| 11-18-2019 |
GAINM |
Gladstone Investment Corporation |
N/A
|
$25.06 |
$25.56 |
N/A |
$0.1302 |
408 M |
2,300,000 |
0.00 |
0.00 |
6.25% PRF PERPETUAL USD 25 - Ser D |
| 11-18-2019 |
LANDP |
Gladstone Land Corp |
N/A
|
$20.56 |
$26.03 |
0.04% |
$0.125 |
496 M |
10,156,509 |
0.00 |
0.00 |
6.375% PRF REDEEM 30/09/2021 USD 25 - Ser A |
| 11-18-2019 |
ENBL |
Enable Midstream Partners LP |
N/A
|
$7.05 |
$9.92 |
0.09% |
$0.1652 |
3,073 M |
435,891,855 |
0.00 |
0.00 |
Unit |
| 11-18-2019 |
PTVCA |
Protective Insurance Corp. |
N/A
|
$23.27 |
$14.85 |
N/A |
$0.10 |
0 M |
2,603,350 |
0.00 |
0.00 |
Ordinary Shares - Class A |
| 11-18-2019 |
PTVCB |
Protective Insurance Corp. |
N/A
|
$23.30 |
$16.16 |
N/A |
$0.10 |
0 M |
11,552,801 |
2.77 |
0.00 |
Ordinary Shares - Class B |
| 11-18-2019 |
SWCH |
Switch Inc |
N/A
|
$34.25 |
$15.99 |
0.01% |
$0.0525 |
5,410 M |
157,953,097 |
2.52 |
14.27 |
Ordinary Shares - Class A |
| 11-18-2019 |
CIK |
CREDIT SUISSE ASSET MANAGEMENT INCOME FUND INC |
N/A
|
$2.92 |
$3.19 |
0.08% |
$0.00 |
165 M |
53,090,307 |
0.00 |
0.00 |
Ordinary Shares |
| 11-18-2019 |
UIHC |
American Coastal Insurance Corp |
N/A
|
$7.87 |
$12.68 |
N/A |
$0.06 |
245 M |
43,287,573 |
0.00 |
0.00 |
Ordinary Shares |
| 11-18-2019 |
GOODM |
Gladstone Commercial Corp |
N/A
|
$25.01 |
$26.20 |
N/A |
$0.1458 |
816 M |
1,267,968 |
0.00 |
0.00 |
7% PRF PERPETUAL USD 25 - Ser D |
| 11-18-2019 |
CTSH |
COGNIZANT TECHNOLOGY SOLUTIONS CORP |
Computer Software/Services – Computer Programming And Data Processing
|
$51.86 |
$63.38 |
0.02% |
$0.33 |
29,340 M |
473,869,469 |
4.62 |
13.16 |
Ordinary Shares - Class A |
| 11-18-2019 |
ALK |
ALASKA AIR GROUP, INC. |
Transportation/Air Transportation
|
$36.96 |
$70.38 |
N/A |
$0.375 |
5,834 M |
114,641,450 |
0.85 |
58.34 |
Ordinary Shares |
| 11-18-2019 |
BC |
BRUNSWICK CORP |
Machinery/Engines & Turbines
|
$74.46 |
$59.24 |
0.02% |
$0.43 |
4,828 M |
64,850,982 |
-2.08 |
0.00 |
Ordinary Shares |
| 11-18-2019 |
IOSP |
INNOSPEC INC. |
Chemicals/Chemicals And Allied Products
|
$76.48 |
$95.72 |
0.02% |
$0.76 |
1,896 M |
24,777,859 |
4.69 |
16.26 |
Ordinary Shares |
| 11-18-2019 |
PBI |
PITNEY BOWES INC /DE/ |
Computer Hardware/Computer & Office Equipment
|
$15.26 |
$4.96 |
0.03% |
$0.09 |
1,701 M |
149,942,698 |
0.84 |
11.75 |
Ordinary Shares |
| 11-18-2019 |
VMC |
Vulcan Materials CO |
Non-Metallic And Industrial Metal Mining/Mining And Quarrying Nonmetallic Minerals
|
$287.72 |
$140.52 |
0.01% |
$0.52 |
35,557 M |
129,754,885 |
8.46 |
31.94 |
Ordinary Shares |
| 11-18-2019 |
MFC |
MANULIFE FINANCIAL CORP |
Insurance/Life Insurance
|
$38.52 |
$19.87 |
0.04% |
$0.3069 |
58,725 M |
1,778,242,782 |
2.23 |
12.88 |
Ordinary Shares |
| 11-18-2019 |
GAIN |
GLADSTONE INVESTMENT CORPORATION\DE |
Financial Services/Diversified Investments
|
$16.83 |
$14.05 |
0.11% |
$0.08 |
551 M |
39,821,967 |
0.76 |
4.58 |
Ordinary Shares |
| 11-18-2019 |
GLAD |
GLADSTONE CAPITAL CORP |
Financial Services/Closed-End Fund - Debt
|
$19.36 |
$10.63 |
0.10% |
$0.15 |
463 M |
22,593,069 |
3.08 |
12.99 |
Ordinary Shares |
| 11-18-2019 |
NHTC |
NATURAL HEALTH TRENDS CORP |
Wholesale/Wholesale – Misc. Nondurable Goods
|
$3.11 |
$7.27 |
