| 08-14-2020 |
NHS |
Neuberger Berman High Yield Strategies Fund |
N/A
|
$7.58 |
$11.23 |
0.12% |
$0.0905 |
161 M |
19,437,681 |
0.00 |
0.00 |
Ordinary Shares |
| 08-14-2020 |
GDV |
GABELLI DIVIDEND & INCOME TRUST |
N/A
|
$24.22 |
$19.21 |
0.05% |
$0.11 |
2,170 M |
90,178,491 |
0.00 |
0.00 |
Ordinary Shares |
| 08-14-2020 |
EDI |
Virtus Stone Harbor Emerging Markets Total Income Fund |
N/A
|
$5.05 |
$7.96 |
0.16% |
$0.07 |
50 M |
10,004,930 |
0.00 |
0.00 |
Ordinary Shares |
| 08-14-2020 |
DTF |
DTF TAX-FREE INCOME 2028 TERM FUND INC |
N/A
|
$11.25 |
$14.48 |
0.03% |
$0.0325 |
79 M |
7,029,567 |
0.00 |
0.00 |
Ordinary Shares |
| 08-14-2020 |
SZC |
Cushing NextGen Infrastructure Income Fund |
N/A
|
$41.00 |
$31.72 |
0.06% |
$0.2132 |
106 M |
2,601,714 |
0.00 |
0.00 |
Ordinary Shares |
| 08-14-2020 |
GLU |
GABELLI GLOBAL UTILITY & INCOME TRUST |
N/A
|
$15.28 |
$16.81 |
0.07% |
$0.10 |
92 M |
5,968,911 |
0.00 |
0.00 |
Ordinary Shares |
| 08-14-2020 |
OXLC |
Oxford Lane Capital Corp. |
N/A
|
$5.10 |
$4.38 |
0.16% |
$0.09 |
1,538 M |
287,000,000 |
0.00 |
0.00 |
Ordinary Shares |
| 08-14-2020 |
SRV |
NXG Cushing Midstream Energy Fund |
N/A
|
$45.94 |
$19.26 |
0.12% |
$0.45 |
112 M |
2,601,174 |
0.00 |
0.00 |
Ordinary Shares |
| 08-14-2020 |
STK |
Columbia Seligman Premium Technology Growth Fund, Inc. |
N/A
|
$32.84 |
$22.32 |
0.05% |
$0.4625 |
545 M |
16,552,825 |
0.00 |
0.00 |
Ordinary Shares |
| 08-14-2020 |
DYFN |
Angel Oak Dynamic Financial Strategies Income Term Trust |
N/A
|
$17.35 |
$19.40 |
0.08% |
$0.1228 |
70 M |
4,055,000 |
0.00 |
0.00 |
Ordinary Shares |
| 08-14-2020 |
HFC |
HollyFrontier Corp |
N/A
|
$36.40 |
$25.99 |
N/A |
$0.35 |
5,932 M |
163,001,510 |
3.39 |
10.56 |
Ordinary Shares |
| 08-14-2020 |
GUT |
GABELLI UTILITY TRUST |
N/A
|
$5.27 |
$7.93 |
0.10% |
$0.05 |
447 M |
74,229,332 |
0.00 |
0.00 |
Ordinary Shares |
| 08-14-2020 |
OXLCO |
Oxford Lane Capital Corp |
N/A
|
$22.95 |
$24.56 |
0.06% |
$0.125 |
1,538 M |
2,400,000 |
0.00 |
0.00 |
7.50% PRF PERPETUAL USD 25 - Ser 2023 |
| 08-14-2020 |
GLOP |
Gaslog Partners LP |
N/A
|
$5.35 |
$4.19 |
0.00% |
$3.28 |
447 M |
51,796,759 |
0.00 |
0.00 |
Unit |
| 08-14-2020 |
CMSD |
CMS Energy Corporation - 5.875% NT REDEEM 01/03/2079 USD 25 |
N/A
|
$24.66 |
$27.87 |
0.06% |
$0.3672 |
20,272 M |
298,729,438 |
3.25 |
0.00 |
5.875% NT REDEEM 01/03/2079 USD 25 |
| 08-14-2020 |
KSM |
DWS STRATEGIC MUNICIPAL INCOME TRUST |
N/A
|
$10.06 |
$11.15 |
0.03% |
$0.028 |
111 M |
11,047,862 |
0.00 |
0.00 |
Ordinary Shares |
| 08-14-2020 |
