All Earnings Dividends Economics IPOs Splits

Earnings

Reported date  Announce time  Ticker  Name  Industry  Stock price  Marketcap  Shares outstanding  EPS  P/E ratio  Dividend rate 
09-30-2020 8:00 AM EPAC ENERPAC TOOL GROUP CORP Machinery/Misc. Industrial And Commercial Equipment And Machinery $36.93 2,006 M 52,776,305 1.28 22.25 $0.04
09-29-2020 4:00 PM CMTL COMTECH TELECOMMUNICATIONS CORP /DE/ Electronic Equipment/Radio & Tv Broadcasting & Communications Equipment $5.20 83 M 29,629,375 -7.21 0.00 $0.10
09-29-2020 4:00 PM MU MICRON TECHNOLOGY INC Electronic Equipment/Electronic Components & Accessories $403.11 258,459 M 1,125,509,261 10.63 21.70 $0.115
09-28-2020 4:00 PM UNFI UNITED NATURAL FOODS INC Wholesale/Wholesale – Groceries & Related Products $37.68 2,284 M 60,931,817 -1.66 0.00 N/A
09-28-2020 8:00 AM CALM CAL-MAINE FOODS INC Agriculture/Agricultural Production – Livestock $87.12 4,041 M 47,654,046 23.74 3.50 $0.719
09-28-2020 8:00 AM WB WEIBO Corp Computer Software/Services – Computer Programming And Data Processing $9.83 1,111 M 148,466,975 2.34 3.45 $0.82
09-24-2020 4:00 PM AIR AAR CORP Aircraft/Aircraft & Parts $108.30 3,005 M 39,572,508 2.59 31.93 $0.075
09-24-2020 4:00 PM TCOM Trip.com Group Ltd Business Services/Services – Misc. Business Services $53.18 30,693 M 651,108,814 -0.02 15.77 $0.30
09-24-2020 4:00 PM COST COSTCO WHOLESALE CORP /NEW Retail/Retail – Variety Stores $997.36 398,423 M 443,869,411 18.70 47.99 $1.30
09-24-2020 8:00 AM JBL JABIL INC Electronic Equipment/Electronic Components & Accessories $251.15 22,512 M 105,595,267 6.48 32.02 $0.08
09-24-2020 8:00 AM BB BLACKBERRY Ltd Computer Software/Services – Computer Programming And Data Processing $3.45 2,409 M N/A 0.01 0.00 N/A
09-24-2020 7:00 AM DRI DARDEN RESTAURANTS INC Restaurants, Hotels, Motels/Retail – Eating Places $203.47 20,322 M 115,139,249 9.61 18.11 $1.50
09-24-2020 7:00 AM FDS FACTSET RESEARCH SYSTEMS INC Computer Software/Services – Computer Programming And Data Processing $212.01 10,386 M 37,099,259 15.87 17.32 $1.10
09-24-2020 7:00 AM KMX CARMAX INC Retail/Retail – Automotive Dealers And Gas Stations $42.14 5,677 M 141,796,641 3.04 11.80 N/A
09-24-2020 6:45 AM ACN Accenture plc Business Services/Services – Misc. Business Services $201.63 164,619 M 660,734,900 12.22 21.63 $1.63
09-23-2020 8:00 AM CTAS CINTAS CORP Apparel/Apparel And Other Finished Products $196.28 74,755 M 399,889,646 4.69 39.38 $0.45
09-23-2020 8:00 AM SANW S&W Seed Co Agriculture/Agricultural Production – Crops $0.95 15 M 2,146,806 -9.01 0.00 N/A
09-23-2020 7:00 AM GIS GENERAL MILLS INC Food Products/Flour And Other Grain Mill Products $42.28 25,780 M 533,582,081 4.66 10.16 $0.61
09-22-2020 4:00 PM SCS STEELCASE INC Business Supplies/Office Furniture And Fixtures $16.14 1,920 M 114,741,570 0.80 20.15 $0.10
09-22-2020 4:00 PM KBH KB HOME Construction/Operative Builders $55.92 4,166 M 63,173,611 6.28 9.72 $0.25
09-22-2020 4:00 PM NKE NIKE, Inc. Apparel/Rubber And Plastics Footwear $56.08 99,577 M 1,480,383,402 1.72 39.45 $0.41
09-22-2020 8:00 AM AZO AUTOZONE INC Retail/Retail – Automotive And Home Supply Stores $3,726.02 64,832 M 16,567,821 147.28 26.31 N/A
09-15-2020 4:00 PM ADBE ADOBE INC. Computer Software/Services – Computer Programming And Data Processing $275.13 134,006 M 410,500,000 16.73 18.79 N/A
09-15-2020 4:00 PM FDX FEDEX CORP Transportation/Air Transportation $359.47 64,716 M 235,122,816 18.21 14.92 $1.45
09-15-2020 8:00 AM CBRL CRACKER BARREL OLD COUNTRY STORE, INC Restaurants, Hotels, Motels/Retail – Eating Places $28.22 0 M 22,351,023 -0.18 N/A $0.25
09-14-2020 4:00 PM LEN LENNAR CORP /NEW/ Construction/General Building Contractors – Residential $98.72 33,484 M 246,986,755 14.17 16.11 $0.50
09-11-2020 8:00 AM KR KROGER CO Retail/Retail – Grocery Stores $72.24 42,786 M 632,849,160 1.04 0.00 $0.35
09-10-2020 4:00 PM ORCL ORACLE CORP Computer Software/Services – Computer Programming And Data Processing $149.40 573,884 M 2,873,130,000 5.45 37.20 $0.50
09-10-2020 4:00 PM PLAY Dave & Buster's Entertainment, Inc. Restaurants, Hotels, Motels/Retail – Eating Places $13.68 491 M 34,680,265 0.76 1,637.42 $0.16
09-10-2020 4:00 PM AMRK Gold.com Inc. Wholesale/Wholesale – Jewelry, Watches, Precious Stones & Metals $30.76 637 M 24,644,386 0.30 86.17 $0.20
09-10-2020 4:00 PM PTON PELOTON INTERACTIVE, INC. Recreation/Toys $3.71 2,574 M 425,489,090 -0.42 0.00 N/A
09-09-2020 4:00 PM GME GameStop Corp. Retail/Retail – Computer And Computer Software Stores $24.37 9,978 M 448,009,480 1.01 23.65 $0.38
09-09-2020 4:00 PM AGX ARGAN INC Construction/Construction – Special Contractors $458.71 4,229 M 13,873,410 8.77 32.92 $0.375
09-09-2020 8:00 AM AEO AMERICAN EAGLE OUTFITTERS INC Retail/Retail – Apparel & Accessory Stores $18.76 2,830 M 169,512,006 1.18 13.58 $0.125
09-09-2020 8:00 AM REVG REV Group, Inc. Automobiles And Trucks/Motor Vehicles & Passenger Car Bodies $63.90 2,502 M 48,806,145 1.92 26.28 $0.06
09-08-2020 4:00 PM ABM ABM INDUSTRIES INC /DE/ Business Services/Services – Services To Dwellings & Other Buildings $41.28 2,633 M 60,177,625 2.61 15.68 $0.29
09-08-2020 4:00 PM CVGW CALAVO GROWERS INC Agriculture/Agricultural Services $25.34 393 M 17,874,079 1.11 19.85 $0.20
09-08-2020 4:00 PM LULU lululemon athletica inc. Apparel/Apparel And Other Finished Products $166.43 19,351 M 112,190,041 14.40 11.30 N/A
09-03-2020 4:00 PM COO COOPER COMPANIES, INC. Medical Equipment/Ophthalmic Goods $74.41 13,899 M 195,978,026 1.73 37.07 $0.03
09-03-2020 4:00 PM SWBI SMITH & WESSON BRANDS, INC. Defense/Ordnance & Accessories $14.11 0 M 44,493,745 0.08 N/A $0.13
09-03-2020 4:00 PM AVGO Broadcom Inc. Electronic Equipment/Electronic Components & Accessories $342.58 1,745,528 M 4,741,273,799 4.91 75.48 $0.65
09-03-2020 8:00 AM APWC ASIA PACIFIC WIRE & CABLE CORP LTD Steel Works/Rolling, Drawing & Extruding Of Nonferrous Metals $1.60 26 M 20,616,227 0.00 85.52 $0.08
09-03-2020 8:00 AM BNED Barnes & Noble Education, Inc. Retail/Retail – Misc. $8.36 311 M 34,053,847 -4.53 0.00 N/A
09-03-2020 7:00 AM GCO GENESCO INC Retail/Retail – Apparel & Accessory Stores $26.74 313 M 10,792,736 -0.13 8,030.14 N/A
09-03-2020 7:00 AM CIEN CIENA CORP Electronic Equipment/Telephone And Telegraph Apparatus $337.36 0 M 141,398,427 1.62 N/A N/A
09-02-2020 4:00 PM PVH PVH CORP. /DE/ Apparel/Apparel And Other Finished Products $63.02 3,767 M 45,802,696 6.73 11.05 $0.0375
09-02-2020 7:30 AM GES GUESS INC Apparel/Apparel And Other Finished Products $16.81 925 M 52,151,599 -0.50 11.50 $0.225
09-02-2020 6:55 AM M Macy's, Inc. Retail/Retail – Department Stores $17.99 5,233 M 265,883,109 1.74 10.95 $0.1915
09-01-2020 4:00 PM HRB H&R BLOCK INC Personal Services/Services – Personal $30.06 5,510 M 126,759,738 3.77 0.00 $0.42
09-01-2020 4:00 PM CAL CALERES INC Apparel/Footwear, Except Rubber $10.09 374 M 33,895,562 0.65 0.00 $0.07

Dividends

Ex dividend date  Ticker  Name  Industry  Stock price  Reported price Dividend yield  Dividend rate  Marketcap  Shares outstanding  EPS  P/E ratio  Description 
09-30-2020 SJIU South Jersey Industries Inc. - Units (Corporate Unit) N/A $41.09 $33.37 N/A $0.9062 2,437 M N/A 0.00 0.00 Units (Corporate Unit)
09-30-2020 NYMTO New York Mortgage Trust Inc N/A $25.06 $20.41 N/A $0.4922 1,638 M 3,600,000 0.00 0.00 7.875% PRF PERPETUAL USD 25 - Ser C
09-30-2020 NGHCO National General Holdings Corp N/A $25.08 $25.20 N/A $0.4688 0 M 6,000,000 0.00 0.00 7.50% PRF PERPETUAL USD 25 - Ser B
09-30-2020 AGNCM AGNC Investment Corp N/A $25.22 $22.75 0.14% $0.627 8,082 M 9,000,000 0.42 7.88 FXDFR PRF PERPETUAL USD 25 - Ser D 1/1000th int
09-30-2020 WTFCP Wintrust Financial Corp. N/A $25.12 $26.69 0.02% $0.4297 7,193 M 11,500,000 9.61 11.88 FXDFR PRF PERPETUAL USD 25 - Ser E
09-30-2020 NGHCP National General Holdings Corp N/A $25.08 $25.22 N/A $0.4688 0 M 2,200,000 0.00 0.00 7.50% PRF PERPETUAL USD 25 - Ser A
09-30-2020 AGNCO AGNC Investment Corp N/A $25.24 $22.78 0.14% $0.4062 8,082 M 16,100,000 0.42 7.88 FXDFR PRF PERPETUAL USD 25 - Ser E 1/1000 th Int
09-30-2020 LMRKP Landmark Infrastructure Partners LP N/A $25.47 $24.50 N/A $0.50 0 M 863,957 0.00 0.00 8% PRF PERPETUAL USD 25 - Ser A
09-30-2020 HBANN Huntington Bancshares, Inc. N/A $25.09 $26.99 N/A $0.3672 24,629 M 4,000,000 0.00 0.00 5.875% PRF PERPETUAL USD - Ser C 1/40th int
09-30-2020 GBLIL Global Indemnity Group LLC - 7.875% NT REDEEM 15/04/2047 USD 25 N/A $25.54 $25.75 N/A $0.4922 275 M N/A 0.00 0.00 7.875% NT REDEEM 15/04/2047 USD 25
09-30-2020 SPKEP Spark Energy Inc - FXDFR PRF PERPETUAL USD 25 - Ser A N/A $25.96 $22.05 0.08% $0.5469 177 M 3,567,543 0.00 0.00 FXDFR PRF PERPETUAL USD 25 - Ser A
09-30-2020 TANNZ TravelCenters of America Inc - 8% NT REDEEM 15/10/2030 USD 25 N/A $25.07 $25.19 N/A $0.50 0 M N/A 0.00 0.00 8% NT REDEEM 15/10/2030 USD 25
09-30-2020 TANNI TravelCenters of America Inc - 8.25% NT REDEEM 15/01/2028 USD 25 N/A $25.27 $25.76 N/A $0.5156 0 M N/A 0.00 0.00 8.25% NT REDEEM 15/01/2028 USD 25
09-30-2020 MFNC Mackinac Financial Corp. N/A $21.50 $9.65 N/A $0.14 0 M 10,550,393 0.00 0.00 Ordinary Shares
09-30-2020 NGHCN National General Holdings Corp N/A $25.59 $25.53 N/A $0.4688 0 M 2,565,120 0.00 0.00 7.50% PRF PERPETUAL USD 25 - Dep rep Ser C 1/40th
09-30-2020 HGH Hartford Financial Services Group Inc. - FXDFR DB REDEEM 15/04/2042 USD 25 N/A $24.98 $27.67 N/A $0.4922 23,682 M N/A 0.00 0.00 FXDFR DB REDEEM 15/04/2042 USD 25
09-30-2020 NYMTM New York Mortgage Trust Inc N/A $24.88 $19.83 0.13% $0.4922 573 M 6,000,000 -1.74 299.10 FXDFR PRF PERPETUAL USD 25 - Ser E
09-30-2020 ABM ABM INDUSTRIES INC /DE/ Business Services/Services – Services To Dwellings & Other Buildings $41.28 $36.66 0.02% $0.29 2,633 M 60,177,625 2.61 15.68 Ordinary Shares
