| 01-16-2020 |
CYCCP |
Cyclacel Pharmaceuticals Inc |
N/A
|
$5.85 |
$5.63 |
N/A |
$0.15 |
2 M |
1,259 |
0.00 |
0.00 |
6% PRF PERPETUAL USD 10 |
| 01-16-2020 |
EDI |
Virtus Stone Harbor Emerging Markets Total Income Fund |
N/A
|
$5.05 |
$12.17 |
0.16% |
$0.07 |
50 M |
10,004,930 |
0.00 |
0.00 |
Ordinary Shares |
| 01-16-2020 |
PCF |
HIGH INCOME SECURITIES FUND |
N/A
|
$6.54 |
$9.36 |
0.11% |
$0.0622 |
117 M |
17,530,463 |
0.00 |
0.00 |
Ordinary Shares |
| 01-16-2020 |
SZC |
Cushing NextGen Infrastructure Income Fund |
N/A
|
$41.00 |
$54.64 |
0.06% |
$0.2132 |
106 M |
2,601,714 |
0.00 |
0.00 |
Ordinary Shares |
| 01-16-2020 |
OXLC |
Oxford Lane Capital Corp. |
N/A
|
$5.10 |
$8.96 |
0.16% |
$0.09 |
1,538 M |
287,000,000 |
0.00 |
0.00 |
Ordinary Shares |
| 01-16-2020 |
SRV |
NXG Cushing Midstream Energy Fund |
N/A
|
$45.94 |
$10.22 |
0.12% |
$0.45 |
112 M |
2,601,174 |
0.00 |
0.00 |
Ordinary Shares |
| 01-16-2020 |
IBKCO |
Iberiabank Corp |
N/A
|
$25.75 |
$28.20 |
N/A |
$0.4125 |
1,356 M |
52,663,861 |
0.00 |
N/A |
FXDFR PRF PERPETUAL USD 25 - Ser C 1/400th Int |
| 01-16-2020 |
IBKCP |
Iberiabank Corp |
N/A
|
$24.28 |
$28.08 |
N/A |
$0.8281 |
1,276 M |
52,663,861 |
0.00 |
N/A |
FXDFR PRF PERPETUAL USD 25 - Ser B |
| 01-16-2020 |
RMI |
RiverNorth Opportunistic Municipal Income Fund, Inc. |
N/A
|
$15.20 |
$23.00 |
0.07% |
$0.0965 |
101 M |
6,374,541 |
0.00 |
0.00 |
Ordinary Shares |
| 01-16-2020 |
ENIA |
Enel Americas SA |
N/A
|
$4.81 |
$10.84 |
0.02% |
$0.061 |
10,320 M |
2,145,633,971 |
0.37 |
13.93 |
ADR |
| 01-16-2020 |
RSF |
RiverNorth Capital & Income Fund, Inc. |
N/A
|
$15.30 |
$18.23 |
0.10% |
$0.1398 |
59 M |
3,862,917 |
0.00 |
0.00 |
Ordinary Shares |
| 01-16-2020 |
THW |
abrdn World Healthcare Fund |
N/A
|
$11.32 |
$14.16 |
0.10% |
$0.1167 |
508 M |
38,244,600 |
0.00 |
0.00 |
Ordinary Shares |
| 01-16-2020 |
OPP |
RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. |
N/A
|
$8.54 |
$16.68 |
0.13% |
$0.1003 |
205 M |
22,971,194 |
0.00 |
0.00 |
Ordinary Shares |
| 01-16-2020 |
THQ |
abrdn Healthcare Opportunities Fund |
N/A
|
$18.89 |
$19.31 |
0.08% |
$0.18 |
906 M |
41,356,058 |
0.00 |
0.00 |
Ordinary Shares |
| 01-16-2020 |
CIK |
CREDIT SUISSE ASSET MANAGEMENT INCOME FUND INC |
N/A
|
$2.92 |
$3.29 |
0.08% |
$0.00 |
165 M |
53,090,307 |
0.00 |
0.00 |
Ordinary Shares |
| 01-16-2020 |
AFT |
Axesstel, Inc. |
N/A
|
$14.86 |
$15.42 |
N/A |
$0.2463 |
6,705 M |
15,573,575 |
0.00 |
12.47 |
Ordinary Shares |
