| 11-10-2020 |
ECCB |
Eagle Point Credit Company Inc |
N/A
|
$24.99 |
$25.13 |
0.07% |
$0.1615 |
455 M |
1,840,000 |
0.00 |
0.00 |
7.75% PRF PERPETUAL USD 25 - Ser B |
| 11-10-2020 |
PCM |
PCM FUND, INC. |
N/A
|
$6.62 |
$9.90 |
0.12% |
$0.08 |
93 M |
12,011,762 |
0.00 |
0.00 |
Ordinary Shares |
| 11-10-2020 |
HPI |
JOHN HANCOCK PREFERRED INCOME FUND |
N/A
|
$16.75 |
$18.90 |
0.08% |
$0.1235 |
465 M |
26,539,504 |
0.00 |
0.00 |
Ordinary Shares |
| 11-10-2020 |
COG |
Cabot Oil & Gas Corp. |
N/A
|
$22.25 |
$17.19 |
0.02% |
$0.50 |
8,893 M |
399,664,181 |
0.68 |
32.57 |
Ordinary Shares |
| 11-10-2020 |
CBH |
Commerce Bancorp, Inc. |
N/A
|
$9.18 |
$9.14 |
0.04% |
$0.027 |
168 M |
18,263,597 |
0.00 |
0.00 |
Ordinary Shares |
| 11-10-2020 |
PCI |
PIMCO Dynamic Credit and Mortgage Income Fund |
N/A
|
$20.46 |
$19.68 |
0.10% |
$0.174 |
3,077 M |
150,317,409 |
0.00 |
0.00 |
Ordinary Shares |
| 11-10-2020 |
ECC |
Eagle Point Credit Co Inc. |
N/A
|
$9.03 |
$8.66 |
0.18% |
$0.02 |
852 M |
85,301,892 |
0.00 |
0.00 |
Ordinary Shares |
| 11-10-2020 |
PFL |
PIMCO INCOME STRATEGY FUND |
N/A
|
$8.49 |
$10.46 |
0.11% |
$0.0814 |
318 M |
38,032,525 |
0.00 |
0.00 |
Ordinary Shares |
| 11-10-2020 |
PGP |
PIMCO Global StocksPLUS & Income Fund |
N/A
|
$7.76 |
$8.58 |
0.10% |
$0.069 |
91 M |
11,313,852 |
0.00 |
0.00 |
Ordinary Shares |
| 11-10-2020 |
PEAK |
Peak International |
N/A
|
$17.11 |
$29.36 |
0.07% |
$0.30 |
9,357 M |
547,172,983 |
0.56 |
30.75 |
Ordinary Shares |
| 11-10-2020 |
EVF |
EATON VANCE SENIOR INCOME TRUST |
N/A
|
$6.21 |
$6.06 |
0.11% |
$0.055 |
99 M |
15,784,972 |
0.00 |
0.00 |
Ordinary Shares |
| 11-10-2020 |
DBL |
DoubleLine Opportunistic Credit Fund |
N/A
|
$15.50 |
$19.24 |
0.08% |
$0.11 |
252 M |
15,944,357 |
0.00 |
0.00 |
Ordinary Shares |
| 11-10-2020 |
EFL |
Western Asset Emerging Markets Floating Rate Fund Inc |
N/A
|
$8.64 |
$8.61 |
0.03% |
$0.00 |
204 M |
23,621,612 |
0.00 |
0.00 |
Ordinary Shares |
| 11-10-2020 |
EVN |
EATON VANCE MUNICIPAL INCOME TRUST |
N/A
|
$10.02 |
$12.98 |
0.05% |
$0.0513 |
428 M |
39,667,163 |
0.00 |
0.00 |
Ordinary Shares |
| 11-10-2020 |
AIO |
Virtus Artificial Intelligence & Technology Opportunities Fund |
N/A
|
$24.19 |
$22.68 |
0.08% |
$0.15 |
744 M |
34,340,972 |
0.00 |
0.00 |
Ordinary Shares |
| 11-10-2020 |
HPF |
JOHN HANCOCK PREFERRED INCOME FUND II |
N/A
|
$16.54 |
$18.02 |
0.08% |
$0.1235 |
367 M |
21,511,260 |
0.00 |
0.00 |
Ordinary Shares |
| 11-10-2020 |
PDI |
PIMCO Dynamic Income Fund |
N/A
|
$18.80 |
$25.11 |
0.13% |
$0.2205 |
4,937 M |
257,546,113 |
0.00 |
0.00 |
Ordinary Shares |
| 11-10-2020 |
GWB |
Great Western Bancorp Inc |
N/A
|
$30.88 |
$16.94 |
0.00% |
$0.05 |
1,705 M |
55,199,193 |
7.33 |
4.19 |
Ordinary Shares |
| 11-10-2020 |
VGI |
Virtus Global Multi-Sector Income Fund |
N/A
|
$7.66 |
$11.09 |
0.11% |
$0.08 |
