| 12-20-2019 |
HGLB |
Highland Global Allocation Fund |
N/A
|
$7.36 |
$9.51 |
0.12% |
$0.081 |
176 M |
22,484,086 |
0.00 |
0.00 |
Ordinary Shares |
| 12-20-2019 |
FLC |
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC |
N/A
|
$16.75 |
$22.89 |
0.06% |
$0.0913 |
175 M |
10,456,821 |
0.00 |
0.00 |
Ordinary Shares |
| 12-20-2019 |
FMN |
Federated Hermes Premier Municipal Income Fund |
N/A
|
$10.87 |
$14.01 |
0.04% |
$0.038 |
135 M |
11,498,091 |
0.00 |
0.00 |
Ordinary Shares |
| 12-20-2019 |
PPT |
PUTNAM PREMIER INCOME TRUST |
N/A
|
$3.58 |
$5.47 |
0.08% |
$0.026 |
355 M |
96,268,784 |
0.00 |
0.00 |
Ordinary Shares |
| 12-20-2019 |
PFO |
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC |
N/A
|
$9.08 |
$12.21 |
0.06% |
$0.0492 |
118 M |
13,077,326 |
0.00 |
0.00 |
Ordinary Shares |
| 12-20-2019 |
NFJ |
Virtus Dividend, Interest & Premium Strategy Fund |
N/A
|
$12.56 |
$13.02 |
0.08% |
$0.305 |
1,225 M |
94,801,581 |
0.00 |
0.00 |
Ordinary Shares |
| 12-20-2019 |
INSI |
Insight Select Income Fund |
N/A
|
$17.22 |
$20.25 |
0.05% |
$0.20 |
182 M |
10,713,410 |
0.00 |
0.00 |
Ordinary Shares |
| 12-20-2019 |
BGX |
Blackstone Long-Short Credit Income Fund |
N/A
|
$12.60 |
$15.52 |
0.09% |
$0.105 |
165 M |
12,708,274 |
0.00 |
0.00 |
Ordinary Shares |
| 12-20-2019 |
EMEM |
(DELISTED IN WCA) Ordinary Shares |
N/A
|
$23.58 |
$23.07 |
N/A |
$0.0673 |
6 M |
250,004 |
0.00 |
N/A |
Virtus Glovista Emerging Markets ETF |
| 12-20-2019 |
GLO |
Clough Global Opportunities Fund |
N/A
|
$5.21 |
$9.55 |
0.10% |
$0.048 |
229 M |
42,830,122 |
0.00 |
0.00 |
Ordinary Shares |
| 12-20-2019 |
NIE |
Virtus Equity & Convertible Income Fund |
N/A
|
$24.17 |
$23.03 |
0.09% |
$0.50 |
628 M |
27,708,965 |
0.00 |
0.00 |
Ordinary Shares |
| 12-20-2019 |
KF |
KOREA FUND INC |
N/A
|
$19.64 |
$29.58 |
N/A |
$3.3189 |
124 M |
4,921,570 |
0.00 |
0.00 |
Ordinary Shares |
| 12-20-2019 |
BSL |
Blackstone Senior Floating Rate 2027 Term Fund |
N/A
|
$14.31 |
$16.19 |
0.09% |
$0.114 |
186 M |
13,008,541 |
0.00 |
0.00 |
Ordinary Shares |
| 12-20-2019 |
CPTA |
Capitala Finance Corp |
N/A
|
$25.40 |
$8.69 |
N/A |
$0.0833 |
69 M |
2,711,068 |
0.00 |
0.00 |
Ordinary Shares |
| 12-20-2019 |
FFC |
Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC |
N/A
|
$15.74 |
$21.64 |
0.06% |
$0.0897 |
761 M |
48,094,255 |
0.00 |
0.00 |
Ordinary Shares |
| 12-20-2019 |
SFE |
Safeguard Scientifics, Inc. |
N/A
|
$0.48 |
$11.45 |
0.02% |
$0.35 |
19,714 M |
16,575,618 |
0.00 |
6.35 |
Ordinary Shares |
| 12-20-2019 |
PIM |
PUTNAM MASTER INTERMEDIATE INCOME TRUST |
N/A
|
$3.27 |
$4.77 |
0.08% |
$0.022 |
162 M |
48,338,471 |
0.00 |
0.00 |
Ordinary Shares |
| 12-20-2019 |
VGFO |
Virtus WMC Global Factor Opportunities ETF |
N/A
|
$25.96 |
$27.28 |
N/A |
$0.5455 |
5 M |
200,004 |
0.00 |