09-30-2020 ACU ACME UNITED CORP Construction Materials/Cutlery, Hand Tools And General Hardware $43.18 $23.03 0.01% $0.15 156 M 3,806,724 2.65 15.56 Ordinary Shares
09-30-2020 LII LENNOX INTERNATIONAL INC Machinery/Air Conditioning, Warm Air Heating And Refrigeration Equipment $511.86 $272.61 0.01% $1.30 17,031 M 34,802,911 22.89 21.14 Ordinary Shares
09-30-2020 PWR QUANTA SERVICES, INC. Construction/Construction – Special Contractors $564.05 $52.86 0.00% $0.11 62,919 M 149,619,428 6.91 61.18 Ordinary Shares
09-30-2020 APD Air Products & Chemicals, Inc. Chemicals/Industrial Inorganic Chemicals $275.12 $297.86 0.03% $1.81 54,586 M 222,656,008 -1.50 0.00 Ordinary Shares
09-30-2020 ANDE Andersons, Inc. Wholesale/Wholesale – Farm Product Raw Materials $66.64 $19.17 0.01% $0.20 1,792 M 33,880,130 2.81 18.73 Ordinary Shares
09-30-2020 EHC Encompass Health Corp Healthcare/Services – Health $106.89 $64.98 0.01% $0.17 10,660 M 99,416,162 5.62 18.83 Ordinary Shares
09-30-2020 CW CURTISS WRIGHT CORP Machinery/Misc. Industrial And Commercial Equipment And Machinery $703.61 $93.26 0.00% $0.24 20,328 M 36,869,530 12.94 41.98 Ordinary Shares
09-30-2020 STT STATE STREET CORP Banking/State Commercial Banks – Fed Reserve System $122.55 $59.33 N/A $0.84 0 M 278,728,211 9.55 N/A Ordinary Shares
09-30-2020 EQC Equity Commonwealth Trading/REIT $1.58 $26.63 N/A $4.25 2,136 M 107,327,691 0.35 50.94 Ordinary Shares
09-30-2020 RSG REPUBLIC SERVICES, INC. Business Services/Services – Sanitary Services $223.53 $93.35 0.01% $0.625 65,412 M 308,804,970 6.86 30.58 Ordinary Shares
09-30-2020 PKE PARK AEROSPACE CORP Aircraft/Misc. Aircraft Parts & Auxiliary Equipment $27.21 $10.92 0.03% $0.125 384 M 19,925,798 0.43 0.00 Ordinary Shares
09-30-2020 RJF RAYMOND JAMES FINANCIAL INC Trading/Security And Commodity Brokers, Dealers, Exchanges & Services $148.64 $72.76 N/A $0.54 0 M 197,091,037 10.44 N/A Ordinary Shares
09-30-2020 VLGEA VILLAGE SUPER MARKET INC Retail/Retail – Grocery Stores $40.15 $24.61 N/A $0.25 0 M 14,751,970 7.01 N/A Ordinary Shares - Class A
09-30-2020 WASH WASHINGTON TRUST BANCORP INC Banking/State Commercial Banks – Fed Reserve System $32.90 $30.66 N/A $0.56 0 M 19,039,948 2.72 N/A Ordinary Shares
09-30-2020 WWW WOLVERINE WORLD WIDE INC /DE/ Apparel/Footwear, Except Rubber $16.44 $25.84 0.01% $0.10 2,257 M 81,967,897 1.07 25.65 Ordinary Shares
09-30-2020 INGR Ingredion Inc Food Products/Flour And Other Grain Mill Products $112.58 $75.68 0.03% $0.82 6,953 M 62,945,041 11.36 9.54 Ordinary Shares
09-30-2020 ESE ESCO TECHNOLOGIES INC Electronic Equipment/Communication Equipment $270.21 $80.56 0.00% $0.08 5,048 M 25,895,762 11.79 16.58 Ordinary Shares
09-30-2020 WNC WABASH NATIONAL Corp Automobiles And Trucks/Truck Trailers $9.17 $11.96 0.05% $0.08 347 M 40,436,437 5.09 1.64 Ordinary Shares
09-30-2020 CAH CARDINAL HEALTH INC Wholesale/Wholesale – Drugs & Drug Proprietaries $217.04 $46.95 0.01% $0.5107 48,704 M 235,316,016 3.55 29.30 Ordinary Shares
09-30-2020 O REALTY INCOME CORP Trading/REIT $64.88 $60.75 0.06% $0.27 51,625 M 932,440,218 1.17 48.77 Ordinary Shares
09-30-2020 VTR Ventas, Inc. Trading/REIT $86.08 $41.96 N/A $0.52 0 M 474,965,224 0.55 N/A Ordinary Shares
09-30-2020 PEGA PEGASYSTEMS INC Business Services/Services – Computer Processing, Data Preparation And Processing $44.69 $121.04 0.00% $0.03 10,131 M 169,043,716 2.79 25.75 Ordinary Shares
09-30-2020 CUBE CubeSmart Trading/REIT $39.98 $32.31 0.06% $0.53 8,100 M 227,093,909 1.46 24.27 Ordinary Shares
09-30-2020 SSD Simpson Manufacturing Co., Inc. Construction Materials/Cutlery, Hand Tools And General Hardware $181.66 $97.16 N/A $0.29 0 M 41,402,035 8.27 N/A Ordinary Shares
09-30-2020 CWCO Consolidated Water Co. Ltd. Utilities/Water Supply $34.50 $10.41 0.01% $0.14 560 M 15,931,336 1.06 32.92 Ordinary Shares
09-30-2020 INBK First Internet Bancorp Banking/State Commercial Banks – Fed Reserve System $19.65 $14.73 0.01% $0.06 195 M 8,706,094 -3.79 0.00 Ordinary Shares
09-30-2020 PLPC PREFORMED LINE PRODUCTS CO Construction/Heavy Construction – Not Building Contractors $265.12 $48.72 N/A $0.20 0 M 4,896,855 7.17 N/A Ordinary Shares
09-30-2020 TWO TWO HARBORS INVESTMENT CORP. Trading/REIT $9.68 $5.09 N/A $0.34 0 M 105,043,188 -4.88 N/A Ordinary Shares
09-30-2020 FPI Farmland Partners Inc. Trading/REIT $12.62 $6.66 N/A $0.06 0 M 43,537,886 0.65 N/A Ordinary Shares
09-30-2020 SFBS ServisFirst Bancshares, Inc. Banking/State Commercial Banks – Fed Reserve System $74.88 $34.03 N/A $0.335 0 M 54,640,525 5.06 N/A Ordinary Shares
09-30-2020 HBANO Huntington Bancshares, Inc. N/A $25.02 $25.28 N/A $0.3906 14,069 M 795,025,143 0.00 0.00 6.25% PRF PERPETUAL USD 25 - Ser D 1/40th Int
09-30-2020 WTFCM Wintrust Financial Corp. N/A $24.98 $25.65 0.02% $0.41 7,193 M 5,000,000 9.61 11.88 FXDFR PRF PERPETUAL USD 25 - Ser D
09-30-2020 AGNCN AGNC Investment Corp N/A $25.55 $23.83 0.14% $0.6762 8,082 M 12,000,000 0.42 7.88 FXDFR PRF PERPETUAL USD 25 - Ser C 1/1000 th Int
09-30-2020 NYMTP New York Mortgage Trust Inc N/A $25.32 $20.23 N/A $0.4844 1,445 M 3,000,000 0.00 0.00 7.75% PRF PERPETUAL USD 25 - Ser B
09-30-2020 NYMTN New York Mortgage Trust Inc N/A $22.56 $20.70 0.13% $0.50 573 M 5,400,000 -1.74 299.10 FXDFR PRF PERPETUAL USD 25 - Ser D
09-30-2020 AGNCP AGNC Investment Corp N/A $24.68 $22.12 0.14% $0.3828 8,082 M 20,000,000 0.42 7.88 FXDFR PRF PERPETUAL USD 25 - 1/1,000th Ser F
09-30-2020 CBTX CBTX Inc N/A $29.25 $16.34 0.02% $0.13 717 M 24,520,932 0.00 0.00 Ordinary Shares
09-30-2020 MFINL Medallion Financial Corp. - 9% NT REDEEM 30/04/2024 USD 25 N/A $24.99 $24.94 N/A $0.5625 196 M N/A 0.00 0.00 9% NT REDEEM 15/04/2021 USD 25
09-30-2020 NGHC National General Holdings Corp N/A $34.18 $33.75 N/A $0.05 0 M 113,475,176 3.88 0.00 Ordinary Shares
09-30-2020 TPVY TriplePoint Venture Growth BDC Corp - 5.75% NT REDEEM 15/07/2022 USD 2 N/A $25.30 $25.01 N/A $0.3194 475 M N/A 0.00 0.00 5.75% NT REDEEM 15/07/2022 USD 25
09-29-2020 MSD MORGAN STANLEY EMERGING MARKETS DEBT FUND INC N/A $7.72 $8.43 0.11% $0.22 156 M 20,386,720 0.00 0.00 Ordinary Shares
09-29-2020 EDD Morgan Stanley Emerging Markets Domestic Debt Fund, Inc. N/A $4.44 $5.51 0.08% $0.135 327 M 65,987,557 0.00 0.00 Ordinary Shares
09-29-2020 CSSEP Chicken Soup for the Soul Entertainment Inc N/A $0.40 $23.05 N/A $0.2031 0 M 6,004,049 -20.19 0.00 9.75% PRF PERPETUAL USD 25 - Ser A
09-29-2020 KL Kirkland Lake Gold Ltd N/A $38.92 $48.91 0.02% $0.1875 10,264 M 263,711,090 0.00 0.00 Ordinary Shares
09-29-2020 BRMK Broadmark Realty Capital Inc N/A $4.82 $9.92 0.12% $0.035 635 M 131,750,308 0.00 0.00 Ordinary Shares
09-29-2020 SRC Spirit Realty Capital Inc N/A $42.56 $33.71 0.06% $0.6696 5,631 M 141,296,615 2.28 17.88 Ordinary Shares
09-29-2020 LEVL Level One Bancorp Inc N/A $39.93 $15.75 N/A $0.07 0 M 7,787,601 0.00 0.00 Ordinary Shares
09-29-2020 SOJB Southern Company - 5.25% NT REDEEM 01/10/2076 USD 25 N/A $25.04 $25.88 N/A $0.3281 66,812 M N/A 0.00 0.00 5.25% NT REDEEM 01/10/2076 USD 25
09-29-2020 AUY Yamana Gold Inc. N/A $5.85 $5.70 0.02% $0.03 5,627 M 961,917,399 0.00 0.00 Ordinary Shares
09-29-2020 ERF Enerplus Corporation N/A $20.06 $1.81 0.02% $0.3169 4,103 M 204,246,025 1.28 15.06 Ordinary Shares
09-29-2020 FT FRANKLIN UNIVERSAL TRUST N/A $7.34 $6.84 0.07% $0.0425 183 M 25,131,894 0.00 0.00 Ordinary Shares
09-29-2020 CMSC CMS Energy Corporation - 5.875% NT REDEEM 15/10/2078 USD 25 N/A $24.63 $26.70 0.06% $0.3672 20,272 M 298,729,438 3.25 0.00 5.875% NT REDEEM 15/10/2078 USD 25
09-29-2020 LANDO Gladstone Land Corp N/A $20.47 N/A 0.04% $0.125 496 M 5,956,065 0.00 0.00 6% PRF PERPETUAL USD 25 - Ser B
09-29-2020 WLTW Willis Towers Watson Public Limited Co N/A $231.56 $208.09 0.01% $0.80 28,854 M 124,606,097 17.70 12.57 Ordinary Shares
09-29-2020 DNP DNP SELECT INCOME FUND INC N/A $9.11 $10.06 0.08% $0.065 3,368 M 354,854,867 0.00 0.00 Ordinary Shares
09-29-2020 CETXP Cemtrex Inc. N/A $0.11 $2.14 N/A $0.00 3 M 2,456,827 0.00 0.00 10% PRF PERPETUAL USD 10 - Ser 1
09-29-2020 ORCC Online Resources Corp N/A $13.48 $11.98 0.09% $0.33 5,254 M 389,798,180 1.59 8.42 Ordinary Shares
09-29-2020 GLIBP GCI Liberty Inc N/A $28.44 $28.73 N/A $0.4375 0 M 7,251,000 0.00 0.00 PRF PERPETUAL USD - Series A
09-29-2020 VER VEREIT Inc N/A $50.31 $32.30 0.03% $0.154 11,491 M 229,149,616 0.21 50.53 Ordinary Shares
09-29-2020 OFC Corporate Office Properties Trust N/A $24.94 $23.44 0.04% $0.285 2,942 M 112,534,746 1.69 15.44 Ordinary Shares
09-29-2020 STOR Store Capital Corp N/A $32.21 $27.23 0.04% $0.41 9,105 M 282,685,797 1.16 28.39 Ordinary Shares
09-29-2020 PXD PIONEER NATURAL RESOURCES CO N/A $269.62 $86.40 0.04% $1.25 62,989 M 233,623,121 20.19 12.89 Ordinary Shares
09-29-2020 FTF FRANKLIN LTD DURATION INCOME TRUST N/A $6.60 $8.55 0.10% $0.0615 272 M 40,405,374 0.00 0.00 Ordinary Shares
09-29-2020 MTBCP CareCloud Inc - 11% PRF PERPETUAL USD 25 - Ser A N/A $26.91 $25.52 0.10% $0.2292 48 M 4,521,546 0.00 0.00 11% PRF PERPETUAL USD 25 - Ser A
09-29-2020 NBH NEUBERGER BERMAN MUNICIPAL FUND INC. N/A $10.28 $15.59 0.04% $0.0542 326 M 29,618,059 0.00 0.00 Ordinary Shares
09-29-2020 CPT CAMDEN PROPERTY TRUST Trading/REIT $103.61 $89.42 N/A $1.05 0 M 103,408,210 3.54 N/A Ordinary Shares
09-29-2020 LECO LINCOLN ELECTRIC HOLDINGS INC Machinery/Metalworking Machinery & Equipment $265.67 $91.28 0.01% $0.75 13,186 M 54,805,365 9.39 25.33 Ordinary Shares
09-29-2020 PRIM Primoris Services Corp Construction/Heavy Construction – Not Building Contractors $134.11 $18.31 0.00% $0.08 6,708 M 54,056,502 5.09 24.40 Ordinary Shares
09-29-2020 TOWN Townebank Portsmouth VA N/A $33.56 $16.26 0.03% $0.25 2,599 M 75,000,686 2.00 0.00 Ordinary Shares
