| 12-11-2019 |
ECCB |
Eagle Point Credit Company Inc |
N/A
|
$24.99 |
$26.69 |
0.07% |
$0.1615 |
455 M |
1,840,000 |
0.00 |
0.00 |
7.75% PRF PERPETUAL USD 25 - Ser B |
| 12-11-2019 |
PCM |
PCM FUND, INC. |
N/A
|
$6.62 |
$11.51 |
0.12% |
$0.08 |
93 M |
12,011,762 |
0.00 |
0.00 |
Ordinary Shares |
| 12-11-2019 |
TNP |
Tsakos Energy Navigation Limited |
N/A
|
$29.28 |
$3.71 |
0.01% |
$0.60 |
864 M |
29,505,603 |
9.04 |
3.24 |
Ordinary Shares |
| 12-11-2019 |
HPI |
JOHN HANCOCK PREFERRED INCOME FUND |
N/A
|
$16.75 |
$22.06 |
0.08% |
$0.1235 |
465 M |
26,539,504 |
0.00 |
0.00 |
Ordinary Shares |
| 12-11-2019 |
AGR |
Agere Systems Inc |
N/A
|
$36.03 |
$48.97 |
0.05% |
$0.44 |
13,812 M |
387,010,149 |
2.52 |
14.15 |
Ordinary Shares |
| 12-11-2019 |
FLQG |
Franklin Templeton ETF Trust - Franklin LibertyQ Global Equity ETF |
N/A
|
$35.91 |
$33.06 |
0.03% |
$0.537 |
14 M |
400,000 |
0.00 |
0.00 |
Franklin LibertyQ Global Equity ETF |
| 12-11-2019 |
CBH |
Commerce Bancorp, Inc. |
N/A
|
$9.18 |
$9.76 |
0.04% |
$0.027 |
168 M |
18,263,597 |
0.00 |
0.00 |
Ordinary Shares |
| 12-11-2019 |
PCI |
PIMCO Dynamic Credit and Mortgage Income Fund |
N/A
|
$20.46 |
$25.65 |
0.10% |
$0.174 |
3,077 M |
150,317,409 |
0.00 |
0.00 |
Ordinary Shares |
| 12-11-2019 |
HTY |
John Hancock Tax-Advantaged Global Shareholder Yield Fund |
N/A
|
$4.99 |
$6.98 |
0.13% |
$0.16 |
51 M |
10,921,751 |
0.00 |
0.00 |
Ordinary Shares |
| 12-11-2019 |
ECC |
Eagle Point Credit Co Inc. |
N/A
|
$9.03 |
$15.18 |
0.18% |
$0.02 |
852 M |
85,301,892 |
0.00 |
0.00 |
Ordinary Shares |
| 12-11-2019 |
RMI |
RiverNorth Opportunistic Municipal Income Fund, Inc. |
N/A
|
$15.20 |
$22.18 |
0.07% |
$0.0965 |
101 M |
6,374,541 |
0.00 |
0.00 |
Ordinary Shares |
| 12-11-2019 |
PFL |
PIMCO INCOME STRATEGY FUND |
N/A
|
$8.49 |
$11.67 |
0.11% |
$0.0814 |
318 M |
38,032,525 |
0.00 |
0.00 |
Ordinary Shares |
| 12-11-2019 |
PGP |
PIMCO Global StocksPLUS & Income Fund |
N/A
|
$7.76 |
$11.93 |
0.10% |
$0.069 |
91 M |
11,313,852 |
0.00 |
0.00 |
Ordinary Shares |
| 12-11-2019 |
EVF |
EATON VANCE SENIOR INCOME TRUST |
N/A
|
$6.21 |
$6.21 |
0.11% |
$0.055 |
99 M |
15,784,972 |
0.00 |
0.00 |
Ordinary Shares |
| 12-11-2019 |
DBL |
DoubleLine Opportunistic Credit Fund |
N/A
|
$15.50 |
$20.62 |
0.08% |
$0.11 |
252 M |
15,944,357 |
0.00 |
0.00 |
Ordinary Shares |
| 12-11-2019 |