| 01-16-2020 |
OXLCO |
Oxford Lane Capital Corp |
N/A
|
$22.95 |
$25.50 |
0.06% |
$0.125 |
1,538 M |
2,400,000 |
0.00 |
0.00 |
7.50% PRF PERPETUAL USD 25 - Ser 2023 |
| 01-16-2020 |
SPE |
SPECIAL OPPORTUNITIES FUND, INC. |
N/A
|
$14.96 |
$14.82 |
0.08% |
$0.0954 |
154 M |
11,182,133 |
0.00 |
0.00 |
Ordinary Shares |
| 01-16-2020 |
EDF |
Virtus Stone Harbor Emerging Markets Income Fund |
N/A
|
$5.02 |
$13.82 |
0.13% |
$0.06 |
91 M |
17,176,885 |
0.00 |
0.00 |
Ordinary Shares |
| 01-16-2020 |
TBC |
AT&T, Inc. - 5.625% NT REDEEM 01/08/2067 USD 25 |
N/A
|
$24.99 |
$27.70 |
0.06% |
$0.3516 |
142,688 M |
7,170,243,877 |
1.74 |
0.00 |
5.625% NT REDEEM 01/08/2067 USD 25 |
| 01-16-2020 |
RIV |
RIVERNORTH OPPORTUNITIES FUND, INC. |
N/A
|
$11.86 |
$17.01 |
0.12% |
$0.1289 |
268 M |
21,453,174 |
0.00 |
0.00 |
Ordinary Shares |
| 01-16-2020 |
FINS |
Angel Oak Financial Strategies Income Term Trust |
N/A
|
$12.88 |
$20.70 |
0.10% |
$0.109 |
321 M |
25,062,638 |
0.00 |
0.00 |
Ordinary Shares |
| 01-16-2020 |
AIF |
Apollo Tactical Income Fund Inc. |
N/A
|
$14.84 |
$15.52 |
0.09% |
$0.2862 |
215 M |
14,500,000 |
0.00 |
0.00 |
Ordinary Shares |
| 01-16-2020 |
SSW |
Seaspan Corporation |
N/A
|
$9.93 |
$14.11 |
N/A |
$0.125 |
2,138 M |
215,756,000 |
1.74 |
N/A |
Ordinary Shares - Class A |
| 01-16-2020 |
AIW |
Arlington Asset Investment Corp - 6.625% NT REDEEM 01/05/2023 USD 25 |
N/A
|
$25.12 |
$24.89 |
0.07% |
$0.4187 |
122 M |
4,888,457 |
0.00 |
0.00 |
6.625% NT REDEEM 01/05/2023 USD 25 |
| 01-16-2020 |
EME |
EMCOR Group, Inc. |
Construction/Construction – Special Contractors
|
$903.50 |
$86.56 |
0.00% |
$0.25 |
32,862 M |
44,440,278 |
29.88 |
24.57 |
Ordinary Shares |
| 01-16-2020 |
CBRL |
CRACKER BARREL OLD COUNTRY STORE, INC |
Restaurants, Hotels, Motels/Retail – Eating Places
|
$31.09 |
$159.38 |
N/A |
$0.25 |
0 M |
22,351,023 |
-0.18 |
N/A |
Ordinary Shares |
| 01-16-2020 |
BFS |
SAUL CENTERS, INC. |
Trading/REIT
|
$34.42 |
$53.70 |
N/A |
$0.59 |
0 M |
24,495,775 |
1.09 |
N/A |
Ordinary Shares |
| 01-16-2020 |
AYI |
ACUITY BRANDS INC |
Electrical Equipment/Electric Lighting & Wiring Equipment
|
$289.29 |
$122.40 |
0.00% |
$0.17 |
9,248 M |
30,315,168 |
13.98 |
19.51 |
Ordinary Shares |
| 01-16-2020 |
GD |
GENERAL DYNAMICS CORP |
Shipbuilding, Railroad Equipment/Ship Building And Repairing
|
$345.84 |
$182.40 |
0.02% |
$1.59 |
93,954 M |
270,430,187 |
16.12 |
21.64 |
Ordinary Shares |
| 01-16-2020 |
MEI |
METHODE ELECTRONICS INC |
