| 01-04-2021 |
FAM |
FIRST TRUST/ABRDN GLOBAL OPPORTUNITY INCOME FUND |
N/A
|
$6.54 |
$10.54 |
0.10% |
$0.06 |
66 M |
10,143,247 |
0.00 |
0.00 |
Ordinary Shares |
| 01-04-2021 |
FMY |
FIRST TRUST MORTGAGE INCOME FUND |
N/A
|
$11.95 |
$13.68 |
0.07% |
$0.075 |
52 M |
4,213,115 |
0.00 |
0.00 |
Ordinary Shares |
| 01-04-2021 |
AFINP |
American Fin Tr Inc - 7.50% PRF PERPETUAL USD 25 - Ser A |
N/A
|
$25.91 |
$25.25 |
0.07% |
$0.4688 |
1,016 M |
2,075,686 |
0.00 |
0.00 |
7.50% PRF PERPETUAL USD 25 - Ser A |
| 01-04-2021 |
HTA |
Healthcare Realty Trust Inc - Class A |
N/A
|
$29.17 |
$26.20 |
0.04% |
$4.82 |
5,583 M |
229,075,890 |
0.42 |
59.20 |
Ordinary Shares - Class A |
| 01-04-2021 |
MIC |
Macquarie Infrastructure Corp |
N/A
|
$4.09 |
$37.74 |
N/A |
$11.00 |
364 M |
88,985,352 |
30.34 |
0.14 |
Ordinary Shares |
| 01-04-2021 |
HTIA |
National Healthcare Properties Inc. |
N/A
|
$14.31 |
$23.38 |
N/A |
$0.4609 |
85 M |
113,238,180 |
0.00 |
0.00 |
7.375% PRF PERPETUAL USD 25 - Ser A |
| 01-04-2021 |
UBP |
Urstadt Biddle Properties, Inc. |
N/A
|
$21.21 |
$11.68 |
0.05% |
$0.1875 |
832 M |
10,358,591 |
0.67 |
32.57 |
Ordinary Shares |
| 01-04-2021 |
FIF |
FIRST TRUST ENERGY INFRASTRUCTURE FUND |
N/A
|
$18.09 |
$10.35 |
0.06% |
$0.15 |
284 M |
15,666,039 |
0.00 |
0.00 |
Ordinary Shares |
| 01-04-2021 |
STXB |
Spirit of Texas Bancshares Inc |
N/A
|
$25.55 |
$16.80 |
N/A |
$0.12 |
0 M |
17,455,887 |
0.00 |
0.00 |
Ordinary Shares |
| 01-04-2021 |
FSD |
FIRST TRUST HIGH INCOME LONG/SHORT FUND |
N/A
|
$12.22 |
$14.57 |
0.11% |
$0.105 |
374 M |
33,291,015 |
0.00 |
0.00 |
Ordinary Shares |
| 01-04-2021 |
GFED |
Guaranty Federal Bancshares Inc |
N/A
|
$31.43 |
$17.68 |
N/A |
$0.15 |
0 M |
4,384,878 |
0.00 |
0.00 |
Ordinary Shares |
| 01-04-2021 |
FCT |
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II |
N/A
|
$10.28 |
$11.48 |
0.11% |
$0.097 |
272 M |
25,983,388 |
0.00 |
0.00 |
Ordinary Shares |
| 01-04-2021 |
ERIE |
ERIE INDEMNITY CO |
Insurance/Insurance Agents, Brokers & Service
|
$214.96 |
$240.91 |
0.02% |
$1.365 |
11,542 M |
46,191,610 |
13.45 |
17.19 |
Ordinary Shares - Class A |
| 01-04-2021 |
RVSB |
RIVERVIEW BANCORP INC |
Banking/Savings Institutions
|
$5.27 |
$5.12 |
N/A |
$0.02 |
0 M |
20,710,901 |
0.23 |
N/A |
Ordinary Shares |
| 01-04-2021 |
ITUB |
Itau Unibanco Holding S.A. |
Banking/State Commercial Banks – Fed Reserve System
|
$8.62 |
$5.89 |
0.04% |
$0.0034 |
31,895 M |
4,845,844,989 |
0.40 |
31.49 |
ADR |
| 01-04-2021 |
RJF |
RAYMOND JAMES FINANCIAL INC |
Trading/Security And Commodity Brokers, Dealers, Exchanges & Services
|
$156.20 |
$94.03 |
N/A |
$0.54 |
0 M |
197,091,037 |
10.44 |
N/A |
Ordinary Shares |
| 01-04-2021 |
MAIN |
Main Street Capital CORP |
Financial Services/Diversified Investments
|
$56.20 |
$31.35 |
N/A |
$0.255 |
0 M |
90,104,831 |
3.95 |
N/A |
Ordinary Shares |
| 01-04-2021 |
BNS |
BANK OF NOVA SCOTIA |
Banking/State Commercial Banks – Fed Reserve System
|
$78.00 |
$52.96 |
0.07% |
$0.7365 |
61,652 M |
1,237,338,748 |
N/A |
10.71 |
Ordinary Shares |
| 01-04-2021 |
A |
AGILENT TECHNOLOGIES, INC. |
Measuring And Control Equipment/Lab Analytical Instruments
|
$114.52 |
$118.64 |
N/A |
$0.255 |
0 M |
282,602,317 |
4.55 |
N/A |
Ordinary Shares |
| 01-04-2021 |
CSCO |
CISCO SYSTEMS, INC. |
Computer Hardware/Computer & Office Equipment
|
$91.85 |
$43.96 |
0.02% |
$0.42 |
294,712 M |
3,949,893,042 |
2.79 |
26.61 |
Ordinary Shares |
| 01-04-2021 |
ORI |
OLD REPUBLIC INTERNATIONAL CORP |
Insurance/Surety Insurance
|
$39.26 |
$18.29 |
N/A |
$0.315 |
0 M |
245,730,313 |
3.82 |
N/A |
Ordinary Shares |
| 01-04-2021 |
HLIO |
HELIOS TECHNOLOGIES, INC. |
Construction Materials/Misc. Fabricated Metal Products
|
$66.84 |
$51.92 |
0.01% |
$0.09 |
1,745 M |
33,128,494 |
1.01 |
51.63 |
Ordinary Shares |
| 01-04-2021 |
DG |
DOLLAR GENERAL CORP |
Retail/Retail – Variety Stores
|
$114.43 |
$209.71 |
N/A |
$0.59 |
0 M |
220,226,320 |
6.87 |
N/A |
Ordinary Shares |
| 01-04-2021 |
WSR |
Whitestone REIT |
Trading/REIT
|
$18.94 |
$7.60 |
N/A |
$0.1425 |
0 M |
51,391,734 |
0.98 |
N/A |
Ordinary Shares |
| 01-04-2021 |
UBA |
Urstadt Biddle Properties, Inc. |
N/A
|
$21.15 |
$13.75 |
0.05% |
$0.2083 |
904 M |
28,972,016 |
0.67 |
35.37 |
Ordinary Shares - Class A |
| 01-04-2021 |
FDEU |
FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUND |
N/A
|
$13.13 |
$11.88 |
0.06% |
$0.07 |
228 M |
17,231,908 |
0.00 |
0.00 |
Ordinary Shares |