PER |
Perot Systems Corp. |
N/A
|
$0.40 |
$0.42 |
N/A |
$0.012 |
22 M |
52,500,000 |
0.24 |
N/A |
Unit |
| 08-14-2020 |
NML |
Neuberger Berman Energy Infrastructure & Income Fund Inc. |
N/A
|
$8.95 |
$3.01 |
0.08% |
$0.0584 |
459 M |
56,658,928 |
0.00 |
0.00 |
Ordinary Shares |
| 08-14-2020 |
HYB |
NEW AMERICA HIGH INCOME FUND INC |
N/A
|
$8.22 |
$8.41 |
0.05% |
$0.04 |
193 M |
23,374,744 |
0.00 |
0.00 |
Ordinary Shares |
| 08-14-2020 |
EVA |
Enviva Inc. |
N/A
|
$0.41 |
$41.80 |
N/A |
$0.905 |
39 M |
74,496,537 |
0.00 |
0.00 |
Unit |
| 08-14-2020 |
CPSI |
Computer Programs & Systems Inc |
N/A
|
$9.27 |
$28.87 |
N/A |
$0.10 |
145 M |
14,548,776 |
-0.05 |
-191.81 |
Ordinary Shares |
| 08-14-2020 |
IVH |
Delaware Ivy High Income Opportunities Fund |
N/A
|
$6.92 |
$12.16 |
0.07% |
$0.149 |
194 M |
16,570,234 |
0.00 |
0.00 |
Ordinary Shares |
| 08-14-2020 |
DUC |
Duff & Phelps Utility & Corporate Bond Trust |
N/A
|
$10.62 |
$9.38 |
0.05% |
$0.05 |
292 M |
27,499,156 |
0.00 |
0.00 |
Ordinary Shares |
| 08-14-2020 |
EDF |
Virtus Stone Harbor Emerging Markets Income Fund |
N/A
|
$5.02 |
$7.27 |
0.13% |
$0.06 |
91 M |
17,176,885 |
0.00 |
0.00 |
Ordinary Shares |
| 08-14-2020 |
ABC |
Amerisource Bergen Corp. |
N/A
|
$179.95 |
$103.75 |
0.01% |
$0.485 |
36,387 M |
202,174,856 |
8.19 |
21.54 |
Ordinary Shares |
| 08-14-2020 |
TEI |
TEMPLETON EMERGING MARKETS INCOME FUND |
N/A
|
$5.20 |
$7.67 |
0.09% |
$0.0475 |
272 M |
47,228,418 |
0.00 |
0.00 |
Ordinary Shares |
| 08-14-2020 |
FINS |
Angel Oak Financial Strategies Income Term Trust |
N/A
|
$12.88 |
$16.53 |
0.10% |
$0.109 |
321 M |
25,062,638 |
0.00 |
0.00 |
Ordinary Shares |
| 08-14-2020 |
GGN |
GAMCO Global Gold, Natural Resources & Income Trust |
N/A
|
$3.94 |
$3.62 |
0.08% |
$0.03 |
642 M |
154,296,778 |
0.00 |
0.00 |
Ordinary Shares |
| 08-14-2020 |
CNS |
COHEN & STEERS, INC. |
Trading/Security And Commodity Brokers, Dealers, Exchanges & Services
|
$69.29 |
$61.87 |
0.04% |
$0.62 |
3,214 M |
51,405,607 |
3.03 |
20.63 |
Ordinary Shares |
| 08-14-2020 |
ROK |
ROCKWELL AUTOMATION, INC |
Measuring And Control Equipment/Misc. Measuring And Controlling Devices
|
$407.43 |
$232.05 |
0.01% |
$1.38 |
43,682 M |
112,357,908 |
8.78 |
44.12 |
Ordinary Shares |
| 08-14-2020 |
AMGN |
AMGEN INC |
Pharmaceutical Products/Biological Products, Except Diagnostic Substances
|
$329.82 |
$239.71 |
0.03% |
$2.52 |
189,671 M |
539,708,274 |
14.48 |
24.32 |
Ordinary Shares |
| 08-14-2020 |
GROW |
U S GLOBAL INVESTORS INC |
Trading/Security And Commodity Brokers, Dealers, Exchanges & Services
