| 05-13-2020 |
GDV |
GABELLI DIVIDEND & INCOME TRUST |
N/A
|
$24.22 |
$15.97 |
0.05% |
$0.11 |
2,170 M |
90,178,491 |
0.00 |
0.00 |
Ordinary Shares |
| 05-13-2020 |
COG |
Cabot Oil & Gas Corp. |
N/A
|
$22.25 |
$18.77 |
0.02% |
$0.50 |
8,893 M |
399,664,181 |
0.68 |
32.57 |
Ordinary Shares |
| 05-13-2020 |
GLU |
GABELLI GLOBAL UTILITY & INCOME TRUST |
N/A
|
$15.28 |
$15.39 |
0.07% |
$0.10 |
92 M |
5,968,911 |
0.00 |
0.00 |
Ordinary Shares |
| 05-13-2020 |
OXLC |
Oxford Lane Capital Corp. |
N/A
|
$5.10 |
$2.78 |
0.16% |
$0.09 |
1,538 M |
287,000,000 |
0.00 |
0.00 |
Ordinary Shares |
| 05-13-2020 |
TDE |
Telephone And Data Systems, Inc. - 6.875% NT REDEEM 15/11/2059 USD 25 |
N/A
|
$25.40 |
$23.07 |
N/A |
$0.4297 |
2,794 M |
N/A |
0.00 |
0.00 |
6.875% NT REDEEM 15/11/2059 USD 25 |
| 05-13-2020 |
DBL |
DoubleLine Opportunistic Credit Fund |
N/A
|
$15.50 |
$17.91 |
0.08% |
$0.11 |
252 M |
15,944,357 |
0.00 |
0.00 |
Ordinary Shares |
| 05-13-2020 |
GUT |
GABELLI UTILITY TRUST |
N/A
|
$5.27 |
$6.79 |
0.10% |
$0.05 |
447 M |
74,229,332 |
0.00 |
0.00 |
Ordinary Shares |
| 05-13-2020 |
LORL |
Loral Space & Communications Inc |
N/A
|
$41.52 |
$17.99 |
N/A |
$1.50 |
0 M |
21,427,078 |
0.00 |
0.00 |
Ordinary Shares |
| 05-13-2020 |
OXLCO |
Oxford Lane Capital Corp |
N/A
|
$22.95 |
$21.99 |
0.06% |
$0.125 |
1,538 M |
2,400,000 |
0.00 |
0.00 |
7.50% PRF PERPETUAL USD 25 - Ser 2023 |
| 05-13-2020 |
AIRTP |
Air T Inc |
N/A
|
$16.97 |
$21.00 |
N/A |
$0.50 |
59 M |
2,760,047 |
-2.36 |
0.00 |
8% PRF PERPETUAL USD 2.50 - (AIT Funding Cap Se) |
| 05-13-2020 |
DMF |
BNY MELLON MUNICIPAL INCOME, INC. |
N/A
|
$7.12 |
$8.45 |
0.03% |
$0.019 |
152 M |
20,757,267 |
0.00 |
0.00 |
Ordinary Shares |
| 05-13-2020 |
DRE |
Duke Realty Corp |
N/A
|
$48.20 |
$30.41 |
0.02% |
$0.28 |
18,557 M |
384,992,716 |
2.44 |
19.58 |
Ordinary Shares |
| 05-13-2020 |
ADS |
Bread Financial Holdings Inc |
N/A
|
$56.76 |
$37.06 |
0.01% |
$0.21 |
2,837 M |
49,948,146 |
16.02 |
3.54 |
Ordinary Shares |
| 05-13-2020 |
IVH |
Delaware Ivy High Income Opportunities Fund |
N/A
|
$6.92 |
$10.42 |
0.07% |
$0.149 |
194 M |
16,570,234 |
0.00 |
0.00 |
Ordinary Shares |
| 05-13-2020 |
DSM |
BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC. |
N/A
|
$5.85 |
$6.92 |
0.03% |
$0.018 |
300 M |
49,421,511 |
0.00 |
0.00 |
Ordinary Shares |
| 05-13-2020 |