90 M |
11,313,093 |
0.00 |
0.00 |
Ordinary Shares |
| 11-10-2020 |
PHK |
PIMCO HIGH INCOME FUND |
N/A
|
$4.92 |
$5.45 |
0.11% |
$0.048 |
709 M |
146,128,293 |
0.00 |
0.00 |
Ordinary Shares |
| 11-10-2020 |
RCS |
PIMCO STRATEGIC INCOME FUND, INC |
N/A
|
$6.27 |
$6.48 |
0.09% |
$0.051 |
317 M |
46,070,801 |
0.00 |
0.00 |
Ordinary Shares |
| 11-10-2020 |
HPS |
JOHN HANCOCK PREFERRED INCOME FUND III |
N/A
|
$14.92 |
$16.40 |
0.08% |
$0.11 |
523 M |
31,924,085 |
0.00 |
0.00 |
Ordinary Shares |
| 11-10-2020 |
PNI |
PIMCO NEW YORK MUNICIPAL INCOME FUND II |
N/A
|
$7.25 |
$10.50 |
0.05% |
$0.0295 |
85 M |
11,209,146 |
0.00 |
0.00 |
Ordinary Shares |
| 11-10-2020 |
PNF |
PIMCO NEW YORK MUNICIPAL INCOME FUND |
N/A
|
$7.53 |
$11.39 |
0.05% |
$0.0335 |
63 M |
7,868,376 |
0.00 |
0.00 |
Ordinary Shares |
| 11-10-2020 |
EHT |
Eaton Vance 2021 Target Term Trust |
N/A
|
$9.84 |
$9.61 |
0.03% |
$0.015 |
211 M |
21,464,504 |
0.00 |
0.00 |
Ordinary Shares |
| 11-10-2020 |
HTD |
JOHN HANCOCK TAX-ADVANTAGED DIVIDEND INCOME FUND |
N/A
|
$22.20 |
$20.20 |
0.07% |
$0.138 |
767 M |
35,431,824 |
0.00 |
0.00 |
Ordinary Shares |
| 11-10-2020 |
PCK |
PIMCO CALIFORNIA MUNICIPAL INCOME FUND II |
N/A
|
$5.76 |
$9.19 |
0.04% |
$0.0215 |
193 M |
32,253,459 |
0.00 |
0.00 |
Ordinary Shares |
| 11-10-2020 |
ZTR |
Virtus Total Return Fund Inc. |
N/A
|
$5.90 |
$8.00 |
0.10% |
$0.05 |
406 M |
68,578,328 |
0.00 |
0.00 |
Ordinary Shares |
| 11-10-2020 |
PMX |
PIMCO MUNICIPAL INCOME FUND III |
N/A
|
$7.34 |
$11.55 |
0.05% |
$0.033 |
268 M |
33,428,309 |
0.00 |
0.00 |
Ordinary Shares |
| 11-10-2020 |
PCQ |
PIMCO CALIFORNIA MUNICIPAL INCOME FUND |
N/A
|
$9.06 |
$17.16 |
0.04% |
$0.036 |
181 M |
18,981,066 |
0.00 |
0.00 |
Ordinary Shares |
| 11-10-2020 |
DSL |
Doubleline Income Solutions Fund |
N/A
|
$12.58 |
$16.13 |
0.10% |
$0.11 |
1,320 M |
101,996,828 |
0.00 |
0.00 |
Ordinary Shares |
| 11-10-2020 |
PFN |
PIMCO Income Strategy Fund II |
N/A
|
$7.50 |
$9.30 |
0.11% |
$0.0718 |
618 M |
83,920,476 |
0.00 |
0.00 |
Ordinary Shares |
| 11-10-2020 |
PDT |
JOHN HANCOCK PREMIUM DIVIDEND FUND |
N/A
|
$12.68 |
$13.59 |
0.07% |
$0.0825 |
645 M |
49,185,225 |
0.00 |
0.00 |
Ordinary Shares |
| 11-10-2020 |
NCV |
Virtus Convertible & Income Fund |
N/A
|
$3.52 |
$4.84 |
0.11% |
$0.034 |
315 M |
90,373,569 |
0.00 |
0.00 |
Ordinary Shares |
| 11-10-2020 |
PKO |
Pimco Income Opportunity Fund |
N/A
|
$23.82 |
$23.43 |
0.09% |
$0.19 |
494 M |
20,769,564 |
0.00 |
0.00 |
Ordinary Shares |
| 11-10-2020 |
NCZ |
Virtus Convertible & Income Fund II |
N/A
|
$3.16 |
$4.25 |
0.11% |
$0.03 |
232 M |
76,115,749 |
0.00 |
0.00 |
Ordinary Shares |
| 11-10-2020 |
EVV |
EATON VANCE LTD DURATION INCOME FUND |
N/A
|
$9.97 |
$12.19 |
0.09% |
$0.0801 |
1,189 M |
116,203,460 |
0.00 |
0.00 |
Ordinary Shares |
| 11-10-2020 |
MATX |
Matson, Inc. |