09-29-2020 ARE ALEXANDRIA REAL ESTATE EQUITIES, INC. Trading/REIT $51.05 $159.93 0.10% $0.72 8,458 M 173,300,361 -8.44 0.00 Ordinary Shares
09-29-2020 PKX POSCO HOLDINGS INC. Steel Works/Blast Furnaces & Steel Works $59.76 $41.72 0.02% $0.00 21,589 M 338,284,920 3.52 0.00 ADR
09-29-2020 WPC W. P. Carey Inc. Trading/REIT $72.26 $65.13 N/A $0.92 0 M 219,145,876 2.46 N/A Ordinary Shares
09-29-2020 BEN FRANKLIN RESOURCES INC Trading/Security And Commodity Brokers, Dealers, Exchanges & Services $25.22 $20.04 0.05% $0.33 12,446 M 520,763,448 1.08 20.18 Ordinary Shares
09-29-2020 BANF BANCFIRST CORP /OK/ Banking/National Commercial Banks $108.26 $40.78 N/A $0.49 0 M 33,545,098 7.22 N/A Ordinary Shares
09-29-2020 BXMT BLACKSTONE MORTGAGE TRUST, INC. Trading/REIT $19.12 $22.18 N/A $0.47 0 M 168,738,642 0.64 N/A Ordinary Shares - Class A
09-29-2020 STAG STAG Industrial, Inc. Trading/REIT $38.37 $30.59 0.04% $0.3875 6,865 M 191,036,305 1.46 25.11 Ordinary Shares
09-29-2020 DE DEERE & CO Machinery/Farm And Garden Machinery And Equipment $592.72 $220.18 0.01% $1.62 142,795 M 270,107,282 17.78 29.66 Ordinary Shares
09-29-2020 EGP EASTGROUP PROPERTIES INC Trading/REIT $191.17 $129.77 N/A $1.55 0 M 53,334,206 4.88 N/A Ordinary Shares
09-29-2020 FBNC FIRST BANCORP /NC/ Banking/State Commercial Banks – Fed Reserve System $55.50 $20.96 N/A $0.22 0 M 41,477,259 2.68 N/A Ordinary Shares
09-29-2020 NLY ANNALY CAPITAL MANAGEMENT INC Trading/REIT $22.50 $7.12 N/A $0.70 0 M 718,386,976 2.92 N/A Ordinary Shares
09-29-2020 FLXS FLEXSTEEL INDUSTRIES INC Consumer Goods/Household Furniture $46.75 $23.51 0.02% $0.17 259 M 5,340,446 3.20 18.92 Ordinary Shares
09-29-2020 FMC FMC CORP Chemicals/Chemicals And Allied Products $13.74 $105.31 0.13% $0.08 1,733 M 124,934,056 -17.88 0.00 Ordinary Shares
09-29-2020 ZBH ZIMMER BIOMET HOLDINGS, INC. Medical Equipment/Surgical, Medical, And Dental Instruments And Supplies $91.70 $133.40 0.01% $0.24 17,820 M 195,652,004 3.56 25.27 Ordinary Shares
09-29-2020 LXP LXP Industrial Trust Trading/REIT $47.56 $10.54 0.05% $0.70 2,933 M 59,077,036 0.73 27.55 Ordinary Shares
09-29-2020 MFA MFA FINANCIAL, INC. Trading/REIT $10.20 $2.70 N/A $0.36 0 M 102,093,862 1.31 N/A Ordinary Shares
09-29-2020 SUI SUN COMMUNITIES INC Trading/REIT $136.65 $140.29 0.07% $0.94 15,324 M 123,184,632 10.84 11.26 Ordinary Shares
09-29-2020 HUM HUMANA INC Insurance/Accident And Health Insurance $173.62 $401.50 0.01% $0.885 30,806 M 120,595,967 9.87 25.93 Ordinary Shares
09-29-2020 KRC KILROY REALTY CORP Trading/REIT $29.04 $51.76 N/A $0.54 0 M 118,503,054 2.33 N/A Ordinary Shares
09-29-2020 AVB AVALONBAY COMMUNITIES INC Trading/REIT $174.45 $147.52 0.04% $1.78 25,673 M 140,083,473 7.40 24.42 Ordinary Shares
09-29-2020 ITW ILLINOIS TOOL WORKS INC Machinery/General Industrial Machinery & Equipment $273.29 $193.47 0.03% $1.61 71,452 M 288,200,000 10.52 23.30 Ordinary Shares
09-29-2020 LRCX LAM RESEARCH CORP Machinery/Special Industry Machinery $215.23 $337.71 0.01% $0.26 223,661 M 1,248,771,000 4.89 36.00 Ordinary Shares
09-29-2020 STN STANTEC INC Business Services/Services – Engineering, Accounting, Surveying $90.48 $30.94 0.01% $0.1565 9,352 M 114,066,995 1.51 0.00 Ordinary Shares
09-29-2020 TM TOYOTA MOTOR CORP/ Automobiles And Trucks/Motor Vehicles & Passenger Car Bodies $221.01 $134.25 0.03% $2.8605 299,789 M 1,579,498,746 N/A 9.40 ADR
09-29-2020 MTR MESA ROYALTY TRUST/TX Trading/Oil Royalty Traders $4.98 $3.81 0.05% $0.0032 12 M 1,863,590 N/A 0.00 Ordinary Shares
09-29-2020 NFG NATIONAL FUEL GAS CO Utilities/Natural Gas Distribution $91.17 $41.15 0.03% $0.535 7,235 M 95,026,423 6.54 0.00 Ordinary Shares
09-29-2020 NUE NUCOR CORP Steel Works/Blast Furnaces & Steel Works $170.43 $44.74 0.01% $0.56 37,329 M 227,774,615 7.53 21.40 Ordinary Shares
09-29-2020 PBT PERMIAN BASIN ROYALTY TRUST Trading/Oil Royalty Traders $19.90 $2.61 0.07% $0.0142 520 M 46,608,796 N/A 0.00 Ordinary Shares
09-29-2020 YORW YORK WATER CO Utilities/Water Supply $31.73 $42.95 N/A $0.228 0 M 14,448,548 1.39 N/A Ordinary Shares
09-29-2020 DDS DILLARD'S, INC. Retail/Retail – Department Stores $598.17 $33.51 0.04% $0.25 9,369 M 15,612,966 36.77 16.13 Ordinary Shares - Class A
09-29-2020 BXP BXP, Inc. Trading/REIT $53.44 $80.28 0.05% $0.70 10,693 M 158,629,124 -1.28 47.49 Ordinary Shares
09-29-2020 SJT SAN JUAN BASIN ROYALTY TRUST Trading/Oil Royalty Traders $5.03 $2.61 0.07% $0.0229 153 M 46,608,796 N/A 0.00 Unit
09-29-2020 TRP TC ENERGY CORP Utilities/Natural Gas Transmission $63.67 $43.26 0.07% $0.5937 48,078 M 1,037,504,836 2.93 22.54 Ordinary Shares
09-29-2020 SLG SL GREEN REALTY CORP Trading/REIT $38.57 $46.53 0.07% $0.2575 3,272 M 71,031,183 -1.61 0.00 Ordinary Shares
09-29-2020 NHC NATIONAL HEALTHCARE CORP Healthcare/Services – Health $157.62 $61.80 0.02% $0.64 2,127 M 15,541,309 7.76 17.72 Ordinary Shares
09-29-2020 NMR NOMURA HOLDINGS INC Trading/Security And Commodity Brokers, Dealers, Exchanges & Services $7.88 $4.73 0.03% $0.0955 18,507 M 3,163,562,601 0.90 0.00 ADR
09-29-2020 MPWR MONOLITHIC POWER SYSTEMS INC Electronic Equipment/Electronic Components & Accessories $1,055.82 $276.61 N/A $2.00 0 M 49,118,000 12.94 N/A Ordinary Shares
09-29-2020 DOX AMDOCS LTD Computer Software/Services – Computer Programming And Data Processing $67.86 $57.45 0.02% $0.527 10,266 M 117,536,000 N/A 20.81 Ordinary Shares
09-29-2020 BHE BENCHMARK ELECTRONICS INC Electronic Equipment/Electronic Components & Accessories $54.29 $20.36 0.02% $0.17 1,526 M 35,667,045 0.69 61.39 Ordinary Shares
09-29-2020 CRT CROSS TIMBERS ROYALTY TRUST Trading/Oil Royalty Traders $9.55 $5.96 0.11% $0.0501 58 M 6,000,000 N/A 0.00 Ordinary Shares
09-29-2020 ABCB Ameris Bancorp Banking/State Commercial Banks – Fed Reserve System $76.63 $22.76 N/A $0.20 0 M 67,880,297 6.02 N/A Ordinary Shares
09-29-2020 ESS ESSEX PROPERTY TRUST, INC. Trading/REIT $254.29 $199.60 0.04% $2.59 16,688 M 64,475,506 10.40 24.92 Ordinary Shares
09-29-2020 NHI NATIONAL HEALTH INVESTORS INC Trading/REIT $86.34 $60.59 0.05% $0.92 3,638 M 48,392,384 3.03 25.59 Ordinary Shares
09-29-2020 FR FIRST INDUSTRIAL REALTY TRUST INC Trading/REIT $61.13 $40.26 0.03% $0.445 7,584 M 132,524,261 1.87 15.33 Ordinary Shares
09-29-2020 KW Kennedy-Wilson Holdings, Inc. Real Estate/Real Estate $10.84 $14.57 0.05% $0.12 1,334 M 138,464,514 -0.28 0.00 Ordinary Shares
09-29-2020 MUFG MITSUBISHI UFJ FINANCIAL GROUP INC Banking/Misc. Commercial Banks $17.45 $4.11 0.03% $0.00 129,916 M 12,337,710,920 0.37 28.75 ADR
09-29-2020 MDLZ Mondelez International, Inc. Food Products/Food And Kindred Products $56.58 $56.48 0.04% $0.50 69,460 M 1,281,845,669 1.89 28.34 Ordinary Shares - Class A
09-29-2020 EIX EDISON INTERNATIONAL Utilities/Electric Services $71.08 $51.02 0.06% $0.8775 48,483 M 819,679,031 11.58 10.70 Ordinary Shares
09-29-2020 SYK STRYKER CORP Medical Equipment/Surgical, Medical, And Dental Instruments And Supplies $358.65 $204.74 0.01% $0.88 134,410 M 382,688,675 8.49 41.41 Ordinary Shares
09-29-2020 GVA GRANITE CONSTRUCTION INC Construction/Heavy Construction – Not Building Contractors $124.47 $17.74 0.00% $0.13 5,035 M 43,503,673 4.42 26.09 Ordinary Shares
09-29-2020 OFG OFG BANCORP Banking/State Commercial Banks – Fed Reserve System $39.33 $12.46 N/A $0.30 0 M 43,063,277 4.60 N/A Ordinary Shares
09-29-2020 ATNI ATN International, Inc. Communication/Telephone Communications $24.53 $51.50 0.07% $0.24 228 M 15,257,391 -0.91 0.00 Ordinary Shares
09-29-2020 USB US BANCORP \DE\ Banking/National Commercial Banks $51.95 $35.30 N/A $0.52 0 M 1,553,695,799 4.62 N/A Ordinary Shares
09-29-2020 AQN ALGONQUIN POWER & UTILITIES CORP. Utilities/Electric Services $6.17 $14.29 0.07% $0.065 4,247 M 766,989,777 0.64 86.68 Ordinary Shares
09-29-2020 STLD STEEL DYNAMICS INC Steel Works/Blast Furnaces & Steel Works $182.19 $28.66 0.01% $0.53 24,746 M 144,882,401 8.02 20.87 Ordinary Shares
09-29-2020 ENSG ENSIGN GROUP, INC Healthcare/Services – Health $209.65 $56.02 0.00% $0.0625 10,090 M 58,112,780 6.00 29.34 Ordinary Shares
09-29-2020 TAK TAKEDA PHARMACEUTICAL CO LTD Pharmaceutical Products/Pharmaceutical Preparations $18.21 $18.14 0.04% $0.2922 47,378 M 3,181,875,218 0.29 51.15 ADR
09-29-2020 STWD STARWOOD PROPERTY TRUST, INC. Trading/REIT $17.84 $15.10 N/A $0.48 0 M 370,581,767 1.15 N/A Ordinary Shares
09-29-2020 EFC Ellington Financial Inc. Real Estate/Real Estate $12.09 $12.42 0.12% $0.13 1,428 M 124,649,023 1.19 12.03 Ordinary Shares
09-29-2020 ARI Apollo Commercial Real Estate Finance, Inc. Trading/REIT $10.55 $8.99 N/A $0.25 0 M 139,598,983 0.81 N/A Ordinary Shares
09-29-2020 DEI Douglas Emmett Inc Trading/REIT $10.07 $24.92 N/A $0.19 0 M 167,462,215 0.09 N/A Ordinary Shares
09-29-2020 PEB Pebblebrook Hotel Trust Trading/REIT $12.74 $12.43 N/A $0.01 0 M 113,768,346 -0.90 N/A Ordinary Shares
09-29-2020 PSEC PROSPECT CAPITAL CORP Financial Services/Asset Management $2.67 $5.02 N/A $0.045 0 M 482,489,809 -0.81 N/A Ordinary Shares
09-29-2020 MFG MIZUHO FINANCIAL GROUP INC Banking/National Commercial Banks $8.28 $2.58 0.03% $0.0703 52,816 M 12,696,249,470 0.33 8.76 ADR
09-29-2020 COLD AMERICOLD REALTY TRUST Trading/REIT $12.10 $35.51 0.07% $0.23 3,663 M 284,879,678 -0.40 0.00 Ordinary Shares
09-29-2020 BGS B&G Foods, Inc. Food Products/Food And Kindred Products $5.44 $27.81 0.18% $0.19 339 M 79,977,050 -3.16 0.00 Ordinary Shares
09-29-2020 AGNC AGNC Investment Corp. Trading/REIT $10.72 $13.92 N/A $0.12 0 M 1,108,770,670 1.48 N/A Ordinary Shares
09-29-2020 RLJ RLJ Lodging Trust Trading/REIT $7.86 $8.64 N/A $0.15 0 M 151,917,505 0.01 N/A Ordinary Shares
09-29-2020 ORC Orchid Island Capital, Inc. Trading/REIT $7.45 $5.05 N/A $0.12 0 M 190,693,392 1.24 N/A Ordinary Shares
09-29-2020 PLYM Plymouth Industrial REIT, Inc. Trading/REIT $21.98 $12.32 0.04% $0.24 995 M 44,551,164 2.00 10.90 Ordinary Shares