DSL |
Doubleline Income Solutions Fund |
N/A
|
$12.58 |
$12.71 |
0.10% |
$0.11 |
1,320 M |
101,996,828 |
0.00 |
0.00 |
Ordinary Shares |
| 05-13-2020 |
GGN |
GAMCO Global Gold, Natural Resources & Income Trust |
N/A
|
$3.94 |
$3.38 |
0.08% |
$0.03 |
642 M |
154,296,778 |
0.00 |
0.00 |
Ordinary Shares |
| 05-13-2020 |
SWT |
Stanley Black & Decker Inc - Unit |
N/A
|
$51.10 |
$69.87 |
N/A |
$1.3125 |
12,625 M |
147,941,786 |
0.00 |
0.00 |
Unit |
| 05-13-2020 |
UVE |
UNIVERSAL INSURANCE HOLDINGS, INC. |
Insurance/Fire, Marine & Casualty Insurance
|
$39.70 |
$16.35 |
0.02% |
$0.16 |
957 M |
27,911,118 |
7.04 |
4.89 |
Ordinary Shares |
| 05-13-2020 |
VLO |
VALERO ENERGY CORP/TX |
Petroleum And Natural Gas/Petroleum Refining
|
$246.87 |
$59.05 |
0.02% |
$1.20 |
73,883 M |
296,932,782 |
13.69 |
17.57 |
Ordinary Shares |
| 05-13-2020 |
APOG |
APOGEE ENTERPRISES, INC. |
Consumer Goods/Glass Products
|
$36.30 |
$17.05 |
0.03% |
$0.26 |
857 M |
21,220,737 |
2.54 |
15.82 |
Ordinary Shares |
| 05-13-2020 |
ASTE |
ASTEC INDUSTRIES INC |
Machinery/Construction Machinery & Equipment
|
$64.16 |
$36.78 |
0.01% |
$0.13 |
991 M |
22,899,799 |
1.70 |
25.54 |
Ordinary Shares |
| 05-13-2020 |
ETN |
Eaton Corp plc |
Machinery/Misc. Industrial And Commercial Equipment And Machinery
|
$425.55 |
$73.87 |
0.01% |
$1.10 |
123,709 M |
387,900,000 |
10.48 |
30.27 |
Ordinary Shares |
| 05-13-2020 |
OXSQ |
Oxford Square Capital Corp. |
Financial Services/Closed-End Fund - Debt
|
$1.92 |
$2.40 |
0.24% |
$0.035 |
153 M |
93,527,087 |
-0.16 |
0.00 |
Ordinary Shares |
| 05-13-2020 |
WEC |
WEC ENERGY GROUP, INC. |
Utilities/Electric And Other Services Combined
|
$117.46 |
$84.76 |
0.03% |
$0.9525 |
34,019 M |
325,531,361 |
3.70 |
21.84 |
Ordinary Shares |
| 05-13-2020 |
HTGC |
Hercules Capital, Inc. |
Real Estate/Mortgage Investment
|
$16.30 |
$9.93 |
N/A |
$0.07 |
0 M |
183,695,437 |
1.90 |
N/A |
Ordinary Shares |
| 05-13-2020 |
COLB |
COLUMBIA BANKING SYSTEM, INC. |
Banking/State Commercial Banks – Fed Reserve System
|
$29.56 |
$20.33 |
N/A |
$0.36 |
0 M |
295,550,687 |
2.31 |
N/A |
Ordinary Shares |
| 05-13-2020 |
RMD |
Resmed Inc. |
Medical Equipment/Surgical, Medical, And Dental Instruments And Supplies
|
$205.02 |
$164.37 |
0.01% |
$0.60 |
32,702 M |
145,056,384 |
10.40 |
21.52 |
Ordinary Shares |
| 05-13-2020 |
TBNK |
