| 09-15-2020 |
QRTEA |
Qurate Retail Inc |
N/A
|
$0.36 |
$6.16 |
N/A |
$1.25 |
242 M |
387,993,706 |
-0.65 |
0.00 |
Ordinary Shares - Series A |
| 09-15-2020 |
CXE |
MFS HIGH INCOME MUNICIPAL TRUST |
N/A
|
$3.68 |
$4.84 |
0.04% |
$0.016 |
122 M |
31,525,773 |
0.00 |
0.00 |
Ordinary Shares |
| 09-15-2020 |
GDV |
GABELLI DIVIDEND & INCOME TRUST |
N/A
|
$24.22 |
$18.93 |
0.05% |
$0.11 |
2,170 M |
90,178,491 |
0.00 |
0.00 |
Ordinary Shares |
| 09-15-2020 |
GAB |
GABELLI EQUITY TRUST INC |
N/A
|
$5.37 |
$5.45 |
0.10% |
$0.15 |
1,692 M |
302,053,894 |
0.00 |
0.00 |
Ordinary Shares |
| 09-15-2020 |
GDL |
GDL FUND |
N/A
|
$8.01 |
$8.46 |
0.06% |
$0.12 |
102 M |
12,578,872 |
0.00 |
0.00 |
Ordinary Shares |
| 09-15-2020 |
CHSCN |
CHS Inc. |
N/A
|
$25.58 |
$27.14 |
0.06% |
$0.4438 |
0 M |
16,800,000 |
0.00 |
0.00 |
FXDFR PRF PERPETUAL USD 25 - Ser 2 Cls B |
| 09-15-2020 |
FSKR |
FS KKR Capital Corp II |
N/A
|
$21.56 |
$14.50 |
0.07% |
$0.55 |
3,663 M |
169,903,166 |
0.00 |
0.00 |
Ordinary Shares |
| 09-15-2020 |
GLU |
GABELLI GLOBAL UTILITY & INCOME TRUST |
N/A
|
$15.28 |
$16.12 |
0.07% |
$0.10 |
92 M |
5,968,911 |
0.00 |
0.00 |
Ordinary Shares |
| 09-15-2020 |
CXH |
MFS INVESTMENT GRADE MUNICIPAL TRUST |
N/A
|
$8.06 |
$9.62 |
0.04% |
$0.0265 |
66 M |
8,199,220 |
0.00 |
0.00 |
Ordinary Shares |
| 09-15-2020 |
RFI |
COHEN & STEERS TOTAL RETURN REALTY FUND INC |
N/A
|
$11.58 |
$13.37 |
0.07% |
$0.08 |
348 M |
26,551,939 |
0.00 |
0.00 |
Ordinary Shares |
| 09-15-2020 |
OXLC |
Oxford Lane Capital Corp. |
N/A
|
$5.10 |
$4.38 |
0.16% |
$0.09 |
1,538 M |
287,000,000 |
0.00 |
0.00 |
Ordinary Shares |
| 09-15-2020 |
DYFN |
Angel Oak Dynamic Financial Strategies Income Term Trust |
N/A
|
$17.35 |
$18.47 |
0.08% |
$0.1228 |
70 M |
4,055,000 |
0.00 |
0.00 |
Ordinary Shares |
| 09-15-2020 |
RMI |
RiverNorth Opportunistic Municipal Income Fund, Inc. |
N/A
|
$15.20 |
$20.77 |
0.07% |
$0.0965 |
101 M |
6,374,541 |
0.00 |
0.00 |
Ordinary Shares |
| 09-15-2020 |
FOF |
Cohen & Steers Closed-End Opportunity Fund, Inc. |
N/A
|
$12.72 |
$11.75 |
0.08% |
$0.087 |
351 M |
27,546,462 |
0.00 |
0.00 |
Ordinary Shares |
| 09-15-2020 |
GCV |
GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC |
N/A
|
$3.84 |
$5.32 |
0.11% |
$0.12 |
77 M |
19,282,478 |
0.00 |
0.00 |
Ordinary Shares |
| 09-15-2020 |
RSF |
RiverNorth Capital & Income Fund, Inc. |
N/A
|
$15.30 |
$15.07 |
0.10% |
$0.1398 |
59 M |
3,862,917 |
0.00 |
0.00 |
Ordinary Shares |
| 09-15-2020 |
ECF |