|
$2.65 |
$3.40 |
0.04% |
$0.0075 |
31 M |
10,484,211 |
0.01 |
312.74 |
Ordinary Shares - Class A |
| 08-14-2020 |
KKR |
KKR & Co. Inc. |
Trading/Security And Commodity Brokers, Dealers, Exchanges & Services
|
$103.68 |
$36.63 |
0.01% |
$0.185 |
113,423 M |
891,550,894 |
2.51 |
50.37 |
Ordinary Shares |
| 08-14-2020 |
CNOB |
ConnectOne Bancorp, Inc. |
Banking/State Commercial Banks – Fed Reserve System
|
$29.37 |
$15.37 |
N/A |
$0.18 |
0 M |
50,273,382 |
1.64 |
N/A |
Ordinary Shares |
| 08-14-2020 |
WWD |
Woodward, Inc. |
Electrical Equipment/Electrical Industrial Apparatus
|
$362.99 |
$84.90 |
0.00% |
$0.28 |
21,338 M |
59,582,861 |
8.60 |
41.53 |
Ordinary Shares |
| 08-14-2020 |
CNA |
CNA FINANCIAL CORP |
Insurance/Fire, Marine & Casualty Insurance
|
$48.04 |
$33.76 |
N/A |
$2.00 |
0 M |
270,673,371 |
4.71 |
N/A |
Ordinary Shares |
| 08-14-2020 |
DCI |
DONALDSON Co INC |
Machinery/General Industrial Machinery & Equipment
|
$86.22 |
$51.98 |
0.01% |
$0.30 |
11,726 M |
115,814,243 |
3.24 |
30.98 |
Ordinary Shares |
| 08-14-2020 |
HP |
Helmerich & Payne, Inc. |
Petroleum And Natural Gas/Drilling Oil & Gas Wells
|
$40.43 |
$18.81 |
0.03% |
$0.25 |
2,823 M |
99,849,488 |
-3.19 |
0.00 |
Ordinary Shares |
| 08-14-2020 |
BCIC |
Portman Ridge Finance Corp |
Financial Services/Diversified Investments
|
$7.95 |
$1.20 |
0.17% |
$0.09 |
155 M |
12,386,519 |
1.04 |
13.47 |
Ordinary Shares |
| 08-14-2020 |
KLAC |
KLA CORP |
Measuring And Control Equipment/Optical Instruments And Lenses
|
$1,726.26 |
$211.51 |
0.01% |
$1.90 |
192,999 M |
130,627,521 |
35.50 |
41.32 |
Ordinary Shares |
| 08-14-2020 |
JEF |
Jefferies Financial Group Inc. |
Trading/Security And Commodity Brokers, Dealers, Exchanges & Services
|
$49.29 |
$17.80 |
0.04% |
$0.40 |
9,177 M |
204,432,307 |
3.05 |
13.93 |
Ordinary Shares |
| 08-14-2020 |
MSA |
MSA Safety Inc |
Medical Equipment/Surgical, Medical, And Dental Instruments And Supplies
|
$165.79 |
$124.61 |
0.01% |
$0.51 |
6,270 M |
38,774,722 |
7.11 |
22.48 |
Ordinary Shares |
| 08-14-2020 |
MUR |
MURPHY OIL CORP |
Petroleum And Natural Gas/Crude Petroleum & Natural Gas
|
$40.73 |
$15.14 |
0.04% |
$0.325 |
4,414 M |
142,830,352 |
0.73 |
42.35 |
Ordinary Shares |
| 08-14-2020 |
NVO |
NOVO NORDISK A S |
Pharmaceutical Products/Pharmaceutical Preparations
|
$43.88 |
$65.77 |
0.02% |
$1.2751 |
387,950 M |
3,390,128,000 |
2.44 |
27.68 |
ADR |
| 08-14-2020 |
OXSQ |
Oxford Square Capital Corp. |
Financial Services/Closed-End Fund - Debt
|
$1.92 |
