| 07-10-2020 |
ECCB |
Eagle Point Credit Company Inc |
N/A
|
$24.99 |
$24.04 |
0.07% |
$0.1615 |
455 M |
1,840,000 |
0.00 |
0.00 |
7.75% PRF PERPETUAL USD 25 - Ser B |
| 07-10-2020 |
PCM |
PCM FUND, INC. |
N/A
|
$6.62 |
$9.44 |
0.12% |
$0.08 |
93 M |
12,011,762 |
0.00 |
0.00 |
Ordinary Shares |
| 07-10-2020 |
HPI |
JOHN HANCOCK PREFERRED INCOME FUND |
N/A
|
$16.75 |
$19.83 |
0.08% |
$0.1235 |
465 M |
26,539,504 |
0.00 |
0.00 |
Ordinary Shares |
| 07-10-2020 |
CBH |
Commerce Bancorp, Inc. |
N/A
|
$9.18 |
$8.81 |
0.04% |
$0.027 |
168 M |
18,263,597 |
0.00 |
0.00 |
Ordinary Shares |
| 07-10-2020 |
REML |
Credit Suisse AG Nassau Branch - FR SP ETN REDEEM 11/07/2036 USD 25 |
N/A
|
$5.99 |
$3.20 |
0.19% |
$0.0341 |
0 M |
N/A |
0.00 |
0.00 |
FR SP ETN REDEEM 11/07/2036 USD 25 |
| 07-10-2020 |
PCI |
PIMCO Dynamic Credit and Mortgage Income Fund |
N/A
|
$20.46 |
$18.56 |
0.10% |
$0.174 |
3,077 M |
150,317,409 |
0.00 |
0.00 |
Ordinary Shares |
| 07-10-2020 |
CHI |
CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND |
N/A
|
$11.56 |
$10.87 |
0.09% |
$0.095 |
813 M |
70,923,815 |
0.00 |
0.00 |
Ordinary Shares |
| 07-10-2020 |
ECC |
Eagle Point Credit Co Inc. |
N/A
|
$9.03 |
$7.09 |
0.18% |
$0.02 |
852 M |
85,301,892 |
0.00 |
0.00 |
Ordinary Shares |
| 07-10-2020 |
PFL |
PIMCO INCOME STRATEGY FUND |
N/A
|
$8.49 |
$10.00 |
0.11% |
$0.0814 |
318 M |
38,032,525 |
0.00 |
0.00 |
Ordinary Shares |
| 07-10-2020 |
PGP |
PIMCO Global StocksPLUS & Income Fund |
N/A
|
$7.76 |
$8.10 |
0.10% |
$0.069 |
91 M |
11,313,852 |
0.00 |
0.00 |
Ordinary Shares |
| 07-10-2020 |
EVF |
EATON VANCE SENIOR INCOME TRUST |
N/A
|
$6.21 |
$5.32 |
0.11% |
$0.055 |
99 M |
15,784,972 |
0.00 |
0.00 |
Ordinary Shares |
| 07-10-2020 |
EFL |
Western Asset Emerging Markets Floating Rate Fund Inc |
N/A
|
$8.64 |
$8.19 |
0.03% |
$0.00 |
204 M |
23,621,612 |
0.00 |
0.00 |
Ordinary Shares |
| 07-10-2020 |
CCD |
Calamos Dynamic Convertible & Income Fund |
N/A
|
$24.33 |
$22.07 |
0.09% |
$0.195 |
581 M |
24,494,491 |
0.00 |
0.00 |
Ordinary Shares |
| 07-10-2020 |
EVN |
EATON VANCE MUNICIPAL INCOME TRUST |
N/A
|
$10.02 |
$12.74 |
0.05% |
$0.0513 |
428 M |
39,667,163 |
0.00 |
0.00 |
Ordinary Shares |
| 07-10-2020 |
ROYT |
Pacific Coast Oil Trust |
N/A
|
$0.35 |
$0.33 |
N/A |
$0.00 |
14 M |
38,583,158 |
0.33 |
N/A |
Unit |
| 07-10-2020 |
AIO |
Virtus Artificial Intelligence & Technology Opportunities Fund |
N/A
|
$24.19 |
$20.36 |
0.08% |
$0.15 |
744 M |
34,340,972 |
0.00 |
0.00 |
Ordinary Shares |