ELLSWORTH GROWTH & INCOME FUND LTD |
N/A
|
$9.90 |
$11.69 |
0.06% |
$0.13 |
120 M |
13,748,708 |
0.00 |
0.00 |
Ordinary Shares |
| 09-15-2020 |
MFV |
MFS SPECIAL VALUE TRUST |
N/A
|
$4.41 |
$5.37 |
0.09% |
$0.00 |
32 M |
7,304,087 |
0.00 |
0.00 |
Ordinary Shares |
| 09-15-2020 |
GUT |
GABELLI UTILITY TRUST |
N/A
|
$5.27 |
$7.55 |
0.10% |
$0.05 |
447 M |
74,229,332 |
0.00 |
0.00 |
Ordinary Shares |
| 09-15-2020 |
MCR |
MFS CHARTER INCOME TRUST |
N/A
|
$6.31 |
$8.35 |
0.08% |
$0.0455 |
268 M |
41,952,945 |
0.00 |
0.00 |
Ordinary Shares |
| 09-15-2020 |
OPP |
RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. |
N/A
|
$8.54 |
$14.15 |
0.13% |
$0.1003 |
205 M |
22,971,194 |
0.00 |
0.00 |
Ordinary Shares |
| 09-15-2020 |
CHSCM |
CHS Inc. |
N/A
|
$25.11 |
$26.66 |
0.06% |
$0.4219 |
0 M |
19,700,000 |
0.00 |
0.00 |
FXDFR PRF PERPETUAL USD 25 - Ser 3 Cls B |
| 09-15-2020 |
OXLCO |
Oxford Lane Capital Corp |
N/A
|
$22.95 |
$25.02 |
0.06% |
$0.125 |
1,538 M |
2,400,000 |
0.00 |
0.00 |
7.50% PRF PERPETUAL USD 25 - Ser 2023 |
| 09-15-2020 |
MIN |
MFS INTERMEDIATE INCOME TRUST |
N/A
|
$2.68 |
$3.83 |
0.08% |
$0.0201 |
314 M |
113,798,238 |
0.00 |
0.00 |
Ordinary Shares |
| 09-15-2020 |
QRTEB |
Qurate Retail Inc |
N/A
|
$2.00 |
$6.36 |
N/A |
$1.25 |
242 M |
8,927,840 |
-0.65 |
0.00 |
Ordinary Shares - Series B |
| 09-15-2020 |
HYB |
NEW AMERICA HIGH INCOME FUND INC |
N/A
|
$8.22 |
$8.38 |
0.05% |
$0.04 |
193 M |
23,374,744 |
0.00 |
0.00 |
Ordinary Shares |
| 09-15-2020 |
LDP |
Cohen & Steers Ltd Duration Preferred & Income Fund, Inc. |
N/A
|
$20.31 |
$24.34 |
0.07% |
$0.131 |
592 M |
29,079,221 |
0.00 |
0.00 |
Ordinary Shares |
| 09-15-2020 |
IVH |
Delaware Ivy High Income Opportunities Fund |
N/A
|
$6.92 |
$12.11 |
0.07% |
$0.149 |
194 M |
16,570,234 |
0.00 |
0.00 |
Ordinary Shares |
| 09-15-2020 |
BCV |
BANCROFT FUND LTD |
N/A
|
$18.28 |
$25.46 |
0.07% |
$0.32 |
97 M |
5,872,790 |
0.00 |
0.00 |
Ordinary Shares |
| 09-15-2020 |
MGF |
MFS GOVERNMENT MARKETS INCOME TRUST |
N/A
|
$3.09 |
$4.67 |
0.07% |
$0.0198 |
105 M |
32,590,193 |
0.00 |
0.00 |
Ordinary Shares |
| 09-15-2020 |
CIF |
MFS INTERMEDIATE HIGH INCOME FUND |
N/A
|
$1.74 |
$2.35 |
0.09% |
$0.0147 |
32 M |
18,007,370 |
0.00 |
0.00 |
Ordinary Shares |
| 09-15-2020 |
MCN |
Madison Covered Call & Equity Strategy Fund |
N/A
|
$6.67 |
$6.10 |
0.09% |
$0.00 |
154 M |
21,087,537 |
0.00 |
0.00 |
Ordinary Shares |
| 09-15-2020 |
CHSCO |
CHS Inc. |
N/A
|
$26.83 |
$28.27 |
0.06% |
$0.4922 |
0 M |
21,459,066 |
