| 09-19-2019 |
WIW |
WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND |
N/A
|
$8.25 |
$11.07 |
0.08% |
$0.0605 |
527 M |
61,184,134 |
0.00 |
0.00 |
Ordinary Shares |
| 09-19-2019 |
MNP |
Western Asset Municipal Partners Fund Inc |
N/A
|
$10.57 |
$15.07 |
0.05% |
$0.043 |
103 M |
9,719,063 |
0.00 |
0.00 |
Ordinary Shares |
| 09-19-2019 |
TIF |
Tiffany & Co. |
N/A
|
$131.44 |
$91.34 |
0.02% |
$0.58 |
15,961 M |
121,411,166 |
2.36 |
55.52 |
Ordinary Shares |
| 09-19-2019 |
PAI |
Western Asset Investment Grade Income Fund Inc. |
N/A
|
$12.35 |
$15.64 |
0.05% |
$0.0515 |
120 M |
9,510,962 |
0.00 |
0.00 |
Ordinary Shares |
| 09-19-2019 |
GFY |
Western Asset Variable Rate Strategic Fund Inc |
N/A
|
$16.29 |
$16.22 |
N/A |
$0.0775 |
76 M |
4,668,000 |
-1.72 |
N/A |
Ordinary Shares |
| 09-19-2019 |
BWG |
BrandywineGLOBAL-Global Income Opportunities Fund Inc |
N/A
|
$8.03 |
$11.88 |
0.10% |
$0.08 |
146 M |
16,791,836 |
0.00 |
0.00 |
Ordinary Shares |
| 09-19-2019 |
IGR |
CBRE GLOBAL REAL ESTATE INCOME FUND |
N/A
|
$4.82 |
$7.69 |
0.11% |
$0.06 |
894 M |
139,968,594 |
0.00 |
0.00 |
Ordinary Shares |
| 09-19-2019 |
MMU |
WESTERN ASSET MANAGED MUNICIPALS FUND INC. |
N/A
|
$10.20 |
$13.63 |
0.05% |
$0.0545 |
467 M |
43,367,851 |
0.00 |
0.00 |
Ordinary Shares |
| 09-19-2019 |
HYI |
Western Asset High Yield Defined Opportunity Fund Inc. |
N/A
|
$11.93 |
$15.32 |
0.09% |
$0.095 |
274 M |
22,660,581 |
0.00 |
0.00 |
Ordinary Shares |
| 09-19-2019 |
WIA |
WESTERN ASSET INFLATION-LINKED INCOME FUND |
N/A
|
$7.97 |
$11.48 |
0.07% |
$0.05 |
191 M |
23,322,256 |
0.00 |
0.00 |
Ordinary Shares |
| 09-19-2019 |
HIX |
WESTERN ASSET HIGH INCOME FUND II INC. |
N/A
|
$4.24 |
$6.65 |
0.12% |
$0.049 |
286 M |
64,991,059 |
0.00 |
0.00 |
Ordinary Shares |
| 09-19-2019 |
THW |
abrdn World Healthcare Fund |
N/A
|
$11.32 |
$13.47 |
0.10% |
$0.1167 |
508 M |
38,244,600 |
0.00 |
0.00 |
Ordinary Shares |
| 09-19-2019 |
IGI |
Western Asset Investment Grade Defined Opportunity Trust Inc. |
N/A
|
$16.34 |
$20.71 |
0.05% |
$0.071 |
193 M |
10,848,022 |
0.00 |
0.00 |
Ordinary Shares |
| 09-19-2019 |
FLQD |
Franklin Templeton ETF Trust - Franklin LibertyQ Global Dividend ETF |
N/A
|
$33.09 |
$29.20 |
0.03% |
$0.3955 |
38 M |
1,150,000 |
0.00 |
0.00 |
Franklin LibertyQ Global Dividend ETF |
| 09-19-2019 |
HIO |
WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. |
N/A
|
$3.96 |
$5.05 |
0.10% |
$0.0355 |
378 M |
95,099,215 |
0.00 |
0.00 |
Ordinary Shares |
| 09-19-2019 |
THQ |
abrdn Healthcare Opportunities Fund |
N/A
|
$18.89 |
$17.69 |
