| 01-13-2021 |
PCM |
PCM FUND, INC. |
N/A
|
$6.62 |
$11.03 |
0.12% |
$0.08 |
93 M |
12,011,762 |
0.00 |
0.00 |
Ordinary Shares |
| 01-13-2021 |
MLPO |
Credit Suisse AG Nassau Branch - FR SP ETN REDEEM 04/12/2034 USD 25 |
N/A
|
$14.90 |
$8.75 |
0.06% |
$0.2355 |
0 M |
N/A |
0.00 |
0.00 |
FR SP ETN REDEEM 04/12/2034 USD 25 |
| 01-13-2021 |
GDV |
GABELLI DIVIDEND & INCOME TRUST |
N/A
|
$24.22 |
$22.35 |
0.05% |
$0.11 |
2,170 M |
90,178,491 |
0.00 |
0.00 |
Ordinary Shares |
| 01-13-2021 |
CFXA |
Colfax Corp - Units |
N/A
|
$177.71 |
$163.15 |
0.03% |
$1.4375 |
6,330 M |
35,619,453 |
0.00 |
0.00 |
Units |
| 01-13-2021 |
CBH |
Commerce Bancorp, Inc. |
N/A
|
$9.18 |
$10.01 |
0.04% |
$0.027 |
168 M |
18,263,597 |
0.00 |
0.00 |
Ordinary Shares |
| 01-13-2021 |
GLU |
GABELLI GLOBAL UTILITY & INCOME TRUST |
N/A
|
$15.28 |
$18.48 |
0.07% |
$0.10 |
92 M |
5,968,911 |
0.00 |
0.00 |
Ordinary Shares |
| 01-13-2021 |
REML |
Credit Suisse AG Nassau Branch - FR SP ETN REDEEM 11/07/2036 USD 25 |
N/A
|
$5.99 |
$5.45 |
0.19% |
$0.0341 |
0 M |
N/A |
0.00 |
0.00 |
FR SP ETN REDEEM 11/07/2036 USD 25 |
| 01-13-2021 |
PCI |
PIMCO Dynamic Credit and Mortgage Income Fund |
N/A
|
$20.46 |
$21.15 |
0.10% |
$0.174 |
3,077 M |
150,317,409 |
0.00 |
0.00 |
Ordinary Shares |
| 01-13-2021 |
PFL |
PIMCO INCOME STRATEGY FUND |
N/A
|
$8.49 |
$11.48 |
0.11% |
$0.0814 |
318 M |
38,032,525 |
0.00 |
0.00 |
Ordinary Shares |
| 01-13-2021 |
PGP |
PIMCO Global StocksPLUS & Income Fund |
N/A
|
$7.76 |
$10.03 |
0.10% |
$0.069 |
91 M |
11,313,852 |
0.00 |
0.00 |
Ordinary Shares |
| 01-13-2021 |
DBL |
DoubleLine Opportunistic Credit Fund |
N/A
|
$15.50 |
$19.49 |
0.08% |
$0.11 |
252 M |
15,944,357 |
0.00 |
0.00 |
Ordinary Shares |
| 01-13-2021 |
MFO |
MFA Financial Inc - 8% NT REDEEM 15/04/2042 USD 25 |
N/A
|
$25.42 |
N/A |
N/A |
$0.50 |
1,791 M |
N/A |
0.00 |
0.00 |
8% NT REDEEM 15/04/2042 USD 25 |
| 01-13-2021 |
GUT |
GABELLI UTILITY TRUST |
N/A
|
$5.27 |
$8.01 |
0.10% |
$0.05 |
447 M |
74,229,332 |
0.00 |
0.00 |
Ordinary Shares |
| 01-13-2021 |
EVN |
EATON VANCE MUNICIPAL INCOME TRUST |
N/A
|
$10.02 |
$13.53 |
0.05% |
$0.0513 |
428 M |
39,667,163 |
0.00 |
0.00 |
Ordinary Shares |
| 01-13-2021 |
AIO |
Virtus Artificial Intelligence & Technology Opportunities Fund |
N/A
|
$24.19 |
$28.96 |
0.08% |
$0.15 |
744 M |
34,340,972 |
0.00 |
0.00 |
Ordinary Shares |
| 01-13-2021 |
HPF |
JOHN HANCOCK PREFERRED INCOME FUND II |
N/A
|
$16.54 |
$18.37 |
0.08% |
$0.1235 |
367 M |
21,511,260 |
0.00 |
0.00 |
Ordinary Shares |
| 01-13-2021 |
PDI |
PIMCO Dynamic Income Fund |
N/A
|
$18.80 |
$26.23 |
0.13% |
$0.2205 |
4,937 M |
257,546,113 |