0.00 |
0.00 |
7.875% PRF PERPETUAL USD 25 - Ser 1 Cl B |
| 09-15-2020 |
CEN |
Ceridian Corp |
N/A
|
$21.33 |
$7.99 |
0.04% |
$0.225 |
721 M |
35,185,109 |
0.00 |
0.00 |
Ordinary Shares |
| 09-15-2020 |
RIV |
RIVERNORTH OPPORTUNITIES FUND, INC. |
N/A
|
$11.86 |
$14.98 |
0.12% |
$0.1289 |
268 M |
21,453,174 |
0.00 |
0.00 |
Ordinary Shares |
| 09-15-2020 |
UTF |
COHEN & STEERS INFRASTRUCTURE FUND INC |
N/A
|
$24.02 |
$22.94 |
0.07% |
$0.155 |
2,401 M |
96,367,865 |
0.00 |
0.00 |
Ordinary Shares |
| 09-15-2020 |
FINS |
Angel Oak Financial Strategies Income Term Trust |
N/A
|
$12.88 |
$16.82 |
0.10% |
$0.109 |
321 M |
25,062,638 |
0.00 |
0.00 |
Ordinary Shares |
| 09-15-2020 |
GGN |
GAMCO Global Gold, Natural Resources & Income Trust |
N/A
|
$3.94 |
$3.57 |
0.08% |
$0.03 |
642 M |
154,296,778 |
0.00 |
0.00 |
Ordinary Shares |
| 09-15-2020 |
MIE |
Cohen & Steers MLP Income and Energy Opportunity Fund Inc |
N/A
|
$3.85 |
$1.76 |
0.04% |
$0.015 |
100 M |
26,092,048 |
0.00 |
0.00 |
Ordinary Shares |
| 09-15-2020 |
RA |
Brookfield Real Assets Income Fund Inc. |
N/A
|
$13.35 |
$17.08 |
0.11% |
$0.118 |
743 M |
55,455,431 |
0.00 |
0.00 |
Ordinary Shares |
| 09-15-2020 |
CHSCP |
CHS INC |
N/A
|
$28.57 |
$29.13 |
0.06% |
$0.50 |
0 M |
12,272,003 |
0.00 |
0.00 |
8% PRF PERPETUAL USD 25 |
| 09-15-2020 |
RNP |
COHEN & STEERS REIT & PREFERRED & INCOME FUND INC |
N/A
|
$20.51 |
$20.25 |
0.07% |
$0.136 |
1,122 M |
47,773,059 |
0.00 |
0.00 |
Ordinary Shares |
| 09-15-2020 |
WU |
Western Union CO |
Business Services/Services – Misc. Business Services
|
$9.21 |
$22.43 |
0.11% |
$0.235 |
2,736 M |
312,435,104 |
1.37 |
6.21 |
Ordinary Shares |
| 09-15-2020 |
GES |
GUESS INC |
Apparel/Apparel And Other Finished Products
|
$16.81 |
$13.84 |
0.07% |
$0.225 |
925 M |
52,151,599 |
-0.50 |
11.50 |
Ordinary Shares |
| 09-15-2020 |
CINF |
CINCINNATI FINANCIAL CORP |
Insurance/Fire, Marine & Casualty Insurance
|
$162.05 |
$75.98 |
0.02% |
$0.94 |
24,486 M |
154,686,742 |
17.66 |
8.88 |
Ordinary Shares |
| 09-15-2020 |
NMFC |
New Mountain Finance Corp |
Financial Services/Asset Management
|
$7.50 |
$10.15 |
N/A |
$0.32 |
0 M |
100,806,575 |
0.16 |
N/A |
Ordinary Shares |
| 09-15-2020 |
RYN |
RAYONIER INC |
Trading/REIT
|
$20.95 |
$27.44 |
0.12% |
$0.26 |
3,367 M |
303,980,852 |
3.07 |
7.10 |
Ordinary Shares |
| 09-15-2020 |
HMN |
HORACE MANN EDUCATORS CORP /DE/ |
Insurance/Fire, Marine & Casualty Insurance
|
$45.97 |
$34.05 |
N/A |
$0.35 |
0 M |
40,449,550 |
