| 04-15-2020 |
GDV |
GABELLI DIVIDEND & INCOME TRUST |
N/A
|
$24.22 |
$15.76 |
0.05% |
$0.11 |
2,170 M |
90,178,491 |
0.00 |
0.00 |
Ordinary Shares |
| 04-15-2020 |
GLU |
GABELLI GLOBAL UTILITY & INCOME TRUST |
N/A
|
$15.28 |
$14.88 |
0.07% |
$0.10 |
92 M |
5,968,911 |
0.00 |
0.00 |
Ordinary Shares |
| 04-15-2020 |
IBKCO |
Iberiabank Corp |
N/A
|
$25.75 |
$24.56 |
N/A |
$0.4125 |
1,356 M |
52,663,861 |
0.00 |
N/A |
FXDFR PRF PERPETUAL USD 25 - Ser C 1/400th Int |
| 04-15-2020 |
RMI |
RiverNorth Opportunistic Municipal Income Fund, Inc. |
N/A
|
$15.20 |
$20.35 |
0.07% |
$0.0965 |
101 M |
6,374,541 |
0.00 |
0.00 |
Ordinary Shares |
| 04-15-2020 |
DBL |
DoubleLine Opportunistic Credit Fund |
N/A
|
$15.50 |
$17.64 |
0.08% |
$0.11 |
252 M |
15,944,357 |
0.00 |
0.00 |
Ordinary Shares |
| 04-15-2020 |
RSF |
RiverNorth Capital & Income Fund, Inc. |
N/A
|
$15.30 |
$15.26 |
0.10% |
$0.1398 |
59 M |
3,862,917 |
0.00 |
0.00 |
Ordinary Shares |
| 04-15-2020 |
GUT |
GABELLI UTILITY TRUST |
N/A
|
$5.27 |
$6.57 |
0.10% |
$0.05 |
447 M |
74,229,332 |
0.00 |
0.00 |
Ordinary Shares |
| 04-15-2020 |
OPP |
RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. |
N/A
|
$8.54 |
$13.00 |
0.13% |
$0.1003 |
205 M |
22,971,194 |
0.00 |
0.00 |
Ordinary Shares |
| 04-15-2020 |
ROYT |
Pacific Coast Oil Trust |
N/A
|
$0.35 |
$0.24 |
N/A |
$0.00 |
14 M |
38,583,158 |
0.33 |
N/A |
Unit |
| 04-15-2020 |
KSM |
DWS STRATEGIC MUNICIPAL INCOME TRUST |
N/A
|
$10.06 |
$10.13 |
0.03% |
$0.028 |
111 M |
11,047,862 |
0.00 |
0.00 |
Ordinary Shares |
| 04-15-2020 |
IBKCN |
Iberiabank Corp |
N/A
|
$23.47 |
$22.26 |
N/A |
$0.7625 |
1,224 M |
52,663,861 |
0.00 |
N/A |
FXDFR PRF PERPETUAL USD 25 - Ser D 1/400 Int |
| 04-15-2020 |
HYB |
NEW AMERICA HIGH INCOME FUND INC |
N/A
|
$8.22 |
$7.29 |
0.05% |
$0.04 |
193 M |
23,374,744 |
0.00 |
0.00 |
Ordinary Shares |
| 04-15-2020 |
IVH |
Delaware Ivy High Income Opportunities Fund |
N/A
|
$6.92 |
$10.83 |
0.07% |
$0.149 |
194 M |
16,570,234 |
0.00 |
0.00 |
Ordinary Shares |
| 04-15-2020 |
TBC |
AT&T, Inc. - 5.625% NT REDEEM 01/08/2067 USD 25 |
N/A
|
$24.99 |
$26.38 |
0.06% |
$0.3516 |
142,688 M |
7,170,243,877 |
1.74 |
0.00 |
5.625% NT REDEEM 01/08/2067 USD 25 |
| 04-15-2020 |
RIV |
RIVERNORTH OPPORTUNITIES FUND, INC. |
N/A
|
$11.86 |
$12.95 |
0.12% |
$0.1289 |
268 M |
21,453,174 |
0.00 |
0.00 |
Ordinary Shares |
| 04-15-2020 |
FINS |
Angel Oak Financial Strategies Income Term Trust |
N/A
|
$12.88 |
$17.05 |
0.10% |
$0.109 |
321 M |
25,062,638 |
0.00 |
0.00 |
Ordinary Shares |
| 04-15-2020 |
DSL |
Doubleline Income Solutions Fund |
N/A
|
$12.58 |
$13.45 |
0.10% |
$0.11 |
1,320 M |
101,996,828 |
0.00 |
0.00 |
Ordinary Shares |
| 04-15-2020 |
GGN |
GAMCO Global Gold, Natural Resources & Income Trust |
N/A
|
$3.94 |
$3.18 |
0.08% |
$0.03 |
642 M |
154,296,778 |
0.00 |
0.00 |
Ordinary Shares |
| 04-15-2020 |
AIW |
Arlington Asset Investment Corp - 6.625% NT REDEEM 01/05/2023 USD 25 |
N/A
|
$25.12 |
$20.95 |
0.07% |
$0.4187 |
122 M |
4,888,457 |
0.00 |
0.00 |
6.625% NT REDEEM 01/05/2023 USD 25 |
| 04-15-2020 |
BFS |
SAUL CENTERS, INC. |
Trading/REIT
|
$34.42 |
$31.80 |
N/A |
$0.59 |
0 M |
24,495,775 |
1.09 |
N/A |
Ordinary Shares |
| 04-15-2020 |
FUL |
FULLER H B CO |