| 07-10-2020 |
HPF |
JOHN HANCOCK PREFERRED INCOME FUND II |
N/A
|
$16.54 |
$17.83 |
0.08% |
$0.1235 |
367 M |
21,511,260 |
0.00 |
0.00 |
Ordinary Shares |
| 07-10-2020 |
PDI |
PIMCO Dynamic Income Fund |
N/A
|
$18.80 |
$24.49 |
0.13% |
$0.2205 |
4,937 M |
257,546,113 |
0.00 |
0.00 |
Ordinary Shares |
| 07-10-2020 |
VGI |
Virtus Global Multi-Sector Income Fund |
N/A
|
$7.66 |
$10.99 |
0.11% |
$0.08 |
90 M |
11,313,093 |
0.00 |
0.00 |
Ordinary Shares |
| 07-10-2020 |
CHY |
CALAMOS CONVERTIBLE & HIGH INCOME FUND |
N/A
|
$11.95 |
$11.51 |
0.10% |
$0.10 |
850 M |
73,250,403 |
0.00 |
0.00 |
Ordinary Shares |
| 07-10-2020 |
CSQ |
CALAMOS STRATEGIC TOTAL RETURN FUND |
N/A
|
$17.64 |
$12.87 |
0.07% |
$0.1025 |
2,636 M |
154,904,801 |
0.00 |
0.00 |
Ordinary Shares |
| 07-10-2020 |
PHK |
PIMCO HIGH INCOME FUND |
N/A
|
$4.92 |
$5.27 |
0.11% |
$0.048 |
709 M |
146,128,293 |
0.00 |
0.00 |
Ordinary Shares |
| 07-10-2020 |
RCS |
PIMCO STRATEGIC INCOME FUND, INC |
N/A
|
$6.27 |
$6.52 |
0.09% |
$0.051 |
317 M |
46,070,801 |
0.00 |
0.00 |
Ordinary Shares |
| 07-10-2020 |
HPS |
JOHN HANCOCK PREFERRED INCOME FUND III |
N/A
|
$14.92 |
$15.82 |
0.08% |
$0.11 |
523 M |
31,924,085 |
0.00 |
0.00 |
Ordinary Shares |
| 07-10-2020 |
PNI |
PIMCO NEW YORK MUNICIPAL INCOME FUND II |
N/A
|
$7.25 |
$10.72 |
0.05% |
$0.0295 |
85 M |
11,209,146 |
0.00 |
0.00 |
Ordinary Shares |
| 07-10-2020 |
PNF |
PIMCO NEW YORK MUNICIPAL INCOME FUND |
N/A
|
$7.53 |
$11.69 |
0.05% |
$0.0335 |
63 M |
7,868,376 |
0.00 |
0.00 |
Ordinary Shares |
| 07-10-2020 |
EHT |
Eaton Vance 2021 Target Term Trust |
N/A
|
$9.84 |
$9.55 |
0.03% |
$0.015 |
211 M |
21,464,504 |
0.00 |
0.00 |
Ordinary Shares |
| 07-10-2020 |
HTD |
JOHN HANCOCK TAX-ADVANTAGED DIVIDEND INCOME FUND |
N/A
|
$22.20 |
$18.89 |
0.07% |
$0.138 |
767 M |
35,431,824 |
0.00 |
0.00 |
Ordinary Shares |
| 07-10-2020 |
PCK |
PIMCO CALIFORNIA MUNICIPAL INCOME FUND II |
N/A
|
$5.76 |
$8.99 |
0.04% |
$0.0215 |
193 M |
32,253,459 |
0.00 |
0.00 |
Ordinary Shares |
| 07-10-2020 |
LGI |
LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC |
N/A
|
$16.15 |
$14.45 |
0.07% |
$0.1494 |
224 M |
13,012,942 |
0.00 |
0.00 |
Ordinary Shares |
| 07-10-2020 |
ZTR |
Virtus Total Return Fund Inc. |
N/A
|
$5.90 |
$8.13 |
0.10% |
$0.05 |
406 M |
68,578,328 |
0.00 |
0.00 |
Ordinary Shares |
| 07-10-2020 |
PMX |
PIMCO MUNICIPAL INCOME FUND III |
N/A
|
$7.34 |
$11.39 |
0.05% |
$0.033 |
268 M |
33,428,309 |
0.00 |
0.00 |
Ordinary Shares |
| 07-10-2020 |
PCQ |