3.93 |
N/A |
Ordinary Shares |
| 09-15-2020 |
FFIN |
FIRST FINANCIAL BANKSHARES INC |
Banking/State Commercial Banks – Fed Reserve System
|
$32.56 |
$29.18 |
N/A |
$0.18 |
0 M |
143,228,602 |
1.77 |
N/A |
Ordinary Shares |
| 09-15-2020 |
OLED |
UNIVERSAL DISPLAY CORP \PA\ |
Electronic Equipment/Electronic Components & Accessories
|
$96.39 |
$172.63 |
0.02% |
$0.45 |
4,317 M |
46,750,891 |
4.50 |
20.22 |
Ordinary Shares |
| 09-15-2020 |
MRTN |
MARTEN TRANSPORT LTD |
Transportation/Trucking & Courier Services, Except Air
|
$15.15 |
$17.69 |
0.02% |
$0.06 |
928 M |
81,542,153 |
0.21 |
53.18 |
Ordinary Shares |
| 09-15-2020 |
RNST |
RENASANT CORP |
Banking/State Commercial Banks – Fed Reserve System
|
$39.82 |
$23.36 |
0.03% |
$0.22 |
3,347 M |
94,142,307 |
2.09 |
18.46 |
Ordinary Shares |
| 09-15-2020 |
OXSQ |
Oxford Square Capital Corp. |
Financial Services/Closed-End Fund - Debt
|
$1.92 |
$2.56 |
0.24% |
$0.035 |
153 M |
93,527,087 |
-0.16 |
0.00 |
Ordinary Shares |
| 09-15-2020 |
TDS |
TELEPHONE & DATA SYSTEMS INC /DE/ |
Communication/Telephone Communications
|
$45.48 |
$20.37 |
0.00% |
$0.04 |
4,736 M |
113,700,000 |
-0.66 |
0.00 |
Ordinary Shares |
| 09-15-2020 |
UHT |
UNIVERSAL HEALTH REALTY INCOME TRUST |
Trading/REIT
|
$40.56 |
$65.17 |
N/A |
$0.745 |
0 M |
13,874,643 |
1.27 |
N/A |
Ordinary Shares |
| 09-15-2020 |
WGO |
WINNEBAGO INDUSTRIES INC |
Automobiles And Trucks/Motor Homes
|
$32.02 |
$50.63 |
N/A |
$0.35 |
0 M |
28,265,787 |
1.47 |
N/A |
Ordinary Shares |
| 09-15-2020 |
MEOH |
METHANEX CORP |
Chemicals/Industrial Organic Chemicals
|
$64.25 |
$23.16 |
0.02% |
$0.185 |
3,146 M |
67,387,492 |
0.93 |
0.00 |
Ordinary Shares |
| 09-15-2020 |
ICE |
Intercontinental Exchange, Inc. |
Trading/Security And Commodity Brokers, Dealers, Exchanges & Services
|
$154.75 |
$100.53 |
0.01% |
$0.48 |
89,319 M |
565,512,495 |
6.89 |
22.72 |
Ordinary Shares |
| 09-15-2020 |
CIZN |
CITIZENS HOLDING CO /MS/ |
Banking/State Commercial Banks – Fed Reserve System
|
$8.94 |
$21.13 |
N/A |
$0.16 |
43 M |
5,637,061 |
0.33 |
22.93 |
Ordinary Shares |
| 09-15-2020 |
FSFG |
First Savings Financial Group, Inc. |
Banking/Savings Institutions
|
$33.98 |
$48.00 |
N/A |
$0.16 |
0 M |
N/A |
2.84 |
N/A |
Ordinary Shares |
| 09-15-2020 |
GWRS |
Global Water Resources, Inc. |
Utilities/Water Supply
|
$7.11 |
$11.33 |
N/A |
$0.0253 |
0 M |
28,756,854 |
0.11 |
N/A |
Ordinary Shares |
| 09-15-2020 |
AGM |
FEDERAL AGRICULTURAL MORTGAGE CORP |
Banking/Federal Credit Agencies
