| 12-17-2019 |
CXE |
MFS HIGH INCOME MUNICIPAL TRUST |
N/A
|
$3.68 |
$5.43 |
0.04% |
$0.016 |
122 M |
31,525,773 |
0.00 |
0.00 |
Ordinary Shares |
| 12-17-2019 |
BKCC |
BlackRock Capital Investment Corp |
N/A
|
$3.68 |
$5.01 |
0.10% |
$0.10 |
264 M |
72,571,907 |
0.00 |
0.00 |
Ordinary Shares |
| 12-17-2019 |
CXH |
MFS INVESTMENT GRADE MUNICIPAL TRUST |
N/A
|
$8.06 |
$9.84 |
0.04% |
$0.0265 |
66 M |
8,199,220 |
0.00 |
0.00 |
Ordinary Shares |
| 12-17-2019 |
RFI |
COHEN & STEERS TOTAL RETURN REALTY FUND INC |
N/A
|
$11.58 |
$14.08 |
0.07% |
$0.08 |
348 M |
26,551,939 |
0.00 |
0.00 |
Ordinary Shares |
| 12-17-2019 |
OXLC |
Oxford Lane Capital Corp. |
N/A
|
$5.10 |
$8.24 |
0.16% |
$0.09 |
1,538 M |
287,000,000 |
0.00 |
0.00 |
Ordinary Shares |
| 12-17-2019 |
FOF |
Cohen & Steers Closed-End Opportunity Fund, Inc. |
N/A
|
$12.72 |
$13.40 |
0.08% |
$0.087 |
351 M |
27,546,462 |
0.00 |
0.00 |
Ordinary Shares |
| 12-17-2019 |
MFV |
MFS SPECIAL VALUE TRUST |
N/A
|
$4.41 |
$6.44 |
0.09% |
$0.00 |
32 M |
7,304,087 |
0.00 |
0.00 |
Ordinary Shares |
| 12-17-2019 |
MCR |
MFS CHARTER INCOME TRUST |
N/A
|
$6.31 |
$8.36 |
0.08% |
$0.0455 |
268 M |
41,952,945 |
0.00 |
0.00 |
Ordinary Shares |
| 12-17-2019 |
BGG |
Briggs & Stratton Corp. |
N/A
|
$0.78 |
$5.82 |
N/A |
$0.05 |
33 M |
42,453,500 |
-5.09 |
N/A |
Ordinary Shares |
| 12-17-2019 |
OXLCO |
Oxford Lane Capital Corp |
N/A
|
$22.95 |
$25.40 |
0.06% |
$0.125 |
1,538 M |
2,400,000 |
0.00 |
0.00 |
7.50% PRF PERPETUAL USD 25 - Ser 2023 |
| 12-17-2019 |
TSCAP |
Tristate Capital Holdings Inc |
N/A
|
$25.35 |
$26.50 |
N/A |
$0.4219 |
0 M |
1,400,000 |
0.00 |
0.00 |
FXDFR PRF PERPETUAL USD 25 - Ser A 1/40th int |
| 12-17-2019 |
JOF |
JAPAN SMALLER CAPITALIZATION FUND INC |
N/A
|
$7.62 |
$8.76 |
0.03% |
$0.2655 |
228 M |
28,333,893 |
0.00 |
0.00 |
Ordinary Shares |
| 12-17-2019 |
MIN |
MFS INTERMEDIATE INCOME TRUST |
N/A
|
$2.68 |
$3.78 |
0.08% |
$0.0201 |
314 M |
113,798,238 |
0.00 |
0.00 |
Ordinary Shares |
| 12-17-2019 |
LDP |
Cohen & Steers Ltd Duration Preferred & Income Fund, Inc. |
N/A
|
$20.31 |
$26.22 |
0.07% |
$0.131 |
592 M |
29,079,221 |
0.00 |
0.00 |
Ordinary Shares |
| 12-17-2019 |
MGF |
MFS GOVERNMENT MARKETS INCOME TRUST |
N/A
|
$3.09 |
$4.58 |
0.07% |
$0.0198 |
105 M |