0.08% |
$0.18 |
906 M |
41,356,058 |
0.00 |
0.00 |
Ordinary Shares |
| 09-19-2019 |
EHI |
WESTERN ASSET GLOBAL HIGH INCOME FUND INC. |
N/A
|
$6.55 |
$9.80 |
0.11% |
$0.07 |
161 M |
22,697,297 |
0.00 |
0.00 |
Ordinary Shares |
| 09-19-2019 |
VFL |
abrdn National Municipal Income Fund |
N/A
|
$10.28 |
$13.22 |
0.04% |
$0.045 |
134 M |
12,278,002 |
0.00 |
0.00 |
Ordinary Shares |
| 09-19-2019 |
OXLCO |
Oxford Lane Capital Corp |
N/A
|
$22.95 |
$25.46 |
0.06% |
$0.125 |
1,538 M |
2,400,000 |
0.00 |
0.00 |
7.50% PRF PERPETUAL USD 25 - Ser 2023 |
| 09-19-2019 |
ESXB |
Community Bankers Trust Corp |
N/A
|
$11.30 |
$8.57 |
N/A |
$0.0442 |
0 M |
22,464,593 |
0.00 |
0.00 |
Ordinary Shares |
| 09-19-2019 |
GLO |
Clough Global Opportunities Fund |
N/A
|
$5.21 |
$9.38 |
0.10% |
$0.048 |
229 M |
42,830,122 |
0.00 |
0.00 |
Ordinary Shares |
| 09-19-2019 |
EMD |
WESTERN ASSET EMERGING MARKETS DEBT FUND INC. |
N/A
|
$9.70 |
$13.85 |
0.10% |
$0.0845 |
594 M |
60,246,012 |
0.00 |
0.00 |
Ordinary Shares |
| 09-19-2019 |
ATV |
Acorn International Inc |
N/A
|
$20.87 |
$17.84 |
N/A |
$0.25 |
54 M |
2,570,953 |
0.00 |
0.00 |
ADR |
| 09-19-2019 |
VMM |
Delaware Investments Minnesota Municipal Income Fund II Inc |
N/A
|
$13.42 |
$13.00 |
0.00% |
$0.276 |
6,572,740 M |
1,645,719,350 |
6.36 |
477.50 |
Ordinary Shares |
| 09-19-2019 |
DEX |
Dex Media Inc. |
N/A
|
$7.60 |
$9.84 |
0.08% |
$0.0509 |
87 M |
11,179,968 |
0.00 |
0.00 |
Ordinary Shares |
| 09-19-2019 |
AINV |
Apollo Investment Corporation |
N/A
|
$13.36 |
$16.40 |
0.09% |
$0.32 |
867 M |
63,518,718 |
0.00 |
0.00 |
Ordinary Shares |
| 09-19-2019 |
SCD |
LMP CAPITAL & INCOME FUND INC. |
N/A
|
$17.03 |
$13.89 |
0.09% |
$0.113 |
282 M |
17,137,794 |
0.00 |
0.00 |
Ordinary Shares |
| 09-19-2019 |
IRL |
New Ireland Fund Inc |
N/A
|
$10.48 |
$8.66 |
0.02% |
$0.2003 |
38 M |
3,626,980 |
0.00 |
0.00 |
Ordinary Shares |
| 09-19-2019 |
CPTA |
Capitala Finance Corp |
N/A
|
$25.40 |
$8.39 |
N/A |
$0.0833 |
69 M |
2,711,068 |
0.00 |
0.00 |
Ordinary Shares |
| 09-19-2019 |
GDO |
WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC. |
N/A
|
$11.14 |
$17.45 |
0.10% |
$0.122 |
191 M |
14,949,168 |
0.00 |
0.00 |
Ordinary Shares |
| 09-19-2019 |
MTT |
Western Asset Municipal Defined Opportunity Trust |
N/A
|
$21.19 |
$21.49 |
N/A |
$0.049 |
6,475 M |
12,200,435 |
0.00 |
11.81 |
Ordinary Shares |
| 09-19-2019 |
UTG |
REAVES UTILITY INCOME FUND |
N/A
|
$32.46 |
$36.84 |
0.07% |
$0.19 |
2,376 M |
79,037,478 |
0.00 |
0.00 |
Ordinary Shares |
| 09-19-2019 |
PLD |
Prologis, Inc. |