Territorial Bancorp Inc |
Banking/Savings Institutions
|
$8.33 |
$23.12 |
0.01% |
$0.01 |
92 M |
8,832,210 |
0.90 |
0.00 |
Ordinary Shares |
| 05-13-2020 |
V |
Visa Inc |
Business Services/Services – Misc. Business Services
|
$328.03 |
$177.09 |
0.01% |
$0.67 |
548,618 M |
1,793,764,590 |
33.70 |
24.67 |
Ordinary Shares - Class A |
| 05-13-2020 |
FANG |
Diamondback Energy Inc |
Petroleum And Natural Gas/Crude Petroleum & Natural Gas
|
$207.65 |
$37.79 |
0.03% |
$1.05 |
43,073 M |
282,078,989 |
5.73 |
25.89 |
Ordinary Shares |
| 05-13-2020 |
VNOM |
Viper Energy Inc |
Petroleum And Natural Gas/Crude Petroleum & Natural Gas
|
$49.90 |
$8.37 |
0.06% |
$0.35 |
11,002 M |
288,540,955 |
3.71 |
29.64 |
Unit |
| 05-13-2020 |
DEA |
Easterly Government Properties Inc |
Trading/REIT
|
$23.56 |
$23.57 |
0.08% |
$0.45 |
993 M |
46,449,374 |
0.23 |
88.30 |
Ordinary Shares |
| 05-13-2020 |
BSM |
Black Stone Minerals L.P. |
Petroleum And Natural Gas/Crude Petroleum & Natural Gas
|
$14.24 |
$5.98 |
0.10% |
$0.30 |
2,759 M |
211,667,000 |
1.28 |
10.20 |
Unit |
| 05-13-2020 |
NTB |
Bank of N T Butterfield & Son Ltd. |
Banking/Misc. Commercial Banks
|
$55.63 |
$19.22 |
0.05% |
$0.44 |
1,718 M |
44,908,429 |
2.87 |
8.33 |
Ordinary Shares |
| 05-13-2020 |
SPB |
Spectrum Brands Holdings, Inc. |
N/A
|
$77.44 |
$36.99 |
0.02% |
$0.47 |
2,363 M |
28,030,597 |
4.17 |
19.83 |
Ordinary Shares |
| 05-13-2020 |
OXLCP |
Oxford Lane Capital Corp |
N/A
|
$24.03 |
$18.51 |
0.06% |
$0.1302 |
1,538 M |
3,500,000 |
0.00 |
0.00 |
6.25% PRF REDEEM 28/02/2027 USD 25 - Ser 2027 |
| 05-13-2020 |
GNT |
GAMCO Natural Resources, Gold & Income Trust |
N/A
|
$5.45 |
$4.63 |
0.06% |
$0.03 |
103 M |
17,668,965 |
0.00 |
0.00 |
Ordinary Shares |
| 05-13-2020 |
OXLCM |
Oxford Lane Capital Corp |
N/A
|
$24.96 |
$19.86 |
N/A |
$0.1406 |
864 M |
2,729,415 |
0.00 |
0.00 |
6.75% PRF REDEEM 30/06/2024 USD 25 - Ser 2024 |
| 05-13-2020 |
DLY |
DoubleLine Yield Opportunities Fund |
N/A
|
$15.84 |
$17.20 |
0.08% |
$0.1167 |
783 M |
47,945,779 |
0.00 |
0.00 |
Ordinary Shares |
| 05-13-2020 |
LEO |
BNY MELLON STRATEGIC MUNICIPALS, INC. |
N/A
|
$6.12 |
$7.27 |
0.04% |
$0.019 |
393 M |
62,209,762 |
0.00 |
0.00 |
Ordinary Shares |
| 05-13-2020 |
LBC |
Luther Burbank Corp |
N/A
|
$9.15 |
$8.69 |
N/A |
$0.12 |
0 M |
51,016,948 |
0.71 |
0.00 |
Ordinary Shares |