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Earnings

Reported date  Announce time  Ticker  Name  Industry  Stock price  Marketcap  Shares outstanding  EPS  P/E ratio  Dividend rate 
09-12-2019 4:00 PM AMRK Gold.com Inc. Wholesale/Wholesale – Jewelry, Watches, Precious Stones & Metals $30.76 637 M 24,644,386 0.30 86.17 $0.20
09-12-2019 4:00 PM AVGO Broadcom Inc. Electronic Equipment/Electronic Components & Accessories $416.50 1,745,528 M 4,741,273,799 4.91 75.48 $0.65
09-12-2019 8:00 AM KR KROGER CO Retail/Retail – Grocery Stores $67.55 39,576 M 612,575,611 1.55 38.95 $0.35
09-12-2019 8:00 AM DLTH DULUTH HOLDINGS INC. Retail/Retail – Apparel & Accessory Stores $3.31 0 M 36,726,192 -2.07 N/A N/A

Dividends

Ex dividend date  Ticker  Name  Industry  Stock price  Reported price Dividend yield  Dividend rate  Marketcap  Shares outstanding  EPS  P/E ratio  Description 
09-12-2019 PCM PCM FUND, INC. N/A $6.62 $11.02 0.12% $0.08 93 M 12,011,762 0.00 0.00 Ordinary Shares
09-12-2019 NMY Nuveen Maryland Quality Municipal Income Fund N/A $14.30 $13.27 0.05% $0.0718 330 M 23,099,664 0.00 0.00 Ordinary Shares
09-12-2019 NCB Nuveen California Municipal Value Fund 2 N/A $15.05 $17.10 0.02% $0.0986 306,197 M 3,302,424 0.00 13.95 Ordinary Shares
09-12-2019 NIQ Nuveen Intermediate Duration Quality Municipal Term Fund N/A $12.87 $13.69 0.03% $0.0253 169 M 13,098,868 0.00 0.00 Ordinary Shares
09-12-2019 HPI JOHN HANCOCK PREFERRED INCOME FUND N/A $16.75 $23.50 0.08% $0.1235 465 M 26,539,504 0.00 0.00 Ordinary Shares
09-12-2019 NXJ NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND N/A $12.16 $14.53 0.04% $0.0785 526 M 41,264,587 0.00 0.00 Ordinary Shares
09-12-2019 MANT Mantech International Corp N/A $95.98 $68.15 N/A $0.41 0 M 39,382,197 2.98 0.00 Ordinary Shares - Class A
09-12-2019 JFR NUVEEN FLOATING RATE INCOME FUND N/A $8.99 $9.68 0.11% $0.085 504 M 56,918,468 0.00 0.00 Ordinary Shares
09-12-2019 NCA NUVEEN CALIFORNIA MUNICIPAL VALUE FUND N/A $8.49 $10.59 0.04% $0.029 297 M 33,108,195 0.00 0.00 Ordinary Shares
09-12-2019 DYNC Vistra Energy Corp. Tangible Equity Units Cons of USD 18.9491 Nom 7% Nts 01.07.19 + 1 PC 01.07.19 N/A $92.57 $0.00 N/A $1.75 0 M N/A 0.00 N/A Units
09-12-2019 GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND N/A $15.40 $19.68 0.13% $0.1821 2,091 M 135,322,762 0.00 0.00 Ordinary Shares
09-12-2019 NVG Nuveen AMT-Free Municipal Credit Income Fund N/A $12.29 $16.62 0.05% $0.079 2,780 M 213,522,362 0.00 0.00 Ordinary Shares
09-12-2019 MFSF Mutualfirst Financial Inc N/A $24.87 $31.49 N/A $0.20 214 M 8,608,000 2.77 N/A Ordinary Shares
09-12-2019 CBH Commerce Bancorp, Inc. N/A $9.18 $9.44 0.04% $0.027 168 M 18,263,597 0.00 0.00 Ordinary Shares