0.00 |
0.00 |
Ordinary Shares |
| 01-13-2021 |
PHK |
PIMCO HIGH INCOME FUND |
N/A
|
$4.92 |
$6.05 |
0.11% |
$0.048 |
709 M |
146,128,293 |
0.00 |
0.00 |
Ordinary Shares |
| 01-13-2021 |
RCS |
PIMCO STRATEGIC INCOME FUND, INC |
N/A
|
$6.27 |
$6.87 |
0.09% |
$0.051 |
317 M |
46,070,801 |
0.00 |
0.00 |
Ordinary Shares |
| 01-13-2021 |
IVH |
Delaware Ivy High Income Opportunities Fund |
N/A
|
$6.92 |
$13.03 |
0.07% |
$0.149 |
194 M |
16,570,234 |
0.00 |
0.00 |
Ordinary Shares |
| 01-13-2021 |
HPS |
JOHN HANCOCK PREFERRED INCOME FUND III |
N/A
|
$14.92 |
$16.51 |
0.08% |
$0.11 |
523 M |
31,924,085 |
0.00 |
0.00 |
Ordinary Shares |
| 01-13-2021 |
PNI |
PIMCO NEW YORK MUNICIPAL INCOME FUND II |
N/A
|
$7.25 |
$11.17 |
0.05% |
$0.0295 |
85 M |
11,209,146 |
0.00 |
0.00 |
Ordinary Shares |
| 01-13-2021 |
PNF |
PIMCO NEW YORK MUNICIPAL INCOME FUND |
N/A
|
$7.53 |
$11.72 |
0.05% |
$0.0335 |
63 M |
7,868,376 |
0.00 |
0.00 |
Ordinary Shares |
| 01-13-2021 |
PCK |
PIMCO CALIFORNIA MUNICIPAL INCOME FUND II |
N/A
|
$5.76 |
$9.00 |
0.04% |
$0.0215 |
193 M |
32,253,459 |
0.00 |
0.00 |
Ordinary Shares |
| 01-13-2021 |
PMX |
PIMCO MUNICIPAL INCOME FUND III |
N/A
|
$7.34 |
$11.84 |
0.05% |
$0.033 |
268 M |
33,428,309 |
0.00 |
0.00 |
Ordinary Shares |
| 01-13-2021 |
PCQ |
PIMCO CALIFORNIA MUNICIPAL INCOME FUND |
N/A
|
$9.06 |
$17.97 |
0.04% |
$0.036 |
181 M |
18,981,066 |
0.00 |
0.00 |
Ordinary Shares |
| 01-13-2021 |
SOJE |
Southern Company - 4.20% NT REDEEM 15/10/2060 USD 25 |
N/A
|
$20.88 |
N/A |
N/A |
$0.2625 |
94,472 M |
1,093,426,111 |
4.19 |
0.00 |
4.20% NT REDEEM 15/10/2060 USD 25 |
| 01-13-2021 |
DSL |
Doubleline Income Solutions Fund |
N/A
|
$12.58 |
$16.61 |
0.10% |
$0.11 |
1,320 M |
101,996,828 |
0.00 |
0.00 |
Ordinary Shares |
| 01-13-2021 |
GGN |
GAMCO Global Gold, Natural Resources & Income Trust |
N/A
|
$3.94 |
$3.51 |
0.08% |
$0.03 |
642 M |
154,296,778 |
0.00 |
0.00 |
Ordinary Shares |
| 01-13-2021 |
PFN |
PIMCO Income Strategy Fund II |
N/A
|
$7.50 |
$10.03 |
0.11% |
$0.0718 |
618 M |
83,920,476 |
0.00 |
0.00 |
Ordinary Shares |
| 01-13-2021 |
NCV |
Virtus Convertible & Income Fund |
N/A
|
$3.52 |
$5.80 |
0.11% |
$0.034 |
315 M |
90,373,569 |
0.00 |
0.00 |
Ordinary Shares |
| 01-13-2021 |
PKO |
Pimco Income Opportunity Fund |
N/A
|
$23.82 |
$25.11 |
0.09% |
$0.19 |
494 M |
20,769,564 |
0.00 |
0.00 |
Ordinary Shares |
| 01-13-2021 |
NCZ |
Virtus Convertible & Income Fund II |
N/A
|
$3.16 |
$5.07 |
0.11% |
$0.03 |
232 M |
76,115,749 |
0.00 |
0.00 |
Ordinary Shares |
| 01-13-2021 |
EVV |
EATON VANCE LTD DURATION INCOME FUND |
N/A
|
$9.97 |
$12.34 |
0.09% |
$0.0801 |
1,189 M |
