| 01-14-2021 |
MEN |
BlackRock Munienhanced Fund Inc |
N/A
|
$12.08 |
$12.08 |
0.04% |
$0.105 |
359 M |
29,681,476 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
BSD |
BlackRock Strategic Municipal Trust |
N/A
|
$14.74 |
$14.79 |
0.04% |
$0.0608 |
108 M |
7,308,173 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
NMY |
Nuveen Maryland Quality Municipal Income Fund |
N/A
|
$14.30 |
$13.95 |
0.05% |
$0.0718 |
330 M |
23,099,664 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
BLE |
BLACKROCK MUNICIPAL INCOME TRUST II |
N/A
|
$10.55 |
$15.37 |
0.05% |
$0.052 |
540 M |
48,559,926 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
DHCNI |
Diversified Healthcare Trust - 5.625% NT REDEEM 01/08/2042 USD 25 |
N/A
|
$14.58 |
N/A |
N/A |
$0.3516 |
837 M |
240,574,611 |
-1.47 |
0.00 |
5.625% NT REDEEM 01/08/2042 USD 25 |
| 01-14-2021 |
NCB |
Nuveen California Municipal Value Fund 2 |
N/A
|
$15.05 |
$15.38 |
0.02% |
$0.0986 |
306,197 M |
3,302,424 |
0.00 |
13.95 |
Ordinary Shares |
| 01-14-2021 |
CYCCP |
Cyclacel Pharmaceuticals Inc |
N/A
|
$5.85 |
$8.40 |
N/A |
$0.15 |
2 M |
1,259 |
0.00 |
0.00 |
6% PRF PERPETUAL USD 10 |
| 01-14-2021 |
VTN |
Invesco Trust for Investment Grade New York Municipals |
N/A
|
$10.50 |
$12.95 |
0.04% |
$0.0685 |
222 M |
19,477,753 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
CLM |
CORNERSTONE STRATEGIC VALUE FUND INC |
N/A
|
$8.69 |
$12.24 |
0.16% |
$0.1086 |
911 M |
119,996,396 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
RILYZ |
B. Riley Financial Inc - 5.25% NT REDEEM 31/08/2028 USD 25 |
N/A
|
$8.50 |
$25.17 |
0.15% |
$0.3281 |
149 M |
30,295,303 |
-5.93 |
0.00 |
7.50% NT REDEEM 31/05/2027 USD 25 |
| 01-14-2021 |
OFSSI |
OFS Capital Corp - 5.95% NT REDEEM 31/10/2026 USD 25 |
N/A
|
$25.09 |
$23.70 |
N/A |
$0.3719 |
148 M |
N/A |
0.00 |
0.00 |
5.95% NT REDEEM 31/10/2026 USD 25 |
| 01-14-2021 |
NHS |
Neuberger Berman High Yield Strategies Fund |
N/A
|
$7.58 |
$11.74 |
0.12% |
$0.0905 |
161 M |
19,437,681 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
NIQ |
Nuveen Intermediate Duration Quality Municipal Term Fund |
N/A
|
$12.87 |
$14.48 |
0.03% |
$0.0253 |
169 M |
13,098,868 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
EDI |
Virtus Stone Harbor Emerging Markets Total Income Fund |
N/A
|
$5.05 |
$9.27 |
0.16% |
$0.07 |
50 M |
10,004,930 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
NXJ |
NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND |
N/A
|
$12.16 |
$14.28 |
0.04% |
$0.0785 |
526 M |
41,264,587 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
JFR |
NUVEEN FLOATING RATE INCOME FUND |
N/A
|
$8.99 |
$9.21 |
0.11% |
$0.085 |
504 M |
56,918,468 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
NCA |
NUVEEN CALIFORNIA MUNICIPAL VALUE FUND |
N/A
|
$8.49 |
$10.76 |
0.04% |
$0.029 |
297 M |
33,108,195 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
DTF |
DTF TAX-FREE INCOME 2028 TERM FUND INC |
N/A
|
$11.25 |
$14.44 |
0.03% |
$0.0325 |
79 M |
7,029,567 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
MDLQ |
Medley Llc - 7.25% NT REDEEM 30/01/2024 USD 25 |
N/A
|
$1.76 |
$8.56 |
N/A |
$0.4481 |
0 M |
N/A |
0.00 |
0.00 |
7.25% NT REDEEM 30/01/2024 USD 25 |
| 01-14-2021 |
GOF |
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND |
N/A
|
$15.40 |
$19.81 |
0.13% |
$0.1821 |
2,091 M |
135,322,762 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
FDUSL |
Fidus Investment Corporation 5.875 % Notes 2018-01.02.23 |
N/A
|
$25.20 |
N/A |
N/A |
$0.3672 |
333 M |
N/A |
0.00 |
0.00 |
5.875% NT REDEEM 01/02/2023 USD 25 |
| 01-14-2021 |
BBF |
BlackRock Municipal Income Investment Trust |
N/A
|
$14.42 |
$13.33 |
0.04% |
$0.0505 |
148 M |
10,232,375 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
BME |
BlackRock Health Sciences Trust |
N/A
|
$38.98 |
$49.80 |
0.06% |
$0.213 |
591 M |
13,943,973 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
NVG |
Nuveen AMT-Free Municipal Credit Income Fund |
N/A
|
$12.29 |
$16.66 |
0.05% |
$0.079 |
2,780 M |
213,522,362 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
GLADL |
Gladstone Capital Corp. - 5.375% NT REDEEM 01/11/2024 USD |
N/A
|
$24.99 |
$25.41 |
N/A |
$0.00 |
404 M |
N/A |
0.00 |
0.00 |
5.375% NT REDEEM 01/11/2024 USD |
| 01-14-2021 |
JPI |
Nuveen Preferred Securities & Income Opportunities Fund |
N/A
|
$19.85 |
$23.63 |
0.06% |
$0.166 |
450 M |
22,772,419 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
OXLC |
Oxford Lane Capital Corp. |
N/A
|
$5.10 |
$5.92 |
0.16% |
$0.09 |
1,538 M |
287,000,000 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
NRK |
NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND |
N/A
|
$10.49 |
$13.37 |
0.05% |
$0.069 |
967 M |
87,235,304 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
NSL |
Nuveen Senior Income Fund |
N/A
|
$4.59 |
$5.45 |
0.10% |
$0.0435 |
178 M |
38,611,472 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
JEMD |
Nuveen Emerging Markets Debt 2022 Target Term Fund |