|
$174.75 |
$66.84 |
N/A |
$1.60 |
0 M |
10,856,981 |
16.73 |
N/A |
Ordinary Shares - Class C |
| 09-15-2020 |
HI |
Hillenbrand, Inc. |
Misc./Misc. Manufacturing Industries
|
$31.98 |
$28.79 |
N/A |
$0.225 |
0 M |
70,656,607 |
0.49 |
N/A |
Ordinary Shares |
| 09-15-2020 |
ESSA |
ESSA Bancorp, Inc. |
Banking/Savings Institutions
|
$20.61 |
$13.34 |
0.03% |
$0.15 |
191 M |
10,154,664 |
1.56 |
0.00 |
Ordinary Shares |
| 09-15-2020 |
HNW |
Pioneer Diversified High Income Fund, Inc. |
Financial Services/Asset Management
|
$12.80 |
$13.57 |
0.08% |
$0.10 |
102 M |
8,334,759 |
N/A |
0.00 |
Ordinary Shares |
| 09-15-2020 |
NX |
Quanex Building Products CORP |
Steel Works/Rolling, Drawing & Extruding Of Nonferrous Metals
|
$19.93 |
$17.50 |
N/A |
$0.08 |
0 M |
45,933,814 |
-5.20 |
N/A |
Ordinary Shares |
| 09-15-2020 |
MRCC |
MONROE CAPITAL Corp |
Real Estate/Mortgage Investment
|
$5.08 |
$7.02 |
0.15% |
$0.60 |
138 M |
21,666,340 |
-0.24 |
0.00 |
Ordinary Shares |
| 09-15-2020 |
TCPC |
BlackRock TCP Capital Corp. |
Financial Services/Closed-End Fund - Debt
|
$4.39 |
$9.78 |
N/A |
$0.17 |
0 M |
84,331,037 |
-1.05 |
N/A |
Ordinary Shares |
| 09-15-2020 |
FSK |
FS KKR Capital Corp |
Financial Services/Diversified Investments
|
$11.55 |
$15.96 |
N/A |
$0.45 |
0 M |
280,066,433 |
0.04 |
N/A |
Ordinary Shares |
| 09-15-2020 |
NWSA |
NEWS CORP |
Printing And Publishing/Newspapers – Publishing-Printing
|
$26.24 |
$15.32 |
0.01% |
$0.10 |
14,667 M |
555,378,060 |
2.03 |
12.74 |
Ordinary Shares - Class A |
| 09-15-2020 |
NWS |
NEWS CORP |
Printing And Publishing/Newspapers – Publishing-Printing
|
$30.41 |
$15.23 |
0.01% |
$0.10 |
14,667 M |
555,378,060 |
2.03 |
12.74 |
Ordinary Shares - Class B |
| 09-15-2020 |
ALLE |
Allegion plc |
Business Services/Services – Security
|
$135.49 |
$100.92 |
0.01% |
$0.55 |
12,516 M |
85,935,861 |
7.36 |
19.75 |
Ordinary Shares |
| 09-15-2020 |
ARES |
Ares Management Corp |
Trading/Security And Commodity Brokers, Dealers, Exchanges & Services
|
$119.00 |
$40.17 |
0.03% |
$1.35 |
52,832 M |
N/A |
1.71 |
123.99 |
Ordinary Shares - Class A |
| 09-15-2020 |
FNF |
Fidelity National Financial, Inc. |
Insurance/Title Insurance
|
$51.63 |
$32.61 |
0.07% |
$0.52 |
14,801 M |
271,137,574 |
2.22 |
24.59 |
Ordinary Shares |
| 09-15-2020 |
AGI |
ALAMOS GOLD INC |
Precious Metals/Gold & Silver Ores
|
$39.42 |
$10.06 |
0.01% |
$0.025 |
0 M |
419,717,814 |
0.22 |
0.00 |
Ordinary Shares - Class A |
| 09-15-2020 |
RMM |
