| 12-18-2019 |
GAINM |
Gladstone Investment Corporation |
N/A
|
$25.06 |
$25.42 |
N/A |
$0.1302 |
408 M |
2,300,000 |
0.00 |
0.00 |
6.25% PRF PERPETUAL USD 25 - Ser D |
| 12-18-2019 |
PCF |
HIGH INCOME SECURITIES FUND |
N/A
|
$6.54 |
$8.90 |
0.11% |
$0.0622 |
117 M |
17,530,463 |
0.00 |
0.00 |
Ordinary Shares |
| 12-18-2019 |
LANDP |
Gladstone Land Corp |
N/A
|
$20.56 |
$26.07 |
0.04% |
$0.125 |
496 M |
10,156,509 |
0.00 |
0.00 |
6.375% PRF REDEEM 30/09/2021 USD 25 - Ser A |
| 12-18-2019 |
KYN |
Kayne Anderson Energy Infrastructure Fund, Inc. |
N/A
|
$12.85 |
$14.30 |
0.08% |
$0.22 |
1,816 M |
169,126,038 |
0.00 |
0.00 |
Ordinary Shares |
| 12-18-2019 |
KMF |
Kayne Anderson NextGen Energy & Infrastructure, Inc. |
N/A
|
$6.73 |
$10.49 |
0.09% |
$0.16 |
317 M |
47,197,462 |
0.00 |
0.00 |
Ordinary Shares |
| 12-18-2019 |
AIO |
Virtus Artificial Intelligence & Technology Opportunities Fund |
N/A
|
$24.19 |
$19.80 |
0.08% |
$0.15 |
744 M |
34,340,972 |
0.00 |
0.00 |
Ordinary Shares |
| 12-18-2019 |
VFL |
abrdn National Municipal Income Fund |
N/A
|
$10.28 |
$13.24 |
0.04% |
$0.045 |
134 M |
12,278,002 |
0.00 |
0.00 |
Ordinary Shares |
| 12-18-2019 |
VMM |
Delaware Investments Minnesota Municipal Income Fund II Inc |
N/A
|
$13.42 |
$13.16 |
0.00% |
$0.276 |
6,572,740 M |
1,645,719,350 |
6.36 |
477.50 |
Ordinary Shares |
| 12-18-2019 |
GOODM |
Gladstone Commercial Corp |
N/A
|
$25.01 |
$25.70 |
N/A |
$0.1458 |
816 M |
1,267,968 |
0.00 |
0.00 |
7% PRF PERPETUAL USD 25 - Ser D |
| 12-18-2019 |
SPE |
SPECIAL OPPORTUNITIES FUND, INC. |
N/A
|
$14.96 |
$14.59 |
0.08% |
$0.0954 |
154 M |
11,182,133 |
0.00 |
0.00 |
Ordinary Shares |
| 12-18-2019 |
DEX |
Dex Media Inc. |
N/A
|
$7.60 |
$10.30 |
0.08% |
$0.0509 |
87 M |
11,179,968 |
0.00 |
0.00 |
Ordinary Shares |
| 12-18-2019 |
MFMS |
Motley Fool Funds Trust - MFAM Small-Cap Growth ETF |
N/A
|
$36.51 |
$25.49 |
0.02% |
$2.1466 |
161 M |
4,400,000 |
0.00 |
0.00 |
MFAM Small-Cap Growth ETF |
| 12-18-2019 |
CN |
China Netcom Group Corp. (Hong Kong) Ltd. |
N/A
|
$23.66 |
$34.12 |
0.02% |
$0.00 |
7 M |
250,001 |
0.00 |
0.00 |
Xtrackers MSCI All China Equity ETF |
| 12-18-2019 |
MXE |
MEXICO EQUITY & INCOME FUND INC |
N/A
|
$8.22 |
$11.74 |
N/A |
$0.3012 |
39 M |
4,400,209 |
0.00 |
0.00 |
Ordinary Shares |
| 12-18-2019 |
UTG |
REAVES UTILITY INCOME FUND |
N/A
|
$32.46 |
$36.76 |
0.07% |
$0.19 |
2,376 M |
79,037,478 |
0.00 |
0.00 |