PIMCO CALIFORNIA MUNICIPAL INCOME FUND |
N/A
|
$9.06 |
$16.42 |
0.04% |
$0.036 |
181 M |
18,981,066 |
0.00 |
0.00 |
Ordinary Shares |
| 07-10-2020 |
PFN |
PIMCO Income Strategy Fund II |
N/A
|
$7.50 |
$8.91 |
0.11% |
$0.0718 |
618 M |
83,920,476 |
0.00 |
0.00 |
Ordinary Shares |
| 07-10-2020 |
PDT |
JOHN HANCOCK PREMIUM DIVIDEND FUND |
N/A
|
$12.68 |
$13.18 |
0.07% |
$0.0825 |
645 M |
49,185,225 |
0.00 |
0.00 |
Ordinary Shares |
| 07-10-2020 |
NCV |
Virtus Convertible & Income Fund |
N/A
|
$3.52 |
$4.46 |
0.11% |
$0.034 |
315 M |
90,373,569 |
0.00 |
0.00 |
Ordinary Shares |
| 07-10-2020 |
CPZ |
Calamos Long/Short Equity & Dynamic Income Trust |
N/A
|
$15.08 |
$15.09 |
0.10% |
$0.14 |
306 M |
19,632,194 |
0.00 |
0.00 |
Ordinary Shares |
| 07-10-2020 |
PKO |
Pimco Income Opportunity Fund |
N/A
|
$23.82 |
$22.95 |
0.09% |
$0.19 |
494 M |
20,769,564 |
0.00 |
0.00 |
Ordinary Shares |
| 07-10-2020 |
NCZ |
Virtus Convertible & Income Fund II |
N/A
|
$3.16 |
$3.97 |
0.11% |
$0.03 |
232 M |
76,115,749 |
0.00 |
0.00 |
Ordinary Shares |
| 07-10-2020 |
EVV |
EATON VANCE LTD DURATION INCOME FUND |
N/A
|
$9.97 |
$11.11 |
0.09% |
$0.0801 |
1,189 M |
116,203,460 |
0.00 |
0.00 |
Ordinary Shares |
| 07-10-2020 |
CLI |
Mack-Cali Realty Corp. |
N/A
|
$18.36 |
$14.48 |
N/A |
$0.20 |
1,669 M |
90,946,258 |
-0.42 |
-39.55 |
Ordinary Shares |
| 07-10-2020 |
CHW |
Calamos Global Dynamic Income Fund |
N/A
|
$6.77 |
$7.49 |
0.08% |
$0.05 |
419 M |
59,443,496 |
0.00 |
0.00 |
Ordinary Shares |
| 07-10-2020 |
GROW |
U S GLOBAL INVESTORS INC |
Trading/Security And Commodity Brokers, Dealers, Exchanges & Services
|
$2.65 |
$2.41 |
0.04% |
$0.0075 |
31 M |
10,484,211 |
0.01 |
312.74 |
Ordinary Shares - Class A |
| 07-10-2020 |
HRL |
HORMEL FOODS CORP /DE/ |
Food Products/Meat Products
|
$21.33 |
$48.20 |
0.05% |
$0.2925 |
13,533 M |
550,284,207 |
0.89 |
27.65 |
Ordinary Shares |
| 07-10-2020 |
UVV |
UNIVERSAL CORP /VA/ |
Wholesale/Wholesale – Farm Product Raw Materials
|
$54.25 |
$41.21 |
0.06% |
$0.82 |
1,295 M |
24,923,496 |
3.03 |
15.19 |
Ordinary Shares |
| 07-10-2020 |
WSBF |
Waterstone Financial, Inc. |
Banking/Savings Institutions
|
$18.10 |
$13.58 |
N/A |
$0.15 |
0 M |
18,359,930 |
1.48 |
N/A |
Ordinary Shares |
| 07-10-2020 |
GORO |
GOLD RESOURCE CORP |
Precious Metals/Gold & Silver Ores
|
$1.41 |
$4.16 |
N/A |
$0.01 |
114 M |
161,765,685 |
-0.12 |
0.00 |
Ordinary Shares |
| 07-10-2020 |
RDY |
DR REDDYS LABORATORIES LTD |
Pharmaceutical Products/Pharmaceutical Preparations