09-29-2020 ACRE Ares Commercial Real Estate Corp Trading/REIT $5.05 $9.11 N/A $0.15 0 M 55,367,672 0.52 N/A Ordinary Shares
09-29-2020 TGLS Tecnoglass Inc. Construction Materials/Flat Glass $42.62 $5.15 N/A $0.15 0 M 44,737,726 3.42 N/A Ordinary Shares
09-29-2020 LFT Lument Finance Trust, Inc. Trading/REIT $1.38 $2.74 0.17% $0.08 106 M 52,364,930 0.09 20.89 Ordinary Shares
09-29-2020 RC Ready Capital Corp Trading/REIT $1.87 $10.94 0.18% $0.01 353 M 162,878,779 -1.44 0.00 Ordinary Shares
09-29-2020 AHRT Armada Hoffler Properties, Inc. Real Estate/Real Estate $5.85 $9.17 0.08% $0.14 531 M 80,176,689 0.21 0.00 Ordinary Shares
09-29-2020 GSBD Goldman Sachs BDC, Inc. Financial Services/Investment Brokerage - National $9.16 $15.33 0.20% $0.32 1,059 M 112,569,067 1.03 0.00 Ordinary Shares
09-29-2020 EARN Ellington Credit Co Trading/REIT $4.64 $11.20 0.14% $0.08 175 M 25,326,991 0.63 8.30 Ordinary Shares
09-29-2020 CHMI Cherry Hill Mortgage Investment Corp Trading/REIT $2.68 $9.05 0.20% $0.10 94 M 36,739,538 -0.09 0.00 Ordinary Shares
09-29-2020 REXR Rexford Industrial Realty, Inc. Trading/REIT $35.72 $45.89 0.04% $0.435 9,014 M 231,843,837 0.86 45.03 Ordinary Shares
09-29-2020 AVAL Grupo Aval Acciones Y Valores S.A. Banking/Misc. Commercial Banks $4.08 $4.61 0.22% $0.0115 787 M 377,088,163 0.59 0.76 ADR
09-29-2020 CTRE CareTrust REIT, Inc. Trading/REIT $39.97 $17.65 0.04% $0.335 8,075 M 223,404,715 1.57 25.19 Ordinary Shares
09-29-2020 OR Osisko Gold Royalties LTD Precious Metals/Gold & Silver Ores $43.69 $11.91 0.01% $0.0454 3,216 M 186,229,186 N/A 0.00 Ordinary Shares
09-29-2020 PGRE Paramount Group, Inc. Trading/REIT $6.60 $6.98 N/A $0.035 1,441 M 221,897,427 -0.45 0.00 Ordinary Shares
09-29-2020 FCPT Four Corners Property Trust, Inc. Trading/REIT $25.60 $25.64 N/A $0.3665 0 M 109,745,042 1.09 N/A Ordinary Shares
09-29-2020 IIPR INNOVATIVE INDUSTRIAL PROPERTIES INC Real Estate/Real Estate $53.57 $124.75 N/A $1.90 0 M 28,135,865 3.98 N/A Ordinary Shares
09-29-2020 GECC Great Elm Capital Corp. Financial Services/Diversified Investments $5.52 $3.36 0.22% $0.30 99 M 13,998,168 -2.57 0.00 Ordinary Shares
09-29-2020 KREF KKR Real Estate Finance Trust Inc. Trading/REIT $7.02 $16.54 0.12% $0.25 538 M 64,275,643 -1.05 0.00 Ordinary Shares
09-29-2020 CGBD Carlyle Secured Lending, Inc. Financial Services/Asset Management $10.95 $9.11 0.13% $0.40 911 M 69,038,337 1.02 22.78 Ordinary Shares
09-29-2020 VICI VICI PROPERTIES INC. Trading/REIT $29.31 $23.39 N/A $0.45 0 M 1,068,737,299 2.61 N/A Ordinary Shares
09-29-2020 EPRT ESSENTIAL PROPERTIES REALTY TRUST, INC. Trading/REIT $33.71 $17.73 N/A $0.31 0 M 209,879,818 1.29 N/A Ordinary Shares
09-29-2020 BSVN Bank7 Corp. Banking/State Commercial Banks – Fed Reserve System $39.80 $9.75 0.02% $0.24 437 M N/A 4.62 10.08 Ordinary Shares
09-29-2020 BCSF Bain Capital Specialty Finance, Inc. Financial Services/Asset Management $12.46 $10.35 0.14% $0.42 902 M 64,868,507 1.53 0.00 Ordinary Shares
09-29-2020 XRX Xerox Holdings Corp Computer Hardware/Computer & Office Equipment $1.70 $18.46 0.11% $0.025 473 M 128,040,011 -7.85 0.00 Ordinary Shares
09-29-2020 BNL Broadstone Net Lease, Inc. Trading/REIT $19.05 $16.79 N/A $0.2925 0 M 191,423,427 0.51 N/A Ordinary Shares - Class A
09-29-2020 ATAX America First Multifamily Investors LP - Unit N/A $19.10 $4.22 N/A $0.37 0 M 22,247,456 0.00 0.00 Unit
09-29-2020 ANH Anworth Mortgage Asset Corp. N/A $2.98 $1.67 0.08% $0.04 296 M 99,303,982 -1.14 -2.62 Ordinary Shares
09-29-2020 NBW Neuberger Berman California Municipal Fund Inc N/A $9.49 $12.97 0.05% $0.0719 53 M 5,551,044 0.00 0.00 Ordinary Shares
09-29-2020 NTR Nutrien Ltd. N/A $52.36 $38.47 0.05% $0.54 23,956 M 494,752,156 2.11 19.04 Ordinary Shares
09-29-2020 TFII TFI International Inc. N/A $90.65 $42.12 0.01% $0.00 12,532 M 84,604,483 N/A 0.00 Ordinary Shares
09-29-2020 HTLFP Heartland Financial USA, Inc. N/A $25.37 $26.69 0.02% $0.4375 2,431 M 4,600,000 1.42 31.50 FXDFR PRF PERPETUAL USD 25 - Sr E Dp Rp 1/400 INT
09-29-2020 CMO Capstead Mortgage Corp. N/A $6.50 $5.74 0.08% $0.014 630 M 96,875,560 0.70 9.35 Ordinary Shares
09-29-2020 HCFT Hunt Companies Finance Trust Inc N/A $3.47 $2.74 N/A $0.04 0 M 24,943,383 0.00 0.00 Ordinary Shares
09-29-2020 TSI TCW STRATEGIC INCOME FUND INC N/A $4.79 $5.59 0.05% $0.06 245 M 47,785,440 0.00 0.00 Ordinary Shares
09-29-2020 YGYIP Youngevity International Inc 9.75 % Cum Red Perp Pfd Registered Shs Series D N/A $0.20 $11.91 N/A $0.2031 0 M 290,000 0.00 0.00 9.75% PRF PERPETUAL USD 25 - Ser D
09-29-2020 PVL Permianville Royalty Trust N/A $1.45 $0.70 0.03% $0.035 59 M 33,000,000 N/A 0.00 Unit
09-29-2020 NBO Neuberger Berman New York Municipal Fund Inc N/A $8.48 $11.64 0.04% $0.0242 48 M 5,077,417 0.00 0.00 Ordinary Shares
09-29-2020 MGP Merchants Group, Inc. N/A $41.83 $28.25 0.05% $0.53 6,527 M 156,753,272 1.38 30.31 Ordinary Shares - Class A
09-29-2020 PRT PermRock Royalty Trust N/A $4.46 $1.97 0.10% $0.0402 50 M 12,165,732 0.41 0.00 Unit
09-28-2020 SNE Sony Corporation. - ADR N/A $106.01 $77.28 0.00% $0.00 133,685 M 1,261,058,781 8.19 13.05 ADR
09-28-2020 ASRVP Ameriserv Financial Inc N/A $27.31 $28.60 N/A $0.5281 66 M N/A 0.00 0.00 8.45% SP CAPSEC REDEEM 30/06/2028 USD 25
09-28-2020 KCCB Krane Shares Trust - KraneShares CCBS China Corporate High Yield Bond USD Index ETF N/A $37.88 $39.92 0.05% $0.1542 8 M 200,000 0.00 0.00 KraneShares CCBS China Corporate High Yield Bond USD Index ETF
09-28-2020 IX ORIX CORP Banking/Business Credit Institutions $31.88 $65.59 0.03% $0.00 30,398 M 242,992,211 8.78 0.00 ADR
09-28-2020 HMC HONDA MOTOR CO LTD Automobiles And Trucks/Motor Vehicles & Passenger Car Bodies $27.89 $23.66 0.04% $0.7471 57,992 M 1,760,000,000 N/A 7.99 ADR
09-28-2020 FMAO FARMERS & MERCHANTS BANCORP INC Banking/Savings Institutions $25.57 $20.21 N/A $0.2213 0 M 13,748,074 2.43 N/A Ordinary Shares
09-28-2020 JJSF J&J SNACK FOODS CORP Food Products/Bakery Products $84.31 $130.38 0.04% $0.78 1,738 M 19,011,903 3.16 28.34 Ordinary Shares
09-28-2020 MAIN Main Street Capital CORP Financial Services/Diversified Investments $56.78 $30.36 N/A $0.255 0 M 90,104,831 3.95 N/A Ordinary Shares
09-28-2020 MERC MERCER INTERNATIONAL INC. Business Supplies/Paper And Allied Products $1.67 $6.16 0.15% $0.075 133 M 66,982,506 -7.44 0.00 Ordinary Shares
09-28-2020 CIB BANCOLOMBIA SA Banking/Misc. Commercial Banks $41.63 $25.70 0.10% $3.7117 3,740 M 113,030,604 3.12 0.00 ADR
09-28-2020 CIM CHIMERA INVESTMENT CORP Trading/REIT $13.50 $8.63 N/A $0.45 0 M 83,402,526 1.77 N/A Ordinary Shares
09-28-2020 SMFG SUMITOMO MITSUI FINANCIAL GROUP, INC. Banking/Misc. Commercial Banks $20.56 $5.84 0.03% $0.00 86,536 M 6,540,885,930 0.97 12.60 ADR
09-28-2020 KCNY Krane Shares Trust - KraneShares E Fund China Commercial Paper ETF N/A $34.62 $33.49 0.02% $0.0696 14 M 400,000 0.00 0.00 KraneShares E Fund China Commercial Paper ETF
09-28-2020 PTR PetroChina Co. Ltd. N/A $46.77 $29.76 N/A $2.9742 9,257 M 210,989,000 7.90 0.00 ADR
09-28-2020 BOCH Bank of Commerce Holdings N/A $15.17 $7.10 N/A $0.06 0 M 16,757,032 0.00 0.00 Ordinary Shares
09-28-2020 MGR Affiliated Managers Group Inc. - 5.875% NT REDEEM 30/03/2059 USD 25 N/A $22.58 $27.37 0.06% $0.3672 5,183 M 29,813,967 15.76 0.00 5.875% NT REDEEM 30/03/2059 USD 25
09-25-2020 CVA Covanta Holding Corporation N/A $20.26 $7.90 N/A $0.08 5,977 M 133,009,182 0.19 0.00 Ordinary Shares
09-25-2020 FITBO Fifth Third Bancorp N/A $21.41 $26.14 0.03% $0.3094 28,994 M 10,000,000 3.13 14.04 4.95% PRF PERPETUAL USD 25 - Ser K Dp 1/1000th
09-25-2020 FITBP Fifth Third Bancorp N/A $25.02 $26.31 0.03% $0.375 28,994 M 8,000,000 3.13 14.04 6% PRF PERPETUAL USD 1000 - Sr A Rp 1/40 Dp Cl B
09-25-2020 PTRS PARTNERS BANCORP N/A $7.64 $5.25 N/A $0.04 0 M 17,985,577 0.00 0.00 Ordinary Shares
09-25-2020 FITBI Fifth Third Bancorp N/A $25.64 $27.06 0.03% $0.586 28,994 M 18,000,000 3.13 14.04 FXDFR PRF PERPETUAL USD 25 - Ser I
09-25-2020 AMT AMERICAN TOWER CORP /MA/ Trading/REIT $186.12 $239.81 0.04% $1.79 82,193 M 466,084,820 5.41 32.49 Ordinary Shares
09-25-2020 HIHO HIGHWAY HOLDINGS LTD Construction Materials/Misc. Fabricated Metal Products $0.84 $3.03 0.05% $0.05 8 M 4,401,825 N/A -15.41 Ordinary Shares
09-25-2020 DHR DANAHER CORP /DE/ Measuring And Control Equipment/Industrial Measurement Instruments & Related Products $195.22 $207.16 0.01% $0.40 161,698 M 707,139,356 5.07 44.74 Ordinary Shares
09-25-2020 GNTY GUARANTY BANCSHARES INC /TX/ Banking/National Commercial Banks $48.75 $23.53 0.02% $0.25 481 M 11,347,666 2.93 13.35 Ordinary Shares
09-25-2020 GE GENERAL ELECTRIC CO Electrical Equipment/Electronic & Other Electrical Equipment $326.52 $6.11 0.00% $0.47 324,914 M 1,048,813,612 8.22 37.33 Ordinary Shares
09-25-2020 INDB INDEPENDENT BANK CORP Banking/State Commercial Banks – Fed Reserve System $76.45 $50.12 0.03% $0.59 6,210 M 48,985,295 4.44 30.28 Ordinary Shares
09-25-2020 TTC TORO CO Machinery/Farm And Garden Machinery And Equipment $98.93 $82.96 N/A $0.38 0 M 96,932,941 3.35 N/A Ordinary Shares
09-25-2020 JCI Johnson Controls International plc Machinery/Air Conditioning, Warm Air Heating And Refrigeration Equipment $133.94 $40.49 0.01% $0.40 73,183 M 612,004,462 5.27 21.55 Registered Shares
09-25-2020 GSBC GREAT SOUTHERN BANCORP, INC. Banking/State Commercial Banks – Fed Reserve System $61.62 $35.29 0.03% $0.40 689 M 10,963,133 6.23 9.71 Ordinary Shares
09-25-2020 CM CANADIAN IMPERIAL BANK OF COMMERCE /CAN/ Banking/Misc. Commercial Banks $99.38 $74.53 0.05% $0.6745 58,248 M 943,051,172 N/A 11.35 Ordinary Shares
09-24-2020 FWDB Advisorshares Trust - AdvisorShares FolioBeyond Smart Core Bond ETF N/A $25.78 $25.69 0.02% $0.0752 3 M 125,000 0.00 0.00 AdvisorShares FolioBeyond Smart Core Bond ETF
