| 01-10-2020 |
ECCB |
Eagle Point Credit Company Inc |
N/A
|
$24.99 |
$26.50 |
0.07% |
$0.1615 |
455 M |
1,840,000 |
0.00 |
0.00 |
7.75% PRF PERPETUAL USD 25 - Ser B |
| 01-10-2020 |
PCM |
PCM FUND, INC. |
N/A
|
$6.62 |
$11.52 |
0.12% |
$0.08 |
93 M |
12,011,762 |
0.00 |
0.00 |
Ordinary Shares |
| 01-10-2020 |
CBH |
Commerce Bancorp, Inc. |
N/A
|
$9.18 |
$9.81 |
0.04% |
$0.027 |
168 M |
18,263,597 |
0.00 |
0.00 |
Ordinary Shares |
| 01-10-2020 |
PCI |
PIMCO Dynamic Credit and Mortgage Income Fund |
N/A
|
$20.46 |
$25.18 |
0.10% |
$0.174 |
3,077 M |
150,317,409 |
0.00 |
0.00 |
Ordinary Shares |
| 01-10-2020 |
ECC |
Eagle Point Credit Co Inc. |
N/A
|
$9.03 |
$15.47 |
0.18% |
$0.02 |
852 M |
85,301,892 |
0.00 |
0.00 |
Ordinary Shares |
| 01-10-2020 |
PFL |
PIMCO INCOME STRATEGY FUND |
N/A
|
$8.49 |
$11.95 |
0.11% |
$0.0814 |
318 M |
38,032,525 |
0.00 |
0.00 |
Ordinary Shares |
| 01-10-2020 |
PGP |
PIMCO Global StocksPLUS & Income Fund |
N/A
|
$7.76 |
$12.31 |
0.10% |
$0.069 |
91 M |
11,313,852 |
0.00 |
0.00 |
Ordinary Shares |
| 01-10-2020 |
EVN |
EATON VANCE MUNICIPAL INCOME TRUST |
N/A
|
$10.02 |
$12.86 |
0.05% |
$0.0513 |
428 M |
39,667,163 |
0.00 |
0.00 |
Ordinary Shares |
| 01-10-2020 |
AIO |
Virtus Artificial Intelligence & Technology Opportunities Fund |
N/A
|
$24.19 |
$19.98 |
0.08% |
$0.15 |
744 M |
34,340,972 |
0.00 |
0.00 |
Ordinary Shares |
| 01-10-2020 |
HPF |
JOHN HANCOCK PREFERRED INCOME FUND II |
N/A
|
$16.54 |
$22.29 |
0.08% |
$0.1235 |
367 M |
21,511,260 |
0.00 |
0.00 |
Ordinary Shares |
| 01-10-2020 |
PDI |
PIMCO Dynamic Income Fund |
N/A
|
$18.80 |
$33.01 |
0.13% |
$0.2205 |
4,937 M |
257,546,113 |
0.00 |
0.00 |
Ordinary Shares |
| 01-10-2020 |
PHK |
PIMCO HIGH INCOME FUND |
N/A
|
$4.92 |
$7.60 |
0.11% |
$0.048 |
709 M |
146,128,293 |
0.00 |
0.00 |
Ordinary Shares |
| 01-10-2020 |
RCS |
PIMCO STRATEGIC INCOME FUND, INC |
N/A
|
$6.27 |
$9.08 |
0.09% |
$0.051 |
317 M |
46,070,801 |
0.00 |
0.00 |
Ordinary Shares |
| 01-10-2020 |
HPS |
JOHN HANCOCK PREFERRED INCOME FUND III |
N/A
|
$14.92 |
$19.49 |
0.08% |
$0.11 |
523 M |
31,924,085 |
0.00 |
0.00 |
Ordinary Shares |
| 01-10-2020 |
PNI |
PIMCO NEW YORK MUNICIPAL INCOME FUND II |
N/A
|
$7.25 |
$12.22 |
0.05% |
$0.0295 |
85 M |
11,209,146 |
0.00 |
0.00 |
Ordinary Shares |
| 01-10-2020 |
PNF |
