| 09-22-2020 |
GAINM |
Gladstone Investment Corporation |
N/A
|
$25.06 |
$24.79 |
N/A |
$0.1302 |
408 M |
2,300,000 |
0.00 |
0.00 |
6.25% PRF PERPETUAL USD 25 - Ser D |
| 09-22-2020 |
ETO |
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund |
N/A
|
$25.45 |
$20.98 |
0.07% |
$0.1733 |
427 M |
16,388,138 |
0.00 |
0.00 |
Ordinary Shares |
| 09-22-2020 |
WIW |
WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND |
N/A
|
$8.25 |
$11.45 |
0.08% |
$0.0605 |
527 M |
61,184,134 |
0.00 |
0.00 |
Ordinary Shares |
| 09-22-2020 |
MNP |
Western Asset Municipal Partners Fund Inc |
N/A
|
$10.57 |
$14.35 |
0.05% |
$0.043 |
103 M |
9,719,063 |
0.00 |
0.00 |
Ordinary Shares |
| 09-22-2020 |
FLC |
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC |
N/A
|
$16.75 |
$22.24 |
0.06% |
$0.0913 |
175 M |
10,456,821 |
0.00 |
0.00 |
Ordinary Shares |
| 09-22-2020 |
TEAF |
ECOFIN SUSTAINABLE & SOCIAL IMPACT TERM FUND |
N/A
|
$12.14 |
$10.63 |
0.08% |
$0.09 |
166 M |
13,491,127 |
0.00 |
0.00 |
Ordinary Shares |
| 09-22-2020 |
PAI |
Western Asset Investment Grade Income Fund Inc. |
N/A
|
$12.35 |
$16.19 |
0.05% |
$0.0515 |
120 M |
9,510,962 |
0.00 |
0.00 |
Ordinary Shares |
| 09-22-2020 |
GFY |
Western Asset Variable Rate Strategic Fund Inc |
N/A
|
$16.29 |
$16.33 |
N/A |
$0.0775 |
76 M |
4,668,000 |
-1.72 |
N/A |
Ordinary Shares |
| 09-22-2020 |
LANDP |
Gladstone Land Corp |
N/A
|
$20.56 |
$26.44 |
0.04% |
$0.125 |
496 M |
10,156,509 |
0.00 |
0.00 |
6.375% PRF REDEEM 30/09/2021 USD 25 - Ser A |
| 09-22-2020 |
FMN |
Federated Hermes Premier Municipal Income Fund |
N/A
|
$10.87 |
$14.35 |
0.04% |
$0.038 |
135 M |
11,498,091 |
0.00 |
0.00 |
Ordinary Shares |
| 09-22-2020 |
PFO |
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC |
N/A
|
$9.08 |
$12.21 |
0.06% |
$0.0492 |
118 M |
13,077,326 |
0.00 |
0.00 |
Ordinary Shares |
| 09-22-2020 |
QSY |
WisdomTree Trust - WisdomTree U.S. Quality Shareholder Yield Fund |
N/A
|
$63.37 |
$81.75 |
0.02% |
$0.2714 |
97 M |
1,530,000 |
0.00 |
0.00 |
WisdomTree U.S. Quality Shareholder Yield Fund |
| 09-22-2020 |
ETV |
Eaton Vance Tax-Managed Buy-Write Opportunities Fund |
N/A
|
$14.32 |
$14.13 |
0.08% |
$0.0993 |
1,488 M |
109,268,349 |
0.00 |
0.00 |
Ordinary Shares |
| 09-22-2020 |
EVT |
EATON VANCE TAX ADVANTAGED DIVIDEND INCOME FUND |
N/A
|
$23.95 |
$19.64 |
0.07% |
$0.1646 |
1,829 M |
74,542,782 |
0.00 |
0.00 |
Ordinary Shares |
| 09-22-2020 |
DRW |
WisdomTree Trust - WisdomTree Global ex-US Real Estate Fund |
N/A
|
$22.88 |
$24.17 |
0.07% |
$0.00 |
54 M |