09-24-2020 KBAL Kimball International, Inc. N/A $12.30 $10.48 N/A $0.09 0 M 36,250,961 -0.53 0.00 Ordinary Shares - Class B
09-24-2020 FTXD First Trust Exchange-Traded Fund VI - First Trust Nasdaq Retail ETF N/A $33.40 $25.70 0.00% $0.00 28 M 850,002 0.00 0.00 First Trust Nasdaq Retail ETF
09-24-2020 TUSA First Trust Exchange-Traded Fund III - First Trust Total US Market AlphaDEX ETF N/A $46.12 $31.96 0.01% $0.00 18 M 400,002 0.00 0.00 First Trust Total US Market AlphaDEX ETF
09-24-2020 SOVB Cambria Investment Management LP - Cambria Sovereign Bond ETF N/A $25.22 $24.90 0.01% $0.0672 14 M 550,000 0.00 0.00 Cambria Sovereign Bond ETF
09-24-2020 FMBI First Midwest Bancorp, Inc. N/A $21.51 $10.54 N/A $0.14 0 M 114,159,965 1.53 0.00 Ordinary Shares
09-24-2020 FLM First Trust Exchange-Traded Fund III - First Trust Global Engineering and Construction ETF N/A $49.63 $41.62 0.02% $0.6634 7 M 150,002 0.00 0.00 First Trust Global Engineering and Construction ETF
09-24-2020 CERN Cerner Corp. N/A $94.92 $67.48 N/A $0.27 0 M 294,098,094 1.98 0.00 Ordinary Shares
09-24-2020 FFR First Trust Exchange-Traded Fund II - First Trust FTSE EPRA/NAREIT Developed Markets Real Estate Index Fund N/A $36.88 $37.72 N/A $0.2462 343 M 641,608 0.00 0.00 First Trust FTSE EPRA/NAREIT Developed Markets Real Estate Index Fund
09-24-2020 CONE CyrusOne Inc N/A $90.35 $69.69 N/A $0.52 0 M 131,149,400 0.20 0.00 Ordinary Shares
09-24-2020 INT World Fuel Services Corp. N/A $24.24 $21.49 0.02% $0.14 1,507 M 62,129,131 1.77 13.63 Ordinary Shares
09-24-2020 ELS EQUITY LIFESTYLE PROPERTIES INC Trading/REIT $67.73 $60.49 N/A $0.515 0 M 193,927,571 2.01 N/A Ordinary Shares
09-24-2020 ALCO ALICO, INC. Agriculture/Agricultural Production – Crops $37.64 $26.66 0.01% $0.05 265 M 7,656,646 -19.29 0.00 Ordinary Shares
09-24-2020 HCKT HACKETT GROUP, INC. Business Services/Services – Management, Public Relations, Consulting $14.08 $11.49 N/A $0.12 0 M 25,380,429 0.47 N/A Ordinary Shares
09-24-2020 ADC AGREE REALTY CORP Trading/REIT $80.49 $62.37 N/A $0.262 0 M 120,028,299 1.77 N/A Ordinary Shares
09-24-2020 POR PORTLAND GENERAL ELECTRIC CO /OR/ Utilities/Electric Services $52.00 $35.04 0.04% $0.50 5,398 M 115,561,705 2.50 17.64 Ordinary Shares
09-24-2020 CP CANADIAN PACIFIC KANSAS CITY LTD/CN Transportation/Railroads, Line-Haul Operating $83.93 $300.30 0.01% $0.1321 66,328 M 897,958,953 3.30 21.96 Ordinary Shares
09-24-2020 EQR EQUITY RESIDENTIAL Trading/REIT $61.48 $50.51 0.04% $0.6925 23,722 M 377,547,108 2.95 21.21 Ordinary Shares
09-24-2020 CTS CTS CORP Electronic Equipment/Electronic Components & Accessories $48.11 $21.31 0.00% $0.04 1,245 M 28,695,710 2.21 19.07 Ordinary Shares
09-24-2020 KLIC KULICKE & SOFFA INDUSTRIES INC Electronic Equipment/Electronic Components & Accessories $65.46 $22.33 0.02% $0.205 2,532 M 52,326,516 -1.20 0.00 Ordinary Shares
09-24-2020 MDT Medtronic plc Medical Equipment/Surgical, Medical, And Dental Instruments And Supplies $89.89 $101.27 0.03% $0.71 129,330 M 1,283,884,964 3.59 28.04 Ordinary Shares
09-24-2020 VMI VALMONT INDUSTRIES INC Construction Materials/Fabricated Structural Metal Products $427.41 $118.56 0.01% $0.68 8,120 M 19,535,262 16.91 23.18 Ordinary Shares
09-24-2020 XRAY DENTSPLY SIRONA Inc. Medical Equipment/Surgical, Medical, And Dental Instruments And Supplies $12.68 $42.65 0.06% $0.16 2,281 M 199,749,333 -3.00 0.00 Ordinary Shares
09-24-2020 DRD DRDGOLD LTD Precious Metals/Gold & Silver Ores $34.07 $11.76 0.05% $0.1654 715 M 86,458,871 N/A 0.00 ADR
09-24-2020 SRE SEMPRA ENERGY Utilities/Gas And Other Services Combined $92.97 $115.74 0.03% $0.6575 57,625 M 653,284,140 2.75 32.09 Ordinary Shares
09-24-2020 KFY KORN FERRY Business Services/Services – Personnel Supply Services $62.59 $28.80 0.03% $0.48 3,390 M 52,194,944 5.00 12.95 Ordinary Shares
09-24-2020 RBC RBC Bearings INC Machinery/General Industrial Machinery & Equipment $560.28 $94.27 N/A $0.33 14,440 M 31,618,961 8.56 53.76 Ordinary Shares
09-24-2020 PBA PEMBINA PIPELINE CORP Petroleum And Natural Gas/Oil & Gas Field Exploration Services $44.62 $21.09 0.07% $0.4828 23,370 M 580,200,823 2.00 0.00 Ordinary Shares
09-24-2020 IROQ IF Bancorp, Inc. Banking/Savings Institutions $27.74 $15.52 N/A $0.20 0 M 3,351,526 1.63 N/A Ordinary Shares
09-24-2020 BANX ArrowMark Financial Corp. Financial Services/Asset Management $19.26 $18.95 0.08% $0.15 147 M 7,116,775 N/A 0.00 Ordinary Shares
09-24-2020 ICMB Investcorp Credit Management BDC, Inc. Financial Services/Asset Management $2.72 $3.95 0.22% $0.12 40 M 14,419,762 0.49 0.00 Ordinary Shares
09-24-2020 TRTX TPG RE Finance Trust, Inc. Trading/REIT $8.31 $8.02 N/A $0.24 0 M 78,354,052 0.57 N/A Ordinary Shares
09-24-2020 GBLI Global Indemnity Group, LLC Insurance/Fire, Marine & Casualty Insurance $29.25 $21.34 0.05% $0.35 431 M 14,873,954 2.15 15.71 Ordinary Shares - Class A
09-24-2020 FTLB First Trust Exchange-Traded Fund VI - First Trust Hedged BuyWrite Income ETF N/A $20.90 $18.89 0.03% $0.00 14 M 650,002 0.00 0.00 First Trust Hedged BuyWrite Income ETF
09-24-2020 FMK Fibermark Inc. N/A $42.92 $37.27 N/A $0.00 0 M 500,002 0.00 0.00 First Trust First Trust Mega Cap Alphadex Fund
09-24-2020 BRT BRT Apartments Corp. N/A $18.04 $11.38 0.06% $0.25 325 M 18,767,172 -0.56 0.00 Ordinary Shares
09-24-2020 RPAI Retail Properties of America Inc N/A $13.15 $5.33 0.02% $0.075 2,825 M 214,797,869 0.09 144.73 Ordinary Shares - Class A
09-24-2020 BRG Bluerock Residential Growth REIT Inc N/A $26.74 $7.00 0.02% $0.1625 811 M 30,506,694 -1.73 -16.76 Ordinary Shares - Class A
09-23-2020 JKL BlackRock Institutional Trust Company N.A. - iShares Morningstar Small N/A $172.73 $103.08 0.02% $0.00 432 M 2,500,000 0.00 0.00 BTC iShares Morningstar Small-Cap Value ETF
09-23-2020 PPT PUTNAM PREMIER INCOME TRUST N/A $3.58 $4.40 0.08% $0.026 355 M 96,268,784 0.00 0.00 Ordinary Shares
09-23-2020 JKI BlackRock Institutional Trust Company N.A. - BTC iShares Morningstar M N/A $185.78 $127.27 0.02% $0.00 446 M 2,400,000 0.00 0.00 BTC iShares Morningstar Mid-Cap Value ETF
09-23-2020 JKE BlackRock Institutional Trust Company N.A. - BTC iShares Morningstar L N/A $283.81 $253.02 0.00% $0.00 2,327 M 8,200,000 0.00 0.00 BTC iShares Morningstar Large-Cap Growth ETF
09-23-2020 JKF BlackRock Institutional Trust Company N.A. - BTC iShares Morningstar L N/A $122.19 $96.19 0.03% $0.00 886 M 7,250,000 0.00 0.00 BTC iShares Morningstar Large-Cap Value ETF
09-23-2020 TOT TotalEnergies SE - ADR N/A $48.27 $33.16 0.05% $0.8029 127,021 M 2,629,839,616 -1.50 -32.30 ADR
09-23-2020 JKG BlackRock Institutional Trust Company N.A. - iShares Morningstar Mid-C N/A $251.08 $193.81 0.01% $0.00 1,180 M 4,700,000 0.00 0.00 BTC iShares Morningstar Mid-Cap ETF
09-23-2020 JKH BlackRock Institutional Trust Company N.A. - iShares Morningstar Mid-C N/A $374.17 $309.36 0.00% $0.00 1,833 M 4,900,000 0.00 0.00 BTC iShares Morningstar Mid-Cap Growth ETF
09-23-2020 PIM PUTNAM MASTER INTERMEDIATE INCOME TRUST N/A $3.27 $4.03 0.08% $0.022 162 M 48,338,471 0.00 0.00 Ordinary Shares
09-23-2020 GTY GETTY REALTY CORP /MD/ Real Estate/Real Estate $33.25 $25.02 N/A $0.485 0 M 59,816,531 1.35 N/A Ordinary Shares
09-23-2020 IFF INTERNATIONAL FLAVORS & FRAGRANCES INC Chemicals/Industrial Organic Chemicals $72.85 $116.12 N/A $0.40 0 M 255,477,487 -1.41 N/A Ordinary Shares
09-23-2020 DX DYNEX CAPITAL INC Trading/REIT $13.60 $15.36 N/A $0.17 0 M 201,983,261 2.49 N/A Ordinary Shares
09-23-2020 PRA PROASSURANCE CORP Insurance/Fire, Marine & Casualty Insurance $24.57 $14.27 N/A $0.05 1,242 M 51,413,643 0.99 24.40 Ordinary Shares
09-23-2020 ADAM NEW YORK MORTGAGE TRUST, INC. Trading/REIT $8.16 $2.46 N/A $0.23 0 M 90,474,341 1.12 N/A Ordinary Shares
09-23-2020 PM Philip Morris International Inc. Tobacco Products/Tobacco Products $172.87 $75.50 0.04% $1.47 249,685 M 1,556,679,579 7.27 22.00 Ordinary Shares
09-23-2020 XRN Global Medical REIT Inc. Trading/REIT $36.01 $12.62 0.10% $0.25 452 M 13,234,830 -0.98 0.00 Ordinary Shares
09-23-2020 SUNS V Sunrise Realty Trust, Inc. Trading/REIT $9.24 $12.84 0.13% $0.30 139 M 13,420,986 0.79 11.28 Ordinary Shares
09-23-2020 ZBIO Zenas BioPharma, Inc. Pharmaceutical Products/Pharmaceutical Preparations $25.92 N/A N/A $0.00 936 M 53,679,166 -2.02 0.00 ProShares UltraPro Short NASDAQ Biotechnology
09-23-2020 PMO PUTNAM MUNICIPAL OPPORTUNITIES TRUST N/A $10.10 $13.12 0.04% $0.035 332 M 31,811,052 0.00 0.00 Ordinary Shares
09-23-2020 LMNX Luminex Corp N/A $36.99 $25.11 N/A $0.10 0 M 47,313,816 0.50 0.00 Ordinary Shares
09-23-2020 JKD BlackRock Institutional Trust Company N.A. - BTC iShares Morningstar L N/A $221.91 $187.95 0.01% $0.00 1,420 M 6,400,000 0.00 0.00 BTC iShares Morningstar Large-Cap ETF
09-23-2020 JKK BlackRock Institutional Trust Company N.A. - iShares Morningstar Small N/A $307.42 $227.80 0.00% $0.00 1,107 M 3,600,000 0.00 0.00 BTC iShares Morningstar Small-Cap Growth ETF
09-23-2020 JKJ BlackRock Institutional Trust Company N.A. - iShares Morningstar Small N/A $231.19 $151.24 0.01% $0.00 428 M 1,850,000 0.00 0.00 BTC iShares Morningstar Small-Cap ETF
09-23-2020 PMM PUTNAM MANAGED MUNICIPAL INCOME TRUST N/A $6.06 $7.74 0.04% $0.0238 294 M 46,431,063 0.00 0.00 Ordinary Shares
09-22-2020 GAINM Gladstone Investment Corporation N/A $25.06 $24.79 N/A $0.1302 408 M 2,300,000 0.00 0.00 6.25% PRF PERPETUAL USD 25 - Ser D
09-22-2020 ETO Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund N/A $25.45 $20.98 0.07% $0.1733 427 M 16,388,138 0.00 0.00 Ordinary Shares
09-22-2020 WIW WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND N/A $8.25 $11.45 0.08% $0.0605 527 M 61,184,134 0.00 0.00 Ordinary Shares
