| 12-22-2020 |
GAINM |
Gladstone Investment Corporation |
N/A
|
$25.06 |
$25.25 |
N/A |
$0.1302 |
408 M |
2,300,000 |
0.00 |
0.00 |
6.25% PRF PERPETUAL USD 25 - Ser D |
| 12-22-2020 |
WIW |
WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND |
N/A
|
$8.25 |
$12.08 |
0.08% |
$0.0605 |
527 M |
61,184,134 |
0.00 |
0.00 |
Ordinary Shares |
| 12-22-2020 |
MNP |
Western Asset Municipal Partners Fund Inc |
N/A
|
$10.57 |
$14.81 |
0.05% |
$0.043 |
103 M |
9,719,063 |
0.00 |
0.00 |
Ordinary Shares |
| 12-22-2020 |
FLC |
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC |
N/A
|
$16.75 |
$24.44 |
0.06% |
$0.0913 |
175 M |
10,456,821 |
0.00 |
0.00 |
Ordinary Shares |
| 12-22-2020 |
PAI |
Western Asset Investment Grade Income Fund Inc. |
N/A
|
$12.35 |
$15.87 |
0.05% |
$0.0515 |
120 M |
9,510,962 |
0.00 |
0.00 |
Ordinary Shares |
| 12-22-2020 |
LANDP |
Gladstone Land Corp |
N/A
|
$20.56 |
$26.15 |
0.04% |
$0.125 |
496 M |
10,156,509 |
0.00 |
0.00 |
6.375% PRF REDEEM 30/09/2021 USD 25 - Ser A |
| 12-22-2020 |
FMN |
Federated Hermes Premier Municipal Income Fund |
N/A
|
$10.87 |
$14.36 |
0.04% |
$0.038 |
135 M |
11,498,091 |
0.00 |
0.00 |
Ordinary Shares |
| 12-22-2020 |
PPT |
PUTNAM PREMIER INCOME TRUST |
N/A
|
$3.58 |
$4.52 |
0.08% |
$0.026 |
355 M |
96,268,784 |
0.00 |
0.00 |
Ordinary Shares |
| 12-22-2020 |
PFO |
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC |
N/A
|
$9.08 |
$13.27 |
0.06% |
$0.0492 |
118 M |
13,077,326 |
0.00 |
0.00 |
Ordinary Shares |
| 12-22-2020 |
BWG |
BrandywineGLOBAL-Global Income Opportunities Fund Inc |
N/A
|
$8.03 |
$12.28 |
0.10% |
$0.08 |
146 M |
16,791,836 |
0.00 |
0.00 |
Ordinary Shares |
| 12-22-2020 |
MMU |
WESTERN ASSET MANAGED MUNICIPALS FUND INC. |
N/A
|
$10.20 |
$12.79 |
0.05% |
$0.0545 |
467 M |
43,367,851 |
0.00 |
0.00 |
Ordinary Shares |
| 12-22-2020 |
HYI |
Western Asset High Yield Defined Opportunity Fund Inc. |
N/A
|
$11.93 |
$15.12 |
0.09% |
$0.095 |
274 M |
22,660,581 |
0.00 |
0.00 |
Ordinary Shares |
| 12-22-2020 |
WIA |
WESTERN ASSET INFLATION-LINKED INCOME FUND |
N/A
|
$7.97 |
$13.21 |
0.07% |
$0.05 |
191 M |
23,322,256 |
0.00 |
0.00 |
Ordinary Shares |
| 12-22-2020 |
HIX |
WESTERN ASSET HIGH INCOME FUND II INC. |
N/A
|
$4.24 |
$6.87 |
0.12% |
$0.049 |
286 M |
64,991,059 |
0.00 |
0.00 |
Ordinary Shares |
| 12-22-2020 |
IGI |
Western Asset Investment Grade Defined Opportunity Trust Inc. |
