| 04-23-2020 |
GAINM |
Gladstone Investment Corporation |
N/A
|
$25.06 |
$23.40 |
N/A |
$0.1302 |
408 M |
2,300,000 |
0.00 |
0.00 |
6.25% PRF PERPETUAL USD 25 - Ser D |
| 04-23-2020 |
LANDP |
Gladstone Land Corp |
N/A
|
$20.56 |
$25.22 |
0.04% |
$0.125 |
496 M |
10,156,509 |
0.00 |
0.00 |
6.375% PRF REDEEM 30/09/2021 USD 25 - Ser A |
| 04-23-2020 |
PPT |
PUTNAM PREMIER INCOME TRUST |
N/A
|
$3.58 |
$4.46 |
0.08% |
$0.026 |
355 M |
96,268,784 |
0.00 |
0.00 |
Ordinary Shares |
| 04-23-2020 |
MDRRP |
Medalist Diversified REIT Inc |
N/A
|
$26.50 |
$14.63 |
0.00% |
$0.50 |
13 M |
200,000 |
0.00 |
0.00 |
8% PRF REDEEM 19/02/2025 USD 25 - Series A |
| 04-23-2020 |
GOODM |
Gladstone Commercial Corp |
N/A
|
$25.01 |
$20.45 |
N/A |
$0.1458 |
816 M |
1,267,968 |
0.00 |
0.00 |
7% PRF PERPETUAL USD 25 - Ser D |
| 04-23-2020 |
PIM |
PUTNAM MASTER INTERMEDIATE INCOME TRUST |
N/A
|
$3.27 |
$4.11 |
0.08% |
$0.022 |
162 M |
48,338,471 |
0.00 |
0.00 |
Ordinary Shares |
| 04-23-2020 |
NCZ |
Virtus Convertible & Income Fund II |
N/A
|
$3.16 |
$3.37 |
0.11% |
$0.03 |
232 M |
76,115,749 |
0.00 |
0.00 |
Ordinary Shares |
| 04-23-2020 |
SM |
SM Energy Co |
Petroleum And Natural Gas/Crude Petroleum & Natural Gas
|
$30.47 |
$1.85 |
0.05% |
$0.22 |
2,142 M |
238,359,166 |
5.65 |
3.31 |
Ordinary Shares |
| 04-23-2020 |
LKFN |
LAKELAND FINANCIAL CORP |
Banking/State Commercial Banks – Fed Reserve System
|
$61.38 |
$36.30 |
0.04% |
$0.50 |
1,437 M |
24,913,586 |
4.28 |
13.10 |
Ordinary Shares |
| 04-23-2020 |
FRD |
FRIEDMAN INDUSTRIES INC |
Steel Works/Blast Furnaces & Steel Works
|
$13.97 |
$4.17 |
0.01% |
$0.04 |
106 M |
6,969,695 |
-0.27 |
18.64 |
Ordinary Shares |
| 04-23-2020 |
PG |
PROCTER & GAMBLE Co |
Consumer Goods/Soap & Other Detergents
|
$147.26 |
$119.40 |
0.03% |
$1.0885 |
333,171 M |
2,328,598,978 |
6.98 |
20.05 |
Ordinary Shares |
| 04-23-2020 |
SLP |
Simulations Plus, Inc. |
Computer Software/Computer Integrated Systems Design
|
$14.91 |
$42.44 |
N/A |
$0.06 |
246 M |
20,205,482 |
-2.95 |
0.00 |
Ordinary Shares |
| 04-23-2020 |
OVBC |
OHIO VALLEY BANC CORP |
Banking/State Commercial Banks – Fed Reserve System
|
$44.87 |
$23.30 |
0.02% |
$0.22 |
187 M |
4,711,001 |
3.31 |
12.01 |
Ordinary Shares |
| 04-23-2020 |
GAIN |
GLADSTONE INVESTMENT CORPORATION\DE |
Financial Services/Diversified Investments
|
$16.82 |
$9.64 |
0.11% |
$0.08 |
551 M |
39,821,967 |
0.76 |
4.58 |
Ordinary Shares |
| 04-23-2020 |
GLAD |
GLADSTONE CAPITAL CORP |
Financial Services/Closed-End Fund - Debt
|
$19.26 |
$5.94 |
0.10% |
$0.15 |
463 M |
22,593,069 |
3.08 |
12.99 |
Ordinary Shares |
| 04-23-2020 |
WSM |