N/A
|
$6.63 |
$7.64 |
0.04% |
$0.0185 |
94 M |
14,248,486 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
MUE |
BLACKROCK MUNIHOLDINGS QUALITY FUND II, INC. |
N/A
|
$10.16 |
$13.16 |
0.05% |
$0.045 |
234 M |
22,428,451 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
BPOPN |
Popular Capital Trust I |
N/A
|
$25.23 |
$25.70 |
N/A |
$0.1396 |
0 M |
12,000,000 |
0.00 |
0.00 |
6.70% PRF CONVERT 01/11/2033 USD 25 - Cls A |
| 01-14-2021 |
DYFN |
Angel Oak Dynamic Financial Strategies Income Term Trust |
N/A
|
$17.35 |
$18.50 |
0.08% |
$0.1228 |
70 M |
4,055,000 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
JHB |
Nuveen Corporate Income November 2021 Target Term Fund |
N/A
|
$9.40 |
$9.23 |
0.02% |
$0.0075 |
525 M |
55,900,049 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
NKG |
Nuveen Georgia Quality Municipal Income Fund |
N/A
|
$10.16 |
$12.90 |
0.04% |
$0.0042 |
105 M |
10,399,813 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
VCV |
Invesco California Value Municipal Income Trust |
N/A
|
$11.18 |
$12.97 |
0.05% |
$0.0646 |
518 M |
47,890,524 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
MHE |
BlackRock Massachusetts Tax-Exempt Trust |
N/A
|
$13.64 |
$13.43 |
0.03% |
$0.0894 |
32 M |
2,371,023 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
RMI |
RiverNorth Opportunistic Municipal Income Fund, Inc. |
N/A
|
$15.20 |
$21.23 |
0.07% |
$0.0965 |
101 M |
6,374,541 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
MUI |
BLACKROCK MUNICIPAL INCOME FUND, INC. |
N/A
|
$12.25 |
$14.70 |
0.05% |
$0.055 |
894 M |
71,992,145 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
BYM |
BLACKROCK MUNICIPAL INCOME QUALITY TRUST |
N/A
|
$10.95 |
$15.07 |
0.05% |
$0.0525 |
313 M |
26,357,653 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
BTT |
BlackRock Municipal 2030 Target Term Trust |
N/A
|
$20.73 |
$25.38 |
0.03% |
$0.0464 |
1,508 M |
70,505,571 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
RILYH |
B. Riley Financial Inc - 7.375% NT REDEEM 31/05/2023 USD 25 |
N/A
|
$25.52 |
$25.24 |
N/A |
$0.4609 |
1,654 M |
N/A |
0.00 |
0.00 |
7.375% NT REDEEM 31/05/2023 USD 25 |
| 01-14-2021 |
HCXZ |
Hercules Capital Inc - 5.25% NT REDEEM 30/04/2025 USD 25 |
N/A
|
$25.20 |
$25.40 |
0.05% |
$0.3281 |
1,975 M |
78,356,302 |
0.00 |
0.00 |
5.25% NT REDEEM 30/04/2025 USD 25 |
| 01-14-2021 |
RSF |
RiverNorth Capital & Income Fund, Inc. |
N/A
|
$15.30 |
$16.84 |
0.10% |
$0.1398 |
59 M |
3,862,917 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
OFSSG |
OFS Capital Corp - 6.25% NT REDEEM 30/09/2023 USD 25 |
N/A
|
$25.02 |
$24.99 |
N/A |
$0.3906 |
153 M |
N/A |
0.00 |
0.00 |
6.25% NT REDEEM 30/09/2023 USD 25 |
| 01-14-2021 |
GFNSZ |
General Finance Corporation - 7.875% NT REDEEM 31/10/2025 USD 25 |
N/A
|
$28.46 |
$25.97 |
N/A |
$0.4867 |
0 M |
N/A |
0.00 |
0.00 |
7.875% NT REDEEM 31/10/2025 USD 25 |
| 01-14-2021 |
MYD |
BLACKROCK MUNIYIELD FUND, INC. |
N/A
|
$10.57 |
$14.22 |
0.05% |
$0.0525 |
522 M |
46,657,595 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
VMO |
Invesco Municipal Opportunity Trust |
N/A
|
$9.71 |
$12.82 |
0.05% |
$0.0625 |
678 M |
67,440,684 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
NMZ |
NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND |
N/A
|
$10.95 |
$14.25 |
0.05% |
$0.0655 |
1,265 M |
110,539,337 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
NAN |
NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND |
N/A
|
$11.40 |
$14.03 |
0.05% |
$0.072 |
354 M |
30,851,332 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
MQT |
BLACKROCK MUNIYIELD QUALITY FUND II, INC. |
N/A
|
$9.96 |
$14.12 |
0.05% |
$0.049 |
238 M |
22,516,558 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
VPV |
Invesco Pennsylvania Value Municipal Income Trust |
N/A
|
$10.30 |
$12.63 |
0.04% |
$0.0667 |
264 M |
23,829,544 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
NPV |
NUVEEN VIRGINIA QUALITY MUNICIPAL INCOME FUND |
N/A
|
$12.67 |
$15.52 |
0.05% |
$0.072 |
214 M |
17,924,699 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
JSD |
Nuveen Short Duration Credit Opportunities Fund |
N/A
|
$11.60 |
$13.59 |
0.11% |
$0.111 |
117 M |
10,085,648 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
MFL |
BlackRock MuniHoldings Investment Quality Fund |
N/A
|
$11.86 |
$14.08 |
0.05% |
$0.05 |
449 M |
37,896,208 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
MYN |
BLACKROCK MUNIYIELD NEW YORK QUALITY FUND, INC. |
N/A
|
$10.17 |
$13.20 |
0.05% |
$0.0442 |
400 M |
38,313,208 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
NXN |
NUVEEN NEW YORK SELECT TAX -FREE INCOME PORTFOLIO |
N/A
|
$11.48 |
$14.01 |
0.04% |
$0.041 |
47 M |
3,924,894 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
ELAT |
Elanco Animal Health Inc - Units ( Purchase Contract & Senior Amortizing Note) |
N/A
|
$21.32 |
$49.32 |
0.11% |
$0.625 |
6,511 M |
474,205,430 |
0.00 |
0.00 |