N/A
|
$16.34 |
$22.39 |
0.05% |
$0.071 |
193 M |
10,848,022 |
0.00 |
0.00 |
Ordinary Shares |
| 12-22-2020 |
HIO |
WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. |
N/A
|
$3.96 |
$4.99 |
0.10% |
$0.0355 |
378 M |
95,099,215 |
0.00 |
0.00 |
Ordinary Shares |
| 12-22-2020 |
EHI |
WESTERN ASSET GLOBAL HIGH INCOME FUND INC. |
N/A
|
$6.55 |
$10.20 |
0.11% |
$0.07 |
161 M |
22,697,297 |
0.00 |
0.00 |
Ordinary Shares |
| 12-22-2020 |
BGX |
Blackstone Long-Short Credit Income Fund |
N/A
|
$12.60 |
$13.30 |
0.09% |
$0.105 |
165 M |
12,708,274 |
0.00 |
0.00 |
Ordinary Shares |
| 12-22-2020 |
EMD |
WESTERN ASSET EMERGING MARKETS DEBT FUND INC. |
N/A
|
$9.70 |
$13.72 |
0.10% |
$0.0845 |
594 M |
60,246,012 |
0.00 |
0.00 |
Ordinary Shares |
| 12-22-2020 |
GOODM |
Gladstone Commercial Corp |
N/A
|
$25.01 |
$25.14 |
N/A |
$0.1458 |
816 M |
1,267,968 |
0.00 |
0.00 |
7% PRF PERPETUAL USD 25 - Ser D |
| 12-22-2020 |
BSL |
Blackstone Senior Floating Rate 2027 Term Fund |
N/A
|
$14.31 |
$14.16 |
0.09% |
$0.114 |
186 M |
13,008,541 |
0.00 |
0.00 |
Ordinary Shares |
| 12-22-2020 |
SCD |
LMP CAPITAL & INCOME FUND INC. |
N/A
|
$17.03 |
$11.56 |
0.09% |
$0.113 |
282 M |
17,137,794 |
0.00 |
0.00 |
Ordinary Shares |
| 12-22-2020 |
FFC |
Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC |
N/A
|
$15.74 |
$23.76 |
0.06% |
$0.0897 |
761 M |
48,094,255 |
0.00 |
0.00 |
Ordinary Shares |
| 12-22-2020 |
GDO |
WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC. |
N/A
|
$11.14 |
$17.91 |
0.10% |
$0.122 |
191 M |
14,949,168 |
0.00 |
0.00 |
Ordinary Shares |
| 12-22-2020 |
PIM |
PUTNAM MASTER INTERMEDIATE INCOME TRUST |
N/A
|
$3.27 |
$4.13 |
0.08% |
$0.022 |
162 M |
48,338,471 |
0.00 |
0.00 |
Ordinary Shares |
| 12-22-2020 |
MTT |
Western Asset Municipal Defined Opportunity Trust |
N/A
|
$21.19 |
$20.64 |
N/A |
$0.049 |
6,475 M |
12,200,435 |
0.00 |
11.81 |
Ordinary Shares |
| 12-22-2020 |
CCU |
UNITED BREWERIES CO INC |
Beer & Liquor/Malt Beverages
|
$11.21 |
$15.03 |
0.04% |
$0.1727 |
4,563 M |
184,751,436 |
467.40 |
28.72 |
ADR |
| 12-22-2020 |
ADC |
AGREE REALTY CORP |
Trading/REIT
|
$76.36 |
$64.57 |
0.04% |
$0.267 |
9,048 M |
120,102,901 |
1.85 |
42.68 |
Ordinary Shares |
| 12-22-2020 |
XEL |
XCEL ENERGY INC |
Utilities/Electric And Other Services Combined
|
$80.54 |
$64.83 |
0.04% |
$0.5925 |
43,691 M |
623,876,813 |
3.44 |
21.65 |
Ordinary Shares |