Electronic Equipment/Electronic Components & Accessories
|
$8.63 |
$38.88 |
N/A |
$0.05 |
0 M |
35,430,421 |
-1.81 |
N/A |
Ordinary Shares |
| 01-16-2020 |
MGRC |
MCGRATH RENTCORP |
Business Services/Services – Equipment Rental And Leasing
|
$109.38 |
$78.67 |
0.02% |
$0.495 |
2,703 M |
24,561,770 |
6.30 |
17.42 |
Ordinary Shares |
| 01-16-2020 |
OXM |
OXFORD INDUSTRIES INC |
Apparel/Apparel And Other Finished Products
|
$42.53 |
$74.17 |
N/A |
$0.67 |
0 M |
14,887,454 |
-1.86 |
N/A |
Ordinary Shares |
| 01-16-2020 |
PNC |
PNC FINANCIAL SERVICES GROUP, INC. |
Banking/National Commercial Banks
|
$220.71 |
$152.62 |
N/A |
$1.70 |
0 M |
403,370,923 |
16.60 |
N/A |
Ordinary Shares |
| 01-16-2020 |
OXSQ |
Oxford Square Capital Corp. |
Financial Services/Closed-End Fund - Debt
|
$1.92 |
$5.95 |
0.24% |
$0.035 |
153 M |
93,527,087 |
-0.16 |
0.00 |
Ordinary Shares |
| 01-16-2020 |
GLBZ |
GLEN BURNIE BANCORP |
Banking/State Commercial Banks – Fed Reserve System
|
$4.30 |
$11.50 |
N/A |
$0.10 |
13 M |
2,919,695 |
0.06 |
509.04 |
Ordinary Shares |
| 01-16-2020 |
WDFC |
WD 40 CO |
Chemicals/Misc. Chemical Products
|
$211.06 |
$190.90 |
0.02% |
$0.94 |
3,212 M |
13,455,402 |
5.90 |
40.16 |
Ordinary Shares |
| 01-16-2020 |
FL |
FOOT LOCKER, INC. |
Retail/Retail – Apparel & Accessory Stores
|
$24.01 |
$39.38 |
N/A |
$0.40 |
2,349 M |
95,576,110 |
-3.77 |
0.00 |
Ordinary Shares |
| 01-16-2020 |
EOG |
EOG RESOURCES INC |
Petroleum And Natural Gas/Crude Petroleum & Natural Gas
|
$138.95 |
$87.02 |
0.04% |
$1.02 |
56,440 M |
536,491,493 |
9.17 |
11.33 |
Ordinary Shares |
| 01-16-2020 |
BPT |
BP PRUDHOE BAY ROYALTY TRUST |
Petroleum And Natural Gas/Petroleum Refining
|
$0.50 |
$8.33 |
N/A |
$0.00 |
34 M |
21,400,000 |
N/A |
0.00 |
Unit |
| 01-16-2020 |
IHT |
INNSUITES HOSPITALITY TRUST |
Trading/REIT
|
$1.12 |
$1.54 |
0.01% |
$0.01 |
14 M |
9,204,834 |
-0.10 |
0.00 |
Ordinary Shares |
| 01-16-2020 |
KWR |
QUAKER CHEMICAL CORP |
Petroleum And Natural Gas/Misc. Products Of Petroleum & Coal
|
$142.43 |
$169.60 |
0.02% |
$0.485 |
2,145 M |
17,366,444 |
0.26 |
503.67 |
Ordinary Shares |
| 01-16-2020 |
PBHC |
Pathfinder Bancorp, Inc. |
Banking/State Commercial Banks – Fed Reserve System
|
$14.25 |
$13.84 |
0.03% |
$0.10 |
96 M |
6,174,508 |
1.80 |
12.74 |
Ordinary Shares |
| 01-16-2020 |
GWRS |
Global Water Resources, Inc. |
Utilities/Water Supply
|
$7.11 |
$12.66 |
N/A |
$0.0253 |
0 M |
28,756,854 |
0.11 |
N/A |