Units ( Purchase Contract & Senior Amortizing Note) |
| 01-14-2021 |
MVF |
BLACKROCK MUNIVEST FUND, INC. |
N/A
|
$7.20 |
$9.04 |
0.04% |
$0.03 |
477 M |
64,396,225 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
KIO |
KKR Income Opportunities Fund |
N/A
|
$13.58 |
$14.62 |
0.09% |
$0.1215 |
396 M |
27,120,420 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
OPP |
RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. |
N/A
|
$8.54 |
$14.45 |
0.13% |
$0.1003 |
205 M |
22,971,194 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
RILYM |
B. Riley Financial Inc - 6.375% NT REDEEM 28/02/2025 USD 25 |
N/A
|
$17.54 |
$25.09 |
0.09% |
$0.3984 |
149 M |
30,295,303 |
-5.93 |
0.00 |
6.375% NT REDEEM 28/02/2025 USD 25 |
| 01-14-2021 |
IIM |
Invesco Value Municipal Income Trust |
N/A
|
$11.99 |
$15.57 |
0.05% |
$0.0771 |
600 M |
47,068,439 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
BSTZ |
BlackRock Science & Technology Term Trust |
N/A
|
$21.19 |
$36.20 |
0.08% |
$0.214 |
1,473 M |
76,070,675 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
BKN |
BLACKROCK INVESTMENT QUALITY MUNICIPAL TRUST, INC. |
N/A
|
$11.29 |
$16.96 |
0.05% |
$0.057 |
218 M |
17,619,274 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
MUJ |
BLACKROCK MUNIHOLDINGS NEW JERSEY QUALITY FUND, INC. |
N/A
|
$11.23 |
$14.34 |
0.05% |
$0.05 |
647 M |
53,986,345 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
IQI |
Invesco Quality Municipal Income Trust |
N/A
|
$9.84 |
$12.92 |
0.05% |
$0.0631 |
534 M |
52,883,797 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
JHAA |
Nuveen Corporate Income 2023 Target Term Fund |
N/A
|
$9.42 |
$9.85 |
0.03% |
$0.0185 |
73 M |
7,746,950 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
SJR |
Shaw Communications Inc. |
N/A
|
$30.18 |
$17.71 |
0.04% |
$0.0988 |
14,419 M |
477,759,683 |
0.00 |
0.00 |
Ordinary Shares - Class B |
| 01-14-2021 |
AFT |
Axesstel, Inc. |
N/A
|
$14.86 |
$14.63 |
N/A |
$0.2463 |
6,705 M |
15,573,575 |
0.00 |
12.47 |
Ordinary Shares |
| 01-14-2021 |
BNY |
BLACKROCK NEW YORK MUNICIPAL INCOME TRUST |
N/A
|
$10.32 |
$14.35 |
0.04% |
$0.043 |
258 M |
24,117,105 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
BDJ |
BlackRock Enhanced Equity Dividend Trust |
N/A
|
$8.41 |
$8.65 |
0.08% |
$0.0562 |
1,609 M |
186,494,195 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
MUH |
BlackRock MuniHoldings Fund II Inc |
N/A
|
$14.72 |
$15.20 |
0.04% |
$0.1122 |
167 M |
11,336,282 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
JGH |
Nuveen Global High Income Fund |
N/A
|
$12.92 |
$15.42 |
0.09% |
$0.1035 |
302 M |
23,177,392 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
OXLCO |
Oxford Lane Capital Corp |
N/A
|
$22.95 |
$25.24 |
0.06% |
$0.125 |
1,538 M |
2,400,000 |
0.00 |
0.00 |
7.50% PRF PERPETUAL USD 25 - Ser 2023 |
| 01-14-2021 |
BHV |
BLACKROCK VIRGINIA MUNICIPAL BOND TRUST |
N/A
|
$11.03 |
$16.04 |
0.03% |
$0.0395 |
18 M |
1,609,842 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
BAF |
BlackRock Municipal Income Investment Quality Trust |
N/A
|
$14.19 |
$15.35 |
0.04% |
$0.0984 |
123 M |
8,749,418 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
BFY |
BlackRock New York Municipal Income Trust II |
N/A
|
$14.96 |
$14.43 |
0.04% |
$0.1599 |
77 M |
5,004,922 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
NAC |
Nuveen California Quality Municipal Income Fund |
N/A
|
$11.26 |
$14.76 |
0.05% |
$0.0735 |
1,706 M |
144,735,058 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
RCP |
Ready Capital Corp - 6.50% NT REDEEM 30/04/2021 USD 25 |
N/A
|
$25.23 |
$25.09 |
N/A |
$0.4062 |
765 M |
N/A |
0.00 |
0.00 |
6.50% NT REDEEM 30/04/2021 USD 25 |
| 01-14-2021 |
NMCO |
Nuveen Municipal Credit Opportunities Fund |
N/A
|
$10.72 |
$13.48 |
0.05% |
$0.0685 |
627 M |
54,800,161 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
BBK |
BlackRock Municipal Bond Trust |
N/A
|
$15.64 |
$16.10 |
0.05% |
$0.1627 |
57,275 M |
10,522,957 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
DMF |
BNY MELLON MUNICIPAL INCOME, INC. |
N/A
|
$7.12 |
$8.92 |
0.03% |
$0.019 |
152 M |
20,757,267 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
MHN |
BLACKROCK MUNIHOLDINGS NEW YORK QUALITY FUND, INC. |
N/A
|
$10.63 |
$13.98 |
0.04% |
$0.0435 |
324 M |
30,241,637 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
DTP |
DTE Energy Co. |
N/A
|
$51.37 |
$47.25 |
0.06% |
$0.7812 |
21,720 M |
193,741,991 |
0.00 |
0.00 |
Units |
| 01-14-2021 |
VLT |
Invesco High Income Trust II |
N/A
|
$11.08 |
$13.51 |
0.10% |
$0.0964 |
74 M |
6,498,037 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
NMS |
Nuveen Minnesota Quality Municipal Income Fund |
N/A
|
$12.48 |
$14.88 |
0.05% |
$0.0735 |
74 M |
5,784,307 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
NPN |
Nuveen Pennsylvania Municipal Value Fund |
N/A
|
$14.04 |
$13.75 |
0.03% |
$0.00 |
17 M |
1,219,074 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
NML |