2,350,000 |
0.00 |
0.00 |
WisdomTree Global ex-US Real Estate Fund |
| 09-22-2020 |
BWG |
BrandywineGLOBAL-Global Income Opportunities Fund Inc |
N/A
|
$8.03 |
$12.24 |
0.10% |
$0.08 |
146 M |
16,791,836 |
0.00 |
0.00 |
Ordinary Shares |
| 09-22-2020 |
EIM |
EATON VANCE MUNICIPAL BOND FUND |
N/A
|
$10.33 |
$12.98 |
0.05% |
$0.0508 |
746 M |
71,153,184 |
0.00 |
0.00 |
Ordinary Shares |
| 09-22-2020 |
HIE |
Miller/Howard High Income Equity Fund |
N/A
|
$11.95 |
$6.20 |
N/A |
$0.051 |
3,686 M |
18,690,675 |
0.00 |
38.80 |
Ordinary Shares |
| 09-22-2020 |
MMU |
WESTERN ASSET MANAGED MUNICIPALS FUND INC. |
N/A
|
$10.20 |
$12.15 |
0.05% |
$0.0545 |
467 M |
43,367,851 |
0.00 |
0.00 |
Ordinary Shares |
| 09-22-2020 |
EVM |
EATON VANCE CALIFORNIA MUNICIPAL BOND FUND |
N/A
|
$9.36 |
$11.44 |
0.04% |
$0.0417 |
235 M |
24,672,939 |
0.00 |
0.00 |
Ordinary Shares |
| 09-22-2020 |
HYI |
Western Asset High Yield Defined Opportunity Fund Inc. |
N/A
|
$11.93 |
$14.41 |
0.09% |
$0.095 |
274 M |
22,660,581 |
0.00 |
0.00 |
Ordinary Shares |
| 09-22-2020 |
QADB |
QAD, Inc. |
N/A
|
$87.54 |
$31.71 |
N/A |
$0.06 |
0 M |
3,344,775 |
0.26 |
0.00 |
Ordinary Shares - Class B |
| 09-22-2020 |
WIA |
WESTERN ASSET INFLATION-LINKED INCOME FUND |
N/A
|
$7.97 |
$12.68 |
0.07% |
$0.05 |
191 M |
23,322,256 |
0.00 |
0.00 |
Ordinary Shares |
| 09-22-2020 |
HIX |
WESTERN ASSET HIGH INCOME FUND II INC. |
N/A
|
$4.24 |
$6.56 |
0.12% |
$0.049 |
286 M |
64,991,059 |
0.00 |
0.00 |
Ordinary Shares |
| 09-22-2020 |
DTN |
WisdomTree Trust - WisdomTree U.S. Dividend Ex-Financials Fund |
N/A
|
$101.81 |
$74.92 |
0.03% |
$0.00 |
537 M |
5,275,000 |
0.00 |
0.00 |
WisdomTree U.S. Dividend Ex-Financials Fund |
| 09-22-2020 |
IGI |
Western Asset Investment Grade Defined Opportunity Trust Inc. |
N/A
|
$16.34 |
$21.26 |
0.05% |
$0.071 |
193 M |
10,848,022 |
0.00 |
0.00 |
Ordinary Shares |
| 09-22-2020 |
HIO |
WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. |
N/A
|
$3.96 |
$4.99 |
0.10% |
$0.0355 |
378 M |
95,099,215 |
0.00 |
0.00 |
Ordinary Shares |
| 09-22-2020 |
EHI |
WESTERN ASSET GLOBAL HIGH INCOME FUND INC. |
N/A
|
$6.55 |
$9.73 |
0.11% |
$0.07 |
161 M |
22,697,297 |
0.00 |
0.00 |
Ordinary Shares |
| 09-22-2020 |
BGX |
Blackstone Long-Short Credit Income Fund |
N/A
|
$12.60 |
$12.80 |
0.09% |
$0.105 |
165 M |
12,708,274 |
0.00 |
0.00 |
Ordinary Shares |
| 09-22-2020 |
EFF |
Eaton Vance Floating-Rate Income Plus Fund |
N/A
|
$16.48 |
$14.30 |
0.04% |
$0.06 |
124 M |
7,606,422 |
0.00 |
0.00 |
Ordinary Shares |
| 09-22-2020 |
EVG |
