| 02-18-2020 |
CXE |
MFS HIGH INCOME MUNICIPAL TRUST |
N/A
|
$3.68 |
$5.55 |
0.04% |
$0.016 |
122 M |
31,525,773 |
0.00 |
0.00 |
Ordinary Shares |
| 02-18-2020 |
GAINM |
Gladstone Investment Corporation |
N/A
|
$25.06 |
$25.40 |
N/A |
$0.1302 |
408 M |
2,300,000 |
0.00 |
0.00 |
6.25% PRF PERPETUAL USD 25 - Ser D |
| 02-18-2020 |
LANDP |
Gladstone Land Corp |
N/A
|
$20.56 |
$25.71 |
0.04% |
$0.125 |
496 M |
10,156,509 |
0.00 |
0.00 |
6.375% PRF REDEEM 30/09/2021 USD 25 - Ser A |
| 02-18-2020 |
CXH |
MFS INVESTMENT GRADE MUNICIPAL TRUST |
N/A
|
$8.06 |
$10.14 |
0.04% |
$0.0265 |
66 M |
8,199,220 |
0.00 |
0.00 |
Ordinary Shares |
| 02-18-2020 |
SMM |
Salient Midstream & MLP Fund |
N/A
|
$8.95 |
$7.13 |
N/A |
$0.0875 |
159 M |
17,722,448 |
0.00 |
0.00 |
Ordinary Shares |
| 02-18-2020 |
MFV |
MFS SPECIAL VALUE TRUST |
N/A
|
$4.41 |
$6.92 |
0.09% |
$0.00 |
32 M |
7,304,087 |
0.00 |
0.00 |
Ordinary Shares |
| 02-18-2020 |
MCR |
MFS CHARTER INCOME TRUST |
N/A
|
$6.31 |
$8.57 |
0.08% |
$0.0455 |
268 M |
41,952,945 |
0.00 |
0.00 |
Ordinary Shares |
| 02-18-2020 |
CIK |
CREDIT SUISSE ASSET MANAGEMENT INCOME FUND INC |
N/A
|
$2.92 |
$3.42 |
0.08% |
$0.00 |
165 M |
53,090,307 |
0.00 |
0.00 |
Ordinary Shares |
| 02-18-2020 |
MIN |
MFS INTERMEDIATE INCOME TRUST |
N/A
|
$2.68 |
$3.81 |
0.08% |
$0.0201 |
314 M |
113,798,238 |
0.00 |
0.00 |
Ordinary Shares |
| 02-18-2020 |
GOODM |
Gladstone Commercial Corp |
N/A
|
$25.01 |
$26.21 |
N/A |
$0.1458 |
816 M |
1,267,968 |
0.00 |
0.00 |
7% PRF PERPETUAL USD 25 - Ser D |
| 02-18-2020 |
AVX |
AVX Corp. |
N/A
|
$21.68 |
$20.51 |
0.00% |
$0.115 |
3,965 M |
169,093,000 |
1.22 |
92.54 |
Ordinary Shares |
| 02-18-2020 |
MGF |
MFS GOVERNMENT MARKETS INCOME TRUST |
N/A
|
$3.09 |
$4.59 |
0.07% |
$0.0198 |
105 M |
32,590,193 |
0.00 |
0.00 |
Ordinary Shares |
| 02-18-2020 |
CIF |
MFS INTERMEDIATE HIGH INCOME FUND |
N/A
|
$1.74 |
$2.94 |
0.09% |
$0.0147 |
32 M |
18,007,370 |
0.00 |
0.00 |
Ordinary Shares |
| 02-18-2020 |
AFL |
AFLAC INC |
Insurance/Accident And Health Insurance
|
$112.88 |
$51.55 |
0.02% |
$0.61 |
57,489 M |
516,369,452 |
6.84 |
15.77 |
Ordinary Shares |
| 02-18-2020 |
AMAT |
APPLIED MATERIALS INC /DE |
Electronic Equipment/Electronic Components & Accessories
|
$389.08 |
$67.41 |
0.01% |
$0.53 |
255,311 M |
793,609,867 |
9.80 |
32.57 |
Ordinary Shares |
| 02-18-2020 |
MTRN |
MATERION Corp |
Fabricated Products/Metal Forgings And Stampings
|
$188.22 |
$50.95 |
0.00% |
$0.135 |
3,092 M |
20,801,485 |
3.69 |
40.42 |
Ordinary Shares |
| 02-18-2020 |
ED |
CONSOLIDATED EDISON INC |
Utilities/Electric And Other Services Combined
|
$110.49 |
$93.88 |
0.03% |
$0.8875 |
35,569 M |
361,247,438 |
5.66 |
17.58 |
Ordinary Shares |
| 02-18-2020 |
LARK |
LANDMARK BANCORP INC |
Banking/National Commercial Banks
|
$26.59 |
$24.84 |
0.08% |
$0.21 |
153 M |
5,790,579 |
2.90 |
8.84 |
Ordinary Shares |
| 02-18-2020 |
POWL |
POWELL INDUSTRIES INC |
Electrical Equipment/Electric Transmission And Distribution Equipment
|
$275.33 |
$36.34 |
0.00% |
$0.27 |
3,855 M |
12,142,283 |
15.51 |
20.57 |
Ordinary Shares |
| 02-18-2020 |
BBD |
BANK BRADESCO |
Banking/State Commercial Banks – Fed Reserve System
|
$3.84 |
$7.44 |
0.10% |
$0.0037 |
34,154 M |
5,311,865,547 |
0.87 |
3.16 |
ADR |
| 02-18-2020 |
WBA |
Walgreens Boots Alliance, Inc. |
