| 02-12-2020 |
PCM |
PCM FUND, INC. |
N/A
|
$6.62 |
$11.77 |
0.12% |
$0.08 |
93 M |
12,011,762 |
0.00 |
0.00 |
Ordinary Shares |
| 02-12-2020 |
HPI |
JOHN HANCOCK PREFERRED INCOME FUND |
N/A
|
$16.75 |
$23.81 |
0.08% |
$0.1235 |
465 M |
26,539,504 |
0.00 |
0.00 |
Ordinary Shares |
| 02-12-2020 |
GDV |
GABELLI DIVIDEND & INCOME TRUST |
N/A
|
$24.22 |
$22.15 |
0.05% |
$0.11 |
2,170 M |
90,178,491 |
0.00 |
0.00 |
Ordinary Shares |
| 02-12-2020 |
CBH |
Commerce Bancorp, Inc. |
N/A
|
$9.18 |
$9.85 |
0.04% |
$0.027 |
168 M |
18,263,597 |
0.00 |
0.00 |
Ordinary Shares |
| 02-12-2020 |
GLU |
GABELLI GLOBAL UTILITY & INCOME TRUST |
N/A
|
$15.28 |
$19.41 |
0.07% |
$0.10 |
92 M |
5,968,911 |
0.00 |
0.00 |
Ordinary Shares |
| 02-12-2020 |
DSE |
Duff & Phelps Select Energy MLP Fund Inc |
N/A
|
$9.58 |
$3.36 |
N/A |
$0.15 |
249 M |
26,233,543 |
0.00 |
0.00 |
Ordinary Shares |
| 02-12-2020 |
PCI |
PIMCO Dynamic Credit and Mortgage Income Fund |
N/A
|
$20.46 |
$25.29 |
0.10% |
$0.174 |
3,077 M |
150,317,409 |
0.00 |
0.00 |
Ordinary Shares |
| 02-12-2020 |
PFL |
PIMCO INCOME STRATEGY FUND |
N/A
|
$8.49 |
$12.29 |
0.11% |
$0.0814 |
318 M |
38,032,525 |
0.00 |
0.00 |
Ordinary Shares |
| 02-12-2020 |
PGP |
PIMCO Global StocksPLUS & Income Fund |
N/A
|
$7.76 |
$12.55 |
0.10% |
$0.069 |
91 M |
11,313,852 |
0.00 |
0.00 |
Ordinary Shares |
| 02-12-2020 |
EVF |
EATON VANCE SENIOR INCOME TRUST |
N/A
|
$6.21 |
$6.50 |
0.11% |
$0.055 |
99 M |
15,784,972 |
0.00 |
0.00 |
Ordinary Shares |
| 02-12-2020 |
DBL |
DoubleLine Opportunistic Credit Fund |
N/A
|
$15.50 |
$20.89 |
0.08% |
$0.11 |
252 M |
15,944,357 |
0.00 |
0.00 |
Ordinary Shares |
| 02-12-2020 |
EFL |
Western Asset Emerging Markets Floating Rate Fund Inc |
N/A
|
$8.64 |
$9.49 |
0.03% |
$0.00 |
204 M |
23,621,612 |
0.00 |
0.00 |
Ordinary Shares |
| 02-12-2020 |
GUT |
GABELLI UTILITY TRUST |
N/A
|
$5.27 |
$8.14 |
0.10% |
$0.05 |
447 M |
74,229,332 |
0.00 |
0.00 |
Ordinary Shares |
| 02-12-2020 |
EVN |
EATON VANCE MUNICIPAL INCOME TRUST |
N/A
|
$10.02 |
$13.44 |
0.05% |
$0.0513 |
428 M |
39,667,163 |
0.00 |
0.00 |
Ordinary Shares |
| 02-12-2020 |
OMP |
Oasis Midstream Partners LP |
N/A
|
$23.86 |
$14.89 |
N/A |
$0.56 |
0 M |
48,627,680 |
0.00 |
0.00 |
Unit |
| 02-12-2020 |
AIO |
Virtus Artificial Intelligence & Technology Opportunities Fund |
N/A
|
$24.19 |
$20.63 |
0.08% |
$0.15 |
744 M |
34,340,972 |
0.00 |
0.00 |
Ordinary Shares |
| 02-12-2020 |
HPF |
JOHN HANCOCK PREFERRED INCOME FUND II |
N/A
|
$16.54 |
$22.75 |
0.08% |
