| 07-16-2020 |
CYCCP |
Cyclacel Pharmaceuticals Inc |
N/A
|
$5.85 |
$5.50 |
N/A |
$0.15 |
2 M |
1,259 |
0.00 |
0.00 |
6% PRF PERPETUAL USD 10 |
| 07-16-2020 |
GDV |
GABELLI DIVIDEND & INCOME TRUST |
N/A
|
$24.22 |
$18.08 |
0.05% |
$0.11 |
2,170 M |
90,178,491 |
0.00 |
0.00 |
Ordinary Shares |
| 07-16-2020 |
PCF |
HIGH INCOME SECURITIES FUND |
N/A
|
$6.54 |
$7.78 |
0.11% |
$0.0622 |
117 M |
17,530,463 |
0.00 |
0.00 |
Ordinary Shares |
| 07-16-2020 |
GLU |
GABELLI GLOBAL UTILITY & INCOME TRUST |
N/A
|
$15.28 |
$16.59 |
0.07% |
$0.10 |
92 M |
5,968,911 |
0.00 |
0.00 |
Ordinary Shares |
| 07-16-2020 |
OXLC |
Oxford Lane Capital Corp. |
N/A
|
$5.10 |
$4.28 |
0.16% |
$0.09 |
1,538 M |
287,000,000 |
0.00 |
0.00 |
Ordinary Shares |
| 07-16-2020 |
INSI |
Insight Select Income Fund |
N/A
|
$17.22 |
$19.98 |
0.05% |
$0.20 |
182 M |
10,713,410 |
0.00 |
0.00 |
Ordinary Shares |
| 07-16-2020 |
RMI |
RiverNorth Opportunistic Municipal Income Fund, Inc. |
N/A
|
$15.20 |
$21.26 |
0.07% |
$0.0965 |
101 M |
6,374,541 |
0.00 |
0.00 |
Ordinary Shares |
| 07-16-2020 |
RSF |
RiverNorth Capital & Income Fund, Inc. |
N/A
|
$15.30 |
$14.72 |
0.10% |
$0.1398 |
59 M |
3,862,917 |
0.00 |
0.00 |
Ordinary Shares |
| 07-16-2020 |
GUT |
GABELLI UTILITY TRUST |
N/A
|
$5.27 |
$7.51 |
0.10% |
$0.05 |
447 M |
74,229,332 |
0.00 |
0.00 |
Ordinary Shares |
| 07-16-2020 |
OPP |
RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. |
N/A
|
$8.54 |
$14.18 |
0.13% |
$0.1003 |
205 M |
22,971,194 |
0.00 |
0.00 |
Ordinary Shares |
| 07-16-2020 |
CIK |
CREDIT SUISSE ASSET MANAGEMENT INCOME FUND INC |
N/A
|
$2.92 |
$2.73 |
0.08% |
$0.00 |
165 M |
53,090,307 |
0.00 |
0.00 |
Ordinary Shares |
| 07-16-2020 |
VFL |
abrdn National Municipal Income Fund |
N/A
|
$10.28 |
$12.54 |
0.04% |
$0.045 |
134 M |
12,278,002 |
0.00 |
0.00 |
Ordinary Shares |
| 07-16-2020 |
OXLCO |
Oxford Lane Capital Corp |
N/A
|
$22.95 |
$24.02 |
0.06% |
$0.125 |
1,538 M |
2,400,000 |
0.00 |
0.00 |
7.50% PRF PERPETUAL USD 25 - Ser 2023 |
| 07-16-2020 |
ISD |
PGIM High Yield Bond Fund, Inc. |
N/A
|
$13.78 |
$13.47 |
0.09% |
$0.105 |
460 M |
33,243,008 |
0.00 |
0.00 |
Ordinary Shares |
| 07-16-2020 |
VMM |
Delaware Investments Minnesota Municipal Income Fund II Inc |
N/A
|
$13.42 |
$12.87 |
0.00% |
$0.276 |
6,572,740 M |
1,645,719,350 |
6.36 |
477.50 |
Ordinary Shares |
| 07-16-2020 |
HYB |
NEW AMERICA HIGH INCOME FUND INC |
N/A
|
$8.22 |
$7.81 |
0.05% |
$0.04 |
193 M |
23,374,744 |
0.00 |
0.00 |