32,590,193 |
0.00 |
0.00 |
Ordinary Shares |
| 12-17-2019 |
CIF |
MFS INTERMEDIATE HIGH INCOME FUND |
N/A
|
$1.74 |
$2.79 |
0.09% |
$0.0147 |
32 M |
18,007,370 |
0.00 |
0.00 |
Ordinary Shares |
| 12-17-2019 |
CEN |
Ceridian Corp |
N/A
|
$21.33 |
$63.40 |
0.04% |
$0.225 |
721 M |
35,185,109 |
0.00 |
0.00 |
Ordinary Shares |
| 12-17-2019 |
INF |
Brookfield Global Listed Infrastructure Income Fund Inc |
N/A
|
$13.30 |
$14.03 |
N/A |
$0.0817 |
177 M |
13,799,000 |
0.00 |
N/A |
Ordinary Shares |
| 12-17-2019 |
MIE |
Cohen & Steers MLP Income and Energy Opportunity Fund Inc |
N/A
|
$3.85 |
$8.13 |
0.04% |
$0.015 |
100 M |
26,092,048 |
0.00 |
0.00 |
Ordinary Shares |
| 12-17-2019 |
RA |
Brookfield Real Assets Income Fund Inc. |
N/A
|
$13.35 |
$21.91 |
0.11% |
$0.118 |
743 M |
55,455,431 |
0.00 |
0.00 |
Ordinary Shares |
| 12-17-2019 |
TSCBP |
Tristate Capital Holdings Inc |
N/A
|
$24.54 |
$26.40 |
N/A |
$0.3984 |
0 M |
2,800,000 |
0.00 |
0.00 |
FXDFR PRF PERPETUAL USD 25 - Ser B 1/40th Int |
| 12-17-2019 |
RNP |
COHEN & STEERS REIT & PREFERRED & INCOME FUND INC |
N/A
|
$20.51 |
$23.34 |
0.07% |
$0.136 |
1,122 M |
47,773,059 |
0.00 |
0.00 |
Ordinary Shares |
| 12-17-2019 |
DMB |
BNY Mellon Municipal Bond Infrastructure Fund, Inc. |
N/A
|
$10.40 |
$14.34 |
0.03% |
$0.03 |
200 M |
18,405,972 |
0.00 |
0.00 |
Ordinary Shares |
| 12-17-2019 |
HBAN |
HUNTINGTON BANCSHARES INC /MD/ |
Banking/National Commercial Banks
|
$16.16 |
$15.33 |
0.04% |
$0.155 |
31,766 M |
2,027,130,587 |
1.33 |
15.35 |
Ordinary Shares |
| 12-17-2019 |
GEF |
GREIF, INC |
Shipping Containers/Metal Cans And Shipping Containers
|
$66.06 |
$44.57 |
0.03% |
$0.54 |
3,104 M |
46,136,307 |
12.94 |
0.00 |
Ordinary Shares - Class A |
| 12-17-2019 |
RNST |
RENASANT CORP |
Banking/State Commercial Banks – Fed Reserve System
|
$39.41 |
$36.62 |
0.03% |
$0.22 |
3,347 M |
94,142,307 |
2.09 |
18.46 |
Ordinary Shares |
| 12-17-2019 |
PHM |
PULTEGROUP INC/MI/ |
Construction/Operative Builders
|
$115.15 |
$39.55 |
0.01% |
$0.26 |
22,620 M |
190,486,353 |
10.43 |
11.07 |
Ordinary Shares |
| 12-17-2019 |
OXSQ |
Oxford Square Capital Corp. |
Financial Services/Closed-End Fund - Debt
|
$1.95 |
$5.39 |
0.24% |
$0.035 |
153 M |
93,527,087 |
-0.16 |
0.00 |
Ordinary Shares |
| 12-17-2019 |
