| 09-11-2020 |
DUKB |
Duke Energy Corp. - 5.625% DB REDEEM 15/09/2078 USD 25 |
N/A
|
$25.00 |
$27.82 |
0.06% |
$0.3516 |
87,992 M |
772,201,706 |
5.43 |
0.00 |
5.625% DB REDEEM 15/09/2078 USD 25 |
| 09-11-2020 |
EDI |
Virtus Stone Harbor Emerging Markets Total Income Fund |
N/A
|
$5.05 |
$7.82 |
0.16% |
$0.07 |
50 M |
10,004,930 |
0.00 |
0.00 |
Ordinary Shares |
| 09-11-2020 |
KSU |
Kansas City Southern |
N/A
|
$293.59 |
$186.06 |
0.01% |
$0.54 |
26,711 M |
90,980,440 |
1.05 |
277.66 |
Ordinary Shares |
| 09-11-2020 |
ERC |
ALLSPRING MULTI-SECTOR INCOME FUND |
N/A
|
$9.15 |
$11.20 |
0.08% |
$0.0659 |
263 M |
28,066,272 |
0.00 |
0.00 |
Ordinary Shares |
| 09-11-2020 |
NFJ |
Virtus Dividend, Interest & Premium Strategy Fund |
N/A
|
$12.56 |
$11.77 |
0.08% |
$0.305 |
1,225 M |
94,801,581 |
0.00 |
0.00 |
Ordinary Shares |
| 09-11-2020 |
REML |
Credit Suisse AG Nassau Branch - FR SP ETN REDEEM 11/07/2036 USD 25 |
N/A
|
$5.99 |
$3.88 |
0.19% |
$0.0341 |
0 M |
N/A |
0.00 |
0.00 |
FR SP ETN REDEEM 11/07/2036 USD 25 |
| 09-11-2020 |
ERH |
ALLSPRING UTILITIES & HIGH INCOME FUND |
N/A
|
$10.73 |
$11.97 |
0.07% |
$0.0621 |
100 M |
9,292,257 |
0.00 |
0.00 |
Ordinary Shares |
| 09-11-2020 |
CHI |
CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND |
N/A
|
$11.56 |
$11.15 |
0.09% |
$0.095 |
813 M |
70,923,815 |
0.00 |
0.00 |
Ordinary Shares |
| 09-11-2020 |
EOD |
ALLSPRING GLOBAL DIVIDEND OPPORTUNITY FUND |
N/A
|
$4.86 |
$4.36 |
0.08% |
$0.1157 |
213 M |
43,195,369 |
0.00 |
0.00 |
Ordinary Shares |
| 09-11-2020 |
CCD |
Calamos Dynamic Convertible & Income Fund |
N/A
|
$24.33 |
$22.54 |
0.09% |
$0.195 |
581 M |
24,494,491 |
0.00 |
0.00 |
Ordinary Shares |
| 09-11-2020 |
EAD |
ALLSPRING INCOME OPPORTUNITIES FUND |
N/A
|
$6.99 |
$7.48 |
0.08% |
$0.0523 |
414 M |
59,092,336 |
0.00 |
0.00 |
Ordinary Shares |
| 09-11-2020 |
NIE |
Virtus Equity & Convertible Income Fund |
N/A
|
$24.17 |
$23.62 |
0.09% |
$0.50 |
628 M |
27,708,965 |
0.00 |
0.00 |
Ordinary Shares |
| 09-11-2020 |
CHY |
CALAMOS CONVERTIBLE & HIGH INCOME FUND |
N/A
|
$11.95 |
$11.74 |
0.10% |
$0.10 |
850 M |
73,250,403 |
0.00 |
0.00 |
Ordinary Shares |
| 09-11-2020 |
CSQ |
CALAMOS STRATEGIC TOTAL RETURN FUND |
N/A
|
$17.64 |
$13.29 |
0.07% |
$0.1025 |
2,636 M |
154,904,801 |
0.00 |
0.00 |
Ordinary Shares |
| 09-11-2020 |
EDF |
Virtus Stone Harbor Emerging Markets Income Fund |
N/A
|
$5.02 |
$7.07 |
0.13% |
$0.06 |
91 M |
17,176,885 |
0.00 |
0.00 |
Ordinary Shares |
| 09-11-2020 |
MCEF |
First Trust Exchange-Traded Fund VIII - First Trust Municipal CEF Income Opportunity ETF |
N/A
|
$17.29 |
$19.28 |
0.04% |
$0.00 |
16 M |
950,002 |
0.00 |
0.00 |
First Trust Municipal CEF Income Opportunity ETF |
| 09-11-2020 |
IFFT |
International Flavors & Fragrances Inc. - Unit (1Prpd Stk Pur contrct & 1 Note) |
N/A
|
$47.56 |
$43.97 |
0.06% |
$0.75 |
35,803 M |
16,500,000 |
0.00 |
0.00 |
Unit (1Prpd Stk Pur contrct & 1 Note) |
| 09-11-2020 |
CPZ |
Calamos Long/Short Equity & Dynamic Income Trust |
N/A
|
$15.08 |
$15.15 |
0.10% |
$0.14 |
306 M |
19,632,194 |
0.00 |
0.00 |
Ordinary Shares |
| 09-11-2020 |
CHW |