| 12-22-2020 |
LTC |
LTC PROPERTIES INC |
Trading/REIT
|
$38.50 |
$39.11 |
N/A |
$0.19 |
0 M |
48,509,762 |
2.54 |
N/A |
Ordinary Shares |
| 12-22-2020 |
FLXS |
FLEXSTEEL INDUSTRIES INC |
Consumer Goods/Household Furniture
|
$56.39 |
$34.86 |
0.02% |
$0.17 |
259 M |
5,340,446 |
3.20 |
18.92 |
Ordinary Shares |
| 12-22-2020 |
GAIN |
GLADSTONE INVESTMENT CORPORATION\DE |
Financial Services/Diversified Investments
|
$16.82 |
$10.16 |
0.11% |
$0.08 |
551 M |
39,821,967 |
0.76 |
4.58 |
Ordinary Shares |
| 12-22-2020 |
MERC |
MERCER INTERNATIONAL INC. |
Business Supplies/Paper And Allied Products
|
$1.15 |
$9.27 |
0.15% |
$0.075 |
133 M |
66,982,506 |
-7.44 |
0.00 |
Ordinary Shares |
| 12-22-2020 |
GLAD |
GLADSTONE CAPITAL CORP |
Financial Services/Closed-End Fund - Debt
|
$19.26 |
$8.82 |
0.10% |
$0.15 |
463 M |
22,593,069 |
3.08 |
12.99 |
Ordinary Shares |
| 12-22-2020 |
AVD |
AMERICAN VANGUARD CORP |
Chemicals/Agriculture Chemicals
|
$2.90 |
$15.42 |
N/A |
$0.03 |
0 M |
28,539,562 |
-1.75 |
N/A |
Ordinary Shares |
| 12-22-2020 |
OPY |
OPPENHEIMER HOLDINGS INC |
Trading/Security And Commodity Brokers, Dealers, Exchanges & Services
|
$106.81 |
$31.43 |
0.02% |
$0.18 |
955 M |
N/A |
14.13 |
9.83 |
Ordinary Shares - Class A |
| 12-22-2020 |
PM |
Philip Morris International Inc. |
Tobacco Products/Tobacco Products
|
$166.38 |
$82.19 |
0.03% |
$1.47 |
257,381 M |
1,558,558,846 |
7.11 |
23.20 |
Ordinary Shares |
| 12-22-2020 |
GGB |
GERDAU S.A. |
Steel Works/Blast Furnaces & Steel Works
|
$4.51 |
$4.66 |
0.03% |
$0.0361 |
4,524 M |
1,387,848,730 |
0.18 |
4.36 |
ADR |
| 12-22-2020 |
GOOD |
GLADSTONE COMMERCIAL CORP |
Real Estate/Lessors Of Railroad & Real Property
|
$12.85 |
$17.86 |
N/A |
$0.10 |
0 M |
48,406,993 |
0.14 |
N/A |
Ordinary Shares |
| 12-22-2020 |
LAND |
GLADSTONE LAND Corp |
Trading/REIT
|
$9.78 |
$14.19 |
N/A |
$0.0467 |
0 M |
41,438,406 |
-0.29 |
N/A |
Ordinary Shares |
| 12-22-2020 |
VICI |
VICI PROPERTIES INC. |
Trading/REIT
|
$28.58 |
$25.93 |
N/A |
$0.45 |
0 M |
1,068,737,299 |
2.61 |
N/A |
Ordinary Shares |
| 12-22-2020 |
MRVL |
Marvell Technology, Inc. |
Electronic Equipment/Electronic Components & Accessories
|
$164.95 |
$47.15 |
N/A |
$0.06 |
0 M |
874,300,000 |
3.10 |
N/A |
Ordinary Shares |
| 12-22-2020 |
PMO |
PUTNAM MUNICIPAL OPPORTUNITIES TRUST |
N/A
|
$10.10 |
$13.53 |
0.04% |
$0.035 |
332 M |
31,811,052 |