TEF |
Telefonica S.A |
Communication/Telephone Communications
|
$3.81 |
$7.39 |
0.07% |
$0.1554 |
25,629 M |
5,670,161,554 |
0.70 |
-20.23 |
ADR |
| 12-17-2019 |
UHT |
UNIVERSAL HEALTH REALTY INCOME TRUST |
Trading/REIT
|
$39.86 |
$113.83 |
N/A |
$0.745 |
0 M |
13,874,643 |
1.27 |
N/A |
Ordinary Shares |
| 12-17-2019 |
BANC |
BANC OF CALIFORNIA, INC. |
Banking/National Commercial Banks
|
$18.59 |
$16.90 |
0.02% |
$0.10 |
2,909 M |
149,963,520 |
1.18 |
15.38 |
Ordinary Shares |
| 12-17-2019 |
XIN |
Xinyuan Real Estate Co., Ltd. |
Construction/General Building Contractors – Residential
|
$1.95 |
$3.92 |
N/A |
$0.025 |
16 M |
5,613,680 |
1.35 |
0.00 |
ADR |
| 12-17-2019 |
HRZN |
Horizon Technology Finance Corp |
Financial Services/Asset Management
|
$4.18 |
$12.41 |
0.21% |
$0.06 |
277 M |
42,348,813 |
1.46 |
0.00 |
Ordinary Shares |
| 12-17-2019 |
FSK |
FS KKR Capital Corp |
Financial Services/Diversified Investments
|
$11.62 |
$6.18 |
N/A |
$0.45 |
0 M |
280,066,433 |
0.04 |
N/A |
Ordinary Shares |
| 12-17-2019 |
OEC |
Orion S.A. |
Chemicals/Misc. Chemical Products
|
$7.84 |
$19.93 |
0.02% |
$0.0207 |
296 M |
56,273,701 |
-1.24 |
0.00 |
Ordinary Shares |
| 12-17-2019 |
MMT |
MFS MULTIMARKET INCOME TRUST |
N/A
|
$4.63 |
$6.16 |
0.08% |
$0.0337 |
268 M |
55,301,715 |
0.00 |
0.00 |
Ordinary Shares |
| 12-17-2019 |
RQI |
COHEN & STEERS QUALITY INCOME REALTY FUND INC |
N/A
|
$12.19 |
$14.55 |
0.07% |
$0.08 |
1,815 M |
134,431,441 |
0.00 |
0.00 |
Ordinary Shares |
| 12-17-2019 |
PSF |
Cohen & Steers Select Preferred & Income Fund, Inc. |
N/A
|
$20.12 |
$30.90 |
0.07% |
$0.126 |
246 M |
12,028,187 |
0.00 |
0.00 |
Ordinary Shares |
| 12-17-2019 |
OXLCM |
Oxford Lane Capital Corp |
N/A
|
$24.96 |
$25.54 |
N/A |
$0.1406 |
864 M |
2,729,415 |
0.00 |
0.00 |
6.75% PRF REDEEM 30/06/2024 USD 25 - Ser 2024 |
| 12-17-2019 |
CMU |
MFS HIGH YIELD MUNICIPAL TRUST |
N/A
|
$3.53 |
$4.77 |
0.04% |
$0.0145 |
91 M |
25,492,782 |
0.00 |
0.00 |
Ordinary Shares |
| 12-17-2019 |
TY |
TRI-CONTINENTAL CORP |
N/A
|
$31.86 |
$27.75 |
0.03% |
$0.2878 |
1,738 M |
53,916,080 |
0.00 |
0.00 |
Ordinary Shares |
| 12-17-2019 |
MFM |
MFS MUNICIPAL INCOME TRUST |
N/A
|
$5.37 |
$7.07 |
0.04% |
$0.0215 |
230 M |
41,187,631 |
0.00 |
0.00 |
Ordinary Shares |