| 03-19-2020 |
GAINM |
Gladstone Investment Corporation |
N/A
|
$25.06 |
$16.99 |
N/A |
$0.1302 |
408 M |
2,300,000 |
0.00 |
0.00 |
6.25% PRF PERPETUAL USD 25 - Ser D |
| 03-19-2020 |
TIF |
Tiffany & Co. |
N/A
|
$131.44 |
$126.00 |
0.02% |
$0.58 |
15,961 M |
121,411,166 |
2.36 |
55.52 |
Ordinary Shares |
| 03-19-2020 |
GARS |
Garrison Capital Inc |
N/A
|
$3.88 |
$1.99 |
N/A |
$0.05 |
62 M |
16,049,000 |
-3.35 |
N/A |
Ordinary Shares |
| 03-19-2020 |
LANDP |
Gladstone Land Corp |
N/A
|
$20.56 |
$22.25 |
0.04% |
$0.125 |
496 M |
10,156,509 |
0.00 |
0.00 |
6.375% PRF REDEEM 30/09/2021 USD 25 - Ser A |
| 03-19-2020 |
ACP |
abrdn Income Credit Strategies Fund |
N/A
|
$5.94 |
$6.26 |
0.17% |
$0.10 |
334 M |
52,075,560 |
0.00 |
0.00 |
Ordinary Shares |
| 03-19-2020 |
IGR |
CBRE GLOBAL REAL ESTATE INCOME FUND |
N/A
|
$4.82 |
$4.24 |
0.11% |
$0.06 |
894 M |
139,968,594 |
0.00 |
0.00 |
Ordinary Shares |
| 03-19-2020 |
AGD |
abrdn Global Dynamic Dividend Fund |
N/A
|
$9.86 |
$6.07 |
0.08% |
$0.11 |
256 M |
24,865,080 |
0.00 |
0.00 |
Ordinary Shares |
| 03-19-2020 |
ARDC |
Ares Dynamic Credit Allocation Fund, Inc. |
N/A
|
$15.20 |
$9.07 |
0.09% |
$0.1175 |
352 M |
22,914,937 |
0.00 |
0.00 |
Ordinary Shares |
| 03-19-2020 |
THW |
abrdn World Healthcare Fund |
N/A
|
$11.32 |
$9.38 |
0.10% |
$0.1167 |
508 M |
38,244,600 |
0.00 |
0.00 |
Ordinary Shares |
| 03-19-2020 |
THQ |
abrdn Healthcare Opportunities Fund |
N/A
|
$18.89 |
$12.52 |
0.08% |
$0.18 |
906 M |
41,356,058 |
0.00 |
0.00 |
Ordinary Shares |
| 03-19-2020 |
VFL |
abrdn National Municipal Income Fund |
N/A
|
$10.28 |
$10.38 |
0.04% |
$0.045 |
134 M |
12,278,002 |
0.00 |
0.00 |
Ordinary Shares |
| 03-19-2020 |
GLO |
Clough Global Opportunities Fund |
N/A
|
$5.21 |
$6.00 |
0.10% |
$0.048 |
229 M |
42,830,122 |
0.00 |
0.00 |
Ordinary Shares |
| 03-19-2020 |
AOD |
abrdn Total Dynamic Dividend Fund |
N/A
|
$8.48 |
$5.40 |
0.08% |
$0.10 |
944 M |
105,430,998 |
0.00 |
0.00 |
Ordinary Shares |
| 03-19-2020 |
IFN |
INDIA FUND, INC. |
N/A
|
$16.15 |
$12.30 |
0.09% |
$0.49 |
567 M |
31,056,300 |
0.00 |
0.00 |
Ordinary Shares |
| 03-19-2020 |
VMM |
Delaware Investments Minnesota Municipal Income Fund II Inc |
N/A
|
$13.42 |
$11.55 |
0.00% |
$0.276 |
6,572,740 M |
1,645,719,350 |
6.36 |
477.50 |
Ordinary Shares |
| 03-19-2020 |
FCO |
ABRDN GLOBAL INCOME FUND, INC. |
N/A
|
$5.84 |
$4.82 |
0.13% |
$0.07 |
72 M |
12,540,892 |
