOME FUND, INC. |
N/A
|
$5.84 |
$7.98 |
0.13% |
$0.07 |
72 M |
12,540,892 |
0.00 |
0.00 |
Ordinary Shares |
| 01-21-2021 |
EXG |
Eaton Vance Tax-Managed Global Diversified Equity Income Fund |
N/A
|
$8.26 |
$8.88 |
0.08% |
$0.0657 |
2,606 M |
306,286,161 |
0.00 |
0.00 |
Ordinary Shares |
| 01-21-2021 |
EXD |
Eaton Vance Tax-Managed Buy-Write Strategy Fund |
N/A
|
$9.58 |
$10.04 |
0.09% |
$0.0708 |
94 M |
9,765,955 |
0.00 |
0.00 |
Ordinary Shares |
| 01-21-2021 |
GOODM |
Gladstone Commercial Corp |
N/A
|
$25.01 |
$25.34 |
N/A |
$0.1458 |
816 M |
1,267,968 |
0.00 |
0.00 |
7% PRF PERPETUAL USD 25 - Ser D |
| 01-21-2021 |
ETB |
Eaton Vance Tax-Managed Buy-Write Income Fund |
N/A
|
$14.89 |
$14.83 |
0.08% |
$0.1058 |
416 M |
29,374,715 |
0.00 |
0.00 |
Ordinary Shares |
| 01-21-2021 |
LANDO |
Gladstone Land Corp |
N/A
|
$20.47 |
$25.40 |
0.04% |
$0.125 |
496 M |
5,956,065 |
0.00 |
0.00 |
6% PRF PERPETUAL USD 25 - Ser B |
| 01-21-2021 |
OCCIP |
OFS Credit Company Inc |
N/A
|
$25.03 |
$25.01 |
N/A |
$0.1432 |
47 M |
852,660 |
0.00 |
0.00 |
6.875% PRF REDEEM 31/03/2024 USD 25 - Ser A |
| 01-21-2021 |
FFC |
Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC |
N/A
|
$15.74 |
$22.55 |
0.06% |
$0.0897 |
761 M |
48,094,255 |
0.00 |
0.00 |
Ordinary Shares |
| 01-21-2021 |
INDT |
INDUS Realty Trust Inc |
N/A
|
$66.98 |
$65.51 |
N/A |
$0.18 |
0 M |
10,197,968 |
0.01 |
0.00 |
Ordinary Shares |
| 01-21-2021 |
EOT |
Eaton Vance National Municipal Opportunities Trust |
N/A
|
$16.62 |
$20.71 |
0.04% |
$0.0683 |
273 M |
15,624,921 |
0.00 |
0.00 |
Ordinary Shares |
| 01-21-2021 |
GDO |
WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC. |
N/A
|
$11.14 |
$17.89 |
0.10% |
$0.122 |
191 M |
14,949,168 |
0.00 |
0.00 |
Ordinary Shares |
| 01-21-2021 |
PIM |
PUTNAM MASTER INTERMEDIATE INCOME TRUST |
N/A
|
$3.27 |
$4.21 |
0.08% |
$0.022 |
162 M |
48,338,471 |
0.00 |
0.00 |
Ordinary Shares |
| 01-21-2021 |
ETJ |
Eaton Vance Risk-Managed Diversified Equity Income Fund |
N/A
|
$9.20 |
$10.45 |
0.08% |
$0.0651 |
610 M |
67,301,787 |
0.00 |
0.00 |
Ordinary Shares |
| 01-21-2021 |
MTT |
Western Asset Municipal Defined Opportunity Trust |
N/A
|
$21.19 |
$21.20 |
N/A |
$0.049 |
6,475 M |
12,200,435 |
0.00 |
11.81 |
Ordinary Shares |
| 01-21-2021 |
ETY |
Eaton Vance Tax-Managed Diversified Equity Income Fund |
N/A
|
$15.08 |
$12.44 |
0.07% |
$0.0992 |
2,239 M |
157,326,009 |
0.00 |
0.00 |
Ordinary Shares |
| 01-21-2021 |
COKE |
Coca-Cola Consolidated, Inc. |
Candy & Soda/Bottled-Canned Soft Drinks
|
$203.92 |
$262.34 |
0.01% |
$0.25 |
13,078 M |
66,564,294 |
32.98 |
22.92 |
Ordinary Shares |
| 01-21-2021 |
COO |