Transportation/Water Transport
|
$173.55 |
$59.18 |
0.01% |
$0.36 |
3,844 M |
30,439,310 |
13.99 |
8.64 |
Ordinary Shares |
| 11-10-2020 |
POOL |
POOL CORP |
Wholesale/Wholesale – Misc. Durable Goods
|
$208.09 |
$339.71 |
0.02% |
$1.30 |
7,443 M |
36,443,003 |
10.89 |
18.33 |
Ordinary Shares |
| 11-10-2020 |
GILT |
GILAT SATELLITE NETWORKS LTD |
Electronic Equipment/Radio & Tv Broadcasting & Communications Equipment
|
$18.48 |
$5.50 |
N/A |
$0.63 |
262 M |
57,017,032 |
N/A |
13.20 |
Ordinary Shares |
| 11-10-2020 |
KBH |
KB HOME |
Construction/Operative Builders
|
$51.44 |
$32.99 |
0.02% |
$0.25 |
4,017 M |
62,648,246 |
5.29 |
11.39 |
Ordinary Shares |
| 11-10-2020 |
MSA |
MSA Safety Inc |
Medical Equipment/Surgical, Medical, And Dental Instruments And Supplies
|
$165.79 |
$143.47 |
0.01% |
$0.51 |
6,270 M |
38,774,722 |
7.11 |
22.48 |
Ordinary Shares |
| 11-10-2020 |
SHEN |
SHENANDOAH TELECOMMUNICATIONS CO/VA/ |
Communication/Telephone Communications
|
$16.29 |
$47.44 |
0.01% |
$0.09 |
853 M |
55,322,001 |
-0.71 |
0.00 |
Ordinary Shares |
| 11-10-2020 |
ZION |
ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ |
Banking/National Commercial Banks
|
$63.26 |
$38.98 |
N/A |
$0.45 |
0 M |
147,888,829 |
6.01 |
N/A |
Ordinary Shares |
| 11-10-2020 |
IVZ |
Invesco Ltd. |
Trading/Security And Commodity Brokers, Dealers, Exchanges & Services
|
$25.89 |
$14.53 |
N/A |
$0.215 |
0 M |
443,673,777 |
-1.60 |
N/A |
Ordinary Shares |
| 11-10-2020 |
ETR |
ENTERGY CORP /DE/ |
Utilities/Electric Services
|
$116.43 |
$109.23 |
0.02% |
$0.64 |
49,907 M |
457,832,070 |
4.18 |
0.00 |
Ordinary Shares |
| 11-10-2020 |
SBUX |
STARBUCKS CORP |
Restaurants, Hotels, Motels/Retail – Eating Places
|
$105.90 |
$93.92 |
0.03% |
$0.62 |
98,903 M |
1,139,700,000 |
1.20 |
66.13 |
Ordinary Shares |
| 11-10-2020 |
OPY |
OPPENHEIMER HOLDINGS INC |
Trading/Security And Commodity Brokers, Dealers, Exchanges & Services
|
$106.81 |
$27.84 |
0.02% |
$0.18 |
955 M |
N/A |
14.13 |
9.83 |
Ordinary Shares - Class A |
| 11-10-2020 |
HNNA |
HENNESSY ADVISORS INC |
Trading/Security And Commodity Brokers, Dealers, Exchanges & Services
|
$10.02 |
$9.50 |
N/A |
$0.1375 |
0 M |
7,892,177 |
1.00 |
N/A |
Ordinary Shares |
| 11-10-2020 |
SIMO |
Silicon Motion Technology CORP |
Electronic Equipment/Electronic Components & Accessories
|
$234.52 |
$35.50 |
0.03% |
$0.50 |
2,141 M |
33,681,620 |
3.27 |
27.27 |
ADR |
| 11-10-2020 |
XOM |
EXXON MOBIL CORP |
Petroleum And Natural Gas/Petroleum Refining
|
$152.75 |
$36.86 |
0.03% |
$1.03 |
504,133 M |
4,166,763,453 |
6.70 |
17.48 |
Ordinary Shares |
| 11-10-2020 |
WTFC |
WINTRUST FINANCIAL CORP |
Banking/State Commercial Banks – Fed Reserve System
|
$149.57 |
$53.70 |
N/A |
$0.50 |
0 M |
67,270,487 |
11.57 |
N/A |
Ordinary Shares |
| 11-10-2020 |
RMD |
RESMED INC |
