| 11-01-2019 |
FAM |
FIRST TRUST/ABRDN GLOBAL OPPORTUNITY INCOME FUND |
N/A
|
$6.54 |
$10.97 |
0.10% |
$0.06 |
66 M |
10,143,247 |
0.00 |
0.00 |
Ordinary Shares |
| 11-01-2019 |
FPF |
First Trust Intermediate Duration Preferred & Income Fund |
N/A
|
$18.03 |
$23.72 |
0.08% |
$0.1375 |
1,144 M |
60,847,827 |
0.00 |
0.00 |
Ordinary Shares |
| 11-01-2019 |
IGD |
Voya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUND |
N/A
|
$5.36 |
$6.09 |
0.09% |
$0.05 |
448 M |
79,414,434 |
0.00 |
0.00 |
Ordinary Shares |
| 11-01-2019 |
FMY |
FIRST TRUST MORTGAGE INCOME FUND |
N/A
|
$11.95 |
$14.00 |
0.07% |
$0.075 |
52 M |
4,213,115 |
0.00 |
0.00 |
Ordinary Shares |
| 11-01-2019 |
SHLX |
Shell Midstream Partners L.P. |
N/A
|
$15.82 |
$20.24 |
0.07% |
$0.30 |
6,222 M |
393,289,537 |
0.00 |
0.00 |
Unit |
| 11-01-2019 |
ORIT |
Oritani Financial Corp. |
N/A
|
$18.60 |
$18.83 |
N/A |
$0.18 |
0 M |
N/A |
0.00 |
N/A |
Ordinary Shares |
| 11-01-2019 |
PEAK |
Peak International |
N/A
|
$17.11 |
$36.71 |
0.07% |
$0.30 |
9,357 M |
547,172,983 |
0.56 |
30.75 |
Ordinary Shares |
| 11-01-2019 |
MCI |
BARINGS CORPORATE INVESTORS |
N/A
|
$20.22 |
$16.80 |
0.08% |
$0.40 |
367 M |
20,298,644 |
0.00 |
0.00 |
Ordinary Shares |
| 11-01-2019 |
IID |
Voya International High Dividend Equity Income Fund |
N/A
|
$5.58 |
$5.34 |
0.06% |
$0.03 |
47 M |
8,424,620 |
0.00 |
0.00 |
Ordinary Shares |
| 11-01-2019 |
STL |
Sterling Bancorp. |
N/A
|
$26.29 |
$20.05 |
0.01% |
$0.07 |
5,066 M |
192,700,767 |
1.88 |
14.00 |
Ordinary Shares |
| 11-01-2019 |
IFIX |
Internal Fixation Systems Inc |
N/A
|
$52.41 |
$53.13 |
N/A |
$0.0319 |
0 M |
N/A |
0.00 |
N/A |
Xtrackers Barclays International Corporate Bond Hedged ETF |
| 11-01-2019 |
FIF |
FIRST TRUST ENERGY INFRASTRUCTURE FUND |
N/A
|
$18.09 |
$15.97 |
0.06% |
$0.15 |
284 M |
15,666,039 |
0.00 |
0.00 |
Ordinary Shares |
| 11-01-2019 |
FIV |
First Trust Senior Floating Rate 2022 Target Term Fund |
N/A
|
$9.73 |
$9.00 |
N/A |
$0.0078 |
103,429 M |
35,831,568 |
0.00 |
33.77 |
Ordinary Shares |
| 11-01-2019 |
FPL |
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND |
N/A
|
$7.76 |
$8.65 |
0.05% |
$0.0375 |
182 M |
23,447,660 |
0.00 |
0.00 |
Ordinary Shares |
| 11-01-2019 |
FSD |
FIRST TRUST HIGH INCOME LONG/SHORT FUND |
N/A
|
$12.22 |
$15.52 |
0.11% |
$0.105 |
374 M |
33,291,015 |
0.00 |
0.00 |
Ordinary Shares |
| 11-01-2019 |
FCT |
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II |
N/A
|
$10.28 |
$11.99 |
0.11% |
$0.097 |
272 M |
25,983,388 |
0.00 |
0.00 |
Ordinary Shares |
| 11-01-2019 |
FEI |
FIRST TRUST MLP & ENERGY INCOME FUND |