116,203,460 |
0.00 |
0.00 |
Ordinary Shares |
| 01-13-2021 |
IEX |
IDEX CORP /DE/ |
Machinery/General Industrial Machinery & Equipment
|
$214.93 |
$202.92 |
0.02% |
$0.71 |
13,270 M |
74,347,824 |
6.41 |
27.46 |
Ordinary Shares |
| 01-13-2021 |
ACN |
Accenture plc |
Business Services/Services – Misc. Business Services
|
$179.83 |
$257.08 |
N/A |
$1.63 |
0 M |
665,442,713 |
12.33 |
N/A |
Ordinary Shares - Class A |
| 01-13-2021 |
JOUT |
JOHNSON OUTDOORS INC |
Recreation/Toys
|
$53.34 |
$116.44 |
0.03% |
$0.33 |
447 M |
10,453,054 |
-4.38 |
0.00 |
Ordinary Shares - Class A |
| 01-13-2021 |
BKU |
BankUnited, Inc. |
Banking/Savings Institutions
|
$46.59 |
$39.26 |
N/A |
$0.29 |
0 M |
73,638,610 |
3.55 |
N/A |
Ordinary Shares |
| 01-13-2021 |
MEGI |
MainStay CBRE Global Infrastructure Megatrends Term Fund |
N/A
|
$15.56 |
N/A |
0.10% |
$0.125 |
726 M |
52,047,534 |
N/A |
0.00 |
Ordinary Shares |
| 01-13-2021 |
ACV |
Virtus Diversified Income & Convertible Fund |
N/A
|
$22.21 |
$34.12 |
0.10% |
$0.18 |
221 M |
10,365,167 |
0.00 |
0.00 |
Ordinary Shares |
| 01-13-2021 |
EVY |
Eaton Vance New York Municipal Income Trust |
N/A
|
$15.17 |
$14.00 |
0.04% |
$0.0458 |
82 M |
5,401,828 |
0.00 |
0.00 |
Ordinary Shares |
| 01-13-2021 |
CEV |
EATON VANCE CALIFORNIA MUNICIPAL INCOME TRUST |
N/A
|
$10.16 |
$13.58 |
0.04% |
$0.05 |
77 M |
7,033,575 |
0.00 |
0.00 |
Ordinary Shares |
| 01-13-2021 |
GNT |
GAMCO Natural Resources, Gold & Income Trust |
N/A
|
$5.45 |
$5.04 |
0.06% |
$0.03 |
103 M |
17,668,965 |
0.00 |
0.00 |
Ordinary Shares |
| 01-13-2021 |
PZC |
PIMCO CALIFORNIA MUNICIPAL INCOME FUND III |
N/A
|
$7.00 |
$10.34 |
0.05% |
$0.0295 |
163 M |
22,484,052 |
0.00 |
0.00 |
Ordinary Shares |
| 01-13-2021 |
PYN |
PIMCO NEW YORK MUNICIPAL INCOME FUND III |
N/A
|
$5.76 |
$8.83 |
0.05% |
$0.0248 |
35 M |
5,746,734 |
0.00 |
0.00 |
Ordinary Shares |
| 01-13-2021 |
PCN |
PIMCO CORPORATE & INCOME STRATEGY FUND |
N/A
|
$13.52 |
$16.97 |
0.10% |
$0.1125 |
732 M |
54,406,443 |
0.00 |
0.00 |
Ordinary Shares |
| 01-13-2021 |
DLY |
DoubleLine Yield Opportunities Fund |
N/A
|
$15.84 |
$19.02 |
0.08% |
$0.1167 |
783 M |
47,945,779 |
0.00 |
0.00 |
Ordinary Shares |
| 01-13-2021 |
PML |
PIMCO MUNICIPAL INCOME FUND II |
N/A
|
$8.19 |
$14.30 |
0.05% |
$0.0395 |
586 M |
66,416,519 |
0.00 |
0.00 |
Ordinary Shares |
| 01-13-2021 |
PTY |
PIMCO CORPORATE & INCOME OPPORTUNITY FUND |
N/A
|
$14.42 |
$17.88 |
0.10% |
$0.1188 |
2,188 M |
153,081,203 |
0.00 |
0.00 |
Ordinary Shares |
| 01-13-2021 |
PMF |
PIMCO MUNICIPAL INCOME FUND |
N/A
|
$8.92 |
$13.94 |
0.05% |
$0.042 |
247 M |
26,225,943 |
0.00 |
0.00 |
Ordinary Shares |