COOPER COMPANIES, INC. |
Medical Equipment/Ophthalmic Goods
|
$62.36 |
$380.00 |
N/A |
$0.03 |
0 M |
195,114,398 |
1.88 |
N/A |
Ordinary Shares |
| 01-21-2021 |
CVS |
CVS HEALTH Corp |
Retail/Retail – Drug & Proprietary Stores
|
$82.09 |
$74.12 |
0.03% |
$0.665 |
99,920 M |
1,272,211,063 |
1.40 |
56.52 |
Ordinary Shares |
| 01-21-2021 |
PG |
PROCTER & GAMBLE Co |
Consumer Goods/Soap & Other Detergents
|
$147.26 |
$130.00 |
0.03% |
$1.0885 |
333,171 M |
2,328,598,978 |
6.98 |
20.05 |
Ordinary Shares |
| 01-21-2021 |
PNR |
PENTAIR plc |
Machinery/Special Industry Machinery
|
$79.10 |
$57.98 |
0.01% |
$0.27 |
16,999 M |
163,235,706 |
3.99 |
26.00 |
Ordinary Shares |
| 01-21-2021 |
GAIN |
GLADSTONE INVESTMENT CORPORATION\DE |
Financial Services/Diversified Investments
|
$16.82 |
$10.79 |
0.11% |
$0.08 |
551 M |
39,821,967 |
0.76 |
4.58 |
Ordinary Shares |
| 01-21-2021 |
SNX |
TD SYNNEX CORP |
Wholesale/Wholesale – Computers & Peripheral Equipment & Software
|
$228.20 |
$89.78 |
0.01% |
$0.48 |
12,659 M |
80,391,093 |
12.06 |
12.83 |
Ordinary Shares |
| 01-21-2021 |
GLAD |
GLADSTONE CAPITAL CORP |
Financial Services/Closed-End Fund - Debt
|
$19.26 |
$9.32 |
0.10% |
$0.15 |
463 M |
22,593,069 |
3.08 |
12.99 |
Ordinary Shares |
| 01-21-2021 |
WSM |
WILLIAMS SONOMA INC |
Retail/Retail – Home Furniture And Equipment Stores
|
$179.99 |
$132.32 |
N/A |
$0.76 |
0 M |
119,016,049 |
8.93 |
N/A |
Ordinary Shares |
| 01-21-2021 |
BUSE |
FIRST BUSEY CORP /NV/ |
Banking/State Commercial Banks – Fed Reserve System
|
$26.61 |
$23.25 |
N/A |
$0.25 |
0 M |
86,227,449 |
1.49 |
N/A |
Ordinary Shares |
| 01-21-2021 |
GOOD |
GLADSTONE COMMERCIAL CORP |
Real Estate/Lessors Of Railroad & Real Property
|
$12.85 |
$18.38 |
N/A |
$0.10 |
0 M |
48,406,993 |
0.14 |
N/A |
Ordinary Shares |
| 01-21-2021 |
LAND |
GLADSTONE LAND Corp |
Trading/REIT
|
$9.78 |
$16.44 |
N/A |
$0.0467 |
0 M |
41,438,406 |
-0.29 |
N/A |
Ordinary Shares |
| 01-21-2021 |
ASGI |
abrdn Global Infrastructure Income Fund |
N/A
|
$23.75 |
$19.93 |
0.09% |
$0.19 |
498 M |
25,206,605 |
N/A |
0.00 |
Ordinary Shares |
| 01-21-2021 |
PMO |
PUTNAM MUNICIPAL OPPORTUNITIES TRUST |
N/A
|
$10.10 |
$13.71 |
0.04% |
$0.035 |
332 M |
31,811,052 |
0.00 |
0.00 |
Ordinary Shares |
| 01-21-2021 |
DFP |
Delphi Financial Group, Inc. |
N/A
|
$20.13 |
$29.11 |
0.06% |
$0.1122 |
419 M |
20,538,137 |
0.00 |
0.00 |
Ordinary Shares |
| 01-21-2021 |
EOS |
Eaton Vance Enhanced Equity Income Fund II |
N/A
|
$23.96 |
$21.59 |
0.07% |
$0.1523 |
1,122 M |
52,286,225 |
0.00 |
0.00 |
Ordinary Shares |
| 01-21-2021 |
EOI |
Eaton Vance Enhanced Equity Income Fund |
N/A
|
$20.87 |
$16.46 |