RiverNorth Managed Duration Municipal Income Fund, Inc. |
N/A
|
$14.16 |
$17.03 |
0.07% |
$0.0905 |
307 M |
19,739,628 |
N/A |
0.00 |
Ordinary Shares |
| 09-15-2020 |
GGZ |
Gabelli Global Small & Mid Cap Value Trust |
N/A
|
$11.79 |
$10.12 |
0.05% |
$0.16 |
106 M |
8,753,779 |
0.00 |
0.00 |
Ordinary Shares |
| 09-15-2020 |
MMT |
MFS MULTIMARKET INCOME TRUST |
N/A
|
$4.63 |
$5.92 |
0.08% |
$0.0337 |
268 M |
55,301,715 |
0.00 |
0.00 |
Ordinary Shares |
| 09-15-2020 |
RQI |
COHEN & STEERS QUALITY INCOME REALTY FUND INC |
N/A
|
$12.19 |
$11.47 |
0.07% |
$0.08 |
1,815 M |
134,431,441 |
0.00 |
0.00 |
Ordinary Shares |
| 09-15-2020 |
OXLCP |
Oxford Lane Capital Corp |
N/A
|
$24.03 |
$23.05 |
0.06% |
$0.1302 |
1,538 M |
3,500,000 |
0.00 |
0.00 |
6.25% PRF REDEEM 28/02/2027 USD 25 - Ser 2027 |
| 09-15-2020 |
GNT |
GAMCO Natural Resources, Gold & Income Trust |
N/A
|
$5.45 |
$5.08 |
0.06% |
$0.03 |
103 M |
17,668,965 |
0.00 |
0.00 |
Ordinary Shares |
| 09-15-2020 |
PSF |
Cohen & Steers Select Preferred & Income Fund, Inc. |
N/A
|
$20.12 |
$26.81 |
0.07% |
$0.126 |
246 M |
12,028,187 |
0.00 |
0.00 |
Ordinary Shares |
| 09-15-2020 |
GGT |
GABELLI MULTIMEDIA TRUST INC. |
N/A
|
$4.53 |
$7.06 |
0.16% |
$0.22 |
143 M |
28,264,509 |
0.00 |
0.00 |
Ordinary Shares |
| 09-15-2020 |
GGO |
Gabelli Go Anywhere Trust |
N/A
|
$16.24 |
$11.34 |
0.00% |
$0.05 |
26 M |
1,546,952 |
0.00 |
0.00 |
Ordinary Shares |
| 09-15-2020 |
OXLCM |
Oxford Lane Capital Corp |
N/A
|
$24.96 |
$24.05 |
N/A |
$0.1406 |
864 M |
2,729,415 |
0.00 |
0.00 |
6.75% PRF REDEEM 30/06/2024 USD 25 - Ser 2024 |
| 09-15-2020 |
RFM |
RiverNorth Flexible Municipal Income Fund, Inc. |
N/A
|
$15.10 |
$20.54 |
0.07% |
$0.0954 |
97 M |
6,114,699 |
0.00 |
0.00 |
Ordinary Shares |
| 09-15-2020 |
CHSCL |
CHS Inc. |
N/A
|
$25.60 |
$28.57 |
0.06% |
$0.4688 |
0 M |
20,700,000 |
0.00 |
0.00 |
7.50% PRF PERPETUAL USD 25 - Class B Ser 4 |
| 09-15-2020 |
CMU |
MFS HIGH YIELD MUNICIPAL TRUST |
N/A
|
$3.53 |
$4.27 |
0.04% |
$0.0145 |
91 M |
25,492,782 |
0.00 |
0.00 |
Ordinary Shares |
| 09-15-2020 |
TY |
TRI-CONTINENTAL CORP |
N/A
|
$31.86 |
$26.06 |
0.03% |
$0.2878 |
1,738 M |
53,916,080 |
0.00 |
0.00 |
Ordinary Shares |
| 09-15-2020 |
MFM |
MFS MUNICIPAL INCOME TRUST |
N/A
|
$5.37 |
$6.49 |
0.04% |
$0.0215 |
230 M |
41,187,631 |
0.00 |
0.00 |
Ordinary Shares |
| 09-15-2020 |
GRX |
Gabelli Healthcare & WellnessRx Trust |
N/A
|
$9.66 |
$10.38 |
0.05% |
$0.15 |
175 M |
15,800,421 |
0.00 |
0.00 |
Ordinary Shares |