Neuberger Berman Energy Infrastructure & Income Fund Inc. |
N/A
|
$8.95 |
$3.97 |
0.08% |
$0.0584 |
459 M |
56,658,928 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
NAD |
Nuveen Quality Municipal Income Fund |
N/A
|
$11.76 |
$15.13 |
0.05% |
$0.0755 |
2,808 M |
233,404,655 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
MHD |
BLACKROCK MUNIHOLDINGS FUND, INC. |
N/A
|
$11.95 |
$15.99 |
0.05% |
$0.0525 |
655 M |
53,136,696 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
JQC |
Nuveen Credit Strategies Income Fund |
N/A
|
$5.72 |
$6.37 |
0.11% |
$0.054 |
784 M |
135,609,290 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
NEV |
Nuveen Enhanced Municipal Value Fund |
N/A
|
$12.52 |
$16.07 |
0.06% |
$0.00 |
312 M |
24,950,068 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
NXR |
Nuveen Select Tax-Free Income Portfolio 3 |
N/A
|
$16.60 |
$17.49 |
0.04% |
$0.0956 |
216 M |
13,045,560 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
NAZ |
NUVEEN ARIZONA QUALITY MUNICIPAL INCOME FUND |
N/A
|
$11.55 |
$15.01 |
0.05% |
$0.0725 |
135 M |
11,595,865 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
FDUSG |
Fidus Investment Corp - 5.375% NT REDEEM 01/11/2024 USD 25 |
N/A
|
$25.01 |
$25.49 |
N/A |
$0.3397 |
442 M |
N/A |
0.00 |
0.00 |
5.375% NT REDEEM 01/11/2024 USD 25 |
| 01-14-2021 |
MFT |
BlackRock MuniYield Investment Quality Fund |
N/A
|
$14.49 |
$14.47 |
0.04% |
$0.0941 |
123 M |
8,478,719 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
CRF |
CORNERSTONE TOTAL RETURN FUND INC |
N/A
|
$8.90 |
$11.87 |
0.15% |
$0.1037 |
806 M |
102,931,514 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
NEA |
Nuveen AMT-Free Quality Municipal Income Fund |
N/A
|
$11.35 |
$15.00 |
0.05% |
$0.073 |
3,469 M |
299,037,391 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
BGR |
BlackRock Energy & Resources Trust |
N/A
|
$13.13 |
$8.14 |
0.06% |
$0.0657 |
363 M |
27,464,975 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
NUM |
Nuveen Michigan Quality Municipal Income Fund |
N/A
|
$15.13 |
$14.64 |
0.04% |
$0.0342 |
305 M |
20,226,888 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
BUI |
BlackRock Utilities, Infrastructure & Power Opportunities Trust |
N/A
|
$23.10 |
$25.96 |
0.06% |
$0.121 |
524 M |
22,421,031 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
MCA |
BlackRock MuniYield California Quality Fund Inc |
N/A
|
$12.51 |
$14.83 |
N/A |
$0.056 |
0 M |
34,405,717 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
BSE |
BlackRock New York Municipal Income Quality Trust |
N/A
|
$14.79 |
$13.60 |
0.04% |
$0.0945 |
96 M |
6,519,660 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
BPOPM |
Popular Capital Trust II |
N/A
|
$25.84 |
$25.58 |
0.02% |
$0.1276 |
7,150 M |
5,200,000 |
0.00 |
13.50 |
6.125% PRF CONVERT 01/12/2034 USD 25 |
| 01-14-2021 |
FCAU |
Fiat Chrysler Automobiles NV |
N/A
|
$17.05 |
$16.02 |
N/A |
$1.84 |
0 M |
1,550,617,563 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
OFSSZ |
OFS Capital Corp - 6.50% NT REDEEM 31/10/2025 USD 25 |
N/A
|
$24.52 |
N/A |
N/A |
$0.4062 |
117 M |
N/A |
0.00 |
0.00 |
6.50% NT REDEEM 31/10/2025 USD 25 |
| 01-14-2021 |
VKQ |
Invesco Municipal Trust |
N/A
|
$9.76 |
$12.92 |
0.05% |
$0.0628 |
558 M |
55,335,514 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
DUC |
Duff & Phelps Utility & Corporate Bond Trust |
N/A
|
$10.62 |
$9.77 |
0.05% |
$0.05 |
292 M |
27,499,156 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
JRO |
Nuveen Floating Rate Income Opportunity Fund |
N/A
|
$7.88 |
$9.15 |
0.10% |
$0.074 |
319 M |
40,541,218 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
EDF |
Virtus Stone Harbor Emerging Markets Income Fund |
N/A
|
$5.02 |
$8.16 |
0.13% |
$0.06 |
91 M |
17,176,885 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
IHIT |
INVESCO HIGH INCOME 2023 TARGET TERM FUND |
N/A
|
$6.92 |
$8.68 |
0.05% |
$0.02 |
167 M |
24,145,611 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
NEWTL |
NewtekOne Inc - 5.75% NT REDEEM 01/08/2024 USD 25 |
N/A
|
$24.73 |
$25.40 |
0.06% |
$0.3594 |
346 M |
24,733,816 |
1.88 |
0.00 |
5.75% NT REDEEM 01/08/2024 USD 25 |
| 01-14-2021 |
NXQ |
Nuveen Select Tax-Free Income Portfolio 2 |
N/A
|
$14.96 |
$15.58 |
0.04% |
$0.0547 |
266 M |
17,713,727 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
JPS |
Nuveen Preferred & Income Securities Fund |
N/A
|
$6.49 |
$9.23 |
0.08% |
$0.0359 |
1,277 M |
205,710,931 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
TBC |
AT&T, Inc. - 5.625% NT REDEEM 01/08/2067 USD 25 |
N/A
|
$24.99 |
$27.68 |
0.06% |
$0.3516 |
142,688 M |
7,170,243,877 |
1.74 |
0.00 |
5.625% NT REDEEM 01/08/2067 USD 25 |
| 01-14-2021 |
NUV |
NUVEEN MUNICIPAL VALUE FUND INC |
N/A
|
$8.66 |
$11.05 |
0.04% |
$0.029 |
1,826 M |
207,541,595 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
RILYI |
B. Riley Financial Inc - 6.875% NT REDEEM 30/09/2023 USD 25 |
N/A
|
$25.63 |
$25.29 |
N/A |
$0.3867 |