RSF |
RiverNorth Capital & Income Fund, Inc. |
N/A
|
$15.30 |
$18.33 |
0.10% |
$0.1398 |
59 M |
3,862,917 |
0.00 |
0.00 |
Ordinary Shares |
| 12-11-2019 |
EFL |
Western Asset Emerging Markets Floating Rate Fund Inc |
N/A
|
$8.64 |
$9.35 |
0.03% |
$0.00 |
204 M |
23,621,612 |
0.00 |
0.00 |
Ordinary Shares |
| 12-11-2019 |
EVN |
EATON VANCE MUNICIPAL INCOME TRUST |
N/A
|
$10.02 |
$13.00 |
0.05% |
$0.0513 |
428 M |
39,667,163 |
0.00 |
0.00 |
Ordinary Shares |
| 12-11-2019 |
OPP |
RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. |
N/A
|
$8.54 |
$16.48 |
0.13% |
$0.1003 |
205 M |
22,971,194 |
0.00 |
0.00 |
Ordinary Shares |
| 12-11-2019 |
FLQD |
Franklin Templeton ETF Trust - Franklin LibertyQ Global Dividend ETF |
N/A
|
$33.09 |
$30.25 |
0.03% |
$0.3955 |
38 M |
1,150,000 |
0.00 |
0.00 |
Franklin LibertyQ Global Dividend ETF |
| 12-11-2019 |
HEQ |
John Hancock Hedged Equity & Income Fund |
N/A
|
$10.31 |
$14.26 |
0.09% |
$0.25 |
133 M |
12,151,242 |
0.00 |
0.00 |
Ordinary Shares |
| 12-11-2019 |
HPF |
JOHN HANCOCK PREFERRED INCOME FUND II |
N/A
|
$16.54 |
$21.58 |
0.08% |
$0.1235 |
367 M |
21,511,260 |
0.00 |
0.00 |
Ordinary Shares |
| 12-11-2019 |
PDI |
PIMCO Dynamic Income Fund |
N/A
|
$18.80 |
$33.40 |
0.13% |
$0.2205 |
4,937 M |
257,546,113 |
0.00 |
0.00 |
Ordinary Shares |
| 12-11-2019 |
VGI |
Virtus Global Multi-Sector Income Fund |
N/A
|
$7.66 |
$12.73 |
0.11% |
$0.08 |
90 M |
11,313,093 |
0.00 |
0.00 |
Ordinary Shares |
| 12-11-2019 |
PHK |
PIMCO HIGH INCOME FUND |
N/A
|
$4.92 |
$7.68 |
0.11% |
$0.048 |
709 M |
146,128,293 |
0.00 |
0.00 |
Ordinary Shares |
| 12-11-2019 |
JHI |
JOHN HANCOCK INVESTORS TRUST |
N/A
|
$13.90 |
$17.44 |
0.06% |
$0.2224 |
120 M |
8,744,547 |
0.00 |
0.00 |
Ordinary Shares |
| 12-11-2019 |
RCS |
PIMCO STRATEGIC INCOME FUND, INC |
N/A
|
$6.27 |
$9.18 |
0.09% |
$0.051 |
317 M |
46,070,801 |
0.00 |
0.00 |
Ordinary Shares |
| 12-11-2019 |
HPS |
JOHN HANCOCK PREFERRED INCOME FUND III |
N/A
|
$14.92 |
$18.95 |
0.08% |
$0.11 |
523 M |
31,924,085 |
0.00 |
0.00 |
Ordinary Shares |
| 12-11-2019 |
PNI |
PIMCO NEW YORK MUNICIPAL INCOME FUND II |
N/A
|
$7.25 |
$12.07 |
0.05% |
$0.0295 |
85 M |
11,209,146 |
0.00 |
0.00 |
Ordinary Shares |
| 12-11-2019 |
FLQE |
Franklin Templeton ETF Trust - Franklin LibertyQ Emerging Markets ETF |
N/A
|
$23.82 |
$29.69 |
0.06% |
$0.3492 |