PIMCO NEW YORK MUNICIPAL INCOME FUND |
N/A
|
$7.53 |
$13.99 |
0.05% |
$0.0335 |
63 M |
7,868,376 |
0.00 |
0.00 |
Ordinary Shares |
| 01-10-2020 |
EHT |
Eaton Vance 2021 Target Term Trust |
N/A
|
$9.84 |
$10.04 |
0.03% |
$0.015 |
211 M |
21,464,504 |
0.00 |
0.00 |
Ordinary Shares |
| 01-10-2020 |
PCK |
PIMCO CALIFORNIA MUNICIPAL INCOME FUND II |
N/A
|
$5.76 |
$9.78 |
0.04% |
$0.0215 |
193 M |
32,253,459 |
0.00 |
0.00 |
Ordinary Shares |
| 01-10-2020 |
LGI |
LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC |
N/A
|
$16.15 |
$16.55 |
0.07% |
$0.1494 |
224 M |
13,012,942 |
0.00 |
0.00 |
Ordinary Shares |
| 01-10-2020 |
PMX |
PIMCO MUNICIPAL INCOME FUND III |
N/A
|
$7.34 |
$12.52 |
0.05% |
$0.033 |
268 M |
33,428,309 |
0.00 |
0.00 |
Ordinary Shares |
| 01-10-2020 |
PCQ |
PIMCO CALIFORNIA MUNICIPAL INCOME FUND |
N/A
|
$9.06 |
$19.05 |
0.04% |
$0.036 |
181 M |
18,981,066 |
0.00 |
0.00 |
Ordinary Shares |
| 01-10-2020 |
PFN |
PIMCO Income Strategy Fund II |
N/A
|
$7.50 |
$10.74 |
0.11% |
$0.0718 |
618 M |
83,920,476 |
0.00 |
0.00 |
Ordinary Shares |
| 01-10-2020 |
NCV |
Virtus Convertible & Income Fund |
N/A
|
$3.52 |
$5.85 |
0.11% |
$0.034 |
315 M |
90,373,569 |
0.00 |
0.00 |
Ordinary Shares |
| 01-10-2020 |
PKO |
Pimco Income Opportunity Fund |
N/A
|
$23.82 |
$28.23 |
0.09% |
$0.19 |
494 M |
20,769,564 |
0.00 |
0.00 |
Ordinary Shares |
| 01-10-2020 |
NCZ |
Virtus Convertible & Income Fund II |
N/A
|
$3.16 |
$5.13 |
0.11% |
$0.03 |
232 M |
76,115,749 |
0.00 |
0.00 |
Ordinary Shares |
| 01-10-2020 |
EVV |
EATON VANCE LTD DURATION INCOME FUND |
N/A
|
$9.97 |
$13.22 |
0.09% |
$0.0801 |
1,189 M |
116,203,460 |
0.00 |
0.00 |
Ordinary Shares |
| 01-10-2020 |
GROW |
U S GLOBAL INVESTORS INC |
Trading/Security And Commodity Brokers, Dealers, Exchanges & Services
|
$2.65 |
$1.39 |
0.04% |
$0.0075 |
31 M |
10,484,211 |
0.01 |
312.74 |
Ordinary Shares - Class A |
| 01-10-2020 |
CNOB |
ConnectOne Bancorp, Inc. |
Banking/State Commercial Banks – Fed Reserve System
|
$29.37 |
$25.21 |
N/A |
$0.18 |
0 M |
50,273,382 |
1.64 |
N/A |
Ordinary Shares |
| 01-10-2020 |
SCVL |
SHOE CARNIVAL INC |
Retail/Retail – Apparel & Accessory Stores
|
$18.43 |
$37.46 |
N/A |
$0.15 |
0 M |
27,469,571 |
1.91 |
N/A |
Ordinary Shares |
| 01-10-2020 |
HRL |
HORMEL FOODS CORP /DE/ |
Food Products/Meat Products
|
$21.33 |