$2.75 |
0.24% |
$0.035 |
153 M |
93,527,087 |
-0.16 |
0.00 |
Ordinary Shares |
| 08-14-2020 |
SBR |
SABINE ROYALTY TRUST |
Trading/Oil Royalty Traders
|
$77.06 |
$32.63 |
0.09% |
$0.325 |
937 M |
14,579,345 |
N/A |
0.00 |
Unit |
| 08-14-2020 |
SO |
SOUTHERN CO |
Utilities/Electric Services
|
$96.71 |
$53.56 |
0.03% |
$0.76 |
111,993 M |
1,168,222,198 |
3.60 |
25.67 |
Ordinary Shares |
| 08-14-2020 |
AUDC |
AUDIOCODES LTD |
Electronic Equipment/Telephone And Telegraph Apparatus
|
$10.17 |
$36.51 |
0.03% |
$0.18 |
324 M |
30,216,661 |
1.21 |
23.56 |
Ordinary Shares |
| 08-14-2020 |
CF |
CF Industries Holdings, Inc. |
Chemicals/Agriculture Chemicals
|
$122.69 |
$35.10 |
0.03% |
$0.50 |
11,999 M |
153,668,821 |
8.98 |
8.25 |
Ordinary Shares |
| 08-14-2020 |
MFC |
MANULIFE FINANCIAL CORP |
Insurance/Life Insurance
|
$39.10 |
$15.06 |
0.04% |
$0.3069 |
58,725 M |
1,778,242,782 |
2.23 |
12.88 |
Ordinary Shares |
| 08-14-2020 |
PAAS |
PAN AMERICAN SILVER CORP |
Precious Metals/Gold & Silver Ores
|
$51.81 |
$33.56 |
0.02% |
$0.10 |
7,336 M |
363,000,814 |
0.77 |
0.00 |
Ordinary Shares |
| 08-14-2020 |
CHE |
CHEMED CORP |
Healthcare/Services – Health
|
$422.16 |
$506.50 |
0.01% |
$0.50 |
5,200 M |
13,274,104 |
18.36 |
20.02 |
Ordinary Shares |
| 08-14-2020 |
HIW |
HIGHWOODS PROPERTIES, INC. |
Trading/REIT
|
$24.71 |
$38.04 |
0.09% |
$0.50 |
2,354 M |
110,272,697 |
0.83 |
25.82 |
Ordinary Shares |
| 08-14-2020 |
OSK |
OSHKOSH CORP |
Automobiles And Trucks/Motor Vehicles & Passenger Car Bodies
|
$155.29 |
$80.80 |
0.02% |
$0.57 |
7,920 M |
62,548,631 |
10.08 |
12.24 |
Ordinary Shares |
| 08-14-2020 |
BOKF |
BOK FINANCIAL CORP |
Banking/National Commercial Banks
|
$133.51 |
$59.91 |
N/A |
$0.57 |
0 M |
60,696,695 |
9.17 |
N/A |
Ordinary Shares |
| 08-14-2020 |
UMH |
UMH PROPERTIES, INC. |
Trading/REIT
|
$15.74 |
$13.47 |
0.06% |
$0.215 |
1,227 M |
85,166,195 |
0.10 |
139.14 |
Ordinary Shares |
| 08-14-2020 |
DLB |
Dolby Laboratories, Inc. |
Trading/Patent Owners & Lessors
|
$57.46 |
$69.70 |
0.02% |
$0.33 |
5,544 M |
94,598,115 |
2.56 |
22.76 |
Ordinary Shares - Class A |
| 08-14-2020 |
AWR |
AMERICAN STATES WATER CO |
Utilities/Water Supply
|
$75.21 |
$78.74 |
0.03% |
$0.504 |
2,806 M |
39,082,648 |
3.37 |
21.51 |
Ordinary Shares |
| 08-14-2020 |
LNN |
LINDSAY CORP |
Machinery/Farm And Garden Machinery And Equipment
|
$111.67 |
$106.24 |
0.01% |
$0.36 |
1,408 M |
N/A |
6.98 |
0.00 |
Ordinary Shares |
| 08-14-2020 |
GWRS |
Global Water Resources, Inc. |
Utilities/Water Supply
|
$7.11 |
