| 09-25-2019 |
TPAY |
Managed Portfolio Series - Ecofin Digital Payments Infrastructure Fund |
N/A
|
$25.32 |
$31.06 |
0.00% |
$0.00 |
8 M |
300,000 |
0.00 |
0.00 |
Tortoise Digital Payments Infrastructure Fund |
| 09-25-2019 |
FWDB |
Advisorshares Trust - AdvisorShares FolioBeyond Smart Core Bond ETF |
N/A
|
$25.78 |
$25.80 |
0.02% |
$0.0752 |
3 M |
125,000 |
0.00 |
0.00 |
AdvisorShares FolioBeyond Smart Core Bond ETF |
| 09-25-2019 |
FTXD |
First Trust Exchange-Traded Fund VI - First Trust Nasdaq Retail ETF |
N/A
|
$33.40 |
$23.22 |
0.00% |
$0.00 |
28 M |
850,002 |
0.00 |
0.00 |
First Trust Nasdaq Retail ETF |
| 09-25-2019 |
TUSA |
First Trust Exchange-Traded Fund III - First Trust Total US Market AlphaDEX ETF |
N/A
|
$46.12 |
$33.58 |
0.01% |
$0.00 |
18 M |
400,002 |
0.00 |
0.00 |
First Trust Total US Market AlphaDEX ETF |
| 09-25-2019 |
ABDC |
Alcentra Capital Corp |
N/A
|
$8.90 |
$8.84 |
N/A |
$0.80 |
0 M |
N/A |
0.00 |
0.00 |
Ordinary Shares |
| 09-25-2019 |
FLM |
First Trust Exchange-Traded Fund III - First Trust Global Engineering and Construction ETF |
N/A
|
$49.63 |
$46.99 |
0.02% |
$0.6634 |
7 M |
150,002 |
0.00 |
0.00 |
First Trust Global Engineering and Construction ETF |
| 09-25-2019 |
TOT |
TotalEnergies SE - ADR |
N/A
|
$48.27 |
$50.79 |
0.05% |
$0.8029 |
127,021 M |
2,629,839,616 |
-1.50 |
-32.30 |
ADR |
| 09-25-2019 |
FFR |
First Trust Exchange-Traded Fund II - First Trust FTSE EPRA/NAREIT Developed Markets Real Estate Index Fund |
N/A
|
$36.88 |
$49.15 |
N/A |
$0.2462 |
343 M |
641,608 |
0.00 |
0.00 |
First Trust FTSE EPRA/NAREIT Developed Markets Real Estate Index Fund |
| 09-25-2019 |
GNTY |
GUARANTY BANCSHARES INC /TX/ |
Banking/National Commercial Banks
|
$48.75 |
$30.57 |
0.02% |
$0.25 |
481 M |
11,347,666 |
2.93 |
13.35 |
Ordinary Shares |
| 09-25-2019 |
ITRN |
Ituran Location & Control Ltd. |
Wholesale/Wholesale – Electronic Parts & Equipment
|
$58.41 |
$26.13 |
0.04% |
$1.50 |
562 M |
19,893,580 |
1.41 |
11.09 |
Ordinary Shares |
| 09-25-2019 |
ICMB |
Investcorp Credit Management BDC, Inc. |
Financial Services/Asset Management
|
$1.81 |
$6.80 |
0.22% |
$0.12 |
40 M |
14,419,762 |
0.49 |
0.00 |
Ordinary Shares |
| 09-25-2019 |
TSQ |
Townsquare Media, Inc. |
Communication/Radio & Tv Broadcasters
|
$6.48 |
$7.04 |
N/A |
$0.1975 |
0 M |
17,105,113 |
-0.38 |
N/A |
Ordinary Shares - Class A |
| 09-25-2019 |
PRME |
Prime Medicine Inc |
Pharmaceutical Products/Biological Products, Except Diagnostic Substances
|
$3.47 |
N/A |
N/A |
$0.00 |
0 M |
180,552,179 |
-1.25 |
N/A |
First Trust Heitman Global Prime Real Estate ETF |
| 09-25-2019 |
ZBIO |
Zenas Biopharma Inc. |
Pharmaceutical Products/Pharmaceutical Preparations
|
$21.56 |
$15.66 |
N/A |
$0.00 |
0 M |
57,361,260 |
-7.19 |
N/A |
ProShares UltraPro Short NASDAQ Biotechnology |
| 09-25-2019 |
LMNX |
Luminex Corp |
N/A
|
$36.99 |
$21.80 |
N/A |
$0.10 |
0 M |
47,313,816 |
0.50 |
0.00 |
Ordinary Shares |
| 09-25-2019 |
FTLB |
First Trust Exchange-Traded Fund VI - First Trust Hedged BuyWrite Income ETF |
N/A
|
$20.90 |
$22.33 |
0.03% |
$0.00 |
14 M |
650,002 |
0.00 |
0.00 |
First Trust Hedged BuyWrite Income ETF |
| 09-25-2019 |
FMK |
Fibermark Inc. |
N/A
|
$42.92 |
$36.24 |
N/A |
$0.00 |
0 M |
500,002 |
0.00 |
0.00 |
First Trust First Trust Mega Cap Alphadex Fund |
| 09-25-2019 |
CY |
Cypress Semiconductor Corp. |
N/A
|
$23.83 |
$23.22 |
N/A |
$0.11 |
8,827 M |
370,590,000 |
0.11 |
N/A |
Ordinary Shares |
| 09-25-2019 |
RPAI |
Retail Properties of America Inc |
N/A
|
$13.15 |
$12.19 |
0.02% |
$0.075 |
2,825 M |
214,797,869 |
0.09 |
144.73 |
Ordinary Shares - Class A |