09-12-2019 JPI Nuveen Preferred Securities & Income Opportunities Fund N/A $19.85 $24.75 0.06% $0.166 450 M 22,772,419 0.00 0.00 Ordinary Shares
09-12-2019 JE Just Energy Group Inc N/A $1.74 $1.63 N/A $0.00 84 M 48,078,637 0.00 0.00 Ordinary Shares
09-12-2019 ERC ALLSPRING MULTI-SECTOR INCOME FUND N/A $9.15 $12.40 0.08% $0.0659 263 M 28,066,272 0.00 0.00 Ordinary Shares
09-12-2019 NRK NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND N/A $10.49 $13.40 0.05% $0.069 967 M 87,235,304 0.00 0.00 Ordinary Shares
09-12-2019 NSL Nuveen Senior Income Fund N/A $4.59 $5.75 0.10% $0.0435 178 M 38,611,472 0.00 0.00 Ordinary Shares
09-12-2019 JRS NUVEEN REAL ESTATE INCOME FUND N/A $8.32 $10.87 0.07% $0.17 259 M 28,892,471 0.00 0.00 Ordinary Shares
09-12-2019 JEMD Nuveen Emerging Markets Debt 2022 Target Term Fund N/A $6.63 $8.96 0.04% $0.0185 94 M 14,248,486 0.00 0.00 Ordinary Shares
09-12-2019 OLBK Old Line Bancshares, Inc. N/A $28.83 $28.70 N/A $0.12 0 M N/A 0.00 N/A Ordinary Shares
09-12-2019 BPOPN Popular Capital Trust I N/A $25.23 $27.28 N/A $0.1396 0 M 12,000,000 0.00 0.00 6.70% PRF CONVERT 01/11/2033 USD 25 - Cls A
09-12-2019 JHB Nuveen Corporate Income November 2021 Target Term Fund N/A $9.40 $9.90 0.02% $0.0075 525 M 55,900,049 0.00 0.00 Ordinary Shares
09-12-2019 SLCA U.S. SILICA HOLDINGS, INC. N/A $15.49 $10.99 N/A $0.02 1,211 M 78,204,596 1.47 10.45 Ordinary Shares
09-12-2019 PCI PIMCO Dynamic Credit and Mortgage Income Fund N/A $20.46 $24.42 0.10% $0.174 3,077 M 150,317,409 0.00 0.00 Ordinary Shares
09-12-2019 NKG Nuveen Georgia Quality Municipal Income Fund N/A $10.16 $12.55 0.04% $0.0042 105 M 10,399,813 0.00 0.00 Ordinary Shares
09-12-2019 ERH ALLSPRING UTILITIES & HIGH INCOME FUND N/A $10.73 $13.28 0.07% $0.0621 100 M 9,292,257 0.00 0.00 Ordinary Shares
09-12-2019 HTY John Hancock Tax-Advantaged Global Shareholder Yield Fund N/A $4.99 $6.87 0.13% $0.16 51 M 10,921,751 0.00 0.00 Ordinary Shares
09-12-2019 NTC Nuveen Connecticut Quality Municipal Income Fund N/A $12.04 $13.47 N/A $0.00 0 M N/A 0.00 N/A Ordinary Shares
09-12-2019 JHY Nuveen High Income 2020 Target Term Fund N/A $9.52 $9.88 0.01% $0.0095 12,618 M N/A 0.00 33.34 Ordinary Shares
09-12-2019 ACGLO Arch Capital Group Ltd N/A $21.88 $25.94 0.06% $0.3406 42,528 M 13,200,000 14.21 7.87 5.45% PRF PERPETUAL USD 25 - Ser F 1/1000 th Int
09-12-2019 PFL PIMCO INCOME STRATEGY FUND N/A $8.49 $11.52 0.11% $0.0814 318 M 38,032,525 0.00 0.00 Ordinary Shares
09-12-2019 PGP PIMCO Global StocksPLUS & Income Fund N/A $7.76 $11.64 0.10% $0.069 91 M 11,313,852 0.00 0.00 Ordinary Shares
09-12-2019 EVF EATON VANCE SENIOR INCOME TRUST N/A $6.21 $6.14 0.11% $0.055 99 M 15,784,972 0.00 0.00 Ordinary Shares