2,104 M |
N/A |
0.00 |
0.00 |
6.875% NT REDEEM 30/09/2023 USD 25 |
| 01-14-2021 |
VTA |
Invesco Dynamic Credit Opportunities Fund |
N/A
|
$11.47 |
$10.91 |
0.08% |
$0.075 |
721 M |
62,980,141 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
MINDP |
MIND Technology Inc |
N/A
|
$13.60 |
$23.03 |
0.04% |
$0.5625 |
5 M |
927,610 |
-1.64 |
-2.25 |
9% PRF PERPETUAL USD 25 - Ser A |
| 01-14-2021 |
NMT |
Nuveen Massachusetts Quality Municipal Income Fund |
N/A
|
$11.43 |
$14.86 |
0.04% |
$0.071 |
106 M |
9,324,615 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
TEI |
TEMPLETON EMERGING MARKETS INCOME FUND |
N/A
|
$5.20 |
$7.75 |
0.09% |
$0.0475 |
272 M |
47,228,418 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
GECCL |
Great Elm Capital Corp - 6.50% NT REDEEM 18/09/2022 USD 1000 |
N/A
|
$25.35 |
$25.00 |
N/A |
$0.4062 |
78 M |
N/A |
0.00 |
0.00 |
6.50% NT REDEEM 18/09/2022 USD 1000 |
| 01-14-2021 |
BGY |
BlackRock Enhanced International Dividend Trust |
N/A
|
$5.38 |
$5.91 |
0.07% |
$0.0338 |
593 M |
101,832,601 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
NID |
Nuveen Intermediate Duration Municipal Term Fund |
N/A
|
$13.00 |
$14.16 |
0.04% |
$0.043 |
610 M |
46,924,069 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
NOM |
NUVEEN MISSOURI QUALITY MUNICIPAL INCOME FUND |
N/A
|
$11.56 |
$14.09 |
0.05% |
$0.0675 |
25 M |
2,349,992 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
BOE |
BlackRock Enhanced Global Dividend Trust |
N/A
|
$10.98 |
$11.00 |
0.07% |
$0.063 |
695 M |
62,462,865 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
MYJ |
BlackRock MuniYield New Jersey Fund Inc |
N/A
|
$13.07 |
$14.41 |
0.06% |
$0.0625 |
188 M |
14,399,279 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
MIY |
BLACKROCK MUNIYIELD MICHIGAN QUALITY FUND, INC. |
N/A
|
$11.41 |
$14.41 |
0.04% |
$0.0465 |
344 M |
29,365,308 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
IHTA |
Invesco High Income 2024 Target Term Fund |
N/A
|
$7.50 |
$8.99 |
0.05% |
$0.02 |
66 M |
8,786,389 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
FINS |
Angel Oak Financial Strategies Income Term Trust |
N/A
|
$12.88 |
$17.08 |
0.10% |
$0.109 |
321 M |
25,062,638 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
VKI |
Invesco Advantage Municipal Income Trust II |
N/A
|
$8.68 |
$11.33 |
0.05% |
$0.0559 |
400 M |
44,406,020 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
BZM |
BlackRock Maryland Municipal Bond Trust |
N/A
|
$15.00 |
$15.50 |
0.03% |
$0.1502 |
31 M |
2,082,345 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
LSI |
LSI Corporation |
N/A
|
$133.80 |
$80.13 |
0.03% |
$0.90 |
11,325 M |
85,089,732 |
4.29 |
30.93 |
Registered Shares |
| 01-14-2021 |
DSM |
BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC. |
N/A
|
$5.85 |
$7.79 |
0.03% |
$0.018 |
300 M |
49,421,511 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
NXP |
NUVEEN SELECT TAX FREE INCOME PORTFOLIO |
N/A
|
$14.99 |
$17.26 |
0.04% |
$0.052 |
701 M |
46,815,492 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
NUO |
Nuveen Ohio Quality Municipal Income Fund |
N/A
|
$12.66 |
$15.49 |
0.01% |
$0.0275 |
35,632 M |
18,282,954 |
0.00 |
14.11 |
Ordinary Shares |
| 01-14-2021 |
AIF |
Apollo Tactical Income Fund Inc. |
N/A
|
$14.84 |
$14.44 |
0.09% |
$0.2862 |
215 M |
14,500,000 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
VBF |
Invesco Bond Fund |
N/A
|
$15.42 |
$20.56 |
0.05% |
$0.0715 |
191 M |
11,418,446 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
MZA |
BlackRock MuniYield Arizona Fund Inc |
N/A
|
$15.13 |
$15.38 |
0.03% |
$0.116 |
68 M |
4,636,620 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
NUW |
Nuveen AMT-Free Municipal Value Fund |
N/A
|
$13.65 |
$16.51 |
0.04% |
$0.0425 |
252 M |
17,951,336 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
AIW |
Arlington Asset Investment Corp - 6.625% NT REDEEM 01/05/2023 USD 25 |
N/A
|
$25.12 |
$24.80 |
0.07% |
$0.4187 |
122 M |
4,888,457 |
0.00 |
0.00 |
6.625% NT REDEEM 01/05/2023 USD 25 |
| 01-14-2021 |
JMM |
Nuveen Multi-Market Income Fund |
N/A
|
$6.10 |
$7.09 |
0.05% |
$0.0275 |
59 M |
9,462,350 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
JPC |
Nuveen Preferred & Income Opportunities Fund |
N/A
|
$7.96 |
$9.15 |
0.08% |
$0.0665 |
2,511 M |
319,483,952 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
ABT |
ABBOTT LABORATORIES |
Pharmaceutical Products/Pharmaceutical Preparations
|
$89.46 |
$110.04 |
0.02% |
$0.59 |
177,296 M |
1,741,812,429 |
3.73 |
28.25 |
Ordinary Shares |
| 01-14-2021 |
CAC |
CAMDEN NATIONAL CORP |
Banking/National Commercial Banks
|
$48.84 |
$38.93 |
0.04% |
$0.42 |
727 M |
16,925,329 |
3.86 |
11.16 |
Ordinary Shares |
| 01-14-2021 |
CHCO |
CITY HOLDING CO |
Banking/National Commercial Banks
|
$123.58 |
$71.25 |
N/A |
$0.79 |
0 M |
14,350,422 |
8.94 |
N/A |
Ordinary Shares |
| 01-14-2021 |
BFS |
SAUL CENTERS, INC. |
Trading/REIT
|
$34.42 |
$31.95 |
N/A |