0.00 |
0.00 |
Ordinary Shares |
| 03-19-2020 |
FSLF |
First Eagle Senior Loan Fund |
N/A
|
$15.78 |
$10.01 |
0.05% |
$0.07 |
117 M |
7,418,990 |
0.00 |
0.00 |
Ordinary Shares |
| 03-19-2020 |
GOODM |
Gladstone Commercial Corp |
N/A
|
$25.01 |
$15.72 |
N/A |
$0.1458 |
816 M |
1,267,968 |
0.00 |
0.00 |
7% PRF PERPETUAL USD 25 - Ser D |
| 03-19-2020 |
AEF |
ABRDN EMERGING MARKETS EQUITY INCOME FUND, INC. |
N/A
|
$5.27 |
$4.72 |
0.07% |
$0.10 |
274 M |
50,751,779 |
0.00 |
0.00 |
Ordinary Shares |
| 03-19-2020 |
MGU |
Macquarie Global Infrastructure Total Return Fund Inc |
N/A
|
$17.17 |
$13.38 |
0.06% |
$0.348 |
290 M |
12,468,293 |
0.00 |
0.00 |
Ordinary Shares |
| 03-19-2020 |
DEX |
Dex Media Inc. |
N/A
|
$7.60 |
$6.08 |
0.08% |
$0.0509 |
87 M |
11,179,968 |
0.00 |
0.00 |
Ordinary Shares |
| 03-19-2020 |
BIG |
BIG LOTS INC |
N/A
|
$0.49 |
$12.98 |
N/A |
$0.30 |
16 M |
29,681,973 |
-16.45 |
-0.03 |
Ordinary Shares |
| 03-19-2020 |
AINV |
Apollo Investment Corporation |
N/A
|
$13.36 |
$7.78 |
0.09% |
$0.32 |
867 M |
63,518,718 |
0.00 |
0.00 |
Ordinary Shares |
| 03-19-2020 |
QTS |
Qts Realty Trust Inc |
N/A
|
$77.95 |
$47.06 |
N/A |
$0.50 |
43,200 M |
76,972,731 |
-0.54 |
30.75 |
Ordinary Shares - Class A |
| 03-19-2020 |
UTG |
REAVES UTILITY INCOME FUND |
N/A
|
$32.46 |
$23.98 |
0.07% |
$0.19 |
2,376 M |
79,037,478 |
0.00 |
0.00 |
Ordinary Shares |
| 03-19-2020 |
IEP |
ICAHN ENTERPRISES L.P. |
Automobiles And Trucks/Motor Vehicle Parts & Accessories
|
$8.35 |
$44.56 |
0.26% |
$0.50 |
4,243 M |
562,000,000 |
-0.52 |
0.00 |
Unit |
| 03-19-2020 |
BDL |
FLANIGANS ENTERPRISES INC |
Restaurants, Hotels, Motels/Retail – Eating Places
|
$32.11 |
$10.65 |
0.02% |
$0.50 |
55 M |
1,858,647 |
2.66 |
0.00 |
Ordinary Shares |
| 03-19-2020 |
TSM |
TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD |
Electronic Equipment/Electronic Components & Accessories
|
$397.67 |
$43.89 |
0.01% |
$0.9503 |
890,561 M |
5,186,725,800 |
3.10 |
29.88 |
ADR |
| 03-19-2020 |
RBCAA |
REPUBLIC BANCORP INC /KY/ |
Banking/State Commercial Banks – Fed Reserve System
|
$76.28 |
$33.29 |
0.03% |
$0.451 |
1,348 M |
19,609,345 |
12.87 |
10.26 |
Ordinary Shares - Class A |
| 03-19-2020 |
FLXS |
FLEXSTEEL INDUSTRIES INC |
Consumer Goods/Household Furniture
|
$56.39 |
$11.05 |
0.02% |
$0.17 |
259 M |
5,340,446 |
3.20 |
18.92 |
Ordinary Shares |
| 03-19-2020 |
HTLD |
HEARTLAND EXPRESS INC |