Eaton Vance Short Duration Diversified Income Fund |
N/A
|
$10.88 |
$11.55 |
0.08% |
$0.0795 |
149 M |
13,442,697 |
0.00 |
0.00 |
Ordinary Shares |
| 09-22-2020 |
ETX |
Eaton Vance Municipal Income 2028 Term Trust |
N/A
|
$17.80 |
$21.54 |
0.04% |
$0.0782 |
205 M |
10,884,956 |
0.00 |
0.00 |
Ordinary Shares |
| 09-22-2020 |
EMD |
WESTERN ASSET EMERGING MARKETS DEBT FUND INC. |
N/A
|
$9.70 |
$12.86 |
0.10% |
$0.0845 |
594 M |
60,246,012 |
0.00 |
0.00 |
Ordinary Shares |
| 09-22-2020 |
DOO |
WisdomTree Trust - WisdomTree International Dividend Ex-Financials Fund |
N/A
|
$43.44 |
$35.92 |
0.05% |
$0.00 |
228 M |
5,250,000 |
0.00 |
0.00 |
WisdomTree International Dividend Ex-Financials Fund |
| 09-22-2020 |
ENX |
EATON VANCE NEW YORK MUNICIPAL BOND FUND |
N/A
|
$9.54 |
$11.76 |
0.04% |
$0.0417 |
178 M |
17,961,289 |
0.00 |
0.00 |
Ordinary Shares |
| 09-22-2020 |
ETG |
EATON VANCE TAX ADVANTAGED GLOBAL DIVIDEND INCOME FUND |
N/A
|
$18.39 |
$15.06 |
0.07% |
$0.1293 |
1,458 M |
76,458,956 |
0.00 |
0.00 |
Ordinary Shares |
| 09-22-2020 |
EXG |
Eaton Vance Tax-Managed Global Diversified Equity Income Fund |
N/A
|
$8.26 |
$7.51 |
0.08% |
$0.0657 |
2,606 M |
306,286,161 |
0.00 |
0.00 |
Ordinary Shares |
| 09-22-2020 |
EXD |
Eaton Vance Tax-Managed Buy-Write Strategy Fund |
N/A
|
$9.58 |
$8.88 |
0.09% |
$0.0708 |
94 M |
9,765,955 |
0.00 |
0.00 |
Ordinary Shares |
| 09-22-2020 |
GOODM |
Gladstone Commercial Corp |
N/A
|
$25.01 |
$25.15 |
N/A |
$0.1458 |
816 M |
1,267,968 |
0.00 |
0.00 |
7% PRF PERPETUAL USD 25 - Ser D |
| 09-22-2020 |
ETB |
Eaton Vance Tax-Managed Buy-Write Income Fund |
N/A
|
$14.89 |
$13.55 |
0.08% |
$0.1058 |
416 M |
29,374,715 |
0.00 |
0.00 |
Ordinary Shares |
| 09-22-2020 |
EFR |
EATON VANCE SENIOR FLOATING RATE TRUST |
N/A
|
$12.98 |
$11.85 |
0.11% |
$0.112 |
373 M |
29,174,848 |
0.00 |
0.00 |
Ordinary Shares |
| 09-22-2020 |
BSL |
Blackstone Senior Floating Rate 2027 Term Fund |
N/A
|
$14.31 |
$13.83 |
0.09% |
$0.114 |
186 M |
13,008,541 |
0.00 |
0.00 |
Ordinary Shares |
| 09-22-2020 |
SCD |
LMP CAPITAL & INCOME FUND INC. |
N/A
|
$17.03 |
$10.19 |
0.09% |
$0.113 |
282 M |
17,137,794 |
0.00 |
0.00 |
Ordinary Shares |
| 09-22-2020 |
OCCIP |
OFS Credit Company Inc |
N/A
|
$25.03 |
$24.45 |
N/A |
$0.1432 |
47 M |
852,660 |
0.00 |
0.00 |
6.875% PRF REDEEM 31/03/2024 USD 25 - Ser A |
| 09-22-2020 |
EFT |
Eaton Vance Floating-Rate Income Trust |
N/A
|
$13.12 |
$12.03 |
0.10% |
$0.114 |
344 M |
26,181,373 |
0.00 |
0.00 |
Ordinary Shares |
| 09-22-2020 |
FFC |
Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC |
N/A
|
$15.74 |
$21.49 |
0.06% |
$0.0897 |
761 M |
48,094,255 |
0.00 |
0.00 |
Ordinary Shares |
| 09-22-2020 |
EOT |
Eaton Vance National Municipal Opportunities Trust |
N/A
|
$16.62 |
$20.60 |
0.04% |
$0.0683 |
273 M |
15,624,921 |
0.00 |
0.00 |
Ordinary Shares |
| 09-22-2020 |
QADA |
QAD, Inc. |
N/A
|
$87.63 |
$42.01 |
N/A |
$0.072 |
0 M |
17,662,585 |
0.00 |
0.00 |
Ordinary Shares - Class A |
| 09-22-2020 |
GDO |
WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC. |
N/A
|
$11.14 |
$17.13 |
0.10% |
$0.122 |
191 M |
14,949,168 |
0.00 |
0.00 |
Ordinary Shares |
| 09-22-2020 |
ETJ |
Eaton Vance Risk-Managed Diversified Equity Income Fund |
N/A
|
$9.20 |
$9.81 |
0.08% |
$0.0651 |
610 M |
67,301,787 |
0.00 |
0.00 |
Ordinary Shares |
| 09-22-2020 |
MTT |
Western Asset Municipal Defined Opportunity Trust |
N/A
|
$21.19 |
$20.32 |
N/A |
$0.049 |
6,475 M |
12,200,435 |
0.00 |
11.81 |
Ordinary Shares |
| 09-22-2020 |
ETY |
Eaton Vance Tax-Managed Diversified Equity Income Fund |
N/A
|
$15.08 |
$11.06 |
0.07% |
$0.0992 |
2,239 M |
157,326,009 |
0.00 |
0.00 |
Ordinary Shares |
| 09-22-2020 |
VALE |
Vale S.A. |
Non-Metallic And Industrial Metal Mining/Metal Mining
|
$16.18 |
$10.64 |
N/A |
$0.377 |
47,750 M |
4,539,007,568 |
0.48 |
4.98 |
ADR |
| 09-22-2020 |
FGBI |
First Guaranty Bancshares, Inc. |
Banking/Savings Institutions
|
$9.25 |
$11.75 |
0.00% |
$0.01 |
121 M |
15,352,947 |
-4.13 |
0.00 |
Ordinary Shares |
| 09-22-2020 |
GAIN |
GLADSTONE INVESTMENT CORPORATION\DE |
Financial Services/Diversified Investments
|
$16.82 |
$9.19 |
0.11% |
$0.08 |
551 M |
39,821,967 |
0.76 |
4.58 |
Ordinary Shares |
| 09-22-2020 |
GLAD |
GLADSTONE CAPITAL CORP |
Financial Services/Closed-End Fund - Debt
|
$19.26 |
$7.43 |
0.10% |
$0.15 |
463 M |
22,593,069 |
3.08 |
12.99 |
Ordinary Shares |
| 09-22-2020 |
GOOD |
GLADSTONE COMMERCIAL CORP |
Real Estate/Lessors Of Railroad & Real Property
|
$12.85 |
$16.95 |
N/A |
$0.10 |
0 M |
48,406,993 |
0.14 |
N/A |
Ordinary Shares |
| 09-22-2020 |
OFS |
OFS Capital Corp |
Financial Services/Asset Management
|
$3.84 |
$4.57 |
0.29% |
$0.17 |
48 M |
13,398,078 |
-3.59 |
0.00 |
Ordinary Shares |
| 09-22-2020 |
LAND |
GLADSTONE LAND Corp |
Trading/REIT
|
$9.78 |
$15.19 |
N/A |
$0.0467 |
0 M |
41,438,406 |
-0.29 |
N/A |
Ordinary Shares |
| 09-22-2020 |
EMCG |
Embrace Change Acquisition Corp |
Trading/Investment Offices
|
$11.00 |
N/A |
N/A |
$0.00 |
54 M |
4,520,024 |
0.17 |
51.74 |
WisdomTree Emerging Markets Consumer Growth Fund |
| 09-22-2020 |