$0.59 |
0 M |
24,495,775 |
1.09 |
N/A |
Ordinary Shares |
| 01-14-2021 |
GD |
GENERAL DYNAMICS CORP |
Shipbuilding, Railroad Equipment/Ship Building And Repairing
|
$345.84 |
$154.09 |
0.02% |
$1.59 |
93,954 M |
270,430,187 |
15.65 |
21.64 |
Ordinary Shares |
| 01-14-2021 |
MAA |
MID AMERICA APARTMENT COMMUNITIES INC. |
Trading/REIT
|
$128.56 |
$129.00 |
0.04% |
$1.53 |
16,015 M |
116,901,020 |
3.79 |
36.13 |
Ordinary Shares |
| 01-14-2021 |
RGCO |
RGC RESOURCES INC |
Utilities/Natural Gas Transmission & Distribution
|
$24.40 |
$24.38 |
0.04% |
$0.2075 |
218 M |
10,394,487 |
1.78 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
NWFL |
NORWOOD FINANCIAL CORP |
Banking/State Commercial Banks – Fed Reserve System
|
$30.87 |
$27.80 |
0.04% |
$0.32 |
257 M |
10,889,603 |
3.01 |
9.26 |
Ordinary Shares |
| 01-14-2021 |
ABEV |
AMBEV S.A. |
Beer & Liquor/Beverages
|
$2.90 |
$3.18 |
0.07% |
$0.0841 |
35,770 M |
15,757,657,336 |
0.13 |
12.28 |
ADR |
| 01-14-2021 |
MEI |
METHODE ELECTRONICS INC |
Electronic Equipment/Electronic Components & Accessories
|
$8.63 |
$41.52 |
N/A |
$0.05 |
0 M |
35,430,421 |
-1.81 |
N/A |
Ordinary Shares |
| 01-14-2021 |
MGRC |
MCGRATH RENTCORP |
Business Services/Services – Equipment Rental And Leasing
|
$109.38 |
$72.65 |
0.02% |
$0.495 |
2,571 M |
24,611,657 |
6.35 |
16.45 |
Ordinary Shares |
| 01-14-2021 |
NNY |
NUVEEN NEW YORK MUNICIPAL VALUE FUND |
Financial Services/Closed-End Fund - Debt
|
$8.57 |
$10.02 |
0.04% |
$0.0295 |
162 M |
18,886,051 |
N/A |
0.00 |
Ordinary Shares |
| 01-14-2021 |
OXM |
OXFORD INDUSTRIES INC |
Apparel/Apparel And Other Finished Products
|
$42.53 |
$71.82 |
N/A |
$0.67 |
0 M |
14,887,454 |
-1.86 |
N/A |
Ordinary Shares |
| 01-14-2021 |
PDCO |
PATTERSON COMPANIES, INC. |
Wholesale/Wholesale – Medical, Dental & Hospital Equipment
|
$31.33 |
$33.67 |
0.03% |
$0.26 |
2,732 M |
88,145,000 |
0.81 |
19.68 |
Ordinary Shares |
| 01-14-2021 |
OXSQ |
Oxford Square Capital Corp. |
Financial Services/Closed-End Fund - Debt
|
$1.92 |
$3.56 |
0.25% |
$0.035 |
130 M |
87,510,727 |
0.05 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
TRN |
TRINITY INDUSTRIES INC |
Shipbuilding, Railroad Equipment/Railroad Equipment
|
$36.22 |
$28.09 |
0.05% |
$0.31 |
2,096 M |
79,839,720 |
3.13 |
8.28 |
Ordinary Shares |
| 01-14-2021 |
WDFC |
WD 40 CO |
Chemicals/Misc. Chemical Products
|
$211.06 |
$279.68 |
0.02% |
$0.94 |
3,212 M |
13,455,402 |
5.90 |
40.16 |
Ordinary Shares |
| 01-14-2021 |
FL |
FOOT LOCKER, INC. |
Retail/Retail – Apparel & Accessory Stores
|
$24.01 |
$47.32 |
N/A |
$0.40 |
2,349 M |
95,576,110 |
-3.77 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
EOG |
EOG RESOURCES INC |
Petroleum And Natural Gas/Crude Petroleum & Natural Gas
|
$138.95 |
$62.24 |
0.04% |
$1.02 |
56,440 M |
536,491,493 |
9.17 |
11.33 |
Ordinary Shares |
| 01-14-2021 |
BPT |
BP PRUDHOE BAY ROYALTY TRUST |
Petroleum And Natural Gas/Petroleum Refining
|
$0.50 |
$3.02 |
N/A |
$0.00 |
34 M |
21,400,000 |
N/A |
0.00 |
Unit |
| 01-14-2021 |
BELFA |
BEL FUSE INC /NJ |
Electronic Equipment/Electronic Components & Accessories
|
$256.12 |
$15.25 |
0.00% |
$0.06 |
1,921 M |
12,656,313 |
9.56 |
31.22 |
Ordinary Shares - Class A |
| 01-14-2021 |
FUNC |
FIRST UNITED CORP/MD/ |
Banking/National Commercial Banks
|
$37.25 |
$17.22 |
0.02% |
$0.22 |
242 M |
6,501,382 |
3.78 |
9.86 |
Ordinary Shares |
| 01-14-2021 |
RPM |
RPM INTERNATIONAL INC/DE/ |
Chemicals/Paints
|
$101.34 |
$86.32 |
0.02% |
$0.51 |
14,616 M |
127,626,527 |
5.20 |
21.95 |
Ordinary Shares |
| 01-14-2021 |
WSO |
WATSCO INC |
Wholesale/Wholesale – Hardware, Plumbing & Heating Equipment
|
$428.57 |
$232.88 |
N/A |
$3.30 |
0 M |
40,602,886 |
12.27 |
N/A |
Ordinary Shares - Class A |
| 01-14-2021 |
AFG |
AMERICAN FINANCIAL GROUP INC |
Insurance/Fire, Marine & Casualty Insurance
|
$131.64 |
$89.06 |
N/A |
$0.88 |
0 M |
83,298,833 |
10.08 |
N/A |
Ordinary Shares |
| 01-14-2021 |
BELFB |
BEL FUSE INC /NJ |
Electronic Equipment/Electronic Components & Accessories
|
$283.60 |
$16.82 |
0.00% |
$0.07 |
1,921 M |
12,656,313 |
9.56 |
31.22 |
Ordinary Shares - Class B |
| 01-14-2021 |
KWR |
QUAKER CHEMICAL CORP |
Petroleum And Natural Gas/Misc. Products Of Petroleum & Coal
|
$142.43 |
$280.11 |
0.01% |
$0.485 |
2,373 M |
17,335,075 |
-0.14 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
PBHC |
Pathfinder Bancorp, Inc. |
Banking/State Commercial Banks – Fed Reserve System
|
$14.25 |
$12.25 |
0.03% |
$0.10 |
96 M |
6,174,508 |
1.80 |
12.74 |
Ordinary Shares |
| 01-14-2021 |
GWRS |
Global Water Resources, Inc. |
Utilities/Water Supply
|
$7.11 |
$16.56 |
N/A |
$0.0253 |
0 M |
28,756,854 |
0.11 |
N/A |
Ordinary Shares |
| 01-14-2021 |
CODI |
Compass Diversified Holdings |
Consumer Goods/Household Furniture
|
$11.80 |
$21.25 |
0.21% |
$0.25 |
361 M |
75,235,966 |
1.13 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
ARR |
Armour Residential REIT, Inc. |
Trading/REIT
|
$17.73 |
$11.04 |
0.18% |
$0.24 |