Medical Equipment/Surgical, Medical, And Dental Instruments And Supplies
|
$205.02 |
$212.11 |
0.01% |
$0.60 |
32,702 M |
145,056,384 |
10.15 |
21.52 |
Ordinary Shares |
| 11-10-2020 |
TBNK |
Territorial Bancorp Inc. |
Banking/Savings Institutions
|
$8.33 |
$23.28 |
0.01% |
$0.01 |
92 M |
8,832,210 |
0.90 |
0.00 |
Ordinary Shares |
| 11-10-2020 |
LPLA |
LPL Financial Holdings Inc. |
Trading/Security And Commodity Brokers, Dealers, Exchanges & Services
|
$318.63 |
$87.87 |
N/A |
$0.30 |
0 M |
80,080,181 |
10.97 |
N/A |
Ordinary Shares |
| 11-10-2020 |
AROC |
Archrock, Inc. |
Utilities/Natural Gas Transmission
|
$39.02 |
$7.43 |
0.03% |
$0.21 |
4,532 M |
174,945,882 |
1.83 |
14.06 |
Ordinary Shares |
| 11-10-2020 |
FANG |
Diamondback Energy, Inc. |
Petroleum And Natural Gas/Crude Petroleum & Natural Gas
|
$207.65 |
$33.73 |
0.03% |
$1.05 |
43,073 M |
282,078,989 |
5.73 |
25.89 |
Ordinary Shares |
| 11-10-2020 |
VNOM |
Viper Energy, Inc. |
Petroleum And Natural Gas/Crude Petroleum & Natural Gas
|
$49.90 |
$9.31 |
0.06% |
$0.35 |
11,002 M |
288,540,955 |
3.71 |
29.64 |
Unit |
| 11-10-2020 |
NTB |
Bank of N.T. Butterfield & Son Ltd |
Banking/Misc. Commercial Banks
|
$55.63 |
$32.45 |
0.05% |
$0.44 |
1,718 M |
44,908,429 |
2.87 |
8.33 |
Ordinary Shares |
| 11-10-2020 |
ACV |
Virtus Diversified Income & Convertible Fund |
N/A
|
$22.21 |
$27.38 |
0.10% |
$0.18 |
221 M |
10,365,167 |
0.00 |
0.00 |
Ordinary Shares |
| 11-10-2020 |
EVY |
Eaton Vance New York Municipal Income Trust |
N/A
|
$15.17 |
$13.50 |
0.04% |
$0.0458 |
82 M |
5,401,828 |
0.00 |
0.00 |
Ordinary Shares |
| 11-10-2020 |
CEV |
EATON VANCE CALIFORNIA MUNICIPAL INCOME TRUST |
N/A
|
$10.16 |
$13.33 |
0.04% |
$0.05 |
77 M |
7,033,575 |
0.00 |
0.00 |
Ordinary Shares |
| 11-10-2020 |
PZC |
PIMCO CALIFORNIA MUNICIPAL INCOME FUND III |
N/A
|
$7.00 |
$10.44 |
0.05% |
$0.0295 |
163 M |
22,484,052 |
0.00 |
0.00 |
Ordinary Shares |
| 11-10-2020 |
PYN |
PIMCO NEW YORK MUNICIPAL INCOME FUND III |
N/A
|
$5.76 |
$8.71 |
0.05% |
$0.0248 |
35 M |
5,746,734 |
0.00 |
0.00 |
Ordinary Shares |
| 11-10-2020 |
PCN |
PIMCO CORPORATE & INCOME STRATEGY FUND |
N/A
|
$13.52 |
$16.35 |
0.10% |
$0.1125 |
732 M |
54,406,443 |
0.00 |
0.00 |
Ordinary Shares |
| 11-10-2020 |
DLY |
DoubleLine Yield Opportunities Fund |
N/A
|
$15.84 |
$17.56 |
0.08% |
$0.1167 |
783 M |
47,945,779 |
0.00 |
0.00 |
Ordinary Shares |
| 11-10-2020 |
PML |
PIMCO MUNICIPAL INCOME FUND II |
N/A
|
$8.19 |
$13.74 |
0.05% |
$0.0395 |
586 M |
66,416,519 |
0.00 |
0.00 |
Ordinary Shares |
| 11-10-2020 |
PTY |
PIMCO CORPORATE & INCOME OPPORTUNITY FUND |
N/A
|
$14.42 |
$16.83 |
0.10% |
$0.1188 |
2,188 M |
153,081,203 |
0.00 |
0.00 |
Ordinary Shares |
| 11-10-2020 |
PMF |
PIMCO MUNICIPAL INCOME FUND |
N/A
|
$8.92 |
$13.49 |
0.05% |
$0.042 |
247 M |
26,225,943 |
0.00 |
0.00 |
Ordinary Shares |