Transportation/Trucking & Courier Services, Except Air
|
$13.47 |
$17.46 |
N/A |
$0.02 |
0 M |
77,454,920 |
-0.67 |
N/A |
Ordinary Shares |
| 03-19-2020 |
CB |
Chubb Ltd |
Insurance/Fire, Marine & Casualty Insurance
|
$326.22 |
$98.53 |
0.01% |
$0.97 |
134,774 M |
387,860,106 |
28.55 |
11.93 |
Ordinary Shares |
| 03-19-2020 |
PVH |
PVH CORP. /DE/ |
Apparel/Apparel And Other Finished Products
|
$91.64 |
$33.90 |
0.00% |
$0.0375 |
2,855 M |
45,811,528 |
0.53 |
112.83 |
Ordinary Shares |
| 03-19-2020 |
AIN |
ALBANY INTERNATIONAL CORP /DE/ |
Textiles/Textile Mill Products
|
$58.27 |
$39.25 |
0.02% |
$0.27 |
1,478 M |
28,400,000 |
-1.96 |
0.00 |
Ordinary Shares - Class A |
| 03-19-2020 |
ALRS |
ALERUS FINANCIAL CORP |
Banking/National Commercial Banks
|
$26.95 |
$16.08 |
0.04% |
$0.20 |
602 M |
25,128,646 |
1.07 |
22.23 |
Ordinary Shares |
| 03-19-2020 |
WEYS |
WEYCO GROUP INC |
Wholesale/Wholesale – Apparel, Piece Goods & Notions
|
$33.04 |
$17.27 |
N/A |
$0.26 |
0 M |
9,531,509 |
2.44 |
N/A |
Ordinary Shares |
| 03-19-2020 |
WMT |
Walmart Inc. |
Retail/Retail – Variety Stores
|
$121.09 |
$119.45 |
N/A |
$0.235 |
0 M |
7,972,402,501 |
2.74 |
N/A |
Ordinary Shares |
| 03-19-2020 |
QCRH |
QCR HOLDINGS INC |
Banking/State Commercial Banks – Fed Reserve System
|
$90.87 |
$27.97 |
0.00% |
$0.06 |
1,403 M |
16,730,722 |
7.54 |
11.03 |
Ordinary Shares |
| 03-19-2020 |
CLWT |
EURO TECH HOLDINGS CO LTD |
Wholesale/Wholesale – Professional And Commercial Equipment And Supplies
|
$1.19 |
$2.04 |
N/A |
$0.08 |
12 M |
7,716,299 |
N/A |
0.00 |
Ordinary Shares |
| 03-19-2020 |
SRE |
SEMPRA ENERGY |
Utilities/Gas And Other Services Combined
|
$94.67 |
$100.00 |
0.03% |
$0.6575 |
57,625 M |
653,284,140 |
2.75 |
32.09 |
Ordinary Shares |
| 03-19-2020 |
GAIN |
GLADSTONE INVESTMENT CORPORATION\DE |
Financial Services/Diversified Investments
|
$16.82 |
$7.96 |
0.11% |
$0.08 |
551 M |
39,821,967 |
0.76 |
4.58 |
Ordinary Shares |
| 03-19-2020 |
MLI |
MUELLER INDUSTRIES INC |
Steel Works/Rolling, Drawing & Extruding Of Nonferrous Metals
|
$133.03 |
$21.78 |
0.01% |
$0.35 |
12,034 M |
110,570,613 |
7.76 |
14.21 |
Ordinary Shares |
| 03-19-2020 |
GLAD |
GLADSTONE CAPITAL CORP |
Financial Services/Closed-End Fund - Debt
|
$19.26 |
$5.80 |
0.10% |
$0.15 |
463 M |
22,593,069 |
3.08 |
12.99 |
Ordinary Shares |
| 03-19-2020 |
DKS |
DICK'S SPORTING GOODS, INC. |
Retail/Retail – Misc.