N/A |
Virtus WMC International Dividend ETF |
| 12-20-2019 |
RMRM |
RMR Mortgage Trust |
N/A
|
$10.41 |
$19.93 |
0.05% |
$0.15 |
105 M |
10,217,009 |
0.00 |
0.00 |
Ordinary Shares |
| 12-20-2019 |
LTC |
LTC PROPERTIES INC |
Trading/REIT
|
$38.23 |
$44.55 |
N/A |
$0.19 |
0 M |
48,509,762 |
2.54 |
N/A |
Ordinary Shares |
| 12-20-2019 |
CHMG |
CHEMUNG FINANCIAL CORP |
Banking/State Commercial Banks – Fed Reserve System
|
$65.75 |
$44.80 |
0.02% |
$0.32 |
268 M |
4,818,467 |
3.14 |
17.71 |
Ordinary Shares |
| 12-20-2019 |
ESP |
ESPEY MFG & ELECTRONICS CORP |
Electronic Equipment/Electronic Components & Accessories
|
$68.78 |
$21.25 |
0.04% |
$0.25 |
0 M |
2,958,843 |
3.59 |
0.00 |
Ordinary Shares |
| 12-20-2019 |
GE |
GENERAL ELECTRIC CO |
Electrical Equipment/Electronic & Other Electrical Equipment
|
$280.52 |
$11.03 |
0.01% |
$0.47 |
297,622 M |
1,043,337,235 |
8.19 |
34.49 |
Ordinary Shares |
| 12-20-2019 |
ABEV |
AMBEV S.A. |
Beer & Liquor/Beverages
|
$2.90 |
$4.57 |
0.07% |
$0.0841 |
35,770 M |
15,757,657,336 |
0.13 |
12.28 |
ADR |
| 12-20-2019 |
FGBI |
First Guaranty Bancshares, Inc. |
Banking/Savings Institutions
|
$9.00 |
$20.41 |
0.00% |
$0.01 |
121 M |
15,352,947 |
-4.13 |
0.00 |
Ordinary Shares |
| 12-20-2019 |
AIN |
ALBANY INTERNATIONAL CORP /DE/ |
Textiles/Textile Mill Products
|
$57.20 |
$77.10 |
0.02% |
$0.27 |
1,478 M |
28,400,000 |
-1.96 |
0.00 |
Ordinary Shares - Class A |
| 12-20-2019 |
BBD |
BANK BRADESCO |
Banking/State Commercial Banks – Fed Reserve System
|
$3.75 |
$8.60 |
0.10% |
$0.0037 |
34,154 M |
5,311,865,547 |
0.87 |
3.16 |
ADR |
| 12-20-2019 |
DX |
DYNEX CAPITAL INC |
Trading/REIT
|
$13.26 |
$16.94 |
0.16% |
$0.17 |
2,546 M |
215,150,907 |
2.14 |
10.45 |
Ordinary Shares |
| 12-20-2019 |
VAC |
MARRIOTT VACATIONS WORLDWIDE Corp |
Real Estate/Real Estate Agents And Managers
|
$70.21 |
$129.13 |
N/A |
$0.79 |
0 M |
34,305,473 |
-8.84 |
N/A |
Ordinary Shares |
| 12-20-2019 |
ESRT |
Empire State Realty Trust, Inc. |
Trading/REIT
|
$5.41 |
$13.78 |
0.02% |
$0.035 |
1,110 M |
171,239,894 |
0.26 |
25.57 |
Ordinary Shares - Class A |
| 12-20-2019 |
BBDO |
BANK BRADESCO |
Banking/State Commercial Banks – Fed Reserve System
|
$3.45 |
$8.11 |
0.10% |
$0.0361 |
34,154 M |
5,330,304,681 |
N/A |
3.16 |
ADR (Ord) |
| 12-20-2019 |
AHRT |
Armada Hoffler Properties, Inc. |
Real Estate/Real Estate
|
$5.98 |
$18.33 |
0.08% |
$0.14 |
531 M |
80,176,689 |
0.21 |
0.00 |
Ordinary Shares |
| 12-20-2019 |
BANX |
ArrowMark Financial Corp. |
Financial Services/Asset Management
|
$19.57 |
$22.79 |
0.08% |
$0.15 |
147 M |
7,116,775 |
N/A |
0.00 |
Ordinary Shares |
| 12-20-2019 |
ESBA |
Empire State Realty OP, L.P. |
Trading/REIT
|
$5.44 |
$13.70 |
N/A |
$0.035 |
0 M |
23,788,881 |
0.15 |
0.00 |
Unit - Ser ES |
| 12-20-2019 |
FISK |