0.07% |
$0.1338 |
777 M |
40,325,199 |
0.00 |
0.00 |
Ordinary Shares |
| 01-21-2021 |
GAINL |
Gladstone Investment Corporation |
N/A
|
$25.91 |
$25.40 |
0.07% |
$0.50 |
474 M |
36,688,667 |
0.00 |
0.00 |
6.375% PRF REDEEM 31/08/2025 USD 25 - Ser E |
| 01-21-2021 |
AWP |
abrdn Global Premier Properties Fund |
N/A
|
$3.77 |
$5.50 |
0.10% |
$0.04 |
372 M |
85,407,951 |
0.00 |
0.00 |
Ordinary Shares |
| 01-21-2021 |
PKI |
Revvity Inc. |
N/A
|
$115.22 |
$151.91 |
0.00% |
$0.07 |
14,456 M |
125,441,002 |
7.61 |
15.03 |
Ordinary Shares |
| 01-21-2021 |
FTLB |
First Trust Exchange-Traded Fund VI - First Trust Hedged BuyWrite Income ETF |
N/A
|
$20.90 |
$20.46 |
0.03% |
$0.00 |
14 M |
650,002 |
0.00 |
0.00 |
First Trust Hedged BuyWrite Income ETF |
| 01-21-2021 |
WEA |
WESTERN ASSET PREMIER BOND FUND |
N/A
|
$10.86 |
$14.11 |
0.07% |
$0.07 |
132 M |
11,865,600 |
0.00 |
0.00 |
Ordinary Shares |
| 01-21-2021 |
ETW |
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund |
N/A
|
$8.44 |
$9.73 |
0.08% |
$0.0664 |
917 M |
109,597,786 |
0.00 |
0.00 |
Ordinary Shares |
| 01-21-2021 |
ASG |
LIBERTY ALL STAR GROWTH FUND INC. |
N/A
|
$5.71 |
$8.90 |
0.08% |
$0.12 |
319 M |
58,237,048 |
0.00 |
0.00 |
Ordinary Shares |
| 01-21-2021 |
USA |
LIBERTY ALL STAR EQUITY FUND |
N/A
|
$7.02 |
$7.06 |
0.09% |
$0.18 |
1,891 M |
270,856,813 |
0.00 |
0.00 |
Ordinary Shares |
| 01-21-2021 |
DMO |
Western Asset Mortgage Opportunity Fund Inc. |
N/A
|
$11.45 |
$14.16 |
0.12% |
$0.13 |
136 M |
11,430,895 |
0.00 |
0.00 |
Ordinary Shares |
| 01-21-2021 |
PFD |
FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC |
N/A
|
$11.30 |
$19.24 |
0.06% |
$0.0594 |
148 M |
12,763,654 |
0.00 |
0.00 |
Ordinary Shares |
| 01-21-2021 |
GOODN |
Gladstone Commercial Corp |
N/A
|
$22.99 |
$25.30 |
0.07% |
$0.138 |
686 M |
42,533,321 |
-0.02 |
80.94 |
6.625% PRF PERPETUAL USD 25 - Ser E |
| 01-21-2021 |
MHF |
WESTERN ASSET MUNICIPAL HIGH INCOME FUND INC. |
N/A
|
$6.94 |
$7.74 |
0.05% |
$0.034 |
154 M |
21,651,223 |
0.00 |
0.00 |
Ordinary Shares |
| 01-21-2021 |
FAX |
ABRDN ASIA-PACIFIC INCOME FUND, INC. |
N/A
|
$14.75 |
$4.40 |
0.11% |
$0.0275 |
701 M |
247,695,769 |
0.00 |
0.00 |
Ordinary Shares |
| 01-21-2021 |
PMM |
PUTNAM MANAGED MUNICIPAL INCOME TRUST |
N/A
|
$6.06 |
$8.15 |
0.04% |
$0.0238 |
294 M |
46,431,063 |
0.00 |
0.00 |
Ordinary Shares |
| 01-21-2021 |
SBI |
WESTERN ASSET INTERMEDIATE MUNI FUND INC. |
N/A
|
$7.78 |
$9.20 |
0.05% |
$0.042 |
114 M |
14,082,315 |
0.00 |
0.00 |
Ordinary Shares |
| 01-21-2021 |
NVT |
nVent Electric plc |
N/A
|
$60.34 |
$23.63 |
0.01% |
$0.20 |
11,202 M |
166,215,120 |
2.07 |
38.44 |
Ordinary Shares |