$44.90 |
0.05% |
$0.2925 |
13,533 M |
550,284,207 |
0.89 |
27.65 |
Ordinary Shares |
| 01-10-2020 |
UVV |
UNIVERSAL CORP /VA/ |
Wholesale/Wholesale – Farm Product Raw Materials
|
$54.25 |
$56.07 |
0.06% |
$0.82 |
1,295 M |
24,923,496 |
3.03 |
15.19 |
Ordinary Shares |
| 01-10-2020 |
GORO |
GOLD RESOURCE CORP |
Precious Metals/Gold & Silver Ores
|
$1.41 |
$5.19 |
N/A |
$0.01 |
114 M |
161,765,685 |
-0.12 |
0.00 |
Ordinary Shares |
| 01-10-2020 |
GNL |
Global Net Lease, Inc. |
Trading/REIT
|
$9.53 |
$19.86 |
N/A |
$0.19 |
0 M |
214,186,001 |
-1.21 |
N/A |
Ordinary Shares |
| 01-10-2020 |
ACV |
Virtus Diversified Income & Convertible Fund |
N/A
|
$22.21 |
$25.11 |
0.10% |
$0.18 |
221 M |
10,365,167 |
0.00 |
0.00 |
Ordinary Shares |
| 01-10-2020 |
EVY |
Eaton Vance New York Municipal Income Trust |
N/A
|
$15.17 |
$13.42 |
0.04% |
$0.0458 |
82 M |
5,401,828 |
0.00 |
0.00 |
Ordinary Shares |
| 01-10-2020 |
CEV |
EATON VANCE CALIFORNIA MUNICIPAL INCOME TRUST |
N/A
|
$10.16 |
$13.35 |
0.04% |
$0.05 |
77 M |
7,033,575 |
0.00 |
0.00 |
Ordinary Shares |
| 01-10-2020 |
PZC |
PIMCO CALIFORNIA MUNICIPAL INCOME FUND III |
N/A
|
$7.00 |
$11.07 |
0.05% |
$0.0295 |
163 M |
22,484,052 |
0.00 |
0.00 |
Ordinary Shares |
| 01-10-2020 |
PYN |
PIMCO NEW YORK MUNICIPAL INCOME FUND III |
N/A
|
$5.76 |
$9.73 |
0.05% |
$0.0248 |
35 M |
5,746,734 |
0.00 |
0.00 |
Ordinary Shares |
| 01-10-2020 |
AFIN |
American Fin Tr Inc - Class A |
N/A
|
$8.23 |
$12.68 |
0.10% |
$0.2125 |
1,016 M |
123,506,474 |
0.00 |
0.00 |
Ordinary Shares - Class A |
| 01-10-2020 |
PCN |
PIMCO CORPORATE & INCOME STRATEGY FUND |
N/A
|
$13.52 |
$19.72 |
0.10% |
$0.1125 |
732 M |
54,406,443 |
0.00 |
0.00 |
Ordinary Shares |
| 01-10-2020 |
WDR |
Waddell & Reed Financial, Inc. |
N/A
|
$24.98 |
$16.56 |
0.04% |
$0.25 |
1,549 M |
62,024,785 |
0.79 |
30.94 |
Ordinary Shares - Class A |
| 01-10-2020 |
PML |
PIMCO MUNICIPAL INCOME FUND II |
N/A
|
$8.19 |
$15.59 |
0.05% |
$0.0395 |
586 M |
66,416,519 |
0.00 |
0.00 |
Ordinary Shares |
| 01-10-2020 |
PTY |
PIMCO CORPORATE & INCOME OPPORTUNITY FUND |
N/A
|
$14.42 |
$19.20 |
0.10% |
$0.1188 |
2,188 M |
153,081,203 |
0.00 |
0.00 |
Ordinary Shares |
| 01-10-2020 |
PMF |
PIMCO MUNICIPAL INCOME FUND |
N/A
|
$8.92 |
$15.22 |
0.05% |
$0.042 |
247 M |
26,225,943 |
0.00 |
0.00 |
Ordinary Shares |