WILLIAMS SONOMA INC |
Retail/Retail – Home Furniture And Equipment Stores
|
$179.99 |
$54.85 |
N/A |
$0.76 |
0 M |
119,016,049 |
8.93 |
N/A |
Ordinary Shares |
| 04-23-2020 |
BUSE |
FIRST BUSEY CORP /NV/ |
Banking/State Commercial Banks – Fed Reserve System
|
$26.61 |
$16.18 |
N/A |
$0.25 |
0 M |
86,227,449 |
1.49 |
N/A |
Ordinary Shares |
| 04-23-2020 |
GOOD |
GLADSTONE COMMERCIAL CORP |
Real Estate/Lessors Of Railroad & Real Property
|
$12.85 |
$13.91 |
N/A |
$0.10 |
0 M |
48,406,993 |
0.14 |
N/A |
Ordinary Shares |
| 04-23-2020 |
KALU |
KAISER ALUMINUM CORP |
Steel Works/Rolling, Drawing & Extruding Of Nonferrous Metals
|
$173.72 |
$72.35 |
0.03% |
$0.77 |
1,954 M |
16,340,606 |
9.47 |
12.73 |
Ordinary Shares |
| 04-23-2020 |
PBA |
PEMBINA PIPELINE CORP |
Petroleum And Natural Gas/Oil & Gas Field Exploration Services
|
$46.47 |
$19.92 |
0.07% |
$0.4828 |
23,370 M |
580,200,823 |
2.00 |
0.00 |
Ordinary Shares |
| 04-23-2020 |
LAND |
GLADSTONE LAND Corp |
Trading/REIT
|
$9.78 |
$12.99 |
N/A |
$0.0467 |
0 M |
41,438,406 |
-0.29 |
N/A |
Ordinary Shares |
| 04-23-2020 |
MANU |
Manchester United plc |
Entertainment/Services – Amusement And Recreation
|
$18.54 |
$16.22 |
N/A |
$0.09 |
2,808 M |
163,000,000 |
-0.08 |
0.00 |
Ordinary Shares - Class A |
| 04-23-2020 |
PMO |
PUTNAM MUNICIPAL OPPORTUNITIES TRUST |
N/A
|
$10.10 |
$11.96 |
0.04% |
$0.035 |
332 M |
31,811,052 |
0.00 |
0.00 |
Ordinary Shares |
| 04-23-2020 |
GAINL |
Gladstone Investment Corporation |
N/A
|
$25.91 |
$22.38 |
0.07% |
$0.50 |
474 M |
36,688,667 |
0.00 |
0.00 |
6.375% PRF REDEEM 31/08/2025 USD 25 - Ser E |
| 04-23-2020 |
MVC |
MVC Capital Inc |
N/A
|
$9.10 |
$6.60 |
0.05% |
$0.17 |
162 M |
17,725,118 |
0.00 |
0.00 |
Ordinary Shares |
| 04-23-2020 |
ASG |
LIBERTY ALL STAR GROWTH FUND INC. |
N/A
|
$5.71 |
$5.09 |
0.08% |
$0.12 |
319 M |
58,237,048 |
0.00 |
0.00 |
Ordinary Shares |
| 04-23-2020 |
USA |
LIBERTY ALL STAR EQUITY FUND |
N/A
|
$7.02 |
$5.15 |
0.09% |
$0.18 |
1,891 M |
270,856,813 |
0.00 |
0.00 |
Ordinary Shares |
| 04-23-2020 |
GOODN |
Gladstone Commercial Corp |
N/A
|
$22.99 |
$20.15 |
0.07% |
$0.138 |
686 M |
42,533,321 |
-0.02 |
80.94 |
6.625% PRF PERPETUAL USD 25 - Ser E |
| 04-23-2020 |
LEVI |
LEVI STRAUSS & CO |
N/A
|
$17.97 |
$12.36 |
0.03% |
$0.13 |
6,927 M |
105,137,324 |
0.88 |
32.89 |
Ordinary Shares Cls A |
| 04-23-2020 |
PMM |
PUTNAM MANAGED MUNICIPAL INCOME TRUST |
N/A
|
$6.06 |
$6.83 |
0.04% |
$0.0238 |
294 M |
46,431,063 |
0.00 |
0.00 |
Ordinary Shares |
| 04-23-2020 |
NVT |
nVent Electric plc |
N/A
|
$60.34 |
$17.24 |
0.01% |
$0.20 |
11,202 M |
166,215,120 |
2.07 |
38.44 |
Ordinary Shares |