0.25% |
$0.10 |
24 M |
8,577,848 |
-0.11 |
0.00 |
Ordinary Shares |
| 11-18-2019 |
FTS |
Fortis Inc. |
Utilities/Electric Services
|
$56.89 |
$40.61 |
0.04% |
$0.4332 |
20,394 M |
495,199,572 |
1.93 |
18.29 |
Ordinary Shares |
| 11-18-2019 |
GOOD |
GLADSTONE COMMERCIAL CORP |
Real Estate/Lessors Of Railroad & Real Property
|
$12.78 |
$22.96 |
N/A |
$0.10 |
0 M |
48,406,993 |
0.14 |
N/A |
Ordinary Shares |
| 11-18-2019 |
TS |
TENARIS SA |
Steel Works/Blast Furnaces & Steel Works
|
$62.30 |
$21.89 |
0.04% |
$1.20 |
17,261 M |
581,378,764 |
-0.72 |
6.30 |
ADR |
| 11-18-2019 |
EXPE |
Expedia Group, Inc. |
Transportation/Transportation Services
|
$246.50 |
$95.67 |
0.01% |
$0.48 |
34,715 M |
122,534,873 |
10.32 |
26.83 |
Ordinary Shares |
| 11-18-2019 |
HNW |
Pioneer Diversified High Income Fund, Inc. |
Financial Services/Asset Management
|
$12.80 |
$14.80 |
0.08% |
$0.10 |
102 M |
8,334,759 |
N/A |
0.00 |
Ordinary Shares |
| 11-18-2019 |
HRZN |
Horizon Technology Finance Corp |
Financial Services/Asset Management
|
$4.18 |
$12.74 |
0.21% |
$0.06 |
277 M |
42,348,813 |
1.46 |
0.00 |
Ordinary Shares |
| 11-18-2019 |
LAND |
GLADSTONE LAND Corp |
Trading/REIT
|
$9.59 |
$12.08 |
N/A |
$0.0467 |
0 M |
41,438,406 |
-0.29 |
N/A |
Ordinary Shares |
| 11-18-2019 |
SXC |
SunCoke Energy, Inc. |
Steel Works/Blast Furnaces & Steel Works
|
$6.90 |
$5.01 |
0.07% |
$0.12 |
551 M |
84,853,198 |
-0.77 |
0.00 |
Ordinary Shares |
| 11-18-2019 |
CHKR |
CHESAPEAKE GRANITE WASH TRUST |
Petroleum And Natural Gas/Crude Petroleum & Natural Gas
|
$0.57 |
$0.60 |
N/A |
$0.0202 |
20 M |
46,750,000 |
N/A |
0.00 |
Units |
| 11-18-2019 |
CABO |
Cable One, Inc. |
Communication/Cable And Other Pay Tv Services
|
$64.79 |
$1,475.46 |
N/A |
$2.95 |
517 M |
5,672,853 |
-57.38 |
0.00 |
Ordinary Shares |
| 11-18-2019 |
NMRK |
NEWMARK GROUP, INC. |
Real Estate/Real Estate Agents And Managers
|
$15.64 |
$12.53 |
N/A |
$0.03 |
0 M |
184,437,614 |
0.71 |
N/A |
Ordinary Shares - Class A |
| 11-18-2019 |
TROX |
Tronox Holdings plc |
Chemicals/Industrial Inorganic Chemicals
|
$10.00 |
$11.38 |
0.08% |
$0.125 |
661 M |
158,557,858 |
-2.97 |
0.00 |
Ordinary Shares - Class A |
| 11-18-2019 |
GAINL |
Gladstone Investment Corporation |
N/A
|
$25.91 |
$26.01 |
0.07% |
$0.50 |
474 M |
36,688,667 |
0.00 |
0.00 |
6.375% PRF REDEEM 31/08/2025 USD 25 - Ser E |
| 11-18-2019 |
CORE |
Core-Mark Hldg Co Inc |
N/A
|
$45.65 |
$26.37 |
N/A |
$0.13 |
0 M |
45,181,559 |
1.45 |
0.00 |
Ordinary Shares |
| 11-18-2019 |
GOODN |
Gladstone Commercial Corp |
N/A
|
$22.99 |
$26.25 |
0.07% |
$0.138 |
686 M |
42,533,321 |
-0.02 |
80.94 |
6.625% PRF PERPETUAL USD 25 - Ser E |
| 11-18-2019 |
WRK |
WestRock Co |
N/A
|
$51.51 |
$39.96 |
0.03% |
$0.3025 |
8,821 M |
256,279,376 |
-5.52 |
-6.24 |
Ordinary Shares |
| 11-18-2019 |
DHY |
CREDIT SUISSE HIGH YIELD BOND FUND |
N/A
|
$2.16 |
$2.55 |
0.08% |
$0.00 |
222 M |
103,513,735 |
0.00 |
0.00 |
Ordinary Shares |
| 11-18-2019 |
ECT |
ECA Marcellus Trust I |
N/A
|
$0.45 |
$0.74 |
N/A |
$0.00 |
18 M |
47,348,874 |
0.00 |
0.00 |
Unit |
| 11-18-2019 |
FTI |
TechnipFMC plc |
N/A
|
$29.44 |
$20.29 |
0.01% |
$0.05 |
12,312 M |
428,372,743 |
1.96 |
14.61 |
Ordinary Shares |