Ordinary Shares |
| 07-16-2020 |
SPE |
SPECIAL OPPORTUNITIES FUND, INC. |
N/A
|
$14.96 |
$11.63 |
0.08% |
$0.0954 |
154 M |
11,182,133 |
0.00 |
0.00 |
Ordinary Shares |
| 07-16-2020 |
DEX |
Dex Media Inc. |
N/A
|
$7.60 |
$8.29 |
0.08% |
$0.0509 |
87 M |
11,179,968 |
0.00 |
0.00 |
Ordinary Shares |
| 07-16-2020 |
IVH |
Delaware Ivy High Income Opportunities Fund |
N/A
|
$6.92 |
$11.53 |
0.07% |
$0.149 |
194 M |
16,570,234 |
0.00 |
0.00 |
Ordinary Shares |
| 07-16-2020 |
RAVN |
Raven Industries, Inc. |
N/A
|
$58.08 |
$22.21 |
N/A |
$0.13 |
0 M |
35,917,637 |
0.70 |
0.00 |
Ordinary Shares |
| 07-16-2020 |
TBC |
AT&T, Inc. - 5.625% NT REDEEM 01/08/2067 USD 25 |
N/A
|
$24.99 |
$27.11 |
0.06% |
$0.3516 |
142,688 M |
7,170,243,877 |
1.74 |
0.00 |
5.625% NT REDEEM 01/08/2067 USD 25 |
| 07-16-2020 |
RIV |
RIVERNORTH OPPORTUNITIES FUND, INC. |
N/A
|
$11.86 |
$15.29 |
0.12% |
$0.1289 |
268 M |
21,453,174 |
0.00 |
0.00 |
Ordinary Shares |
| 07-16-2020 |
GHY |
PGIM Global High Yield Fund, Inc. |
N/A
|
$12.93 |
$12.91 |
0.09% |
$0.105 |
518 M |
40,910,573 |
0.00 |
0.00 |
Ordinary Shares |
| 07-16-2020 |
FINS |
Angel Oak Financial Strategies Income Term Trust |
N/A
|
$12.88 |
$16.47 |
0.10% |
$0.109 |
321 M |
25,062,638 |
0.00 |
0.00 |
Ordinary Shares |
| 07-16-2020 |
GGN |
GAMCO Global Gold, Natural Resources & Income Trust |
N/A
|
$3.94 |
$3.47 |
0.08% |
$0.03 |
642 M |
154,296,778 |
0.00 |
0.00 |
Ordinary Shares |
| 07-16-2020 |
AIW |
Arlington Asset Investment Corp - 6.625% NT REDEEM 01/05/2023 USD 25 |
N/A
|
$25.12 |
$23.26 |
0.07% |
$0.4187 |
122 M |
4,888,457 |
0.00 |
0.00 |
6.625% NT REDEEM 01/05/2023 USD 25 |
| 07-16-2020 |
BFS |
SAUL CENTERS, INC. |
Trading/REIT
|
$34.42 |
$30.37 |
N/A |
$0.59 |
0 M |
24,495,775 |
1.09 |
N/A |
Ordinary Shares |
| 07-16-2020 |
AYI |
ACUITY BRANDS INC |
Electrical Equipment/Electric Lighting & Wiring Equipment
|
$289.29 |
$99.09 |
0.00% |
$0.17 |
9,248 M |
30,315,168 |
13.98 |
19.51 |
Ordinary Shares |
| 07-16-2020 |
FRD |
FRIEDMAN INDUSTRIES INC |
Steel Works/Blast Furnaces & Steel Works
|
$13.97 |
$5.20 |
0.01% |
$0.04 |
106 M |
6,969,695 |
-0.27 |
18.64 |
Ordinary Shares |
| 07-16-2020 |
NWFL |
NORWOOD FINANCIAL CORP |
Banking/State Commercial Banks – Fed Reserve System
|
$30.87 |
$29.57 |
0.04% |
$0.32 |
257 M |
10,889,603 |
3.01 |
9.26 |
Ordinary Shares |
| 07-16-2020 |
MEI |
METHODE ELECTRONICS INC |
Electronic Equipment/Electronic Components & Accessories
|
$8.63 |
$29.08 |
N/A |
$0.05 |