Chemicals/Misc. Chemical Products
|
$59.95 |
$29.72 |
N/A |
$0.245 |
0 M |
54,487,294 |
2.92 |
N/A |
Ordinary Shares |
| 04-15-2020 |
PNC |
PNC FINANCIAL SERVICES GROUP, INC. |
Banking/National Commercial Banks
|
$220.71 |
$92.43 |
N/A |
$1.70 |
0 M |
403,370,923 |
16.60 |
N/A |
Ordinary Shares |
| 04-15-2020 |
EOG |
EOG RESOURCES INC |
Petroleum And Natural Gas/Crude Petroleum & Natural Gas
|
$138.95 |
$39.89 |
0.04% |
$1.02 |
56,440 M |
536,491,493 |
9.17 |
11.33 |
Ordinary Shares |
| 04-15-2020 |
BPT |
BP PRUDHOE BAY ROYALTY TRUST |
Petroleum And Natural Gas/Petroleum Refining
|
$0.50 |
$4.18 |
N/A |
$0.00 |
34 M |
21,400,000 |
N/A |
0.00 |
Unit |
| 04-15-2020 |
GHC |
Graham Holdings Co |
Personal Services/Services – Educational
|
$1,134.42 |
$342.41 |
0.01% |
$1.88 |
4,604 M |
4,307,084 |
68.29 |
15.48 |
Ordinary Shares - Class B |
| 04-15-2020 |
ACN |
Accenture plc |
Business Services/Services – Misc. Business Services
|
$179.83 |
$169.45 |
N/A |
$1.63 |
0 M |
665,442,713 |
12.33 |
N/A |
Ordinary Shares - Class A |
| 04-15-2020 |
RPM |
RPM INTERNATIONAL INC/DE/ |
Chemicals/Paints
|
$101.34 |
$64.33 |
0.02% |
$0.51 |
14,616 M |
127,626,527 |
5.20 |
21.95 |
Ordinary Shares |
| 04-15-2020 |
KWR |
QUAKER CHEMICAL CORP |
Petroleum And Natural Gas/Misc. Products Of Petroleum & Coal
|
$142.43 |
$131.96 |
0.02% |
$0.485 |
2,145 M |
17,366,444 |
0.26 |
503.67 |
Ordinary Shares |
| 04-15-2020 |
PBHC |
Pathfinder Bancorp, Inc. |
Banking/State Commercial Banks – Fed Reserve System
|
$14.25 |
$9.50 |
0.03% |
$0.10 |
96 M |
6,174,508 |
1.80 |
12.74 |
Ordinary Shares |
| 04-15-2020 |
GWRS |
Global Water Resources, Inc. |
Utilities/Water Supply
|
$7.11 |
$10.50 |
N/A |
$0.0253 |
0 M |
28,756,854 |
0.11 |
N/A |
Ordinary Shares |
| 04-15-2020 |
CODI |
Compass Diversified Holdings |
Consumer Goods/Household Furniture
|
$11.80 |
$15.59 |
0.21% |
$0.25 |
361 M |
75,235,966 |
1.13 |
0.00 |
Ordinary Shares |
| 04-15-2020 |
TWO |
TWO HARBORS INVESTMENT CORP. |
Trading/REIT
|
$12.54 |
$4.19 |
0.14% |
$0.34 |
1,164 M |
105,046,333 |
-3.81 |
0.00 |
Ordinary Shares |
| 04-15-2020 |
HNW |
Pioneer Diversified High Income Fund, Inc. |
Financial Services/Asset Management
|
$12.80 |
$10.79 |
0.08% |
$0.10 |
102 M |
8,334,759 |
N/A |
0.00 |
Ordinary Shares |
| 04-15-2020 |
PFLT |
PennantPark Floating Rate Capital Ltd. |
Financial Services/Asset Management
|
$9.07 |
$6.27 |
N/A |
$0.1025 |
0 M |
99,217,896 |
0.78 |
N/A |
Ordinary Shares |
| 04-15-2020 |
ILPT |
Industrial Logistics Properties Trust |
Trading/REIT
|
$7.70 |
$17.18 |
0.03% |
$0.01 |
376 M |
66,665,471 |
-0.81 |
0.00 |
Ordinary Shares |
| 04-15-2020 |
RMM |
RiverNorth Managed Duration Municipal Income Fund, Inc. |
N/A
|
$14.16 |
$18.35 |
0.07% |
$0.0905 |
307 M |
19,739,628 |
N/A |
0.00 |
Ordinary Shares |
| 04-15-2020 |
KTF |
DWS MUNICIPAL INCOME TRUST |
N/A
|
$9.56 |
$10.50 |
0.05% |
$0.061 |
382 M |
39,172,837 |
0.00 |
0.00 |
Ordinary Shares |
| 04-15-2020 |
GNT |
GAMCO Natural Resources, Gold & Income Trust |
N/A
|
$5.45 |
$4.44 |
0.06% |
$0.03 |
103 M |
17,668,965 |
0.00 |
0.00 |
Ordinary Shares |
| 04-15-2020 |
AGN |
Allergan Inc. |
N/A
|
$193.09 |
$185.71 |
N/A |
$0.74 |
63,364 M |
328,277,000 |
-7.58 |
N/A |
Ordinary Shares |