Ordinary Shares |
| 12-18-2019 |
PLD |
Prologis, Inc. |
Trading/REIT
|
$138.76 |
$87.55 |
0.03% |
$1.07 |
122,869 M |
932,338,000 |
3.99 |
33.11 |
Ordinary Shares |
| 12-18-2019 |
CCU |
UNITED BREWERIES CO INC |
Beer & Liquor/Malt Beverages
|
$11.07 |
$19.45 |
0.04% |
$0.1727 |
4,563 M |
184,751,436 |
467.40 |
28.72 |
ADR |
| 12-18-2019 |
ALOT |
AstroNova, Inc. |
Computer Hardware/Computer & Office Equipment
|
$14.18 |
$13.75 |
N/A |
$0.07 |
69 M |
7,692,840 |
-0.31 |
0.00 |
Ordinary Shares |
| 12-18-2019 |
UHAL |
U-Haul Holding Co /NV/ |
Personal Services/Services – Truck & Auto Rental And Leasing
|
$50.39 |
$371.21 |
N/A |
$0.00 |
0 M |
196,077,880 |
0.00 |
N/A |
Ordinary Shares |
| 12-18-2019 |
CINF |
CINCINNATI FINANCIAL CORP |
Insurance/Fire, Marine & Casualty Insurance
|
$159.57 |
$103.81 |
0.02% |
$0.94 |
24,486 M |
154,686,742 |
17.66 |
8.88 |
Ordinary Shares |
| 12-18-2019 |
SNV |
SYNOVUS FINANCIAL CORP |
Banking/National Commercial Banks
|
$50.05 |
$38.80 |
0.03% |
$0.39 |
6,813 M |
138,817,293 |
5.38 |
9.03 |
Ordinary Shares |
| 12-18-2019 |
NJR |
NEW JERSEY RESOURCES CORP |
Utilities/Natural Gas Distribution
|
$56.10 |
$45.35 |
0.04% |
$0.475 |
4,646 M |
100,845,185 |
3.25 |
14.22 |
Ordinary Shares |
| 12-18-2019 |
SELF |
Global Self Storage, Inc. |
Trading/REIT
|
$5.52 |
$4.29 |
N/A |
$0.0725 |
0 M |
11,340,552 |
0.18 |
N/A |
Ordinary Shares |
| 12-18-2019 |
GAIN |
GLADSTONE INVESTMENT CORPORATION\DE |
Financial Services/Diversified Investments
|
$16.83 |
$14.90 |
0.11% |
$0.08 |
551 M |
39,821,967 |
0.76 |
4.58 |
Ordinary Shares |
| 12-18-2019 |
NRIM |
NORTHRIM BANCORP INC |
Banking/Savings Institutions
|
$23.97 |
$39.10 |
0.03% |
$0.16 |
506 M |
22,244,766 |
4.54 |
7.79 |
Ordinary Shares |
| 12-18-2019 |
GLAD |
GLADSTONE CAPITAL CORP |
Financial Services/Closed-End Fund - Debt
|
$19.36 |
$10.35 |
0.10% |
$0.15 |
463 M |
22,593,069 |
3.08 |
12.99 |
Ordinary Shares |
| 12-18-2019 |
PM |
Philip Morris International Inc. |
Tobacco Products/Tobacco Products
|
$169.19 |
$85.70 |
0.03% |
$1.47 |
257,381 M |
1,558,558,846 |
7.11 |
23.20 |
Ordinary Shares |
| 12-18-2019 |
GOOD |
GLADSTONE COMMERCIAL CORP |
Real Estate/Lessors Of Railroad & Real Property
|
$12.78 |
$22.25 |
N/A |
$0.10 |
0 M |
48,406,993 |
0.14 |
N/A |
Ordinary Shares |
| 12-18-2019 |
BDC |
BELDEN INC. |
Steel Works/Rolling, Drawing & Extruding Of Nonferrous Metals
|
$111.98 |
$55.78 |
0.00% |
$0.05 |