$0.1235 |
367 M |
21,511,260 |
0.00 |
0.00 |
Ordinary Shares |
| 02-12-2020 |
PDI |
PIMCO Dynamic Income Fund |
N/A
|
$18.80 |
$33.21 |
0.13% |
$0.2205 |
4,937 M |
257,546,113 |
0.00 |
0.00 |
Ordinary Shares |
| 02-12-2020 |
VGI |
Virtus Global Multi-Sector Income Fund |
N/A
|
$7.66 |
$13.81 |
0.11% |
$0.08 |
90 M |
11,313,093 |
0.00 |
0.00 |
Ordinary Shares |
| 02-12-2020 |
PHK |
PIMCO HIGH INCOME FUND |
N/A
|
$4.92 |
$7.61 |
0.11% |
$0.048 |
709 M |
146,128,293 |
0.00 |
0.00 |
Ordinary Shares |
| 02-12-2020 |
RCS |
PIMCO STRATEGIC INCOME FUND, INC |
N/A
|
$6.27 |
$9.21 |
0.09% |
$0.051 |
317 M |
46,070,801 |
0.00 |
0.00 |
Ordinary Shares |
| 02-12-2020 |
IVH |
Delaware Ivy High Income Opportunities Fund |
N/A
|
$6.92 |
$13.96 |
0.07% |
$0.149 |
194 M |
16,570,234 |
0.00 |
0.00 |
Ordinary Shares |
| 02-12-2020 |
HPS |
JOHN HANCOCK PREFERRED INCOME FUND III |
N/A
|
$14.92 |
$19.73 |
0.08% |
$0.11 |
523 M |
31,924,085 |
0.00 |
0.00 |
Ordinary Shares |
| 02-12-2020 |
PNI |
PIMCO NEW YORK MUNICIPAL INCOME FUND II |
N/A
|
$7.25 |
$12.15 |
0.05% |
$0.0295 |
85 M |
11,209,146 |
0.00 |
0.00 |
Ordinary Shares |
| 02-12-2020 |
PNF |
PIMCO NEW YORK MUNICIPAL INCOME FUND |
N/A
|
$7.53 |
$13.49 |
0.05% |
$0.0335 |
63 M |
7,868,376 |
0.00 |
0.00 |
Ordinary Shares |
| 02-12-2020 |
EHT |
Eaton Vance 2021 Target Term Trust |
N/A
|
$9.84 |
$10.02 |
0.03% |
$0.015 |
211 M |
21,464,504 |
0.00 |
0.00 |
Ordinary Shares |
| 02-12-2020 |
HTD |
JOHN HANCOCK TAX-ADVANTAGED DIVIDEND INCOME FUND |
N/A
|
$22.20 |
$27.63 |
0.07% |
$0.138 |
767 M |
35,431,824 |
0.00 |
0.00 |
Ordinary Shares |
| 02-12-2020 |
PCK |
PIMCO CALIFORNIA MUNICIPAL INCOME FUND II |
N/A
|
$5.76 |
$9.87 |
0.04% |
$0.0215 |
193 M |
32,253,459 |
0.00 |
0.00 |
Ordinary Shares |
| 02-12-2020 |
ZTR |
Virtus Total Return Fund Inc. |
N/A
|
$5.90 |
$11.70 |
0.10% |
$0.05 |
406 M |
68,578,328 |
0.00 |
0.00 |
Ordinary Shares |
| 02-12-2020 |
PMX |
PIMCO MUNICIPAL INCOME FUND III |
N/A
|
$7.34 |
$12.42 |
0.05% |
$0.033 |
268 M |
33,428,309 |
0.00 |
0.00 |
Ordinary Shares |
| 02-12-2020 |
PCQ |
PIMCO CALIFORNIA MUNICIPAL INCOME FUND |
N/A
|
$9.06 |
$19.20 |
0.04% |
$0.036 |
181 M |
18,981,066 |
0.00 |
0.00 |
Ordinary Shares |
| 02-12-2020 |
DSL |
Doubleline Income Solutions Fund |
N/A
|
$12.58 |
$20.96 |
0.10% |
$0.11 |
1,320 M |
101,996,828 |
0.00 |
0.00 |
Ordinary Shares |
| 02-12-2020 |
GGN |
GAMCO Global Gold, Natural Resources & Income Trust |
N/A
|
$3.94 |
$4.30 |
0.08% |
$0.03 |
642 M |
154,296,778 |
0.00 |