Calamos Global Dynamic Income Fund |
N/A
|
$6.77 |
$8.17 |
0.08% |
$0.05 |
419 M |
59,443,496 |
0.00 |
0.00 |
Ordinary Shares |
| 09-11-2020 |
AME |
AMETEK INC/ |
Measuring And Control Equipment/Industrial Measurement Instruments & Related Products
|
$230.48 |
$99.91 |
0.01% |
$0.34 |
49,084 M |
229,203,002 |
6.64 |
32.13 |
Ordinary Shares |
| 09-11-2020 |
NTIP |
NETWORK-1 TECHNOLOGIES, INC. |
Trading/Patent Owners & Lessors
|
$1.46 |
$2.13 |
N/A |
$0.05 |
0 M |
22,793,308 |
-0.11 |
N/A |
Ordinary Shares |
| 09-11-2020 |
DVN |
DEVON ENERGY CORP/DE |
Petroleum And Natural Gas/Crude Petroleum & Natural Gas
|
$50.56 |
$8.97 |
0.03% |
$0.24 |
22,978 M |
620,000,000 |
4.18 |
8.70 |
Ordinary Shares |
| 09-11-2020 |
GROW |
U S GLOBAL INVESTORS INC |
Trading/Security And Commodity Brokers, Dealers, Exchanges & Services
|
$2.65 |
$2.88 |
0.04% |
$0.0075 |
31 M |
10,484,211 |
0.01 |
312.74 |
Ordinary Shares - Class A |
| 09-11-2020 |
ESCA |
ESCALADE INC |
Recreation/Toys
|
$18.21 |
$17.18 |
0.04% |
$0.15 |
233 M |
13,805,038 |
1.13 |
15.08 |
Ordinary Shares |
| 09-11-2020 |
FCNCA |
FIRST CITIZENS BANCSHARES INC /DE/ |
Banking/State Commercial Banks – Fed Reserve System
|
$1,985.39 |
$360.21 |
N/A |
$1.95 |
0 M |
11,937,176 |
165.24 |
N/A |
Ordinary Shares - Class A |
| 09-11-2020 |
CCBG |
CAPITAL CITY BANK GROUP INC |
Banking/State Commercial Banks – Fed Reserve System
|
$46.57 |
$19.35 |
0.02% |
$0.24 |
745 M |
17,101,409 |
3.54 |
12.32 |
Ordinary Shares |
| 09-11-2020 |
CMCT |
Creative Media & Community Trust Corp |
Trading/REIT
|
$5.52 |
$10.31 |
N/A |
$0.00 |
3 M |
2,699,686 |
-82.49 |
0.00 |
Ordinary Shares |
| 09-11-2020 |
UNH |
UNITEDHEALTH GROUP INC |
Insurance/Accident And Health Insurance
|
$368.78 |
$301.48 |
N/A |
$2.21 |
0 M |
907,675,839 |
13.28 |
N/A |
Ordinary Shares |
| 09-11-2020 |
SPR |
Spirit AeroSystems Holdings, Inc. |
Aircraft/Misc. Aircraft Parts & Auxiliary Equipment
|
$39.50 |
$19.61 |
N/A |
$0.01 |
4,593 M |
117,523,217 |
-22.11 |
0.00 |
Ordinary Shares - Class A |
| 09-11-2020 |
JRVR |
James River Group Holdings, Ltd. |
Insurance/Fire, Marine & Casualty Insurance
|
$6.19 |
$47.13 |
0.01% |
$0.01 |
292 M |
45,968,584 |
0.86 |
7.39 |
Ordinary Shares |
| 09-11-2020 |
CWH |
Camping World Holdings, Inc. |
Retail/Retail – Automotive Dealers And Gas Stations
|
$7.76 |
$34.44 |
0.07% |
$0.125 |
703 M |
102,986,749 |
-1.49 |
0.00 |
Ordinary Shares - Class A |
| 09-11-2020 |
RRBI |
RED RIVER BANCSHARES INC |
Banking/State Commercial Banks – Fed Reserve System
|
$91.34 |
$46.02 |
N/A |
$0.12 |
0 M |
6,577,186 |
6.40 |
N/A |
Ordinary Shares |
| 09-11-2020 |
CDMOP |
Avid Bioservices Inc |
N/A
|
$25.06 |
$27.24 |
N/A |
$0.6562 |
1,165 M |
700,000 |
0.00 |
0.00 |
10.50% PRF PERPETUAL USD 25 - Ser E |
| 09-11-2020 |
CGO |
CALAMOS GLOBAL TOTAL RETURN FUND |
N/A
|
$11.41 |
$12.38 |
0.08% |
$0.08 |
104 M |
8,975,582 |
0.00 |
0.00 |
Ordinary Shares |
| 09-11-2020 |
UZA |
United States Cellular Corporation - 6.95% NT REDEEM 15/05/2060 USD 25 |
N/A
|
$25.35 |
$25.23 |
0.07% |
$0.4344 |
1,717 M |
67,720,640 |
0.00 |
0.00 |
6.95% NT REDEEM 15/05/2060 USD 25 |