09-22-2020 MNP Western Asset Municipal Partners Fund Inc N/A $10.57 $14.35 0.05% $0.043 103 M 9,719,063 0.00 0.00 Ordinary Shares
09-22-2020 FLC FLAHERTY & CRUMRINE TOTAL RETURN FUND INC N/A $16.75 $22.24 0.06% $0.0913 175 M 10,456,821 0.00 0.00 Ordinary Shares
09-22-2020 TEAF ECOFIN SUSTAINABLE & SOCIAL IMPACT TERM FUND N/A $12.14 $10.63 0.08% $0.09 166 M 13,491,127 0.00 0.00 Ordinary Shares
09-22-2020 PAI Western Asset Investment Grade Income Fund Inc. N/A $12.35 $16.19 0.05% $0.0515 120 M 9,510,962 0.00 0.00 Ordinary Shares
09-22-2020 GFY Western Asset Variable Rate Strategic Fund Inc N/A $16.29 $16.33 N/A $0.0775 76 M 4,668,000 -1.72 N/A Ordinary Shares
09-22-2020 LANDP Gladstone Land Corp N/A $20.56 $26.44 0.04% $0.125 496 M 10,156,509 0.00 0.00 6.375% PRF REDEEM 30/09/2021 USD 25 - Ser A
09-22-2020 FMN Federated Hermes Premier Municipal Income Fund N/A $10.87 $14.35 0.04% $0.038 135 M 11,498,091 0.00 0.00 Ordinary Shares
09-22-2020 PFO Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC N/A $9.08 $12.21 0.06% $0.0492 118 M 13,077,326 0.00 0.00 Ordinary Shares
09-22-2020 QSY WisdomTree Trust - WisdomTree U.S. Quality Shareholder Yield Fund N/A $63.37 $81.75 0.02% $0.2714 97 M 1,530,000 0.00 0.00 WisdomTree U.S. Quality Shareholder Yield Fund
09-22-2020 ETV Eaton Vance Tax-Managed Buy-Write Opportunities Fund N/A $14.32 $14.13 0.08% $0.0993 1,488 M 109,268,349 0.00 0.00 Ordinary Shares
09-22-2020 EVT EATON VANCE TAX ADVANTAGED DIVIDEND INCOME FUND N/A $23.95 $19.64 0.07% $0.1646 1,829 M 74,542,782 0.00 0.00 Ordinary Shares
09-22-2020 DRW WisdomTree Trust - WisdomTree Global ex-US Real Estate Fund N/A $22.88 $24.17 0.07% $0.00 54 M 2,350,000 0.00 0.00 WisdomTree Global ex-US Real Estate Fund
09-22-2020 BWG BrandywineGLOBAL-Global Income Opportunities Fund Inc N/A $8.03 $12.24 0.10% $0.08 146 M 16,791,836 0.00 0.00 Ordinary Shares
09-22-2020 EIM EATON VANCE MUNICIPAL BOND FUND N/A $10.33 $12.98 0.05% $0.0508 746 M 71,153,184 0.00 0.00 Ordinary Shares
09-22-2020 HIE Miller/Howard High Income Equity Fund N/A $11.95 $6.20 N/A $0.051 3,686 M 18,690,675 0.00 38.80 Ordinary Shares
09-22-2020 MMU WESTERN ASSET MANAGED MUNICIPALS FUND INC. N/A $10.20 $12.15 0.05% $0.0545 467 M 43,367,851 0.00 0.00 Ordinary Shares
09-22-2020 EVM EATON VANCE CALIFORNIA MUNICIPAL BOND FUND N/A $9.36 $11.44 0.04% $0.0417 235 M 24,672,939 0.00 0.00 Ordinary Shares
09-22-2020 HYI Western Asset High Yield Defined Opportunity Fund Inc. N/A $11.93 $14.41 0.09% $0.095 274 M 22,660,581 0.00 0.00 Ordinary Shares
09-22-2020 QADB QAD, Inc. N/A $87.54 $31.71 N/A $0.06 0 M 3,344,775 0.26 0.00 Ordinary Shares - Class B
09-22-2020 WIA WESTERN ASSET INFLATION-LINKED INCOME FUND N/A $7.97 $12.68 0.07% $0.05 191 M 23,322,256 0.00 0.00 Ordinary Shares
09-22-2020 HIX WESTERN ASSET HIGH INCOME FUND II INC. N/A $4.24 $6.56 0.12% $0.049 286 M 64,991,059 0.00 0.00 Ordinary Shares
09-22-2020 DTN WisdomTree Trust - WisdomTree U.S. Dividend Ex-Financials Fund N/A $101.81 $74.92 0.03% $0.00 537 M 5,275,000 0.00 0.00 WisdomTree U.S. Dividend Ex-Financials Fund
09-22-2020 IGI Western Asset Investment Grade Defined Opportunity Trust Inc. N/A $16.34 $21.26 0.05% $0.071 193 M 10,848,022 0.00 0.00 Ordinary Shares
09-22-2020 HIO WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. N/A $3.96 $4.99 0.10% $0.0355 378 M 95,099,215 0.00 0.00 Ordinary Shares
09-22-2020 EHI WESTERN ASSET GLOBAL HIGH INCOME FUND INC. N/A $6.55 $9.73 0.11% $0.07 161 M 22,697,297 0.00 0.00 Ordinary Shares
09-22-2020 BGX Blackstone Long-Short Credit Income Fund N/A $12.60 $12.80 0.09% $0.105 165 M 12,708,274 0.00 0.00 Ordinary Shares
09-22-2020 EFF Eaton Vance Floating-Rate Income Plus Fund N/A $16.48 $14.30 0.04% $0.06 124 M 7,606,422 0.00 0.00 Ordinary Shares
09-22-2020 EVG Eaton Vance Short Duration Diversified Income Fund N/A $10.88 $11.55 0.08% $0.0795 149 M 13,442,697 0.00 0.00 Ordinary Shares
09-22-2020 ETX Eaton Vance Municipal Income 2028 Term Trust N/A $17.80 $21.54 0.04% $0.0782 205 M 10,884,956 0.00 0.00 Ordinary Shares
09-22-2020 EMD WESTERN ASSET EMERGING MARKETS DEBT FUND INC. N/A $9.70 $12.86 0.10% $0.0845 594 M 60,246,012 0.00 0.00 Ordinary Shares
09-22-2020 DOO WisdomTree Trust - WisdomTree International Dividend Ex-Financials Fund N/A $43.44 $35.92 0.05% $0.00 228 M 5,250,000 0.00 0.00 WisdomTree International Dividend Ex-Financials Fund
09-22-2020 ENX EATON VANCE NEW YORK MUNICIPAL BOND FUND N/A $9.54 $11.76 0.04% $0.0417 178 M 17,961,289 0.00 0.00 Ordinary Shares
09-22-2020 ETG EATON VANCE TAX ADVANTAGED GLOBAL DIVIDEND INCOME FUND N/A $18.39 $15.06 0.07% $0.1293 1,458 M 76,458,956 0.00 0.00 Ordinary Shares
09-22-2020 EXG Eaton Vance Tax-Managed Global Diversified Equity Income Fund N/A $8.26 $7.51 0.08% $0.0657 2,606 M 306,286,161 0.00 0.00 Ordinary Shares
09-22-2020 EXD Eaton Vance Tax-Managed Buy-Write Strategy Fund N/A $9.58 $8.88 0.09% $0.0708 94 M 9,765,955 0.00 0.00 Ordinary Shares
09-22-2020 GOODM Gladstone Commercial Corp N/A $25.01 $25.15 N/A $0.1458 816 M 1,267,968 0.00 0.00 7% PRF PERPETUAL USD 25 - Ser D
09-22-2020 ETB Eaton Vance Tax-Managed Buy-Write Income Fund N/A $14.89 $13.55 0.08% $0.1058 416 M 29,374,715 0.00 0.00 Ordinary Shares
09-22-2020 EFR EATON VANCE SENIOR FLOATING RATE TRUST N/A $12.98 $11.85 0.11% $0.112 373 M 29,174,848 0.00 0.00 Ordinary Shares
09-22-2020 BSL Blackstone Senior Floating Rate 2027 Term Fund N/A $14.31 $13.83 0.09% $0.114 186 M 13,008,541 0.00 0.00 Ordinary Shares
09-22-2020 SCD LMP CAPITAL & INCOME FUND INC. N/A $17.03 $10.19 0.09% $0.113 282 M 17,137,794 0.00 0.00 Ordinary Shares
09-22-2020 OCCIP OFS Credit Company Inc N/A $25.03 $24.45 N/A $0.1432 47 M 852,660 0.00 0.00 6.875% PRF REDEEM 31/03/2024 USD 25 - Ser A
09-22-2020 EFT Eaton Vance Floating-Rate Income Trust N/A $13.12 $12.03 0.10% $0.114 344 M 26,181,373 0.00 0.00 Ordinary Shares
09-22-2020 FFC Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC N/A $15.74 $21.49 0.06% $0.0897 761 M 48,094,255 0.00 0.00 Ordinary Shares
09-22-2020 EOT Eaton Vance National Municipal Opportunities Trust N/A $16.62 $20.60 0.04% $0.0683 273 M 15,624,921 0.00 0.00 Ordinary Shares
09-22-2020 QADA QAD, Inc. N/A $87.63 $42.01 N/A $0.072 0 M 17,662,585 0.00 0.00 Ordinary Shares - Class A
09-22-2020 GDO WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC. N/A $11.14 $17.13 0.10% $0.122 191 M 14,949,168 0.00 0.00 Ordinary Shares
09-22-2020 ETJ Eaton Vance Risk-Managed Diversified Equity Income Fund N/A $9.20 $9.81 0.08% $0.0651 610 M 67,301,787 0.00 0.00 Ordinary Shares
09-22-2020 MTT Western Asset Municipal Defined Opportunity Trust N/A $21.19 $20.32 N/A $0.049 6,475 M 12,200,435 0.00 11.81 Ordinary Shares
09-22-2020 ETY Eaton Vance Tax-Managed Diversified Equity Income Fund N/A $15.08 $11.06 0.07% $0.0992 2,239 M 157,326,009 0.00 0.00 Ordinary Shares
09-22-2020 VALE Vale S.A. Non-Metallic And Industrial Metal Mining/Metal Mining $15.63 $10.64 N/A $0.377 47,750 M 4,539,007,568 0.48 4.98 ADR
09-22-2020 FGBI First Guaranty Bancshares, Inc. Banking/Savings Institutions $8.36 $11.75 0.00% $0.01 121 M 15,352,947 -4.13 0.00 Ordinary Shares
09-22-2020 GAIN GLADSTONE INVESTMENT CORPORATION\DE Financial Services/Diversified Investments $13.60 $9.19 0.11% $0.08 551 M 39,821,967 0.76 4.58 Ordinary Shares
09-22-2020 GLAD GLADSTONE CAPITAL CORP Financial Services/Closed-End Fund - Debt $18.08 $7.43 0.10% $0.15 463 M 22,593,069 3.08 12.99 Ordinary Shares
09-22-2020 GOOD GLADSTONE COMMERCIAL CORP Real Estate/Lessors Of Railroad & Real Property $12.36 $16.95 N/A $0.10 0 M 48,406,993 0.14 N/A Ordinary Shares
09-22-2020 OFS OFS Capital Corp Financial Services/Asset Management $3.88 $4.57 0.25% $0.17 64 M 13,398,078 -2.47 0.00 Ordinary Shares
09-22-2020 LAND GLADSTONE LAND Corp Trading/REIT $12.01 $15.19 N/A $0.0467 0 M 41,438,406 -0.29 N/A Ordinary Shares
09-22-2020 EMCG Embrace Change Acquisition Corp Trading/Investment Offices $11.00 N/A N/A $0.00 54 M 4,520,024 0.17 51.74 WisdomTree Emerging Markets Consumer Growth Fund
09-22-2020 DFP Delphi Financial Group, Inc. N/A $20.13 $27.24 0.06% $0.1122 419 M 20,538,137 0.00 0.00 Ordinary Shares
09-22-2020 EOS Eaton Vance Enhanced Equity Income Fund II N/A $23.96 $18.12 0.07% $0.1523 1,122 M 52,286,225 0.00 0.00 Ordinary Shares
09-22-2020 EOI Eaton Vance Enhanced Equity Income Fund N/A $20.87 $14.62 0.07% $0.1338 777 M 40,325,199 0.00 0.00 Ordinary Shares
09-22-2020 GAINL Gladstone Investment Corporation N/A $25.91 $24.25 0.07% $0.50 474 M 36,688,667 0.00 0.00 6.375% PRF REDEEM 31/08/2025 USD 25 - Ser E
09-22-2020 BFC Bank First Corp N/A $104.74 $57.60 0.02% $0.40 990 M 10,013,737 6.50 15.11 Ordinary Shares
09-22-2020 FEO First Trust-abrdn Emerging Opportunity Fund N/A $9.57 $12.22 N/A $0.25 48 M 4,991,802 0.00 0.00 Ordinary Shares
09-22-2020 WEA WESTERN ASSET PREMIER BOND FUND N/A $10.86 $13.30 0.07% $0.07 132 M 11,865,600 0.00 0.00 Ordinary Shares
09-22-2020 ETW Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund N/A $8.44 $8.65 0.08% $0.0664 917 M 109,597,786 0.00 0.00 Ordinary Shares
09-22-2020 DMO Western Asset Mortgage Opportunity Fund Inc. N/A $11.45 $13.54 0.12% $0.13 136 M 11,430,895 0.00 0.00 Ordinary Shares
09-22-2020 PFD FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC N/A $11.30 $16.80 0.06% $0.0594 148 M 12,763,654 0.00 0.00 Ordinary Shares
09-22-2020 GOODN Gladstone Commercial Corp N/A $22.99 $24.90 0.07% $0.138 686 M 42,533,321 -0.02 80.94 6.625% PRF PERPETUAL USD 25 - Ser E
09-22-2020 BGB Blackstone Strategic Credit 2027 Term Fund N/A $12.17 $12.03 0.09% $0.101 544 M 44,664,381 0.00 0.00 Ordinary Shares
09-22-2020 MHF WESTERN ASSET MUNICIPAL HIGH INCOME FUND INC. N/A $6.94 $7.37 0.05% $0.034 154 M 21,651,223 0.00 0.00 Ordinary Shares