$11.99 |
N/A |
$0.0253 |
0 M |
28,756,854 |
0.11 |
N/A |
Ordinary Shares |
| 08-14-2020 |
KMPR |
KEMPER Corp |
Insurance/Fire, Marine & Casualty Insurance
|
$34.15 |
$81.61 |
N/A |
$0.32 |
0 M |
58,714,589 |
2.31 |
N/A |
Ordinary Shares |
| 08-14-2020 |
ABR |
ARBOR REALTY TRUST INC |
Trading/REIT
|
$7.93 |
$11.33 |
N/A |
$0.30 |
0 M |
193,115,316 |
0.56 |
N/A |
Ordinary Shares |
| 08-14-2020 |
SBRA |
Sabra Health Care REIT, Inc. |
Trading/REIT
|
$20.36 |
$14.89 |
0.06% |
$0.30 |
4,849 M |
252,190,095 |
0.63 |
31.04 |
Ordinary Shares |
| 08-14-2020 |
SPOK |
Spok Holdings, Inc |
Communication/Telephone Communications
|
$10.54 |
$10.42 |
0.11% |
$0.3125 |
226 M |
20,887,010 |
0.62 |
17.83 |
Ordinary Shares |
| 08-14-2020 |
ARR |
Armour Residential REIT, Inc. |
Trading/REIT
|
$17.73 |
$9.77 |
0.18% |
$0.24 |
1,964 M |
124,046,116 |
2.29 |
8.60 |
Ordinary Shares |
| 08-14-2020 |
NCMI |
National CineMedia, Inc. |
Business Services/Services – Advertising
|
$3.41 |
$3.17 |
0.03% |
$0.03 |
365 M |
93,143,847 |
-0.11 |
0.00 |
Ordinary Shares |
| 08-14-2020 |
APAM |
Artisan Partners Asset Management Inc. |
Trading/Security And Commodity Brokers, Dealers, Exchanges & Services
|
$37.55 |
$37.85 |
N/A |
$0.77 |
0 M |
80,586,160 |
4.05 |
N/A |
Ordinary Shares - Class A |
| 08-14-2020 |
HR |
Healthcare Realty Trust Inc |
Trading/REIT
|
$19.25 |
$27.63 |
0.06% |
$0.24 |
5,903 M |
346,521,578 |
-0.58 |
0.00 |
Ordinary Shares |
| 08-14-2020 |
GLPI |
Gaming & Leisure Properties, Inc. |
Trading/REIT
|
$47.76 |
$37.44 |
N/A |
$0.78 |
0 M |
283,221,841 |
2.95 |
N/A |
Ordinary Shares |
| 08-14-2020 |
FTAI |
FTAI Aviation Ltd. |
Business Services/Services – Misc. Equipment Rental And Leasing
|
$269.47 |
$17.27 |
N/A |
$0.30 |
0 M |
102,573,283 |
4.66 |
N/A |
Ordinary Shares |
| 08-14-2020 |
GNK |
GENCO SHIPPING & TRADING LTD |
Transportation/Water Transport
|
$24.53 |
$7.86 |
N/A |
$0.50 |
0 M |
N/A |
0.04 |
N/A |
Ordinary Shares |
| 08-14-2020 |
CHCT |
Community Healthcare Trust Inc |
Trading/REIT
|
$17.61 |
$47.21 |
N/A |
$0.48 |
0 M |
28,571,793 |
0.09 |
N/A |
Ordinary Shares |
| 08-14-2020 |
CC |
Chemours Co |
Chemicals/Chemicals And Allied Products
|
$27.73 |
$20.97 |
0.04% |
$0.0875 |
1,767 M |
150,085,308 |
-2.57 |
0.00 |
Ordinary Shares |
| 08-14-2020 |
SWX |
Southwest Gas Holdings, Inc. |
Utilities/Natural Gas Transmission & Distribution
|
$93.20 |
$70.53 |
0.03% |
$0.62 |
5,735 M |
72,269,125 |
6.09 |
13.04 |
Ordinary Shares |
| 08-14-2020 |
JRSH |
Jerash Holdings (US), Inc. |