0 M |
35,430,421 |
-1.81 |
N/A |
Ordinary Shares |
| 07-16-2020 |
MGRC |
MCGRATH RENTCORP |
Business Services/Services – Equipment Rental And Leasing
|
$109.38 |
$54.37 |
0.02% |
$0.495 |
2,703 M |
24,561,770 |
6.30 |
17.42 |
Ordinary Shares |
| 07-16-2020 |
OXM |
OXFORD INDUSTRIES INC |
Apparel/Apparel And Other Finished Products
|
$42.53 |
$44.69 |
N/A |
$0.67 |
0 M |
14,887,454 |
-1.86 |
N/A |
Ordinary Shares |
| 07-16-2020 |
PDCO |
PATTERSON COMPANIES, INC. |
Wholesale/Wholesale – Medical, Dental & Hospital Equipment
|
$31.33 |
$24.68 |
0.03% |
$0.26 |
2,732 M |
88,145,000 |
0.81 |
19.68 |
Ordinary Shares |
| 07-16-2020 |
PNC |
PNC FINANCIAL SERVICES GROUP, INC. |
Banking/National Commercial Banks
|
$220.71 |
$104.99 |
N/A |
$1.70 |
0 M |
403,370,923 |
16.60 |
N/A |
Ordinary Shares |
| 07-16-2020 |
OXSQ |
Oxford Square Capital Corp. |
Financial Services/Closed-End Fund - Debt
|
$1.92 |
$2.81 |
0.24% |
$0.035 |
153 M |
93,527,087 |
-0.16 |
0.00 |
Ordinary Shares |
| 07-16-2020 |
WDFC |
WD 40 CO |
Chemicals/Misc. Chemical Products
|
$211.06 |
$194.65 |
0.02% |
$0.94 |
3,212 M |
13,455,402 |
5.90 |
40.16 |
Ordinary Shares |
| 07-16-2020 |
EOG |
EOG RESOURCES INC |
Petroleum And Natural Gas/Crude Petroleum & Natural Gas
|
$138.95 |
$47.82 |
0.04% |
$1.02 |
56,440 M |
536,491,493 |
9.17 |
11.33 |
Ordinary Shares |
| 07-16-2020 |
BPT |
BP PRUDHOE BAY ROYALTY TRUST |
Petroleum And Natural Gas/Petroleum Refining
|
$0.50 |
$2.93 |
N/A |
$0.00 |
34 M |
21,400,000 |
N/A |
0.00 |
Unit |
| 07-16-2020 |
FUNC |
FIRST UNITED CORP/MD/ |
Banking/National Commercial Banks
|
$37.25 |
$11.47 |
0.02% |
$0.22 |
242 M |
6,501,382 |
3.78 |
9.86 |
Ordinary Shares |
| 07-16-2020 |
FSP |
FRANKLIN STREET PROPERTIES CORP /MA/ |
Trading/REIT
|
$0.60 |
$4.75 |
0.06% |
$0.01 |
69 M |
103,690,340 |
-0.31 |
0.00 |
Ordinary Shares |
| 07-16-2020 |
KWR |
QUAKER CHEMICAL CORP |
Petroleum And Natural Gas/Misc. Products Of Petroleum & Coal
|
$142.43 |
$203.50 |
0.02% |
$0.485 |
2,145 M |
17,366,444 |
0.26 |
503.67 |
Ordinary Shares |
| 07-16-2020 |
PBHC |
Pathfinder Bancorp, Inc. |
Banking/State Commercial Banks – Fed Reserve System
|
$14.25 |
$10.00 |
0.03% |
$0.10 |
96 M |
6,174,508 |
1.80 |
12.74 |
Ordinary Shares |
| 07-16-2020 |
GWRS |
Global Water Resources, Inc. |
Utilities/Water Supply
|
$7.11 |
$10.93 |
N/A |
$0.0253 |
0 M |
28,756,854 |
0.11 |
N/A |
Ordinary Shares |
| 07-16-2020 |
GEO |
GEO GROUP INC |
Construction/General Building Contractors – Residential