0.00 |
0.00 |
Ordinary Shares |
| 12-22-2020 |
DFP |
Delphi Financial Group, Inc. |
N/A
|
$20.13 |
$29.39 |
0.06% |
$0.1122 |
419 M |
20,538,137 |
0.00 |
0.00 |
Ordinary Shares |
| 12-22-2020 |
GAINL |
Gladstone Investment Corporation |
N/A
|
$25.91 |
$25.17 |
0.07% |
$0.50 |
474 M |
36,688,667 |
0.00 |
0.00 |
6.375% PRF REDEEM 31/08/2025 USD 25 - Ser E |
| 12-22-2020 |
LMNX |
Luminex Corp |
N/A
|
$36.99 |
$24.65 |
N/A |
$0.10 |
0 M |
47,313,816 |
0.50 |
0.00 |
Ordinary Shares |
| 12-22-2020 |
FEO |
First Trust-abrdn Emerging Opportunity Fund |
N/A
|
$9.57 |
$14.23 |
N/A |
$0.25 |
48 M |
4,991,802 |
0.00 |
0.00 |
Ordinary Shares |
| 12-22-2020 |
WEA |
WESTERN ASSET PREMIER BOND FUND |
N/A
|
$10.86 |
$14.20 |
0.07% |
$0.07 |
132 M |
11,865,600 |
0.00 |
0.00 |
Ordinary Shares |
| 12-22-2020 |
DMO |
Western Asset Mortgage Opportunity Fund Inc. |
N/A
|
$11.45 |
$14.17 |
0.12% |
$0.13 |
136 M |
11,430,895 |
0.00 |
0.00 |
Ordinary Shares |
| 12-22-2020 |
PFD |
FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC |
N/A
|
$11.30 |
$20.67 |
0.06% |
$0.0594 |
148 M |
12,763,654 |
0.00 |
0.00 |
Ordinary Shares |
| 12-22-2020 |
GOODN |
Gladstone Commercial Corp |
N/A
|
$22.99 |
$25.29 |
0.07% |
$0.138 |
686 M |
42,533,321 |
-0.02 |
80.94 |
6.625% PRF PERPETUAL USD 25 - Ser E |
| 12-22-2020 |
BGB |
Blackstone Strategic Credit 2027 Term Fund |
N/A
|
$12.17 |
$12.37 |
0.09% |
$0.101 |
544 M |
44,664,381 |
0.00 |
0.00 |
Ordinary Shares |
| 12-22-2020 |
RPAI |
Retail Properties of America Inc |
N/A
|
$13.15 |
$8.54 |
0.02% |
$0.075 |
2,825 M |
214,797,869 |
0.09 |
144.73 |
Ordinary Shares - Class A |
| 12-22-2020 |
MHF |
WESTERN ASSET MUNICIPAL HIGH INCOME FUND INC. |
N/A
|
$6.94 |
$7.48 |
0.05% |
$0.034 |
154 M |
21,651,223 |
0.00 |
0.00 |
Ordinary Shares |
| 12-22-2020 |
WRE |
Elme Communities |
N/A
|
$17.59 |
$21.51 |
0.04% |
$0.17 |
1,536 M |
87,402,385 |
0.09 |
199.83 |
Ordinary Shares |
| 12-22-2020 |
FFA |
FIRST TRUST ENHANCED EQUITY INCOME FUND |
N/A
|
$20.59 |
$16.95 |
0.06% |
$0.35 |
404 M |
19,988,085 |
0.00 |
0.00 |
Ordinary Shares |
| 12-22-2020 |
PMM |
PUTNAM MANAGED MUNICIPAL INCOME TRUST |
N/A
|
$6.06 |
$7.85 |
0.04% |
$0.0238 |
294 M |
46,431,063 |
0.00 |
0.00 |
Ordinary Shares |
| 12-22-2020 |
SBI |
WESTERN ASSET INTERMEDIATE MUNI FUND INC. |
N/A
|
$7.78 |
$9.18 |
0.05% |
$0.042 |
114 M |
14,082,315 |
0.00 |
0.00 |
Ordinary Shares |