N/A
|
$9.83 |
$11.48 |
0.05% |
$0.05 |
445 M |
45,228,904 |
0.00 |
0.00 |
Ordinary Shares |
| 11-01-2019 |
STND |
Standard AVB Financial Corp |
N/A
|
$32.99 |
$27.57 |
N/A |
$0.221 |
0 M |
4,773,716 |
0.00 |
0.00 |
Ordinary Shares |
| 11-01-2019 |
NBL |
Noble Energy Inc |
N/A
|
$8.45 |
$20.02 |
N/A |
$0.02 |
4,100 M |
484,650,000 |
-11.61 |
N/A |
Ordinary Shares |
| 11-01-2019 |
AB |
ALLIANCEBERNSTEIN HOLDING L.P. |
Trading/Security And Commodity Brokers, Dealers, Exchanges & Services
|
$39.42 |
$29.06 |
0.09% |
$0.83 |
3,497 M |
93,403,853 |
3.22 |
11.24 |
Unit |
| 11-01-2019 |
MTX |
MINERALS TECHNOLOGIES INC |
Chemicals/Industrial Inorganic Chemicals
|
$77.50 |
$53.19 |
0.01% |
$0.11 |
0 M |
31,008,734 |
5.09 |
0.00 |
Ordinary Shares |
| 11-01-2019 |
ALX |
ALEXANDERS INC |
Trading/REIT
|
$243.82 |
$340.82 |
N/A |
$4.50 |
0 M |
5,107,290 |
5.50 |
N/A |
Ordinary Shares |
| 11-01-2019 |
FMX |
MEXICAN ECONOMIC DEVELOPMENT INC |
Candy & Soda/Bottled-Canned Soft Drinks
|
$118.91 |
$89.10 |
0.03% |
$0.8977 |
21,604 M |
210,198,200 |
12.74 |
0.00 |
ADR |
| 11-01-2019 |
PEBO |
PEOPLES BANCORP INC |
Banking/State Commercial Banks – Fed Reserve System
|
$33.81 |
$32.79 |
0.05% |
$0.42 |
1,181 M |
35,923,471 |
3.16 |
10.59 |
Ordinary Shares |
| 11-01-2019 |
PETS |
PETMED EXPRESS INC |
Retail/Retail – Drug & Proprietary Stores
|
$2.27 |
$23.03 |
N/A |
$0.30 |
68 M |
21,400,495 |
-0.83 |
0.00 |
Ordinary Shares |
| 11-01-2019 |
BX |
Blackstone Inc. |
Trading/Security And Commodity Brokers, Dealers, Exchanges & Services
|
$123.09 |
$53.66 |
N/A |
$1.16 |
0 M |
742,180,737 |
3.87 |
N/A |
Ordinary Shares - Class A |
| 11-01-2019 |
ITUB |
Itau Unibanco Holding S.A. |
Banking/State Commercial Banks – Fed Reserve System
|
$8.47 |
$9.06 |
0.04% |
$0.0034 |
31,895 M |
4,845,844,989 |
0.40 |
31.49 |
ADR |
| 11-01-2019 |
OKE |
ONEOK INC /NEW/ |
Utilities/Natural Gas Transmission & Distribution
|
$90.63 |
$70.25 |
0.05% |
$1.07 |
56,926 M |
630,032,852 |
5.62 |
16.12 |
Ordinary Shares |
| 11-01-2019 |
PNW |
PINNACLE WEST CAPITAL CORP |
Utilities/Electric Services
|
$101.82 |
$93.49 |
0.04% |
$0.91 |
16,773 M |
192,170,337 |
5.15 |
27.21 |
Ordinary Shares |
| 11-01-2019 |
ORRF |
ORRSTOWN FINANCIAL SERVICES INC |
Banking/State Commercial Banks – Fed Reserve System
|
$36.51 |
$21.83 |
0.03% |
$0.26 |
685 M |
19,619,798 |
4.21 |
8.48 |
Ordinary Shares |
| 11-01-2019 |
VNO |
VORNADO REALTY TRUST |
Trading/REIT
|
$29.67 |
$64.97 |
N/A |
$0.74 |
0 M |
190,666,367 |
4.40 |
N/A |
Ordinary Shares |
| 11-01-2019 |
WABC |
WESTAMERICA BANCORPORATION |