1,964 M |
124,046,116 |
2.29 |
8.60 |
Ordinary Shares |
| 01-14-2021 |
LXFR |
LUXFER HOLDINGS PLC |
Chemicals/Industrial Inorganic Chemicals
|
$15.35 |
$17.70 |
0.05% |
$0.13 |
359 M |
26,640,434 |
0.29 |
46.57 |
Ordinary Shares |
| 01-14-2021 |
SAIC |
Science Applications International Corp |
Computer Software/Computer Integrated Systems Design
|
$95.71 |
$96.86 |
N/A |
$0.37 |
0 M |
43,419,313 |
7.73 |
N/A |
Ordinary Shares |
| 01-14-2021 |
ABBV |
AbbVie Inc. |
Pharmaceutical Products/Pharmaceutical Preparations
|
$206.60 |
$111.63 |
0.03% |
$1.64 |
400,607 M |
1,768,169,012 |
2.37 |
94.80 |
Ordinary Shares |
| 01-14-2021 |
STLA |
Stellantis N.V. |
Automobiles And Trucks/Motor Vehicles & Passenger Car Bodies
|
$7.13 |
$16.02 |
N/A |
$0.68 |
0 M |
1,550,617,563 |
N/A |
0.00 |
Ordinary Shares |
| 01-14-2021 |
OZK |
BANK OF THE OZARKS INC |
Banking/State Commercial Banks – Fed Reserve System
|
$48.57 |
$35.91 |
0.03% |
$0.47 |
4,917 M |
113,434,816 |
2.10 |
7.23 |
Ordinary Shares |
| 01-14-2021 |
RMM |
RiverNorth Managed Duration Municipal Income Fund, Inc. |
N/A
|
$14.16 |
$18.35 |
0.07% |
$0.0905 |
307 M |
19,739,628 |
N/A |
0.00 |
Ordinary Shares |
| 01-14-2021 |
NDMO |
Nuveen Dynamic Municipal Opportunities Fund |
N/A
|
$10.37 |
$15.65 |
0.07% |
$0.062 |
649 M |
59,562,212 |
N/A |
0.00 |
Ordinary Shares |
| 01-14-2021 |
BCAT |
BlackRock Capital Allocation Term Trust |
Financial Services/Investment Brokerage - National
|
$15.20 |
$21.96 |
0.11% |
$0.2579 |
1,783 M |
107,461,816 |
N/A |
0.00 |
Ordinary Shares |
| 01-14-2021 |
AVK |
ADVENT CONVERTIBLE & INCOME FUND |
N/A
|
$11.85 |
$16.74 |
0.10% |
$0.1172 |
441 M |
34,593,769 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
WTRU |
Essential Utilities Inc |
N/A
|
$53.31 |
$58.60 |
0.06% |
$0.75 |
11,325 M |
212,434,680 |
0.00 |
0.00 |
Unit |
| 01-14-2021 |
GIM |
TEMPLETON GLOBAL INCOME FUND |
N/A
|
$4.19 |
$5.58 |
0.09% |
$0.0699 |
214 M |
56,510,504 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
MUS |
BlackRock MuniHoldings Quality Fund Inc |
N/A
|
$13.05 |
$13.25 |
0.04% |
$0.1039 |
169 M |
13,018,276 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
NBB |
Nuveen Taxable Municipal Income Fund |
N/A
|
$15.21 |
$23.85 |
0.08% |
$0.0965 |
488 M |
29,394,752 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
MMD |
MainStay MacKay DefinedTerm Municipal Opportunities Fund |
N/A
|
$14.85 |
$21.96 |
0.04% |
$0.06 |
467 M |
27,914,313 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
NZF |
Nuveen Municipal Credit Income Fund |
N/A
|
$12.34 |
$16.06 |
0.05% |
$0.0795 |
2,470 M |
193,749,050 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
NKX |
NUVEEN CALIFORNIA AMT-FREE QUALITY MUNICIPAL INCOME FUND |
N/A
|
$12.70 |
$15.40 |
0.05% |
$0.076 |
634 M |
47,520,333 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
MYC |
BlackRock MuniYield California Fund Inc |
N/A
|
$12.50 |
$14.57 |
N/A |
$0.0613 |
0 M |
21,419,494 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
GBAB |
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust |
N/A
|
$15.40 |
$25.06 |
0.08% |
$0.1257 |
431 M |
24,093,791 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
VVR |
Invesco Senior Income Trust |
N/A
|
$3.94 |
$4.08 |
0.11% |
$0.043 |
658 M |
153,030,736 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
NQP |
NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND |
N/A
|
$11.38 |
$14.26 |
0.04% |
$0.078 |
465 M |
37,222,341 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
MYI |
BLACKROCK MUNIYIELD QUALITY FUND III, INC. |
N/A
|
$11.01 |
$14.13 |
0.05% |
$0.0555 |
788 M |
68,063,466 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
NHA |
Nuveen Municipal 2021 Target Term Fund |
N/A
|
$9.69 |
$9.83 |
0.01% |
$0.1485 |
84 M |
8,622,711 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
NJV |
Nuveen New Jersey Municipal Value Fund |
N/A
|
$14.52 |
$14.05 |
0.02% |
$0.00 |
22 M |
1,530,856 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
BCX |
BlackRock Resources & Commodities Strategy Trust |
N/A
|
$8.92 |
$8.46 |
0.06% |
$0.0518 |
802 M |
86,388,561 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
OXLCP |
Oxford Lane Capital Corp |
N/A
|
$24.03 |
$23.11 |
0.06% |
$0.1302 |
1,538 M |
3,500,000 |
0.00 |
0.00 |
6.25% PRF REDEEM 28/02/2027 USD 25 - Ser 2027 |
| 01-14-2021 |
RILYN |
B. Riley Financial Inc - 6.50% NT REDEEM 30/09/2026 USD 25 |
N/A
|
$11.01 |
$25.79 |
0.14% |
$0.4062 |
149 M |
30,295,303 |
-5.93 |
0.00 |
6.50% NT REDEEM 30/09/2026 USD 25 |
| 01-14-2021 |
JRI |
Nuveen Real Asset Income & Growth Fund |
N/A
|
$12.27 |
$13.50 |
0.09% |
$0.1335 |
356 M |
27,416,679 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
OIA |
Invesco Municipal Income Opportunities Trust |
N/A
|
$6.01 |
$7.84 |
0.05% |
$0.0291 |
306 M |
47,631,787 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
VGM |
Invesco Trust for Investment Grade Municipals |
N/A
|
$10.10 |
$13.10 |
0.05% |
$0.0646 |
