| 12-28-2020 |
QADB |
QAD, Inc. |
N/A
|
$87.54 |
$47.23 |
N/A |
$0.06 |
0 M |
3,344,775 |
0.26 |
0.00 |
Ordinary Shares - Class B |
| 12-28-2020 |
FITBO |
Fifth Third Bancorp |
N/A
|
$21.41 |
$27.72 |
0.03% |
$0.3094 |
28,994 M |
10,000,000 |
3.13 |
14.04 |
4.95% PRF PERPETUAL USD 25 - Ser K Dp 1/1000th |
| 12-28-2020 |
DHF |
BNY MELLON HIGH YIELD STRATEGIES FUND |
N/A
|
$2.58 |
$2.95 |
0.07% |
$0.0175 |
188 M |
72,736,534 |
0.00 |
0.00 |
Ordinary Shares |
| 12-28-2020 |
FITBP |
Fifth Third Bancorp |
N/A
|
$25.02 |
$27.16 |
0.03% |
$0.375 |
28,994 M |
8,000,000 |
3.13 |
14.04 |
6% PRF PERPETUAL USD 1000 - Sr A Rp 1/40 Dp Cl B |
| 12-28-2020 |
ISD |
PGIM High Yield Bond Fund, Inc. |
N/A
|
$13.78 |
$14.95 |
0.09% |
$0.105 |
460 M |
33,243,008 |
0.00 |
0.00 |
Ordinary Shares |
| 12-28-2020 |
FITBI |
Fifth Third Bancorp |
N/A
|
$25.64 |
$28.74 |
0.03% |
$0.586 |
28,994 M |
18,000,000 |
3.13 |
14.04 |
FXDFR PRF PERPETUAL USD 25 - Ser I |
| 12-28-2020 |
CHN |
CHINA FUND INC |
N/A
|
$11.46 |
$27.41 |
0.00% |
$0.0185 |
99 M |
9,990,740 |
0.00 |
0.00 |
Ordinary Shares |
| 12-28-2020 |
MGRB |
Affiliated Managers Group Inc. - 4.75% NT REDEEM 30/09/2060 USD 25 |
N/A
|
$19.59 |
$26.22 |
0.06% |
$0.2969 |
5,183 M |
29,813,967 |
15.76 |
0.00 |
4.75% NT REDEEM 30/09/2060 USD 25 |
| 12-28-2020 |
HMG |
HMG Courtland Properties Inc. |
N/A
|
$22.80 |
$12.25 |
N/A |
$0.50 |
23 M |
1,016,848 |
0.00 |
0.00 |
Ordinary Shares |
| 12-28-2020 |
GHY |
PGIM Global High Yield Fund, Inc. |
N/A
|
$12.93 |
$14.53 |
0.09% |
$0.105 |
518 M |
40,910,573 |
0.00 |
0.00 |
Ordinary Shares |
| 12-28-2020 |
QADA |
QAD, Inc. |
N/A
|
$87.63 |
$62.00 |
N/A |
$0.072 |
0 M |
17,662,585 |
0.00 |
0.00 |
Ordinary Shares - Class A |
| 12-28-2020 |
TWN |
TAIWAN FUND INC |
N/A
|
$39.26 |
$25.58 |
0.01% |
$0.4365 |
334 M |
7,470,494 |
0.00 |
0.00 |
Ordinary Shares |
| 12-28-2020 |
BKSC |
BANK OF SOUTH CAROLINA CORP |
Banking/State Commercial Banks – Fed Reserve System
|
$12.25 |
$16.34 |
N/A |
$0.17 |
0 M |
5,448,494 |
1.18 |
0.00 |
Ordinary Shares |
| 12-28-2020 |
FMAO |
FARMERS & MERCHANTS BANCORP INC |
Banking/Savings Institutions
|
$27.25 |
$23.12 |
0.04% |
$0.2213 |
350 M |
13,768,188 |
2.43 |
9.73 |
Ordinary Shares |
| 12-28-2020 |
CM |
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/ |
Banking/Misc. Commercial Banks
|
$112.15 |
$85.60 |
0.05% |
$0.6745 |
58,248 M |
943,051,172 |
N/A |
11.35 |
Ordinary Shares |
| 12-28-2020 |
GIGE |
Tidal ETF Trust - SoFi Gig Economy ETF |
N/A
|
$16.72 |
$36.24 |
0.05% |
$0.00 |
10 M |
600,000 |
0.00 |
0.00 |
SoFi Gig Economy ETF |
| 12-28-2020 |
CACG |
Chart Acquisition Corp. |
N/A
|
$53.39 |
$43.76 |
0.00% |
$0.00 |
125 M |
2,350,000 |
0.00 |
0.00 |
ClearBridge All Cap Growth ETF |
| 12-28-2020 |
BOCH |
Bank of Commerce Holdings |
N/A
|
$15.17 |
$9.89 |
N/A |
$0.06 |
0 M |
16,757,032 |
0.00 |
0.00 |
Ordinary Shares |
| 12-28-2020 |
MGR |
Affiliated Managers Group Inc. - 5.875% NT REDEEM 30/03/2059 USD 25 |
N/A
|
$22.58 |
$27.75 |
0.06% |
$0.3672 |
5,183 M |
29,813,967 |
15.76 |
0.00 |
5.875% NT REDEEM 30/03/2059 USD 25 |