DFP |
Delphi Financial Group, Inc. |
N/A
|
$20.13 |
$27.24 |
0.06% |
$0.1122 |
419 M |
20,538,137 |
0.00 |
0.00 |
Ordinary Shares |
| 09-22-2020 |
EOS |
Eaton Vance Enhanced Equity Income Fund II |
N/A
|
$23.96 |
$18.12 |
0.07% |
$0.1523 |
1,122 M |
52,286,225 |
0.00 |
0.00 |
Ordinary Shares |
| 09-22-2020 |
EOI |
Eaton Vance Enhanced Equity Income Fund |
N/A
|
$20.87 |
$14.62 |
0.07% |
$0.1338 |
777 M |
40,325,199 |
0.00 |
0.00 |
Ordinary Shares |
| 09-22-2020 |
GAINL |
Gladstone Investment Corporation |
N/A
|
$25.91 |
$24.25 |
0.07% |
$0.50 |
474 M |
36,688,667 |
0.00 |
0.00 |
6.375% PRF REDEEM 31/08/2025 USD 25 - Ser E |
| 09-22-2020 |
BFC |
Bank First Corp |
N/A
|
$104.74 |
$57.60 |
0.02% |
$0.40 |
990 M |
10,013,737 |
6.50 |
15.11 |
Ordinary Shares |
| 09-22-2020 |
FEO |
First Trust-abrdn Emerging Opportunity Fund |
N/A
|
$9.57 |
$12.22 |
N/A |
$0.25 |
48 M |
4,991,802 |
0.00 |
0.00 |
Ordinary Shares |
| 09-22-2020 |
WEA |
WESTERN ASSET PREMIER BOND FUND |
N/A
|
$10.86 |
$13.30 |
0.07% |
$0.07 |
132 M |
11,865,600 |
0.00 |
0.00 |
Ordinary Shares |
| 09-22-2020 |
ETW |
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund |
N/A
|
$8.44 |
$8.65 |
0.08% |
$0.0664 |
917 M |
109,597,786 |
0.00 |
0.00 |
Ordinary Shares |
| 09-22-2020 |
DMO |
Western Asset Mortgage Opportunity Fund Inc. |
N/A
|
$11.45 |
$13.54 |
0.12% |
$0.13 |
136 M |
11,430,895 |
0.00 |
0.00 |
Ordinary Shares |
| 09-22-2020 |
PFD |
FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC |
N/A
|
$11.30 |
$16.80 |
0.06% |
$0.0594 |
148 M |
12,763,654 |
0.00 |
0.00 |
Ordinary Shares |
| 09-22-2020 |
GOODN |
Gladstone Commercial Corp |
N/A
|
$22.99 |
$24.90 |
0.07% |
$0.138 |
686 M |
42,533,321 |
-0.02 |
80.94 |
6.625% PRF PERPETUAL USD 25 - Ser E |
| 09-22-2020 |
BGB |
Blackstone Strategic Credit 2027 Term Fund |
N/A
|
$12.17 |
$12.03 |
0.09% |
$0.101 |
544 M |
44,664,381 |
0.00 |
0.00 |
Ordinary Shares |
| 09-22-2020 |
MHF |
WESTERN ASSET MUNICIPAL HIGH INCOME FUND INC. |
N/A
|
$6.94 |
$7.37 |
0.05% |
$0.034 |
154 M |
21,651,223 |
0.00 |
0.00 |
Ordinary Shares |
| 09-22-2020 |
TLI |
Western Asset Corporate Loan Fund Inc |
N/A
|
$9.23 |
$9.24 |
N/A |
$0.066 |
91 M |
9,876,922 |
0.00 |
N/A |
Ordinary Shares |
| 09-22-2020 |
FFA |
FIRST TRUST ENHANCED EQUITY INCOME FUND |
N/A
|
$20.59 |
$14.77 |
0.06% |
$0.35 |
404 M |
19,988,085 |
0.00 |
0.00 |
Ordinary Shares |
| 09-22-2020 |
SBI |
WESTERN ASSET INTERMEDIATE MUNI FUND INC. |
N/A
|
$7.78 |
$8.86 |
0.05% |
$0.042 |
114 M |
14,082,315 |
0.00 |
0.00 |
Ordinary Shares |