0.00 |
Ordinary Shares |
| 02-12-2020 |
PFN |
PIMCO Income Strategy Fund II |
N/A
|
$7.50 |
$10.82 |
0.11% |
$0.0718 |
618 M |
83,920,476 |
0.00 |
0.00 |
Ordinary Shares |
| 02-12-2020 |
PDT |
JOHN HANCOCK PREMIUM DIVIDEND FUND |
N/A
|
$12.68 |
$18.56 |
0.07% |
$0.0825 |
645 M |
49,185,225 |
0.00 |
0.00 |
Ordinary Shares |
| 02-12-2020 |
NCV |
Virtus Convertible & Income Fund |
N/A
|
$3.52 |
$6.07 |
0.11% |
$0.034 |
315 M |
90,373,569 |
0.00 |
0.00 |
Ordinary Shares |
| 02-12-2020 |
PKO |
Pimco Income Opportunity Fund |
N/A
|
$23.82 |
$28.13 |
0.09% |
$0.19 |
494 M |
20,769,564 |
0.00 |
0.00 |
Ordinary Shares |
| 02-12-2020 |
NCZ |
Virtus Convertible & Income Fund II |
N/A
|
$3.16 |
$5.27 |
0.11% |
$0.03 |
232 M |
76,115,749 |
0.00 |
0.00 |
Ordinary Shares |
| 02-12-2020 |
EVV |
EATON VANCE LTD DURATION INCOME FUND |
N/A
|
$9.97 |
$13.34 |
0.09% |
$0.0801 |
1,189 M |
116,203,460 |
0.00 |
0.00 |
Ordinary Shares |
| 02-12-2020 |
ADM |
Archer-Daniels-Midland Co |
Food Products/Fats And Oils
|
$74.94 |
$45.61 |
0.04% |
$0.52 |
27,421 M |
481,201,844 |
2.23 |
25.44 |
Ordinary Shares |
| 02-12-2020 |
TJX |
TJX COMPANIES INC /DE/ |
Retail/Retail – Apparel & Accessory Stores
|
$156.83 |
$63.29 |
0.01% |
$0.48 |
165,890 M |
1,106,810,654 |
4.93 |
30.19 |
Ordinary Shares |
| 02-12-2020 |
ZION |
ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ |
Banking/National Commercial Banks
|
$63.26 |
$46.11 |
N/A |
$0.45 |
0 M |
147,888,829 |
6.01 |
N/A |
Ordinary Shares |
| 02-12-2020 |
IVZ |
Invesco Ltd. |
Trading/Security And Commodity Brokers, Dealers, Exchanges & Services
|
$25.89 |
$18.58 |
N/A |
$0.215 |
0 M |
443,673,777 |
-1.60 |
N/A |
Ordinary Shares |
| 02-12-2020 |
AMG |
AFFILIATED MANAGERS GROUP, INC. |
Trading/Security And Commodity Brokers, Dealers, Exchanges & Services
|
$291.07 |
$83.71 |
N/A |
$0.01 |
0 M |
26,684,730 |
25.18 |
N/A |
Ordinary Shares |
| 02-12-2020 |
ETR |
ENTERGY CORP /DE/ |
Utilities/Electric Services
|
$116.43 |
$131.56 |
0.02% |
$0.64 |
49,907 M |
457,832,070 |
4.30 |
0.00 |
Ordinary Shares |
| 02-12-2020 |
STBA |
S&T BANCORP INC |
Banking/State Commercial Banks – Fed Reserve System
|
$44.28 |
$38.42 |
0.04% |
$0.34 |
1,492 M |
36,548,632 |
3.51 |
11.11 |
Ordinary Shares |
| 02-12-2020 |
SIMO |
Silicon Motion Technology CORP |
Electronic Equipment/Electronic Components & Accessories
|
$234.52 |
$47.07 |
0.03% |
$0.50 |
2,141 M |
33,681,620 |
3.27 |
27.27 |
ADR |
| 02-12-2020 |
RMD |
RESMED INC |