|
$224.62 |
$18.61 |
N/A |
$1.25 |
0 M |
89,044,875 |
10.22 |
N/A |
Ordinary Shares |
| 03-19-2020 |
AAP |
ADVANCE AUTO PARTS INC |
Retail/Retail – Automotive And Home Supply Stores
|
$58.93 |
$85.97 |
0.02% |
$0.25 |
3,661 M |
60,022,245 |
-6.32 |
0.00 |
Ordinary Shares |
| 03-19-2020 |
DIN |
Dine Brands Global, Inc. |
Restaurants, Hotels, Motels/Retail – Eating Places
|
$26.94 |
$17.76 |
0.05% |
$0.19 |
492 M |
13,046,383 |
1.11 |
0.00 |
Ordinary Shares |
| 03-19-2020 |
CNQ |
CANADIAN NATURAL RESOURCES LTD |
Petroleum And Natural Gas/Crude Petroleum & Natural Gas
|
$46.96 |
$7.74 |
0.05% |
$0.4073 |
76,860 M |
2,122,615,390 |
2.40 |
13.35 |
Ordinary Shares |
| 03-19-2020 |
GOOD |
GLADSTONE COMMERCIAL CORP |
Real Estate/Lessors Of Railroad & Real Property
|
$12.85 |
$10.05 |
N/A |
$0.10 |
0 M |
48,406,993 |
0.14 |
N/A |
Ordinary Shares |
| 03-19-2020 |
SPR |
Spirit AeroSystems Holdings, Inc. |
Aircraft/Misc. Aircraft Parts & Auxiliary Equipment
|
$39.50 |
$19.11 |
N/A |
$0.01 |
4,593 M |
117,523,217 |
-22.11 |
0.00 |
Ordinary Shares - Class A |
| 03-19-2020 |
PLOW |
DOUGLAS DYNAMICS, INC |
Machinery/Construction Machinery & Equipment
|
$46.12 |
$26.94 |
0.04% |
$0.295 |
752 M |
23,084,814 |
1.99 |
16.04 |
Ordinary Shares |
| 03-19-2020 |
HPP |
Hudson Pacific Properties, Inc. |
Real Estate/Real Estate
|
$9.31 |
$19.51 |
N/A |
$0.05 |
0 M |
54,242,024 |
-6.17 |
N/A |
Ordinary Shares |
| 03-19-2020 |
OPLN |
OPENLANE, Inc. |
Retail/Retail – Automotive Dealers And Gas Stations
|
$31.49 |
$12.80 |
N/A |
$0.19 |
3,281 M |
106,297,229 |
-0.96 |
0.00 |
Ordinary Shares |
| 03-19-2020 |
LAND |
GLADSTONE LAND Corp |
Trading/REIT
|
$9.78 |
$10.22 |
N/A |
$0.0467 |
0 M |
41,438,406 |
-0.29 |
N/A |
Ordinary Shares |
| 03-19-2020 |
AL |
AIR LEASE CORP |
Business Services/Services – Equipment Rental And Leasing
|
$65.00 |
$14.77 |
0.02% |
$0.22 |
7,179 M |
112,035,408 |
9.35 |
6.88 |
Ordinary Shares - Class A |
| 03-19-2020 |
IROQ |
IF Bancorp, Inc. |
Banking/Savings Institutions
|
$26.55 |
$16.30 |
N/A |
$0.20 |
0 M |
3,351,526 |
1.63 |
N/A |
Ordinary Shares |
| 03-19-2020 |
SABR |
Sabre Corp |
Computer Software/Services – Computer Programming And Data Processing
|
$1.85 |
$3.82 |
N/A |
$0.14 |
537 M |
395,165,033 |
1.34 |
1.02 |
Ordinary Shares |
| 03-19-2020 |
RPT |
Rithm Property Trust Inc. |