09-12-2019 EFL Western Asset Emerging Markets Floating Rate Fund Inc N/A $8.64 $9.23 0.03% $0.00 204 M 23,621,612 0.00 0.00 Ordinary Shares
09-12-2019 EOD ALLSPRING GLOBAL DIVIDEND OPPORTUNITY FUND N/A $4.86 $5.51 0.08% $0.1157 213 M 43,195,369 0.00 0.00 Ordinary Shares
09-12-2019 NMZ NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND N/A $10.95 $14.17 0.05% $0.0655 1,265 M 110,539,337 0.00 0.00 Ordinary Shares
09-12-2019 NAN NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND N/A $11.40 $14.08 0.05% $0.072 354 M 30,851,332 0.00 0.00 Ordinary Shares
09-12-2019 TSS Total System Services Inc N/A $132.92 $135.84 N/A $0.13 0 M N/A 0.00 N/A Ordinary Shares
09-12-2019 NPV NUVEEN VIRGINIA QUALITY MUNICIPAL INCOME FUND N/A $12.67 $13.96 0.05% $0.072 214 M 17,924,699 0.00 0.00 Ordinary Shares
09-12-2019 JSD Nuveen Short Duration Credit Opportunities Fund N/A $11.60 $15.30 0.11% $0.111 117 M 10,085,648 0.00 0.00 Ordinary Shares
09-12-2019 NXN NUVEEN NEW YORK SELECT TAX -FREE INCOME PORTFOLIO N/A $11.48 $14.22 0.04% $0.041 47 M 3,924,894 0.00 0.00 Ordinary Shares
09-12-2019 EVN EATON VANCE MUNICIPAL INCOME TRUST N/A $10.02 $12.86 0.05% $0.0513 428 M 39,667,163 0.00 0.00 Ordinary Shares
09-12-2019 KIO KKR Income Opportunities Fund N/A $13.58 $15.54 0.09% $0.1215 396 M 27,120,420 0.00 0.00 Ordinary Shares
09-12-2019 NNC Nuveen North Carolina Quality Municipal Income Fund N/A $13.66 $13.57 N/A $0.0276 0 M N/A 0.00 N/A Ordinary Shares
09-12-2019 QTRH Quarterhill Inc N/A $1.21 $1.39 N/A $0.0125 143 M 118,817,000 -0.13 N/A Ordinary Shares
09-12-2019 HEQ John Hancock Hedged Equity & Income Fund N/A $10.31 $14.30 0.09% $0.25 133 M 12,151,242 0.00 0.00 Ordinary Shares
09-12-2019 JHAA Nuveen Corporate Income 2023 Target Term Fund N/A $9.42 $10.48 0.03% $0.0185 73 M 7,746,950 0.00 0.00 Ordinary Shares
09-12-2019 SJR Shaw Communications Inc. N/A $30.18 $20.25 0.04% $0.0988 14,419 M 477,759,683 0.00 0.00 Ordinary Shares - Class B
09-12-2019 WWE World Wrestling Entertainment, Inc. N/A $100.65 $71.92 0.00% $0.12 5,600 M 52,062,642 1.96 33.11 Ordinary Shares - Class A
09-12-2019 HPF JOHN HANCOCK PREFERRED INCOME FUND II N/A $16.54 $23.19 0.08% $0.1235 367 M 21,511,260 0.00 0.00 Ordinary Shares
09-12-2019 JGH Nuveen Global High Income Fund N/A $12.92 $15.51 0.09% $0.1035 302 M 23,177,392 0.00 0.00 Ordinary Shares
09-12-2019 AVH Avianca Holdings S.A N/A $0.88 $2.97 N/A $0.0418 37 M 42,563,500 -7.31 N/A ADR
09-12-2019 PDI PIMCO Dynamic Income Fund N/A $18.80 $32.21 0.13% $0.2205 4,937 M 257,546,113 0.00 0.00 Ordinary Shares
09-12-2019 CARO Carolina Financial Corp N/A $32.88 $36.71 N/A $0.10 817 M 24,847,900 2.83 N/A Ordinary Shares
09-12-2019 JTA Nuveen Tax-Advantaged Total Return Strategy Fund N/A $11.53 $11.30 0.06% $0.192 160 M 13,850,897 0.00 0.00 Ordinary Shares