14 M |
600,000 |
0.00 |
0.00 |
Franklin LibertyQ Emerging Markets ETF |
| 12-11-2019 |
PNF |
PIMCO NEW YORK MUNICIPAL INCOME FUND |
N/A
|
$7.53 |
$14.34 |
0.05% |
$0.0335 |
63 M |
7,868,376 |
0.00 |
0.00 |
Ordinary Shares |
| 12-11-2019 |
EHT |
Eaton Vance 2021 Target Term Trust |
N/A
|
$9.84 |
$10.11 |
0.03% |
$0.015 |
211 M |
21,464,504 |
0.00 |
0.00 |
Ordinary Shares |
| 12-11-2019 |
HTD |
JOHN HANCOCK TAX-ADVANTAGED DIVIDEND INCOME FUND |
N/A
|
$22.20 |
$27.13 |
0.07% |
$0.138 |
767 M |
35,431,824 |
0.00 |
0.00 |
Ordinary Shares |
| 12-11-2019 |
MCEF |
First Trust Exchange-Traded Fund VIII - First Trust Municipal CEF Income Opportunity ETF |
N/A
|
$17.29 |
$19.51 |
0.04% |
$0.00 |
16 M |
950,002 |
0.00 |
0.00 |
First Trust Municipal CEF Income Opportunity ETF |
| 12-11-2019 |
PCK |
PIMCO CALIFORNIA MUNICIPAL INCOME FUND II |
N/A
|
$5.76 |
$9.91 |
0.04% |
$0.0215 |
193 M |
32,253,459 |
0.00 |
0.00 |
Ordinary Shares |
| 12-11-2019 |
RVT |
ROYCE VALUE TRUST, INC. |
N/A
|
$15.77 |
$14.61 |
0.07% |
$0.28 |
1,794 M |
115,346,161 |
0.00 |
0.00 |
Ordinary Shares |
| 12-11-2019 |
LGI |
LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC |
N/A
|
$16.15 |
$15.93 |
0.07% |
$0.1494 |
224 M |
13,012,942 |
0.00 |
0.00 |
Ordinary Shares |
| 12-11-2019 |
RMT |
ROYCE MICRO-CAP TRUST, INC. |
N/A
|
$9.83 |
$8.32 |
0.07% |
$0.18 |
496 M |
50,682,110 |
0.00 |
0.00 |
Ordinary Shares |
| 12-11-2019 |
ZTR |
Virtus Total Return Fund Inc. |
N/A
|
$5.90 |
$11.17 |
0.10% |
$0.05 |
406 M |
68,578,328 |
0.00 |
0.00 |
Ordinary Shares |
| 12-11-2019 |
PMX |
PIMCO MUNICIPAL INCOME FUND III |
N/A
|
$7.34 |
$12.72 |
0.05% |
$0.033 |
268 M |
33,428,309 |
0.00 |
0.00 |
Ordinary Shares |
| 12-11-2019 |
PCQ |
PIMCO CALIFORNIA MUNICIPAL INCOME FUND |
N/A
|
$9.06 |
$20.38 |
0.04% |
$0.036 |
181 M |
18,981,066 |
0.00 |
0.00 |
Ordinary Shares |
| 12-11-2019 |
DSL |
Doubleline Income Solutions Fund |
N/A
|
$12.58 |
$19.36 |
0.10% |
$0.11 |
1,320 M |
101,996,828 |
0.00 |
0.00 |
Ordinary Shares |
| 12-11-2019 |
PFN |
PIMCO Income Strategy Fund II |
N/A
|
$7.50 |
$10.52 |
0.11% |
$0.0718 |
618 M |
83,920,476 |
0.00 |
0.00 |
Ordinary Shares |
| 12-11-2019 |
PDT |
JOHN HANCOCK PREMIUM DIVIDEND FUND |
N/A
|
$12.68 |
$17.33 |
0.07% |
$0.0825 |
645 M |
49,185,225 |
0.00 |
0.00 |
Ordinary Shares |
| 12-11-2019 |
NCV |