09-22-2020 TLI Western Asset Corporate Loan Fund Inc N/A $9.23 $9.24 N/A $0.066 91 M 9,876,922 0.00 N/A Ordinary Shares
09-22-2020 FFA FIRST TRUST ENHANCED EQUITY INCOME FUND N/A $20.59 $14.77 0.06% $0.35 404 M 19,988,085 0.00 0.00 Ordinary Shares
09-22-2020 SBI WESTERN ASSET INTERMEDIATE MUNI FUND INC. N/A $7.78 $8.86 0.05% $0.042 114 M 14,082,315 0.00 0.00 Ordinary Shares
09-21-2020 HGLB Highland Global Allocation Fund N/A $7.36 $6.42 0.12% $0.081 176 M 22,484,086 0.00 0.00 Ordinary Shares
09-21-2020 KYN Kayne Anderson Energy Infrastructure Fund, Inc. N/A $12.85 $4.16 0.08% $0.22 1,816 M 169,126,038 0.00 0.00 Ordinary Shares
09-21-2020 KMF Kayne Anderson NextGen Energy & Infrastructure, Inc. N/A $6.73 $4.21 0.09% $0.16 317 M 47,197,462 0.00 0.00 Ordinary Shares
09-21-2020 ARDC Ares Dynamic Credit Allocation Fund, Inc. N/A $15.20 $12.77 0.09% $0.1175 352 M 22,914,937 0.00 0.00 Ordinary Shares
09-21-2020 PDLI PDL Biopharma Inc N/A $2.47 $3.15 N/A $0.0759 0 M 114,226,566 -1.13 0.00 Ordinary Shares
09-21-2020 PZD Invesco Capital Management LLC - Invesco Cleantech ETF N/A $72.12 $55.88 0.00% $0.00 480 M 6,650,000 0.00 0.00 Invesco Cleantech ETF
09-21-2020 QIWI QIWI N/A $5.67 $16.26 N/A $0.30 0 M 52,299,453 0.00 0.00 ADR
09-21-2020 RMRM RMR Mortgage Trust N/A $10.41 $9.49 0.05% $0.15 105 M 10,217,009 0.00 0.00 Ordinary Shares
09-21-2020 BBT BERKSHIRE HILLS BANCORP INC Banking/Savings Institutions $28.98 $9.54 0.03% $0.18 2,189 M 83,816,086 1.03 24.25 Ordinary Shares
09-21-2020 E ENI SPA Petroleum And Natural Gas/Crude Petroleum & Natural Gas $48.36 $16.49 0.06% $0.5814 53,488 M 1,642,245,263 0.17 12.56 ADR
09-21-2020 STM STMicroelectronics N.V. Electronic Equipment/Electronic Components & Accessories $33.52 $30.00 0.01% $0.09 29,115 M 911,281,920 1.13 9.60 New York Shares
09-21-2020 LTC LTC PROPERTIES INC Trading/REIT $38.84 $34.72 N/A $0.19 0 M 48,509,762 2.54 N/A Ordinary Shares
09-21-2020 FRT FEDERAL REALTY INVESTMENT TRUST Trading/REIT $106.80 $73.28 0.04% $1.10 8,642 M 86,270,031 5.71 25.51 Ordinary Shares
09-21-2020 NJR NEW JERSEY RESOURCES CORP Utilities/Natural Gas Distribution $54.31 $27.14 0.04% $0.475 4,646 M 100,845,185 3.25 14.22 Ordinary Shares
09-21-2020 MED MEDIFAST INC Food Products/Misc. Food Preparations And Kindred Products $10.73 $172.16 N/A $1.65 117 M 10,991,273 -1.70 0.00 Ordinary Shares
09-21-2020 RWT REDWOOD TRUST INC Trading/REIT $6.10 $7.67 0.13% $0.18 701 M 124,989,447 -0.63 0.00 Ordinary Shares
09-21-2020 BTG B2GOLD CORP Precious Metals/Gold & Silver Ores $5.37 $6.54 0.05% $0.02 3,294 M 1,307,066,614 0.25 39.61 Ordinary Shares
09-21-2020 BY BYLINE BANCORP, INC. Banking/State Commercial Banks – Fed Reserve System $30.94 $10.79 0.01% $0.10 1,331 M 45,590,691 2.90 10.23 Ordinary Shares
09-21-2020 AVGO Broadcom Inc. Electronic Equipment/Electronic Components & Accessories $342.58 $351.79 0.01% $0.65 1,745,528 M 4,741,273,799 4.91 75.48 Ordinary Shares
09-21-2020 BGH BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND N/A $15.79 $13.51 0.08% $0.1056 303 M 20,064,313 0.00 0.00 Ordinary Shares
09-21-2020 NHF NexPoint Strategic Opportunities Fund N/A $14.65 $8.98 0.04% $0.05 542 M 36,960,205 0.00 0.00 Ordinary Shares
09-21-2020 HFRO HIGHLAND OPPORTUNITIES & INCOME FUND N/A $5.42 $8.48 0.10% $0.0385 398 M 66,894,537 0.00 0.00 Ordinary Shares
09-21-2020 RTL Necessity Retail REIT Inc (The) N/A $7.60 $6.24 N/A $0.2125 0 M 134,533,574 0.00 0.00 Pacer Benchmark Retail Real Estate SCTR ETF
09-18-2020 TIF Tiffany & Co. N/A $131.44 $116.26 0.02% $0.58 15,961 M 121,411,166 2.36 55.52 Ordinary Shares
09-18-2020 PCF HIGH INCOME SECURITIES FUND N/A $6.54 $8.48 0.11% $0.0622 117 M 17,530,463 0.00 0.00 Ordinary Shares
09-18-2020 ACP abrdn Income Credit Strategies Fund N/A $5.94 $9.94 0.17% $0.10 334 M 52,075,560 0.00 0.00 Ordinary Shares
09-18-2020 IGR CBRE GLOBAL REAL ESTATE INCOME FUND N/A $4.82 $6.08 0.11% $0.06 894 M 139,968,594 0.00 0.00 Ordinary Shares
09-18-2020 AGD abrdn Global Dynamic Dividend Fund N/A $9.86 $9.43 0.08% $0.11 256 M 24,865,080 0.00 0.00 Ordinary Shares
09-18-2020 AOD abrdn Total Dynamic Dividend Fund N/A $8.48 $8.02 0.08% $0.10 944 M 105,430,998 0.00 0.00 Ordinary Shares
09-18-2020 KSM DWS STRATEGIC MUNICIPAL INCOME TRUST N/A $10.06 $10.90 0.03% $0.028 111 M 11,047,862 0.00 0.00 Ordinary Shares
09-18-2020 IFN INDIA FUND, INC. N/A $16.15 $16.60 0.09% $0.49 567 M 31,056,300 0.00 0.00 Ordinary Shares
09-18-2020 FCO ABRDN GLOBAL INCOME FUND, INC. N/A $5.84 $6.88 0.13% $0.07 72 M 12,540,892 0.00 0.00 Ordinary Shares
09-18-2020 FSLF First Eagle Senior Loan Fund N/A $15.78 $12.76 0.05% $0.07 117 M 7,418,990 0.00 0.00 Ordinary Shares
09-18-2020 SPE SPECIAL OPPORTUNITIES FUND, INC. N/A $14.96 $12.32 0.08% $0.0954 154 M 11,182,133 0.00 0.00 Ordinary Shares
09-18-2020 AEF ABRDN EMERGING MARKETS EQUITY INCOME FUND, INC. N/A $5.27 $6.58 0.07% $0.10 274 M 50,751,779 0.00 0.00 Ordinary Shares
09-18-2020 AINV Apollo Investment Corporation N/A $13.36 $8.89 0.09% $0.32 867 M 63,518,718 0.00 0.00 Ordinary Shares
09-18-2020 DTE DTE ENERGY CO Utilities/Electric Services $147.76 $112.03 0.03% $1.165 44,668 M 346,436,088 7.04 30.55 Ordinary Shares
09-18-2020 NEWT NewtekOne, Inc. Banking/National Commercial Banks $12.13 $19.14 0.07% $0.19 296 M 28,887,295 2.28 5.14 Ordinary Shares
09-18-2020 HTLD HEARTLAND EXPRESS INC Transportation/Trucking & Courier Services, Except Air $10.03 $19.13 N/A $0.02 0 M 77,454,920 -0.67 N/A Ordinary Shares
09-18-2020 NEN NEW ENGLAND REALTY ASSOCIATES LIMITED PARTNERSHIP Real Estate/Operators – Apartment Buildings $65.00 N/A N/A $3.20 8 M 115,261 99.75 0.71 Unit - Class A
09-18-2020 OLP ONE LIBERTY PROPERTIES INC Trading/REIT $23.06 $17.54 0.09% $0.45 439 M 21,813,127 1.16 17.24 Ordinary Shares
09-18-2020 LOGI LOGITECH INTERNATIONAL S.A. Computer Hardware/Computer & Office Equipment $90.94 $70.58 0.02% $1.16 14,718 M 146,588,946 4.82 20.68 Ordinary Shares
09-18-2020 PHM PULTEGROUP INC/MI/ Construction/Operative Builders $124.39 $44.98 0.01% $0.26 22,856 M 192,327,885 11.21 10.30 Ordinary Shares
09-18-2020 IBOC INTERNATIONAL BANCSHARES CORP Banking/State Commercial Banks – Fed Reserve System $66.87 $28.64 N/A $0.70 0 M 62,177,719 6.63 N/A Ordinary Shares
09-18-2020 OMC OMNICOM GROUP INC. Business Services/Services – Advertising $80.98 $51.55 0.04% $0.80 15,583 M 310,336,344 -0.27 0.00 Ordinary Shares
09-18-2020 LAMR LAMAR ADVERTISING CO/NEW Trading/REIT $135.70 $68.44 0.05% $1.55 12,820 M 101,330,727 5.78 21.85 Ordinary Shares - Class A
09-18-2020 SYBT Stock Yards Bancorp, Inc. Banking/State Commercial Banks – Fed Reserve System $64.62 $37.90 N/A $0.31 0 M 29,478,930 4.77 N/A Ordinary Shares
09-18-2020 FXNC FIRST NATIONAL CORP /VA/ Banking/State Commercial Banks – Fed Reserve System $26.71 $14.03 0.03% $0.155 204 M 9,010,817 1.72 17.18 Ordinary Shares
09-18-2020 WHF WhiteHorse Finance, Inc. Financial Services/Asset Management $7.58 $10.24 0.21% $0.25 162 M 22,234,045 0.62 10.96 Ordinary Shares
09-18-2020 AMRK Gold.com Inc. Wholesale/Wholesale – Jewelry, Watches, Precious Stones & Metals $30.76 $34.15 0.03% $0.20 637 M 24,644,386 0.30 86.17 Ordinary Shares
09-18-2020 UTZ Utz Brands, Inc. Food Products/Misc. Food Preparations And Kindred Products $7.88 $18.06 0.02% $0.063 915 M 143,781,904 0.01 1,144.19 Ordinary Shares - Class A
09-18-2020 KTF DWS MUNICIPAL INCOME TRUST N/A $9.56 $11.12 0.05% $0.061 382 M 39,172,837 0.00 0.00 Ordinary Shares
09-18-2020 AWP abrdn Global Premier Properties Fund N/A $3.77 $4.76 0.10% $0.04 372 M 85,407,951 0.00 0.00 Ordinary Shares
09-18-2020 FAX ABRDN ASIA-PACIFIC INCOME FUND, INC. N/A $14.75 $4.04 0.11% $0.0275 701 M 247,695,769 0.00 0.00 Ordinary Shares
09-18-2020 WRE Elme Communities N/A $17.59 $20.29 0.04% $0.17 1,536 M 87,402,385 0.09 199.83 Ordinary Shares
09-18-2020 SWZ SWISS HELVETIA FUND, INC. N/A $7.66 $8.43 0.06% $0.129 116 M 12,990,705 0.00 0.00 Ordinary Shares
09-17-2020 VRS Verso Corp N/A $27.00 $10.84 0.01% $0.10 787 M 29,154,580 0.00 0.00 Ordinary Shares - Class A
09-17-2020 THW abrdn World Healthcare Fund N/A $11.32 $14.49 0.10% $0.1167 508 M 38,244,600 0.00 0.00 Ordinary Shares
09-17-2020 THQ abrdn Healthcare Opportunities Fund N/A $18.89 $18.22 0.08% $0.18 906 M 41,356,058 0.00 0.00 Ordinary Shares
09-17-2020 VFL abrdn National Municipal Income Fund N/A $10.28 $12.60 0.04% $0.045 134 M 12,278,002 0.00 0.00 Ordinary Shares
09-17-2020 GLO Clough Global Opportunities Fund N/A $5.21 $9.32 0.10% $0.048 229 M 42,830,122 0.00 0.00 Ordinary Shares
09-17-2020 VMM Delaware Investments Minnesota Municipal Income Fund II Inc N/A $13.42 $13.08 0.00% $0.276 6,572,740 M 1,645,719,350 6.36 477.50 Ordinary Shares
09-17-2020 MGU Macquarie Global Infrastructure Total Return Fund Inc N/A $17.17 $17.89 0.06% $0.348 290 M 12,468,293 0.00 0.00 Ordinary Shares
09-17-2020 DEX Dex Media Inc. N/A $7.60 $9.02 0.08% $0.0509 87 M 11,179,968 0.00 0.00 Ordinary Shares
09-17-2020 FBSS Fauquier Bankshares, Inc. N/A $21.28 $15.11 N/A $0.125 0 M 3,807,659 0.00 0.00 Ordinary Shares
09-17-2020 QTS Qts Realty Trust Inc N/A $77.95 $63.33 N/A $0.50 43,200 M 76,972,731 -0.54 30.75 Ordinary Shares - Class A
09-17-2020 DMB BNY Mellon Municipal Bond Infrastructure Fund, Inc. N/A $10.40 $13.68 0.03% $0.03 200 M 18,405,972 0.00 0.00 Ordinary Shares
09-17-2020 UTG REAVES UTILITY INCOME FUND N/A $32.46 $31.89 0.07% $0.19 2,376 M 79,037,478 0.00 0.00 Ordinary Shares
09-17-2020 TSM TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD Electronic Equipment/Electronic Components & Accessories $347.09 $81.91 0.01% $0.9557 890,561 M 5,186,725,800 3.10 29.88 ADR
09-17-2020 ALB ALBEMARLE CORP Chemicals/Plastic Material & Synthetic Resin/Rubber $166.54 $100.45 0.01% $0.405 16,647 M 117,847,220 -5.76 0.00 Ordinary Shares