Trading/REIT
|
$14.74 |
$5.77 |
0.13% |
$0.36 |
101 M |
7,772,564 |
-0.19 |
0.00 |
Ordinary Shares |
| 03-19-2020 |
TPB |
Turning Point Brands, Inc. |
Tobacco Products/Tobacco Products
|
$82.60 |
$17.30 |
N/A |
$0.075 |
0 M |
19,141,208 |
3.18 |
N/A |
Ordinary Shares |
| 03-19-2020 |
PINE |
Alpine Income Property Trust, Inc. |
Trading/REIT
|
$19.25 |
$9.40 |
0.06% |
$0.30 |
272 M |
16,524,709 |
-0.07 |
0.00 |
Ordinary Shares |
| 03-19-2020 |
GAINL |
Gladstone Investment Corporation |
N/A
|
$25.91 |
$17.46 |
0.07% |
$0.50 |
474 M |
36,688,667 |
0.00 |
0.00 |
6.375% PRF REDEEM 31/08/2025 USD 25 - Ser E |
| 03-19-2020 |
IAF |
ABRDN AUSTRALIA EQUITY FUND, INC. |
N/A
|
$4.34 |
$3.30 |
0.10% |
$0.12 |
114 M |
25,469,348 |
0.00 |
0.00 |
Ordinary Shares |
| 03-19-2020 |
GLV |
Clough Global Dividend & Income Fund |
N/A
|
$5.52 |
$6.84 |
0.11% |
$0.0526 |
72 M |
12,471,182 |
0.00 |
0.00 |
Ordinary Shares |
| 03-19-2020 |
AWP |
abrdn Global Premier Properties Fund |
N/A
|
$3.77 |
$3.56 |
0.10% |
$0.04 |
372 M |
85,407,951 |
0.00 |
0.00 |
Ordinary Shares |
| 03-19-2020 |
EGIF |
Eagle Growth and Income Opportunities Fund |
N/A
|
$12.59 |
$9.69 |
N/A |
$0.085 |
90 M |
7,181,000 |
0.00 |
N/A |
Ordinary Shares |
| 03-19-2020 |
VCF |
Delaware Investments Colorado Insured Municipal Income Fund Inc |
N/A
|
$13.84 |
$12.96 |
0.04% |
$0.052 |
67 M |
4,837,100 |
0.00 |
0.00 |
Ordinary Shares |
| 03-19-2020 |
GOODN |
Gladstone Commercial Corp |
N/A
|
$22.99 |
$16.09 |
0.07% |
$0.138 |
686 M |
42,533,321 |
-0.02 |
80.94 |
6.625% PRF PERPETUAL USD 25 - Ser E |
| 03-19-2020 |
GLQ |
Clough Global Equity Fund |
N/A
|
$6.78 |
$7.43 |
0.10% |
$0.0603 |
128 M |
18,803,820 |
0.00 |
0.00 |
Ordinary Shares |
| 03-19-2020 |
FCRD |
First Eagle Alternative Capital BDC Inc |
N/A
|
$4.58 |
$2.56 |
0.08% |
$0.07 |
146 M |
29,922,028 |
-0.96 |
-5.06 |
Ordinary Shares |
| 03-19-2020 |
FAX |
ABRDN ASIA-PACIFIC INCOME FUND, INC. |
N/A
|
$14.75 |
$3.08 |
0.11% |
$0.0275 |
701 M |
247,695,769 |
0.00 |
0.00 |
Ordinary Shares |
| 03-19-2020 |
CUBA |
HERZFELD CARIBBEAN BASIN FUND INC |
N/A
|
$2.38 |
$2.80 |
0.03% |
$0.00 |
16 M |
7,150,673 |
0.00 |
0.00 |
Ordinary Shares |
| 03-19-2020 |
DDF |
Delaware Investments Dividend and Income Fund, Inc. |
N/A
|
$9.03 |
$6.61 |
0.13% |
$0.202 |
59 M |
7,611,158 |
0.00 |
0.00 |
Ordinary Shares |