Virtus Convertible & Income Fund |
N/A
|
$3.52 |
$5.67 |
0.11% |
$0.034 |
315 M |
90,373,569 |
0.00 |
0.00 |
Ordinary Shares |
| 12-11-2019 |
PKO |
Pimco Income Opportunity Fund |
N/A
|
$23.82 |
$27.87 |
0.09% |
$0.19 |
494 M |
20,769,564 |
0.00 |
0.00 |
Ordinary Shares |
| 12-11-2019 |
NCZ |
Virtus Convertible & Income Fund II |
N/A
|
$3.16 |
$5.04 |
0.11% |
$0.03 |
232 M |
76,115,749 |
0.00 |
0.00 |
Ordinary Shares |
| 12-11-2019 |
EVV |
EATON VANCE LTD DURATION INCOME FUND |
N/A
|
$9.97 |
$13.02 |
0.09% |
$0.0801 |
1,189 M |
116,203,460 |
0.00 |
0.00 |
Ordinary Shares |
| 12-11-2019 |
AIG |
AMERICAN INTERNATIONAL GROUP, INC. |
Insurance/Fire, Marine & Casualty Insurance
|
$77.56 |
$51.08 |
0.02% |
$0.50 |
40,376 M |
530,206,221 |
5.72 |
12.77 |
Ordinary Shares |
| 12-11-2019 |
FUSB |
FIRST US BANCSHARES, INC. |
Banking/State Commercial Banks – Fed Reserve System
|
$16.00 |
$10.80 |
0.02% |
$0.07 |
81 M |
5,650,157 |
1.03 |
13.45 |
Ordinary Shares |
| 12-11-2019 |
MPT |
MEDICAL PROPERTIES TRUST INC |
Trading/REIT
|
$4.97 |
$21.49 |
N/A |
$0.09 |
0 M |
597,700,000 |
-0.98 |
N/A |
Ordinary Shares |
| 12-11-2019 |
MDU |
MDU RESOURCES GROUP INC |
Non-Metallic And Industrial Metal Mining/Mining And Quarrying Nonmetallic Minerals
|
$22.53 |
$29.07 |
0.03% |
$0.14 |
3,989 M |
204,382,821 |
0.93 |
20.95 |
Ordinary Shares |
| 12-11-2019 |
VSH |
VISHAY INTERTECHNOLOGY INC |
Electronic Equipment/Electronic Components & Accessories
|
$30.57 |
$20.09 |
0.03% |
$0.10 |
1,965 M |
135,794,240 |
-0.07 |
0.00 |
Ordinary Shares |
| 12-11-2019 |
MERC |
MERCER INTERNATIONAL INC. |
Business Supplies/Paper And Allied Products
|
$1.07 |
$12.25 |
0.15% |
$0.075 |
133 M |
66,982,506 |
-7.44 |
0.00 |
Ordinary Shares |
| 12-11-2019 |
MCY |
MERCURY GENERAL CORP |
Insurance/Fire, Marine & Casualty Insurance
|
$95.49 |
$49.67 |
N/A |
$0.3175 |
0 M |
55,388,627 |
9.77 |
N/A |
Ordinary Shares |
| 12-11-2019 |
GBDC |
GOLUB CAPITAL BDC, Inc. |
Financial Services/Asset Management
|
$13.68 |
$18.29 |
0.12% |
$0.33 |
3,647 M |
263,467,541 |
1.42 |
20.68 |
Ordinary Shares |
| 12-11-2019 |
AAT |
American Assets Trust, Inc. |
Trading/REIT
|
$20.58 |
$47.36 |
0.07% |
$0.34 |
1,130 M |
61,390,936 |
0.30 |
61.94 |
Ordinary Shares |
| 12-11-2019 |
RMM |
RiverNorth Managed Duration Municipal Income Fund, Inc. |
N/A
|
$13.96 |
$19.63 |
0.07% |
$0.0905 |