Ordinary Shares |
| 01-16-2020 |
HRZN |
Horizon Technology Finance Corp |
Financial Services/Asset Management
|
$4.22 |
$13.38 |
0.21% |
$0.06 |
277 M |
42,348,813 |
1.46 |
0.00 |
Ordinary Shares |
| 01-16-2020 |
LXFR |
LUXFER HOLDINGS PLC |
Chemicals/Industrial Inorganic Chemicals
|
$15.35 |
$17.81 |
0.04% |
$0.13 |
322 M |
26,751,621 |
0.22 |
55.56 |
Ordinary Shares |
| 01-16-2020 |
ZTS |
Zoetis Inc. |
Pharmaceutical Products/Pharmaceutical Preparations
|
$114.16 |
$139.24 |
0.02% |
$0.53 |
55,212 M |
422,127,709 |
6.03 |
20.66 |
Ordinary Shares - Class A |
| 01-16-2020 |
SAIC |
Science Applications International Corp |
Computer Software/Computer Integrated Systems Design
|
$95.71 |
$93.05 |
N/A |
$0.37 |
0 M |
43,419,313 |
7.73 |
N/A |
Ordinary Shares |
| 01-16-2020 |
SACH |
Sachem Capital Corp. |
Trading/REIT
|
$1.03 |
$4.40 |
0.20% |
$0.05 |
47 M |
47,967,172 |
0.04 |
25.78 |
Ordinary Shares |
| 01-16-2020 |
OZK |
BANK OF THE OZARKS INC |
Banking/State Commercial Banks – Fed Reserve System
|
$48.57 |
$30.81 |
0.03% |
$0.47 |
4,917 M |
113,434,816 |
2.10 |
7.23 |
Ordinary Shares |
| 01-16-2020 |
FEDU |
Four Seasons Education (Cayman) Inc. |
Personal Services/Services – Educational
|
$10.42 |
$1.75 |
0.14% |
$2.30 |
36 M |
2,116,342 |
-0.45 |
0.00 |
ADR |
| 01-16-2020 |
RMM |
RiverNorth Managed Duration Municipal Income Fund, Inc. |
N/A
|
$14.16 |
$20.12 |
0.07% |
$0.0905 |
307 M |
19,739,628 |
N/A |
0.00 |
Ordinary Shares |
| 01-16-2020 |
ECOL |
US Ecology Inc. |
N/A
|
$47.99 |
$54.78 |
N/A |
$0.18 |
0 M |
31,512,324 |
-0.09 |
0.00 |
Ordinary Shares |
| 01-16-2020 |
PKI |
Revvity Inc. |
N/A
|
$115.22 |
$101.22 |
0.00% |
$0.07 |
14,456 M |
125,441,002 |
7.61 |
15.03 |
Ordinary Shares |
| 01-16-2020 |
SRF |
Cushing Energy Income Fund |
N/A
|
$4.12 |
$6.70 |
N/A |
$0.04 |
10 M |
2,475,000 |
0.00 |
N/A |
Ordinary Shares |
| 01-16-2020 |
OXLCM |
Oxford Lane Capital Corp |
N/A
|
$24.96 |
$25.72 |
N/A |
$0.1406 |
864 M |
2,729,415 |
0.00 |
0.00 |
6.75% PRF REDEEM 30/06/2024 USD 25 - Ser 2024 |
| 01-16-2020 |
DHY |
CREDIT SUISSE HIGH YIELD BOND FUND |
N/A
|
$2.16 |
$2.49 |
0.08% |
$0.00 |
222 M |
103,513,735 |
0.00 |
0.00 |
Ordinary Shares |
| 01-16-2020 |
CMD |
Criticare Systems Inc. |
N/A
|
$81.62 |
$61.68 |
N/A |
$0.105 |
3,401 M |
42,314,213 |
1.09 |
72.76 |
Ordinary Shares |
| 01-16-2020 |
CMCL |
Caledonia Mining Corp Plc |
N/A
|
$10.07 |
$8.38 |
0.05% |
$0.14 |
153 M |
19,188,073 |
N/A |
0.00 |
Ordinary Shares |