09-17-2020 RBCAA REPUBLIC BANCORP INC /KY/ Banking/State Commercial Banks – Fed Reserve System $68.66 $30.29 0.03% $0.451 1,348 M 19,609,345 12.87 10.26 Ordinary Shares - Class A
09-17-2020 TG TREDEGAR CORP Steel Works/Rolling, Drawing & Extruding Of Nonferrous Metals $8.41 $16.24 N/A $0.13 280 M 34,910,693 0.89 0.00 Ordinary Shares
09-17-2020 HOFT HOOKER FURNISHINGS Corp Consumer Goods/Household Furniture $13.00 $27.00 0.10% $0.115 96 M N/A -2.81 0.00 Ordinary Shares
09-17-2020 CB Chubb Ltd Insurance/Fire, Marine & Casualty Insurance $325.24 $117.03 0.01% $0.97 129,064 M 390,156,552 25.93 11.06 Ordinary Shares
09-17-2020 ALRS ALERUS FINANCIAL CORP Banking/National Commercial Banks $23.85 $22.16 0.04% $0.20 572 M 25,401,161 0.69 32.80 Ordinary Shares
09-17-2020 QCRH QCR HOLDINGS INC Banking/State Commercial Banks – Fed Reserve System $84.24 $29.14 0.00% $0.06 1,403 M 16,730,722 7.54 11.03 Ordinary Shares
09-17-2020 AVNT AVIENT CORP Chemicals/Plastic Material & Synthetic Resin/Rubber $35.95 $27.78 0.03% $0.27 2,860 M 91,624,728 0.90 34.93 Ordinary Shares
09-17-2020 AAP ADVANCE AUTO PARTS INC Retail/Retail – Automotive And Home Supply Stores $51.07 $154.76 0.02% $0.25 3,661 M 60,022,245 -6.32 0.00 Ordinary Shares
09-17-2020 FLS FLOWSERVE CORP Machinery/General Industrial Machinery & Equipment $78.71 $28.93 0.01% $0.22 8,819 M 127,260,329 2.66 25.47 Ordinary Shares
09-17-2020 CNQ CANADIAN NATURAL RESOURCES LTD Petroleum And Natural Gas/Crude Petroleum & Natural Gas $45.72 $17.93 0.05% $0.4073 76,860 M 2,122,615,390 2.40 13.35 Ordinary Shares
09-17-2020 BDC BELDEN INC. Steel Works/Rolling, Drawing & Extruding Of Nonferrous Metals $125.47 $32.58 0.00% $0.05 4,580 M 38,748,995 6.00 19.28 Ordinary Shares
09-17-2020 PLOW DOUGLAS DYNAMICS, INC Machinery/Construction Machinery & Equipment $43.15 $36.56 0.04% $0.295 752 M 23,084,814 1.99 16.04 Ordinary Shares
09-17-2020 HPP Hudson Pacific Properties, Inc. Real Estate/Real Estate $6.56 $23.64 N/A $0.05 0 M 54,242,024 -6.17 N/A Ordinary Shares
09-17-2020 QSR Restaurant Brands International Inc. Restaurants, Hotels, Motels/Retail – Eating Places $72.00 $55.82 0.04% $0.62 31,031 M 455,860,238 2.36 39.99 Ordinary Shares
09-17-2020 UNIT Uniti Group Inc. Trading/REIT $8.55 $9.52 N/A $0.15 1,060 M 246,191,625 -2.96 31.17 Ordinary Shares
09-17-2020 TPB Turning Point Brands, Inc. Tobacco Products/Tobacco Products $91.31 $30.61 N/A $0.075 0 M 19,141,208 3.18 N/A Ordinary Shares
09-17-2020 SBSW Sibanye Stillwater Ltd Precious Metals/Gold & Silver Ores $14.41 $12.29 0.03% $0.3283 2,753 M 707,641,816 N/A 0.00 ADR
09-17-2020 GLV Clough Global Dividend & Income Fund N/A $5.52 $9.62 0.11% $0.0526 72 M 12,471,182 0.00 0.00 Ordinary Shares
09-17-2020 VCF Delaware Investments Colorado Insured Municipal Income Fund Inc N/A $13.84 $13.85 0.04% $0.052 67 M 4,837,100 0.00 0.00 Ordinary Shares
09-17-2020 HRC Hill-Rom Holdings Inc N/A $155.94 $83.23 0.01% $0.24 10,301 M 66,050,458 7.43 20.73 Ordinary Shares
09-17-2020 GLQ Clough Global Equity Fund N/A $6.78 $11.52 0.10% $0.0603 128 M 18,803,820 0.00 0.00 Ordinary Shares
09-17-2020 VCIF Carlyle Credit Income Fund N/A $7.86 $9.82 0.08% $0.0551 81 M 10,380,002 0.00 0.00 Ordinary Shares
09-17-2020 CUBA HERZFELD CARIBBEAN BASIN FUND INC N/A $2.38 $3.70 0.03% $0.00 16 M 7,150,673 0.00 0.00 Ordinary Shares
09-17-2020 DDF Delaware Investments Dividend and Income Fund, Inc. N/A $9.03 $8.45 0.13% $0.202 59 M 7,611,158 0.00 0.00 Ordinary Shares
09-16-2020 DBL DoubleLine Opportunistic Credit Fund N/A $15.50 $19.10 0.08% $0.11 252 M 15,944,357 0.00 0.00 Ordinary Shares
09-16-2020 CIK CREDIT SUISSE ASSET MANAGEMENT INCOME FUND INC N/A $2.92 $2.94 0.08% $0.00 165 M 53,090,307 0.00 0.00 Ordinary Shares
09-16-2020 AFT Axesstel, Inc. N/A $14.86 $12.95 N/A $0.2463 6,705 M 15,573,575 0.00 12.47 Ordinary Shares
09-16-2020 STFC State Auto Financial Corp. N/A $52.01 $14.31 N/A $0.10 0 M 44,512,210 1.60 0.00 Ordinary Shares
09-16-2020 DSL Doubleline Income Solutions Fund N/A $12.58 $16.61 0.10% $0.11 1,320 M 101,996,828 0.00 0.00 Ordinary Shares
09-16-2020 AIF Apollo Tactical Income Fund Inc. N/A $14.84 $13.00 0.09% $0.2862 215 M 14,500,000 0.00 0.00 Ordinary Shares
09-16-2020 PLD Prologis, Inc. Trading/REIT $136.16 $102.04 0.03% $1.07 118,579 M 929,559,000 3.58 35.69 Ordinary Shares
09-16-2020 AIG AMERICAN INTERNATIONAL GROUP, INC. Insurance/Fire, Marine & Casualty Insurance $78.05 $29.77 0.02% $0.45 46,161 M 536,559,663 5.48 14.91 Ordinary Shares
09-16-2020 AROW ARROW FINANCIAL CORP Banking/National Commercial Banks $33.14 $27.27 0.04% $0.30 512 M 16,511,643 2.65 11.65 Ordinary Shares
09-16-2020 CHMG CHEMUNG FINANCIAL CORP Banking/State Commercial Banks – Fed Reserve System $53.40 $29.72 0.02% $0.32 252 M 4,794,349 2.77 18.95 Ordinary Shares
09-16-2020 HBAN HUNTINGTON BANCSHARES INC /MD/ Banking/National Commercial Banks $15.99 $9.89 N/A $0.155 0 M 2,029,792,391 1.41 N/A Ordinary Shares
09-16-2020 GEF GREIF, INC Shipping Containers/Metal Cans And Shipping Containers $67.45 $36.45 0.03% $0.54 3,216 M 46,286,015 12.76 0.00 Ordinary Shares - Class A
09-16-2020 SNV SYNOVUS FINANCIAL CORP Banking/National Commercial Banks $50.05 $22.11 0.03% $0.39 6,813 M 138,817,293 5.38 9.03 Ordinary Shares
09-16-2020 SWBI SMITH & WESSON BRANDS, INC. Defense/Ordnance & Accessories $14.11 $16.17 N/A $0.13 0 M 44,493,745 0.08 N/A Ordinary Shares
09-16-2020 ES EVERSOURCE ENERGY Utilities/Electric Services $73.61 $83.36 0.04% $0.7875 25,668 M 381,532,317 4.56 15.17 Ordinary Shares
09-16-2020 SFL SFL Corp Ltd. Transportation/Water Transport $10.85 $9.01 0.08% $0.20 1,643 M 138,562,173 1.00 12.98 Ordinary Shares
09-16-2020 PNNT PENNANTPARK INVESTMENT CORP Financial Services/Asset Management $4.88 $3.61 N/A $0.04 0 M 65,296,094 0.61 N/A Ordinary Shares
09-16-2020 SLRC SLR Investment Corp. Financial Services/Diversified Investments $14.72 $16.32 N/A $0.41 0 M 54,554,634 1.70 N/A Ordinary Shares
09-16-2020 HRZN Horizon Technology Finance Corp Financial Services/Asset Management $4.26 $12.17 0.21% $0.06 277 M 42,348,813 1.46 0.00 Ordinary Shares
09-16-2020 PFLT PennantPark Floating Rate Capital Ltd. Financial Services/Asset Management $8.10 $8.59 N/A $0.1025 0 M 99,217,896 0.78 N/A Ordinary Shares
09-16-2020 EBSB Meridian Bancorp Inc N/A $24.15 $11.10 N/A $0.10 0 M 52,771,845 1.50 0.00 Ordinary Shares
09-16-2020 DLY DoubleLine Yield Opportunities Fund N/A $15.84 $18.17 0.08% $0.1167 783 M 47,945,779 0.00 0.00 Ordinary Shares
09-16-2020 DHY CREDIT SUISSE HIGH YIELD BOND FUND N/A $2.16 $2.16 0.08% $0.00 222 M 103,513,735 0.00 0.00 Ordinary Shares
09-16-2020 VGR VECTOR GROUP LTD N/A $14.99 $10.50 0.05% $0.20 2,357 M 157,375,597 1.27 12.11 Ordinary Shares
09-16-2020 ARD Ardagh Group S.A. N/A $24.75 $14.85 0.02% $1.25 462 M 18,672,136 0.00 0.00 Ordinary Shares - Class A
09-15-2020 QRTEA Qurate Retail Inc N/A $0.36 $6.16 N/A $1.25 242 M 387,993,706 -0.65 0.00 Ordinary Shares - Series A
09-15-2020 CXE MFS HIGH INCOME MUNICIPAL TRUST N/A $3.68 $4.84 0.04% $0.016 122 M 31,525,773 0.00 0.00 Ordinary Shares
09-15-2020 GDV GABELLI DIVIDEND & INCOME TRUST N/A $24.22 $18.93 0.05% $0.11 2,170 M 90,178,491 0.00 0.00 Ordinary Shares
09-15-2020 GAB GABELLI EQUITY TRUST INC N/A $5.37 $5.45 0.10% $0.15 1,692 M 302,053,894 0.00 0.00 Ordinary Shares
09-15-2020 GDL GDL FUND N/A $8.01 $8.46 0.06% $0.12 102 M 12,578,872 0.00 0.00 Ordinary Shares
09-15-2020 CHSCN CHS Inc. N/A $25.58 $27.14 0.06% $0.4438 0 M 16,800,000 0.00 0.00 FXDFR PRF PERPETUAL USD 25 - Ser 2 Cls B
09-15-2020 FSKR FS KKR Capital Corp II N/A $21.56 $14.50 0.07% $0.55 3,663 M 169,903,166 0.00 0.00 Ordinary Shares
09-15-2020 GLU GABELLI GLOBAL UTILITY & INCOME TRUST N/A $15.28 $16.12 0.07% $0.10 92 M 5,968,911 0.00 0.00 Ordinary Shares
09-15-2020 CXH MFS INVESTMENT GRADE MUNICIPAL TRUST N/A $8.06 $9.62 0.04% $0.0265 66 M 8,199,220 0.00 0.00 Ordinary Shares
09-15-2020 RFI COHEN & STEERS TOTAL RETURN REALTY FUND INC N/A $11.58 $13.37 0.07% $0.08 348 M 26,551,939 0.00 0.00 Ordinary Shares
09-15-2020 OXLC Oxford Lane Capital Corp. N/A $5.10 $4.38 0.16% $0.09 1,538 M 287,000,000 0.00 0.00 Ordinary Shares
09-15-2020 DYFN Angel Oak Dynamic Financial Strategies Income Term Trust N/A $17.35 $18.47 0.08% $0.1228 70 M 4,055,000 0.00 0.00 Ordinary Shares
09-15-2020 RMI RiverNorth Opportunistic Municipal Income Fund, Inc. N/A $15.20 $20.77 0.07% $0.0965 101 M 6,374,541 0.00 0.00 Ordinary Shares
09-15-2020 FOF Cohen & Steers Closed-End Opportunity Fund, Inc. N/A $12.72 $11.75 0.08% $0.087 351 M 27,546,462 0.00 0.00 Ordinary Shares
09-15-2020 GCV GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC N/A $3.84 $5.32 0.11% $0.12 77 M 19,282,478 0.00 0.00 Ordinary Shares
09-15-2020 RSF RiverNorth Capital & Income Fund, Inc. N/A $15.30 $15.07 0.10% $0.1398 59 M 3,862,917 0.00 0.00 Ordinary Shares
09-15-2020 ECF ELLSWORTH GROWTH & INCOME FUND LTD N/A $9.90 $11.69 0.06% $0.13 120 M 13,748,708 0.00 0.00 Ordinary Shares

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Splits

Date  Declared date  Ticker  Name  Industry  Ratio  From  To  Description 
09-29-2020 N/A JE Just Energy Group Inc N/A 33 33 1 1-for-33 split
09-25-2020 N/A GOVX GeoVax Labs, Inc. Pharmaceutical Products/Pharmaceutical Preparations 20 20 1 1-for-20 split
09-21-2020 N/A NOG NORTHERN OIL & GAS, INC. Petroleum And Natural Gas/Crude Petroleum & Natural Gas 10 10 1 1-for-10 split
09-17-2020 N/A JE Just Energy Group Inc N/A 33 33 1 1-for-33 split
09-15-2020 N/A EGLE Eagle Bulk Shipping Inc. N/A 7 7 1 1-for-7 split
09-15-2020 N/A TOMZ TOMI Environmental Solutions, Inc. Chemicals/Industrial Organic Chemicals 8 8 1 1-for-8 split
09-14-2020 N/A HGEN HUMANIGEN, INC N/A 5 5 1 1-for-5 split
09-08-2020 N/A BIOC BioClinica Inc N/A 10 10 1 1-for-10 split