Trading/REIT
|
$138.76 |
$85.02 |
0.03% |
$1.07 |
122,869 M |
932,338,000 |
3.99 |
33.11 |
Ordinary Shares |
| 09-19-2019 |
RCL |
ROYAL CARIBBEAN CRUISES LTD |
Transportation/Water Transport
|
$259.48 |
$112.46 |
0.02% |
$1.50 |
74,444 M |
268,194,978 |
16.53 |
16.62 |
Ordinary Shares |
| 09-19-2019 |
KRG |
KITE REALTY GROUP TRUST |
Trading/REIT
|
$26.23 |
$15.78 |
0.05% |
$0.29 |
5,319 M |
203,066,551 |
1.32 |
18.58 |
Ordinary Shares |
| 09-19-2019 |
TSM |
TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD |
Electronic Equipment/Electronic Components & Accessories
|
$401.61 |
$44.90 |
0.01% |
$0.9503 |
890,561 M |
5,186,725,800 |
3.10 |
29.88 |
ADR |
| 09-19-2019 |
LTC |
LTC PROPERTIES INC |
Trading/REIT
|
$38.23 |
$50.19 |
N/A |
$0.19 |
0 M |
48,509,762 |
2.54 |
N/A |
Ordinary Shares |
| 09-19-2019 |
NEWT |
NewtekOne, Inc. |
Banking/National Commercial Banks
|
$12.82 |
$23.31 |
0.07% |
$0.19 |
296 M |
28,887,295 |
2.28 |
5.14 |
Ordinary Shares |
| 09-19-2019 |
ESP |
ESPEY MFG & ELECTRONICS CORP |
Electronic Equipment/Electronic Components & Accessories
|
$68.78 |
$23.57 |
0.04% |
$0.25 |
0 M |
2,958,843 |
3.59 |
0.00 |
Ordinary Shares |
| 09-19-2019 |
RBCAA |
REPUBLIC BANCORP INC /KY/ |
Banking/State Commercial Banks – Fed Reserve System
|
$75.81 |
$43.76 |
0.03% |
$0.451 |
1,348 M |
19,609,345 |
12.87 |
10.26 |
Ordinary Shares - Class A |
| 09-19-2019 |
FLXS |
FLEXSTEEL INDUSTRIES INC |
Consumer Goods/Household Furniture
|
$54.44 |
$15.90 |
0.02% |
$0.17 |
259 M |
5,340,446 |
3.20 |
18.92 |
Ordinary Shares |
| 09-19-2019 |
HTLD |
HEARTLAND EXPRESS INC |
Transportation/Trucking & Courier Services, Except Air
|
$12.50 |
$21.24 |
N/A |
$0.02 |
0 M |
77,454,920 |
-0.67 |
N/A |
Ordinary Shares |
| 09-19-2019 |
NJR |
NEW JERSEY RESOURCES CORP |
Utilities/Natural Gas Distribution
|
$56.10 |
$44.47 |
0.04% |
$0.475 |
4,646 M |
100,845,185 |
3.25 |
14.22 |
Ordinary Shares |
| 09-19-2019 |
ES |
EVERSOURCE ENERGY |
Utilities/Electric Services
|
$69.44 |
$83.23 |
0.04% |
$0.7875 |
25,668 M |
381,532,317 |
4.56 |
15.17 |
Ordinary Shares |
| 09-19-2019 |
CB |
Chubb Ltd |
Insurance/Fire, Marine & Casualty Insurance
|
$325.12 |
$158.50 |
0.01% |
$0.97 |
134,774 M |
387,860,106 |
28.55 |
11.93 |
Ordinary Shares |
| 09-19-2019 |
FGBI |
First Guaranty Bancshares, Inc. |
Banking/Savings Institutions
|
$9.00 |
$21.44 |
0.00% |
$0.01 |
121 M |
15,352,947 |
-4.13 |
0.00 |
Ordinary Shares |
| 09-19-2019 |
OMC |
OMNICOM GROUP INC. |
Business Services/Services – Advertising
|
$76.27 |
$78.50 |
0.04% |
$0.80 |
23,371 M |