307 M |
19,739,628 |
N/A |
0.00 |
Ordinary Shares |
| 12-11-2019 |
ACV |
Virtus Diversified Income & Convertible Fund |
N/A
|
$22.21 |
$25.42 |
0.10% |
$0.18 |
221 M |
10,365,167 |
0.00 |
0.00 |
Ordinary Shares |
| 12-11-2019 |
NRGX |
PIMCO Energy and Tactical Credit Opportunities Fund |
N/A
|
$20.30 |
$16.57 |
0.04% |
$0.22 |
906 M |
44,706,954 |
0.00 |
0.00 |
Ordinary Shares |
| 12-11-2019 |
EVY |
Eaton Vance New York Municipal Income Trust |
N/A
|
$15.17 |
$13.26 |
0.04% |
$0.0458 |
82 M |
5,401,828 |
0.00 |
0.00 |
Ordinary Shares |
| 12-11-2019 |
CEV |
EATON VANCE CALIFORNIA MUNICIPAL INCOME TRUST |
N/A
|
$10.16 |
$13.40 |
0.04% |
$0.05 |
77 M |
7,033,575 |
0.00 |
0.00 |
Ordinary Shares |
| 12-11-2019 |
PZC |
PIMCO CALIFORNIA MUNICIPAL INCOME FUND III |
N/A
|
$7.00 |
$11.64 |
0.05% |
$0.0295 |
163 M |
22,484,052 |
0.00 |
0.00 |
Ordinary Shares |
| 12-11-2019 |
PYN |
PIMCO NEW YORK MUNICIPAL INCOME FUND III |
N/A
|
$5.76 |
$9.70 |
0.05% |
$0.0248 |
35 M |
5,746,734 |
0.00 |
0.00 |
Ordinary Shares |
| 12-11-2019 |
PCN |
PIMCO CORPORATE & INCOME STRATEGY FUND |
N/A
|
$13.52 |
$18.78 |
0.10% |
$0.1125 |
732 M |
54,406,443 |
0.00 |
0.00 |
Ordinary Shares |
| 12-11-2019 |
PML |
PIMCO MUNICIPAL INCOME FUND II |
N/A
|
$8.19 |
$15.71 |
0.05% |
$0.0395 |
586 M |
66,416,519 |
0.00 |
0.00 |
Ordinary Shares |
| 12-11-2019 |
JHS |
JOHN HANCOCK INCOME SECURITIES TRUST |
N/A
|
$11.22 |
$14.64 |
0.04% |
$0.1159 |
137 M |
11,646,585 |
0.00 |
0.00 |
Ordinary Shares |
| 12-11-2019 |
PTY |
PIMCO CORPORATE & INCOME OPPORTUNITY FUND |
N/A
|
$14.42 |
$18.54 |
0.10% |
$0.1188 |
2,188 M |
153,081,203 |
0.00 |
0.00 |
Ordinary Shares |
| 12-11-2019 |
BTO |
JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND |
N/A
|
$35.16 |
$35.23 |
0.08% |
$0.65 |
660 M |
19,716,350 |
0.00 |
0.00 |
Ordinary Shares |
| 12-11-2019 |
FLQH |
Franklin Templeton ETF Trust - Franklin LibertyQ International Equity Hedged ETF |
N/A
|
$26.79 |
$26.86 |
0.07% |
$1.1399 |
24 M |
900,000 |
0.00 |
0.00 |
Franklin LibertyQ International Equity Hedged ETF |
| 12-11-2019 |
RGT |
ROYCE GLOBAL VALUE TRUST, INC. |
N/A
|
$10.84 |
$11.11 |
0.01% |
$0.15 |
74 M |
6,361,220 |
0.00 |
0.00 |
Ordinary Shares |
| 12-11-2019 |
PMF |
PIMCO MUNICIPAL INCOME FUND |
N/A
|
$8.92 |
$15.70 |
0.05% |
$0.042 |
247 M |
26,225,943 |
0.00 |
0.00 |
Ordinary Shares |