Empire State Realty OP, L.P. |
Trading/REIT
|
$5.40 |
$13.48 |
N/A |
$0.035 |
0 M |
23,788,881 |
0.15 |
0.00 |
Unit - Ser 250 |
| 12-20-2019 |
AVGO |
Broadcom Inc. |
Electronic Equipment/Electronic Components & Accessories
|
$416.50 |
$319.00 |
0.01% |
$0.65 |
1,745,528 M |
4,741,273,799 |
4.91 |
75.48 |
Ordinary Shares |
| 12-20-2019 |
PMO |
PUTNAM MUNICIPAL OPPORTUNITIES TRUST |
N/A
|
$10.10 |
$13.18 |
0.04% |
$0.035 |
332 M |
31,811,052 |
0.00 |
0.00 |
Ordinary Shares |
| 12-20-2019 |
DFP |
Delphi Financial Group, Inc. |
N/A
|
$20.13 |
$26.54 |
0.06% |
$0.1122 |
419 M |
20,538,137 |
0.00 |
0.00 |
Ordinary Shares |
| 12-20-2019 |
BFC |
Bank First Corp |
N/A
|
$104.74 |
$69.70 |
0.02% |
$0.40 |
990 M |
10,013,737 |
6.50 |
15.11 |
Ordinary Shares |
| 12-20-2019 |
FEO |
First Trust-abrdn Emerging Opportunity Fund |
N/A
|
$9.57 |
$14.16 |
N/A |
$0.25 |
48 M |
4,991,802 |
0.00 |
0.00 |
Ordinary Shares |
| 12-20-2019 |
GLV |
Clough Global Dividend & Income Fund |
N/A
|
$5.52 |
$11.12 |
0.11% |
$0.0526 |
72 M |
12,471,182 |
0.00 |
0.00 |
Ordinary Shares |
| 12-20-2019 |
SALM |
SALEM MEDIA GROUP, INC. /DE/ |
N/A
|
$0.26 |
$1.52 |
N/A |
$0.025 |
6 M |
21,663,091 |
-1.83 |
-0.14 |
Ordinary Shares - Class A |
| 12-20-2019 |
PFD |
FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC |
N/A
|
$11.30 |
$15.41 |
0.06% |
$0.0594 |
148 M |
12,763,654 |
0.00 |
0.00 |
Ordinary Shares |
| 12-20-2019 |
GLQ |
Clough Global Equity Fund |
N/A
|
$6.78 |
$12.19 |
0.10% |
$0.0603 |
128 M |
18,803,820 |
0.00 |
0.00 |
Ordinary Shares |
| 12-20-2019 |
BGB |
Blackstone Strategic Credit 2027 Term Fund |
N/A
|
$12.17 |
$14.17 |
0.09% |
$0.101 |
544 M |
44,664,381 |
0.00 |
0.00 |
Ordinary Shares |
| 12-20-2019 |
WRE |
Elme Communities |
N/A
|
$17.59 |
$29.18 |
0.04% |
$0.17 |
1,536 M |
87,402,385 |
0.09 |
199.83 |
Ordinary Shares |
| 12-20-2019 |
FFA |
FIRST TRUST ENHANCED EQUITY INCOME FUND |
N/A
|
$20.59 |
$17.12 |
0.06% |
$0.35 |
404 M |
19,988,085 |
0.00 |
0.00 |
Ordinary Shares |
| 12-20-2019 |
NHF |
NexPoint Strategic Opportunities Fund |
N/A
|
$14.65 |
$17.78 |
0.04% |
$0.05 |
542 M |
36,960,205 |
0.00 |
0.00 |
Ordinary Shares |
| 12-20-2019 |
PMM |
PUTNAM MANAGED MUNICIPAL INCOME TRUST |
N/A
|
$6.06 |
$8.00 |
0.04% |
$0.0238 |
294 M |
46,431,063 |
0.00 |
0.00 |
Ordinary Shares |
| 12-20-2019 |
HFRO |
HIGHLAND OPPORTUNITIES & INCOME FUND |
N/A
|
$5.42 |
$12.38 |
0.10% |
$0.0385 |
398 M |
66,894,537 |
0.00 |
0.00 |
Ordinary Shares |
| 12-20-2019 |
OGCP |
Empire State Realty OP LP |
N/A
|
$9.45 |
$13.60 |
N/A |
$0.035 |
0 M |
4,973,023 |
N/A |
0.00 |
Unit - Ser 60 |
| 12-20-2019 |
LOWC |
SSgA Active Trust - SPDR MSCI ACWI Low Carbon Target ETF |
N/A
|
$120.75 |
$98.74 |
0.02% |
$0.00 |
109 M |
900,000 |
0.00 |
0.00 |
SPDR MSCI ACWI Low Carbon Target ETF |