Banking/National Commercial Banks
|
$54.25 |
$66.19 |
0.04% |
$0.48 |
1,182 M |
24,350,014 |
4.52 |
10.17 |
Ordinary Shares |
| 11-01-2019 |
C |
CITIGROUP INC |
Banking/National Commercial Banks
|
$125.63 |
$73.84 |
N/A |
$0.60 |
0 M |
1,749,319,009 |
7.11 |
N/A |
Ordinary Shares |
| 11-01-2019 |
AMP |
AMERIPRISE FINANCIAL INC |
Trading/Security And Commodity Brokers, Dealers, Exchanges & Services
|
$468.59 |
$152.89 |
0.01% |
$1.70 |
44,577 M |
91,178,997 |
36.85 |
12.51 |
Ordinary Shares |
| 11-01-2019 |
OCFC |
OCEANFIRST FINANCIAL CORP |
Banking/National Commercial Banks
|
$18.41 |
$23.75 |
0.04% |
$0.20 |
1,025 M |
57,600,069 |
1.18 |
15.26 |
Ordinary Shares |
| 11-01-2019 |
ASRV |
AMERISERV FINANCIAL INC /PA/ |
Banking/National Commercial Banks
|
$3.90 |
$4.17 |
0.04% |
$0.03 |
52 M |
16,964,267 |
0.34 |
10.91 |
Ordinary Shares |
| 11-01-2019 |
SXT |
SENSIENT TECHNOLOGIES CORP |
Chemicals/Industrial Organic Chemicals
|
$114.47 |
$63.53 |
0.02% |
$0.41 |
3,974 M |
42,506,700 |
3.18 |
29.55 |
Ordinary Shares |
| 11-01-2019 |
HAFC |
HANMI FINANCIAL CORP |
Banking/National Commercial Banks
|
$29.48 |
$19.54 |
0.04% |
$0.27 |
802 M |
29,892,589 |
2.53 |
10.54 |
Ordinary Shares |
| 11-01-2019 |
NVEC |
NVE CORP /NEW/ |
Electronic Equipment/Electronic Components & Accessories
|
$83.93 |
$61.00 |
0.07% |
$1.00 |
287 M |
4,837,166 |
2.93 |
20.26 |
Ordinary Shares |
| 11-01-2019 |
WSR |
Whitestone REIT |
Trading/REIT
|
$18.96 |
$14.18 |
N/A |
$0.1425 |
0 M |
51,391,734 |
0.98 |
N/A |
Ordinary Shares |
| 11-01-2019 |
CVI |
CVR ENERGY INC |
Petroleum And Natural Gas/Petroleum Refining
|
$34.20 |
$46.94 |
N/A |
$0.10 |
3,383 M |
100,530,599 |
-0.42 |
0.00 |
Ordinary Shares |
| 11-01-2019 |
FBIZ |
FIRST BUSINESS FINANCIAL SERVICES, INC. |
Banking/State Commercial Banks – Fed Reserve System
|
$55.54 |
$24.55 |
0.02% |
$0.34 |
450 M |
8,362,166 |
6.06 |
8.91 |
Ordinary Shares |
| 11-01-2019 |
UAN |
CVR PARTNERS, LP |
Chemicals/Agriculture Chemicals
|
$134.70 |
$3.35 |
0.08% |
$4.00 |
1,339 M |
10,569,637 |
11.49 |
11.02 |
Unit |
| 11-01-2019 |
MPLX |
MPLX LP |
Transportation/Pipelines, Except Natural Gas
|
$57.17 |
$25.90 |
0.08% |
$1.0765 |
53,237 M |
1,019,000,000 |
4.82 |
10.84 |
Unit |
| 11-01-2019 |
DKL |
Delek Logistics Partners, LP |
Transportation/Pipelines, Except Natural Gas
|
$51.16 |
$31.58 |
0.09% |
$1.13 |
2,667 M |
53,514,387 |
3.17 |
15.71 |
Unit |
| 11-01-2019 |
EVTC |
EVERTEC, Inc. |
Business Services/Services – Computer Processing, Data Preparation And Processing
|
$29.43 |
$30.73 |
N/A |
$0.05 |
0 M |
61,758,703 |
2.22 |
N/A |