Medical Equipment/Surgical, Medical, And Dental Instruments And Supplies
|
$205.02 |
$172.76 |
0.01% |
$0.60 |
32,702 M |
145,056,384 |
10.40 |
21.52 |
Ordinary Shares |
| 02-12-2020 |
TBNK |
Territorial Bancorp Inc. |
Banking/Savings Institutions
|
$8.33 |
$29.69 |
0.01% |
$0.01 |
92 M |
8,832,210 |
0.90 |
0.00 |
Ordinary Shares |
| 02-12-2020 |
ARMK |
Aramark |
Restaurants, Hotels, Motels/Retail – Eating Places
|
$44.95 |
$41.60 |
0.01% |
$0.105 |
9,618 M |
262,835,999 |
1.20 |
30.39 |
Ordinary Shares |
| 02-12-2020 |
BSIG |
BrightSphere Investment Group Inc. |
N/A
|
$26.32 |
$10.22 |
0.00% |
$0.01 |
904 M |
37,067,135 |
0.00 |
0.00 |
Ordinary Shares |
| 02-12-2020 |
ACV |
Virtus Diversified Income & Convertible Fund |
N/A
|
$22.21 |
$26.13 |
0.10% |
$0.18 |
221 M |
10,365,167 |
0.00 |
0.00 |
Ordinary Shares |
| 02-12-2020 |
EVY |
Eaton Vance New York Municipal Income Trust |
N/A
|
$15.17 |
$13.65 |
0.04% |
$0.0458 |
82 M |
5,401,828 |
0.00 |
0.00 |
Ordinary Shares |
| 02-12-2020 |
CEV |
EATON VANCE CALIFORNIA MUNICIPAL INCOME TRUST |
N/A
|
$10.16 |
$13.66 |
0.04% |
$0.05 |
77 M |
7,033,575 |
0.00 |
0.00 |
Ordinary Shares |
| 02-12-2020 |
GNT |
GAMCO Natural Resources, Gold & Income Trust |
N/A
|
$5.45 |
$6.05 |
0.06% |
$0.03 |
103 M |
17,668,965 |
0.00 |
0.00 |
Ordinary Shares |
| 02-12-2020 |
PZC |
PIMCO CALIFORNIA MUNICIPAL INCOME FUND III |
N/A
|
$7.00 |
$11.25 |
0.05% |
$0.0295 |
163 M |
22,484,052 |
0.00 |
0.00 |
Ordinary Shares |
| 02-12-2020 |
PYN |
PIMCO NEW YORK MUNICIPAL INCOME FUND III |
N/A
|
$5.76 |
$10.23 |
0.05% |
$0.0248 |
35 M |
5,746,734 |
0.00 |
0.00 |
Ordinary Shares |
| 02-12-2020 |
HAO |
Haoxi Health Technology Ltd |
N/A
|
$1.80 |
$25.15 |
N/A |
$0.00 |
50 M |
14,970,000 |
N/A |
0.00 |
Invesco China Small Cap ETF |
| 02-12-2020 |
PCN |
PIMCO CORPORATE & INCOME STRATEGY FUND |
N/A
|
$13.52 |
$20.13 |
0.10% |
$0.1125 |
732 M |
54,406,443 |
0.00 |
0.00 |
Ordinary Shares |
| 02-12-2020 |
PML |
PIMCO MUNICIPAL INCOME FUND II |
N/A
|
$8.19 |
$15.53 |
0.05% |
$0.0395 |
586 M |
66,416,519 |
0.00 |
0.00 |
Ordinary Shares |
| 02-12-2020 |
PTY |
PIMCO CORPORATE & INCOME OPPORTUNITY FUND |
N/A
|
$14.42 |
$19.63 |
0.10% |
$0.1188 |
2,188 M |
153,081,203 |
0.00 |
0.00 |
Ordinary Shares |
| 02-12-2020 |
PMF |
PIMCO MUNICIPAL INCOME FUND |
N/A
|
$8.92 |
$15.30 |
0.05% |
$0.042 |
247 M |
26,225,943 |
0.00 |
0.00 |
Ordinary Shares |
| 02-12-2020 |
ELY |
Topgolf Callaway Brands Corp |
N/A
|
$21.98 |
$19.71 |
N/A |
$0.01 |
3,941 M |
184,770,415 |
0.76 |
26.29 |
Ordinary Shares |