4,374 M |
38,944,040 |
6.02 |
18.49 |
Ordinary Shares |
| 12-18-2019 |
PNNT |
PENNANTPARK INVESTMENT CORP |
Financial Services/Asset Management
|
$4.82 |
$6.55 |
N/A |
$0.04 |
0 M |
65,296,094 |
0.61 |
N/A |
Ordinary Shares |
| 12-18-2019 |
HNW |
Pioneer Diversified High Income Fund, Inc. |
Financial Services/Asset Management
|
$12.80 |
$14.82 |
0.08% |
$0.10 |
102 M |
8,334,759 |
N/A |
0.00 |
Ordinary Shares |
| 12-18-2019 |
SLRC |
SLR Investment Corp. |
Financial Services/Diversified Investments
|
$15.94 |
$20.83 |
N/A |
$0.41 |
0 M |
54,554,634 |
1.70 |
N/A |
Ordinary Shares |
| 12-18-2019 |
LAND |
GLADSTONE LAND Corp |
Trading/REIT
|
$9.59 |
$12.81 |
N/A |
$0.0467 |
0 M |
41,438,406 |
-0.29 |
N/A |
Ordinary Shares |
| 12-18-2019 |
PFLT |
PennantPark Floating Rate Capital Ltd. |
Financial Services/Asset Management
|
$9.18 |
$12.46 |
N/A |
$0.1025 |
0 M |
99,217,896 |
0.78 |
N/A |
Ordinary Shares |
| 12-18-2019 |
WHF |
WhiteHorse Finance, Inc. |
Financial Services/Asset Management
|
$7.59 |
$13.80 |
0.21% |
$0.01 |
162 M |
22,234,045 |
0.62 |
10.96 |
Ordinary Shares |
| 12-18-2019 |
SUNS V |
Sunrise Realty Trust Inc. |
Trading/REIT
|
$7.51 |
$18.13 |
0.13% |
$0.30 |
127 M |
13,519,655 |
0.90 |
10.42 |
Ordinary Shares |
| 12-18-2019 |
GAINL |
Gladstone Investment Corporation |
N/A
|
$25.91 |
$25.86 |
0.07% |
$0.50 |
474 M |
36,688,667 |
0.00 |
0.00 |
6.375% PRF REDEEM 31/08/2025 USD 25 - Ser E |
| 12-18-2019 |
EBSB |
Meridian Bancorp Inc |
N/A
|
$24.15 |
$20.77 |
N/A |
$0.10 |
0 M |
52,771,845 |
1.50 |
0.00 |
Ordinary Shares |
| 12-18-2019 |
LMNX |
Luminex Corp |
N/A
|
$36.99 |
$22.04 |
N/A |
$0.10 |
0 M |
47,313,816 |
0.50 |
0.00 |
Ordinary Shares |
| 12-18-2019 |
VCF |
Delaware Investments Colorado Insured Municipal Income Fund Inc |
N/A
|
$13.84 |
$14.78 |
0.04% |
$0.052 |
67 M |
4,837,100 |
0.00 |
0.00 |
Ordinary Shares |
| 12-18-2019 |
GOODN |
Gladstone Commercial Corp |
N/A
|
$22.99 |
$26.23 |
0.07% |
$0.138 |
686 M |
42,533,321 |
-0.02 |
80.94 |
6.625% PRF PERPETUAL USD 25 - Ser E |
| 12-18-2019 |
ACSG |
DBX ETF Trust - Xtrackers MSCI ACWI ex USA ESG Leaders Equity ETF |
N/A
|
$33.31 |
$27.91 |
0.02% |
$0.00 |
10 M |
300,001 |
0.00 |
0.00 |
Xtrackers MSCI ACWI ex USA ESG Leaders Equity ETF |
| 12-18-2019 |
DDF |
Delaware Investments Dividend and Income Fund, Inc. |
N/A
|
$9.03 |
$15.01 |
0.13% |
$0.202 |
59 M |
7,611,158 |
0.00 |
0.00 |
Ordinary Shares |