285,006,196 |
-0.37 |
370.98 |
Ordinary Shares |
| 09-19-2019 |
ALRS |
ALERUS FINANCIAL CORP |
Banking/National Commercial Banks
|
$26.59 |
$21.86 |
0.04% |
$0.20 |
602 M |
25,128,646 |
1.07 |
22.23 |
Ordinary Shares |
| 09-19-2019 |
QCRH |
QCR HOLDINGS INC |
Banking/State Commercial Banks – Fed Reserve System
|
$89.58 |
$38.33 |
0.00% |
$0.06 |
1,403 M |
16,730,722 |
7.54 |
11.03 |
Ordinary Shares |
| 09-19-2019 |
SRE |
SEMPRA ENERGY |
Utilities/Gas And Other Services Combined
|
$94.38 |
$140.81 |
0.03% |
$0.6575 |
57,625 M |
653,284,140 |
2.75 |
32.09 |
Ordinary Shares |
| 09-19-2019 |
DBI |
Designer Brands Inc. |
Retail/Retail – Apparel & Accessory Stores
|
$7.23 |
$17.08 |
N/A |
$0.05 |
0 M |
50,706,220 |
-0.17 |
N/A |
Ordinary Shares - Class A |
| 09-19-2019 |
AAP |
ADVANCE AUTO PARTS INC |
Retail/Retail – Automotive And Home Supply Stores
|
$57.38 |
$152.80 |
0.02% |
$0.25 |
3,661 M |
60,022,245 |
-6.32 |
0.00 |
Ordinary Shares |
| 09-19-2019 |
FLS |
FLOWSERVE CORP |
Machinery/General Industrial Machinery & Equipment
|
$70.41 |
$47.66 |
0.01% |
$0.22 |
9,355 M |
127,807,021 |
2.74 |
26.42 |
Ordinary Shares |
| 09-19-2019 |
DIN |
Dine Brands Global, Inc. |
Restaurants, Hotels, Motels/Retail – Eating Places
|
$26.68 |
$70.78 |
0.05% |
$0.19 |
492 M |
13,046,383 |
1.11 |
0.00 |
Ordinary Shares |
| 09-19-2019 |
ALGT |
Allegiant Travel CO |
Transportation/Air Transportation
|
$71.97 |
$151.43 |
N/A |
$0.60 |
1,562 M |
18,452,294 |
-2.48 |
0.00 |
Ordinary Shares |
| 09-19-2019 |
PLOW |
DOUGLAS DYNAMICS, INC |
Machinery/Construction Machinery & Equipment
|
$44.58 |
$44.34 |
0.04% |
$0.295 |
752 M |
23,084,814 |
1.99 |
16.04 |
Ordinary Shares |
| 09-19-2019 |
HPP |
Hudson Pacific Properties, Inc. |
Real Estate/Real Estate
|
$9.03 |
$33.90 |
N/A |
$0.05 |
0 M |
54,242,024 |
-6.17 |
N/A |
Ordinary Shares |
| 09-19-2019 |
OFLX |
Omega Flex, Inc. |
Construction Materials/Heating Equipment & Plumbing Fixtures
|
$28.89 |
$96.32 |
0.04% |
$0.34 |
310 M |
10,094,322 |
1.47 |
23.26 |
Ordinary Shares |
| 09-19-2019 |
OPLN |
OPENLANE, Inc. |
Retail/Retail – Automotive Dealers And Gas Stations
|
$32.06 |
$25.63 |
N/A |
$0.19 |
3,281 M |
106,297,229 |
-0.96 |
0.00 |
Ordinary Shares |
| 09-19-2019 |
SABR |
Sabre Corp |
Computer Software/Services – Computer Programming And Data Processing
|
$1.87 |
$23.01 |
N/A |
$0.14 |
537 M |
395,165,033 |
1.34 |
1.02 |
Ordinary Shares |
| 09-19-2019 |
OEC |
Orion S.A. |
Chemicals/Misc. Chemical Products
|
$7.84 |
$16.73 |
0.02% |
$0.0207 |
296 M |
56,273,701 |
-1.24 |
0.00 |