|
$13.72 |
$52.01 |
0.01% |
$0.0933 |
13,933 M |
166,922,764 |
1.21 |
0.00 |
ADR |
| 07-10-2020 |
GNL |
Global Net Lease, Inc. |
Trading/REIT
|
$9.53 |
$16.17 |
N/A |
$0.19 |
0 M |
214,186,001 |
-1.21 |
N/A |
Ordinary Shares |
| 07-10-2020 |
OZK |
BANK OF THE OZARKS INC |
Banking/State Commercial Banks – Fed Reserve System
|
$48.57 |
$22.41 |
0.03% |
$0.47 |
4,917 M |
113,434,816 |
2.10 |
7.23 |
Ordinary Shares |
| 07-10-2020 |
MRVL |
Marvell Technology, Inc. |
Electronic Equipment/Electronic Components & Accessories
|
$164.95 |
$38.30 |
N/A |
$0.06 |
0 M |
874,300,000 |
3.10 |
N/A |
Ordinary Shares |
| 07-10-2020 |
ACV |
Virtus Diversified Income & Convertible Fund |
N/A
|
$22.21 |
$24.29 |
0.10% |
$0.18 |
221 M |
10,365,167 |
0.00 |
0.00 |
Ordinary Shares |
| 07-10-2020 |
EVY |
Eaton Vance New York Municipal Income Trust |
N/A
|
$15.17 |
$12.84 |
0.04% |
$0.0458 |
82 M |
5,401,828 |
0.00 |
0.00 |
Ordinary Shares |
| 07-10-2020 |
CEV |
EATON VANCE CALIFORNIA MUNICIPAL INCOME TRUST |
N/A
|
$10.16 |
$13.19 |
0.04% |
$0.05 |
77 M |
7,033,575 |
0.00 |
0.00 |
Ordinary Shares |
| 07-10-2020 |
PZC |
PIMCO CALIFORNIA MUNICIPAL INCOME FUND III |
N/A
|
$7.00 |
$10.36 |
0.05% |
$0.0295 |
163 M |
22,484,052 |
0.00 |
0.00 |
Ordinary Shares |
| 07-10-2020 |
PYN |
PIMCO NEW YORK MUNICIPAL INCOME FUND III |
N/A
|
$5.76 |
$9.22 |
0.05% |
$0.0248 |
35 M |
5,746,734 |
0.00 |
0.00 |
Ordinary Shares |
| 07-10-2020 |
CGO |
CALAMOS GLOBAL TOTAL RETURN FUND |
N/A
|
$11.41 |
$12.20 |
0.08% |
$0.08 |
104 M |
8,975,582 |
0.00 |
0.00 |
Ordinary Shares |
| 07-10-2020 |
AFIN |
American Fin Tr Inc - Class A |
N/A
|
$8.23 |
$7.19 |
0.10% |
$0.2125 |
1,016 M |
123,506,474 |
0.00 |
0.00 |
Ordinary Shares - Class A |
| 07-10-2020 |
PCN |
PIMCO CORPORATE & INCOME STRATEGY FUND |
N/A
|
$13.52 |
$15.61 |
0.10% |
$0.1125 |
732 M |
54,406,443 |
0.00 |
0.00 |
Ordinary Shares |
| 07-10-2020 |
WDR |
Waddell & Reed Financial, Inc. |
N/A
|
$24.98 |
$15.41 |
0.04% |
$0.25 |
1,549 M |
62,024,785 |
0.79 |
30.94 |
Ordinary Shares - Class A |
| 07-10-2020 |
PML |
PIMCO MUNICIPAL INCOME FUND II |
N/A
|
$8.19 |
$13.65 |
0.05% |
$0.0395 |
586 M |
66,416,519 |
0.00 |
0.00 |
Ordinary Shares |
| 07-10-2020 |
PTY |
PIMCO CORPORATE & INCOME OPPORTUNITY FUND |
N/A
|
$14.42 |
$15.31 |
0.10% |
$0.1188 |
2,188 M |
153,081,203 |
0.00 |
0.00 |
Ordinary Shares |
| 07-10-2020 |
PMF |
PIMCO MUNICIPAL INCOME FUND |
N/A
|
$8.92 |
$13.43 |
0.05% |
$0.042 |
247 M |
26,225,943 |
0.00 |
0.00 |
Ordinary Shares |