|
$18.75 |
$11.67 |
N/A |
$0.25 |
0 M |
134,361,648 |
1.85 |
N/A |
Ordinary Shares |
| 07-16-2020 |
HRZN |
Horizon Technology Finance Corp |
Financial Services/Asset Management
|
$4.22 |
$11.61 |
0.21% |
$0.06 |
277 M |
42,348,813 |
1.46 |
0.00 |
Ordinary Shares |
| 07-16-2020 |
LXFR |
LUXFER HOLDINGS PLC |
Chemicals/Industrial Inorganic Chemicals
|
$15.35 |
$13.51 |
0.04% |
$0.13 |
322 M |
26,751,621 |
0.22 |
55.56 |
Ordinary Shares |
| 07-16-2020 |
ZTS |
Zoetis Inc. |
Pharmaceutical Products/Pharmaceutical Preparations
|
$114.16 |
$142.94 |
0.02% |
$0.53 |
55,212 M |
422,127,709 |
6.03 |
20.66 |
Ordinary Shares - Class A |
| 07-16-2020 |
SAIC |
Science Applications International Corp |
Computer Software/Computer Integrated Systems Design
|
$95.71 |
$71.51 |
N/A |
$0.37 |
0 M |
43,419,313 |
7.73 |
N/A |
Ordinary Shares |
| 07-16-2020 |
RMM |
RiverNorth Managed Duration Municipal Income Fund, Inc. |
N/A
|
$14.16 |
$17.32 |
0.07% |
$0.0905 |
307 M |
19,739,628 |
N/A |
0.00 |
Ordinary Shares |
| 07-16-2020 |
PKI |
Revvity Inc. |
N/A
|
$115.22 |
$108.94 |
0.00% |
$0.07 |
14,456 M |
125,441,002 |
7.61 |
15.03 |
Ordinary Shares |
| 07-16-2020 |
OXLCP |
Oxford Lane Capital Corp |
N/A
|
$24.03 |
$21.25 |
0.06% |
$0.1302 |
1,538 M |
3,500,000 |
0.00 |
0.00 |
6.25% PRF REDEEM 28/02/2027 USD 25 - Ser 2027 |
| 07-16-2020 |
GNT |
GAMCO Natural Resources, Gold & Income Trust |
N/A
|
$5.45 |
$4.83 |
0.06% |
$0.03 |
103 M |
17,668,965 |
0.00 |
0.00 |
Ordinary Shares |
| 07-16-2020 |
VCF |
Delaware Investments Colorado Insured Municipal Income Fund Inc |
N/A
|
$13.84 |
$13.71 |
0.04% |
$0.052 |
67 M |
4,837,100 |
0.00 |
0.00 |
Ordinary Shares |
| 07-16-2020 |
OXLCM |
Oxford Lane Capital Corp |
N/A
|
$24.96 |
$22.90 |
N/A |
$0.1406 |
864 M |
2,729,415 |
0.00 |
0.00 |
6.75% PRF REDEEM 30/06/2024 USD 25 - Ser 2024 |
| 07-16-2020 |
RFM |
RiverNorth Flexible Municipal Income Fund, Inc. |
N/A
|
$15.10 |
$19.75 |
0.07% |
$0.0954 |
97 M |
6,114,699 |
0.00 |
0.00 |
Ordinary Shares |
| 07-16-2020 |
DHY |
CREDIT SUISSE HIGH YIELD BOND FUND |
N/A
|
$2.16 |
$2.02 |
0.08% |
$0.00 |
222 M |
103,513,735 |
0.00 |
0.00 |
Ordinary Shares |
| 07-16-2020 |
CMCL |
Caledonia Mining Corp Plc |
N/A
|
$10.07 |
$19.18 |
0.05% |
$0.14 |
153 M |
19,188,073 |
N/A |
0.00 |
Ordinary Shares |
| 07-16-2020 |
DDF |
Delaware Investments Dividend and Income Fund, Inc. |
N/A
|
$9.03 |
$8.30 |
0.13% |
$0.202 |
59 M |
7,611,158 |
0.00 |
0.00 |
Ordinary Shares |