564 M |
54,231,968 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
NIM |
NUVEEN SELECT MATURITIES MUNICIPAL FUND |
N/A
|
$8.80 |
$10.75 |
0.03% |
$0.0275 |
116 M |
12,446,597 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
BFK |
BLACKROCK MUNICIPAL INCOME TRUST |
N/A
|
$10.02 |
$15.07 |
0.05% |
$0.05 |
470 M |
44,788,672 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
MVT |
BLACKROCK MUNIVEST FUND II, INC. |
N/A
|
$10.64 |
$15.33 |
0.05% |
$0.0505 |
238 M |
21,239,912 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
JPT |
Nuveen Preferred & Income Fund |
N/A
|
$15.87 |
$24.28 |
0.08% |
$0.1115 |
70 M |
4,391,624 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
MUA |
BLACKROCK MUNIASSETS FUND, INC. |
N/A
|
$11.07 |
$14.81 |
0.05% |
$0.0555 |
467 M |
38,663,595 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
HCXY |
Hercules Capital Inc - 6.25% NT REDEEM 30/10/2033 USD 25 |
N/A
|
$25.60 |
$27.14 |
0.06% |
$0.3906 |
3,113 M |
162,375,088 |
1.79 |
0.00 |
6.25% NT REDEEM 30/10/2033 USD 25 |
| 01-14-2021 |
OXLCM |
Oxford Lane Capital Corp |
N/A
|
$24.96 |
$24.46 |
N/A |
$0.1406 |
864 M |
2,729,415 |
0.00 |
0.00 |
6.75% PRF REDEEM 30/06/2024 USD 25 - Ser 2024 |
| 01-14-2021 |
NYV |
Nuveen New York Municipal Value Fund 2 |
N/A
|
$15.04 |
$14.93 |
0.03% |
$0.0211 |
35 M |
2,349,612 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
RFM |
RiverNorth Flexible Municipal Income Fund, Inc. |
N/A
|
$15.10 |
$21.70 |
0.07% |
$0.0954 |
97 M |
6,114,699 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
NMI |
NUVEEN MUNICIPAL INCOME FUND INC |
N/A
|
$9.58 |
$11.25 |
0.04% |
$0.036 |
103 M |
10,051,095 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
MQY |
BLACKROCK MUNIYIELD QUALITY FUND, INC. |
N/A
|
$11.75 |
$16.77 |
0.05% |
$0.058 |
923 M |
73,077,237 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
MYF |
BlackRock MuniYield Investment Fund |
N/A
|
$14.32 |
$13.92 |
0.04% |
$0.056 |
196 M |
13,713,952 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
MPA |
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND |
N/A
|
$11.87 |
$14.56 |
0.05% |
$0.066 |
160 M |
12,949,630 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
NXC |
NUVEEN CALIFORNIA SELECT TAX FREE INCOME PORTFOLIO |
N/A
|
$13.07 |
$16.21 |
0.04% |
$0.0455 |
87 M |
6,362,276 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
XFLT |
XAI Octagon Floating Rate & Alternative Income Trust |
N/A
|
$6.67 |
$7.97 |
0.14% |
$0.085 |
413 M |
59,891,284 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
LEO |
BNY MELLON STRATEGIC MUNICIPALS, INC. |
N/A
|
$6.12 |
$8.37 |
0.04% |
$0.019 |
393 M |
62,209,762 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
NRO |
NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC |
N/A
|
$3.53 |
$4.04 |
0.09% |
$0.0312 |
187 M |
47,455,806 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
JLS |
Nuveen Mortgage & Income Fund/MA/ |
N/A
|
$18.22 |
$19.80 |
0.09% |
$0.1535 |
100 M |
5,476,626 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
OXSQZ |
Oxford Square Capital Corp - 6.25% NT REDEEM 30/04/2026 USD 25 |
N/A
|
$24.40 |
$25.21 |
0.06% |
$0.3906 |
187 M |
63,757,860 |
0.05 |
0.00 |
6.25% NT REDEEM 30/04/2026 USD 25 |
| 01-14-2021 |
RILYO |
B. Riley Financial Inc - 6.75% NT REDEEM 31/05/2024 USD 25 |
N/A
|
$25.13 |
$25.35 |
0.07% |
$0.1453 |
1,673 M |
30,226,545 |
-4.92 |
0.00 |
6.75% NT REDEEM 31/05/2024 USD 25 |
| 01-14-2021 |
SCHN |
Schnitzer Steel Industries, Inc. |
N/A
|
$33.23 |
$33.24 |
0.02% |
$0.1875 |
907 M |
27,311,089 |
0.36 |
87.38 |
Ordinary Shares - Class A |
| 01-14-2021 |
MUC |
BLACKROCK MUNIHOLDINGS CALIFORNIA QUALITY FUND, INC. |
N/A
|
$10.74 |
$14.85 |
0.05% |
$0.0485 |
1,074 M |
96,042,681 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
OFSSL |
OFS Capital Corp - 6.375% NT REDEEM 30/04/2025 USD 25 |
N/A
|
$25.17 |
$24.80 |
N/A |
$0.3984 |
117 M |
N/A |
0.00 |
0.00 |
6.375% NT REDEEM 30/04/2025 USD 25 |
| 01-14-2021 |
CMCL |
Caledonia Mining Corp Plc |
N/A
|
$10.07 |
$16.30 |
0.05% |
$0.14 |
153 M |
19,188,073 |
N/A |
0.00 |
Ordinary Shares |
| 01-14-2021 |
BTA |
BlackRock Long-Term Municipal Advantage Trust |
N/A
|
$9.84 |
$12.82 |
0.05% |
$0.0435 |
141 M |
13,439,892 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
RILYG |
B. Riley Financial Inc - 5% NT REDEEM 31/12/2026 USD 25 |
N/A
|
$11.19 |
$25.16 |
0.11% |
$0.3125 |
149 M |
30,295,303 |
-5.93 |
0.00 |
7.25% NT REDEEM 31/12/2027 USD 25 |
| 01-14-2021 |
BMEZ |
BlackRock Health Sciences Term Trust |
N/A
|
$15.21 |
$30.35 |
0.08% |
$0.1764 |
1,711 M |
106,514,258 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
BFZ |
BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST |
N/A
|
$11.32 |
$13.88 |
0.05% |
$0.059 |
355 M |
30,063,645 |
0.00 |
0.00 |
Ordinary Shares |
| 01-14-2021 |
CII |
BLACKROCK ENHANCED CAPITAL & INCOME FUND, INC. |
N/A
|
$20.36 |
$17.72 |
0.06% |
$0.0995 |
865 M |
44,132,101 |
0.00 |
0.00 |
Ordinary Shares |