Ordinary Shares |
| 09-19-2019 |
RPT |
Rithm Property Trust Inc. |
Trading/REIT
|
$14.64 |
$13.23 |
0.13% |
$0.36 |
101 M |
7,772,564 |
-0.19 |
0.00 |
Ordinary Shares |
| 09-19-2019 |
TPB |
Turning Point Brands, Inc. |
Tobacco Products/Tobacco Products
|
$81.66 |
$23.96 |
N/A |
$0.075 |
0 M |
19,141,208 |
3.18 |
N/A |
Ordinary Shares |
| 09-19-2019 |
SUNS V |
Sunrise Realty Trust Inc. |
Trading/REIT
|
$7.51 |
$17.46 |
0.13% |
$0.30 |
127 M |
13,519,655 |
0.90 |
10.42 |
Ordinary Shares |
| 09-19-2019 |
GLV |
Clough Global Dividend & Income Fund |
N/A
|
$5.52 |
$10.81 |
0.11% |
$0.0526 |
72 M |
12,471,182 |
0.00 |
0.00 |
Ordinary Shares |
| 09-19-2019 |
VCF |
Delaware Investments Colorado Insured Municipal Income Fund Inc |
N/A
|
$13.84 |
$15.05 |
0.04% |
$0.052 |
67 M |
4,837,100 |
0.00 |
0.00 |
Ordinary Shares |
| 09-19-2019 |
WEA |
WESTERN ASSET PREMIER BOND FUND |
N/A
|
$10.86 |
$13.70 |
0.07% |
$0.07 |
132 M |
11,865,600 |
0.00 |
0.00 |
Ordinary Shares |
| 09-19-2019 |
HRC |
Hill-Rom Holdings Inc |
N/A
|
$155.94 |
$104.53 |
0.01% |
$0.24 |
10,301 M |
66,050,458 |
7.43 |
20.73 |
Ordinary Shares |
| 09-19-2019 |
DMO |
Western Asset Mortgage Opportunity Fund Inc. |
N/A
|
$11.45 |
$21.69 |
0.12% |
$0.13 |
136 M |
11,430,895 |
0.00 |
0.00 |
Ordinary Shares |
| 09-19-2019 |
OXLCM |
Oxford Lane Capital Corp |
N/A
|
$24.96 |
$25.60 |
N/A |
$0.1406 |
864 M |
2,729,415 |
0.00 |
0.00 |
6.75% PRF REDEEM 30/06/2024 USD 25 - Ser 2024 |
| 09-19-2019 |
GLQ |
Clough Global Equity Fund |
N/A
|
$6.78 |
$11.78 |
0.10% |
$0.0603 |
128 M |
18,803,820 |
0.00 |
0.00 |
Ordinary Shares |
| 09-19-2019 |
MHF |
WESTERN ASSET MUNICIPAL HIGH INCOME FUND INC. |
N/A
|
$6.94 |
$7.61 |
0.05% |
$0.034 |
154 M |
21,651,223 |
0.00 |
0.00 |
Ordinary Shares |
| 09-19-2019 |
BGH |
BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND |
N/A
|
$15.79 |
$17.65 |
0.08% |
$0.1056 |
303 M |
20,064,313 |
0.00 |
0.00 |
Ordinary Shares |
| 09-19-2019 |
PE |
Parsley Energy Inc |
N/A
|
$16.92 |
$18.67 |
0.01% |
$0.05 |
6,411 M |
378,663,211 |
-10.65 |
-1.72 |
Ordinary Shares - Class A |
| 09-19-2019 |
TLI |
Western Asset Corporate Loan Fund Inc |
N/A
|
$9.23 |
$9.43 |
N/A |
$0.066 |
91 M |
9,876,922 |
0.00 |
N/A |
Ordinary Shares |
| 09-19-2019 |
SBI |
WESTERN ASSET INTERMEDIATE MUNI FUND INC. |
N/A
|
$7.78 |
$9.05 |
0.05% |
$0.042 |
114 M |
14,082,315 |
0.00 |
0.00 |
Ordinary Shares |
| 09-19-2019 |
DDF |
Delaware Investments Dividend and Income Fund, Inc. |
N/A
|
$9.03 |
$13.85 |
0.13% |
$0.202 |
59 M |
7,611,158 |
0.00 |
0.00 |
Ordinary Shares |