Retail/Retail – Drug & Proprietary Stores
|
$11.98 |
$52.07 |
0.09% |
$0.25 |
9,703 M |
865,560,675 |
-7.29 |
0.00 |
Ordinary Shares |
| 02-18-2020 |
GAIN |
GLADSTONE INVESTMENT CORPORATION\DE |
Financial Services/Diversified Investments
|
$16.82 |
$13.53 |
0.11% |
$0.08 |
551 M |
39,821,967 |
0.76 |
4.58 |
Ordinary Shares |
| 02-18-2020 |
GLAD |
GLADSTONE CAPITAL CORP |
Financial Services/Closed-End Fund - Debt
|
$19.26 |
$10.27 |
0.10% |
$0.15 |
463 M |
22,593,069 |
3.08 |
12.99 |
Ordinary Shares |
| 02-18-2020 |
TGT |
TARGET CORP |
Retail/Retail – Variety Stores
|
$128.89 |
$117.39 |
N/A |
$1.14 |
0 M |
452,855,589 |
8.16 |
N/A |
Ordinary Shares |
| 02-18-2020 |
GOOD |
GLADSTONE COMMERCIAL CORP |
Real Estate/Lessors Of Railroad & Real Property
|
$12.85 |
$21.09 |
N/A |
$0.10 |
0 M |
48,406,993 |
0.14 |
N/A |
Ordinary Shares |
| 02-18-2020 |
HNW |
Pioneer Diversified High Income Fund, Inc. |
Financial Services/Asset Management
|
$12.80 |
$15.31 |
0.08% |
$0.10 |
102 M |
8,334,759 |
N/A |
0.00 |
Ordinary Shares |
| 02-18-2020 |
HRZN |
Horizon Technology Finance Corp |
Financial Services/Asset Management
|
$4.22 |
$13.33 |
0.21% |
$0.06 |
277 M |
42,348,813 |
1.46 |
0.00 |
Ordinary Shares |
| 02-18-2020 |
LAND |
GLADSTONE LAND Corp |
Trading/REIT
|
$9.78 |
$13.90 |
N/A |
$0.0467 |
0 M |
41,438,406 |
-0.29 |
N/A |
Ordinary Shares |
| 02-18-2020 |
MPC |
Marathon Petroleum Corp |
Petroleum And Natural Gas/Petroleum Refining
|
$246.15 |
$57.69 |
0.02% |
$1.00 |
48,643 M |
294,740,164 |
13.24 |
12.02 |
Ordinary Shares |
| 02-18-2020 |
CHKR |
CHESAPEAKE GRANITE WASH TRUST |
Petroleum And Natural Gas/Crude Petroleum & Natural Gas
|
$0.57 |
$0.67 |
N/A |
$0.0202 |
20 M |
46,750,000 |
N/A |
0.00 |
Units |
| 02-18-2020 |
BBDO |
BANK BRADESCO |
Banking/State Commercial Banks – Fed Reserve System
|
$3.50 |
$6.97 |
0.10% |
$0.0361 |
34,154 M |
5,330,304,681 |
N/A |
3.16 |
ADR (Ord) |
| 02-18-2020 |
JRSH |
Jerash Holdings (US), Inc. |
Apparel/Apparel And Other Finished Products
|
$3.53 |
$6.89 |
0.07% |
$0.05 |
40 M |
N/A |
0.15 |
22.43 |
Ordinary Shares |
| 02-18-2020 |
GAINL |
Gladstone Investment Corporation |
N/A
|
$25.91 |
$25.94 |
0.07% |
$0.50 |
474 M |
36,688,667 |
0.00 |
0.00 |
6.375% PRF REDEEM 31/08/2025 USD 25 - Ser E |
| 02-18-2020 |
MMT |
MFS MULTIMARKET INCOME TRUST |
N/A
|
$4.63 |
$6.23 |
0.08% |
$0.0337 |
268 M |
55,301,715 |
0.00 |
0.00 |
Ordinary Shares |
| 02-18-2020 |
GOODN |
Gladstone Commercial Corp |
N/A
|
$22.99 |
$27.15 |
0.07% |
$0.138 |
686 M |
42,533,321 |
-0.02 |
80.94 |
6.625% PRF PERPETUAL USD 25 - Ser E |
| 02-18-2020 |
MRO |
Marathon Oil Corporation |
N/A
|
$28.53 |
$10.47 |
0.02% |
$0.11 |
16,026 M |
559,383,423 |
2.57 |
10.71 |
Ordinary Shares |
| 02-18-2020 |
CMU |
MFS HIGH YIELD MUNICIPAL TRUST |
N/A
|
$3.53 |
$4.88 |
0.04% |
$0.0145 |
91 M |
25,492,782 |
0.00 |
0.00 |
Ordinary Shares |
| 02-18-2020 |
DHY |
CREDIT SUISSE HIGH YIELD BOND FUND |
N/A
|
$2.16 |
$2.50 |
0.08% |
$0.00 |
222 M |
103,513,735 |
0.00 |
0.00 |
Ordinary Shares |
| 02-18-2020 |
XFLT |
XAI Octagon Floating Rate & Alternative Income Trust |
N/A
|
$6.67 |
$8.30 |
0.14% |
$0.085 |
413 M |
59,891,284 |
0.00 |
0.00 |
Ordinary Shares |
| 02-18-2020 |
MFM |
MFS MUNICIPAL INCOME TRUST |
N/A
|
$5.37 |
$7.38 |
0.04% |
$0.0215 |
230 M |
41,187,631 |
0.00 |
0.00 |
Ordinary Shares |