Ordinary Shares |
| 11-01-2019 |
SYF |
Synchrony Financial |
Banking/Financial Services
|
$74.24 |
$35.74 |
0.02% |
$0.30 |
23,643 M |
336,951,336 |
9.76 |
6.72 |
Ordinary Shares |
| 11-01-2019 |
USDP |
USD Partners LP |
Transportation/Railroads, Line-Haul Operating
|
$0.31 |
$9.99 |
N/A |
$0.1235 |
1 M |
33,774,427 |
N/A |
0.00 |
Unit |
| 11-01-2019 |
APLE |
Apple Hospitality REIT, Inc. |
Trading/REIT
|
$13.16 |
$16.53 |
N/A |
$0.08 |
0 M |
235,658,820 |
0.74 |
N/A |
Ordinary Shares |
| 11-01-2019 |
NTB |
Bank of N.T. Butterfield & Son Ltd |
Banking/Misc. Commercial Banks
|
$54.76 |
$32.66 |
0.05% |
$0.44 |
1,718 M |
44,908,429 |
2.87 |
8.33 |
Ordinary Shares |
| 11-01-2019 |
KRP |
Kimbell Royalty Partners, LP |
Petroleum And Natural Gas/Crude Petroleum & Natural Gas
|
$15.61 |
$13.94 |
0.14% |
$0.37 |
1,427 M |
90,803,000 |
0.62 |
25.43 |
Units |
| 11-01-2019 |
NSEC |
National Security Group, Inc. |
N/A
|
$16.36 |
$13.76 |
N/A |
$0.06 |
0 M |
2,532,632 |
0.00 |
0.00 |
Ordinary Shares |
| 11-01-2019 |
IBTX |
Independent Bank Group, Inc. |
N/A
|
$60.68 |
$53.94 |
0.03% |
$0.38 |
2,413 M |
41,442,212 |
-10.17 |
-5.75 |
Ordinary Shares |
| 11-01-2019 |
BKEP |
Blueknight Energy Partners LP |
N/A
|
$4.63 |
$1.17 |
N/A |
$0.0425 |
0 M |
41,903,015 |
0.00 |
0.00 |
Unit |
| 11-01-2019 |
ALTA |
Altabancorp |
N/A
|
$44.15 |
$29.55 |
N/A |
$0.46 |
0 M |
18,887,450 |
0.00 |
0.00 |
Ordinary Shares |
| 11-01-2019 |
NBLX |
Noble Midstream Partners LP |
N/A
|
$15.21 |
$23.72 |
N/A |
$0.1875 |
0 M |
90,362,206 |
0.00 |
0.00 |
Unit |
| 11-01-2019 |
FDEU |
FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUND |
N/A
|
$13.13 |
$14.66 |
0.06% |
$0.07 |
228 M |
17,231,908 |
0.00 |
0.00 |
Ordinary Shares |
| 11-01-2019 |
LBC |
Luther Burbank Corp |
N/A
|
$9.15 |
$11.66 |
N/A |
$0.12 |
0 M |
51,016,948 |
0.71 |
0.00 |
Ordinary Shares |
| 11-01-2019 |
LMRK |
Landmark Infrastructure Partners LP |
N/A
|
$16.49 |
$17.98 |
N/A |
$0.20 |
0 M |
25,488,992 |
0.00 |
0.00 |
Unit |
| 11-01-2019 |
BKEPP |
Blueknight Energy Partners LP |
N/A
|
$8.74 |
$5.31 |
N/A |
$0.1788 |
0 M |
34,406,683 |
0.00 |
0.00 |
PRF PERPETUAL USD - Ser A |
| 11-01-2019 |
LBAI |
LAKELAND BANCORP INC |
N/A
|
$14.82 |
$16.67 |
N/A |
$0.145 |
0 M |
65,154,526 |
1.29 |
0.00 |
Ordinary Shares |
| 11-01-2019 |
MPV |
BARINGS PARTICIPATION INVESTORS |
N/A
|
$17.04 |
$17.07 |
0.09% |
$0.37 |
171 M |
10,622,422 |
0.00 |
0.00 |
Ordinary Shares |
| 11-01-2019 |
EMAG |
Emageon Inc |
N/A
|
$20.18 |
$21.63 |
0.04% |
$0.00 |
16 M |
800,000 |
0.00 |
0.00 |
VanEck Vectors Emerging Markets Aggregate Bond ETF |