Apparel/Apparel And Other Finished Products
|
$3.53 |
$4.67 |
0.07% |
$0.05 |
40 M |
N/A |
0.15 |
22.43 |
Ordinary Shares |
| 08-14-2020 |
PFSI |
PennyMac Financial Services, Inc. |
Banking/Mortgage Bankers And Brokers
|
$92.13 |
$49.50 |
N/A |
$0.30 |
0 M |
52,167,770 |
9.69 |
N/A |
Ordinary Shares |
| 08-14-2020 |
MNR |
MACH NATURAL RESOURCES LP |
Petroleum And Natural Gas/Crude Petroleum & Natural Gas
|
$13.78 |
$14.51 |
N/A |
$0.53 |
0 M |
168,218,770 |
0.67 |
N/A |
Ordinary Shares - Class A |
| 08-14-2020 |
BG |
Bunge Global SA |
Food Products/Fats And Oils
|
$124.61 |
$45.93 |
0.02% |
$0.72 |
24,679 M |
194,018,115 |
2.67 |
36.13 |
Ordinary Shares |
| 08-14-2020 |
GIM |
TEMPLETON GLOBAL INCOME FUND |
N/A
|
$4.19 |
$5.38 |
0.09% |
$0.0699 |
214 M |
56,510,504 |
0.00 |
0.00 |
Ordinary Shares |
| 08-14-2020 |
KTF |
DWS MUNICIPAL INCOME TRUST |
N/A
|
$9.56 |
$11.36 |
0.05% |
$0.061 |
382 M |
39,172,837 |
0.00 |
0.00 |
Ordinary Shares |
| 08-14-2020 |
RTLR |
Rattler Midstream Lp |
N/A
|
$15.22 |
$8.59 |
N/A |
$0.30 |
0 M |
38,445,342 |
0.00 |
0.00 |
Unit |
| 08-14-2020 |
DTJ |
DTE Energy Co. - 5.375% DB REDEEM 01/06/2076 USD 25 |
N/A
|
$25.09 |
$25.89 |
0.03% |
$0.3397 |
25,086 M |
999,794,984 |
0.00 |
0.00 |
5.375% DB REDEEM 01/06/2076 USD 25 |
| 08-14-2020 |
CTO |
CTO Realty Growth, Inc. |
N/A
|
$19.04 |
$44.24 |
0.08% |
$0.38 |
591 M |
23,120,163 |
-0.35 |
0.00 |
Ordinary Shares |
| 08-14-2020 |
OXLCP |
Oxford Lane Capital Corp |
N/A
|
$24.03 |
$22.13 |
0.06% |
$0.1302 |
1,538 M |
3,500,000 |
0.00 |
0.00 |
6.25% PRF REDEEM 28/02/2027 USD 25 - Ser 2027 |
| 08-14-2020 |
GNT |
GAMCO Natural Resources, Gold & Income Trust |
N/A
|
$5.45 |
$5.09 |
0.06% |
$0.03 |
103 M |
17,668,965 |
0.00 |
0.00 |
Ordinary Shares |
| 08-14-2020 |
CORR |
Corridor Communications Corp. |
N/A
|
$0.48 |
$10.21 |
N/A |
$0.05 |
0 M |
15,353,833 |
0.00 |
0.00 |
Ordinary Shares |
| 08-14-2020 |
OXLCM |
Oxford Lane Capital Corp |
N/A
|
$24.96 |
$23.52 |
N/A |
$0.1406 |
864 M |
2,729,415 |
0.00 |
0.00 |
6.75% PRF REDEEM 30/06/2024 USD 25 - Ser 2024 |
| 08-14-2020 |
GLOG |
GasLog Ltd. |
N/A
|
$5.79 |
$3.43 |
0.03% |
$0.5469 |
551 M |
95,192,812 |
0.00 |
0.00 |
Ordinary Shares |
| 08-14-2020 |
PNFPP |
Pinnacle Financial Partners Inc. |
N/A
|
$25.02 |
$26.32 |
0.01% |
$0.422 |
7,551 M |
77,235,869 |
5.07 |
18.71 |
6.75% PRF PERPETUAL USD 25 - 1/40th Int Ser B |
| 08-14-2020 |
NRO |
NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC |
N/A
|
$3.53 |
$4.10 |
0.09% |
$0.0312 |
187 M |
47,455,806 |
0.00 |
0.00 |
Ordinary Shares |