09-12-2019 SPXX Nuveen S&P 500 Dynamic Overwrite Fund N/A $17.60 $16.57 0.07% $0.294 300 M 17,960,021 0.00 0.00 Ordinary Shares
09-12-2019 NAC Nuveen California Quality Municipal Income Fund N/A $11.26 $14.78 0.05% $0.0735 1,706 M 144,735,058 0.00 0.00 Ordinary Shares
09-12-2019 TSCAP Tristate Capital Holdings Inc N/A $25.35 $27.20 N/A $0.4219 0 M 1,400,000 0.00 0.00 FXDFR PRF PERPETUAL USD 25 - Ser A 1/40th int
09-12-2019 EAD ALLSPRING INCOME OPPORTUNITIES FUND N/A $6.99 $8.23 0.08% $0.0523 414 M 59,092,336 0.00 0.00 Ordinary Shares
09-12-2019 GPM Getty Petroleum Marketing Inc. N/A $9.88 $8.10 0.05% $0.34 478 M 48,342,588 0.00 0.00 Ordinary Shares
09-12-2019 VGI Virtus Global Multi-Sector Income Fund N/A $7.66 $12.87 0.11% $0.08 90 M 11,313,093 0.00 0.00 Ordinary Shares
09-12-2019 NMS Nuveen Minnesota Quality Municipal Income Fund N/A $12.48 $14.24 0.05% $0.0735 74 M 5,784,307 0.00 0.00 Ordinary Shares
09-12-2019 NPN Nuveen Pennsylvania Municipal Value Fund N/A $14.04 $14.26 0.03% $0.00 17 M 1,219,074 0.00 0.00 Ordinary Shares
09-12-2019 ISD PGIM High Yield Bond Fund, Inc. N/A $13.78 $14.87 0.09% $0.105 460 M 33,243,008 0.00 0.00 Ordinary Shares
09-12-2019 NAD Nuveen Quality Municipal Income Fund N/A $11.76 $14.46 0.05% $0.0755 2,808 M 233,404,655 0.00 0.00 Ordinary Shares
09-12-2019 PHK PIMCO HIGH INCOME FUND N/A $4.92 $7.88 0.11% $0.048 709 M 146,128,293 0.00 0.00 Ordinary Shares
09-12-2019 MAXR Maxar Technologies Inc N/A $52.99 $9.18 0.00% $0.01 4,003 M 75,549,527 -2.03 -26.69 Ordinary Shares
09-12-2019 LTS Ladenburg Thalmann Financial Services, Inc. N/A $3.50 $2.48 N/A $0.0125 521 M 149,171,000 -0.08 N/A Ordinary Shares
09-12-2019 JHI JOHN HANCOCK INVESTORS TRUST N/A $13.90 $17.51 0.06% $0.2224 120 M 8,744,547 0.00 0.00 Ordinary Shares
09-12-2019 JQC Nuveen Credit Strategies Income Fund N/A $5.72 $7.63 0.11% $0.054 784 M 135,609,290 0.00 0.00 Ordinary Shares
09-12-2019 CNFRL Conifer Holdings Inc - 6.75% NT REDEEM 30/09/2023 USD 25 N/A $24.83 $24.50 N/A $0.4219 16 M 12,222,881 0.00 0.00 6.75% NT REDEEM 30/09/2023 USD 25
09-12-2019 DTV Far Eastern New Century Corporation N/A $58.01 $0.00 N/A $0.8125 0 M N/A 0.00 N/A Unit
09-12-2019 NEV Nuveen Enhanced Municipal Value Fund N/A $12.52 $14.56 0.06% $0.00 312 M 24,950,068 0.00 0.00 Ordinary Shares
09-12-2019 RCS PIMCO STRATEGIC INCOME FUND, INC N/A $6.27 $9.13 0.09% $0.051 317 M 46,070,801 0.00 0.00 Ordinary Shares
09-12-2019 NXR Nuveen Select Tax-Free Income Portfolio 3 N/A $16.60 $16.00 0.04% $0.0956 216 M 13,045,560 0.00 0.00 Ordinary Shares
09-12-2019 MBINO Merchants Bancorp N/A $24.98 $25.75 0.06% $0.375 2,098 M 5,000,000 6.56 7.31 FXDFR PRF PERPETUAL USD 25 - Ser B Dp sh 1/40 int
09-12-2019 NAZ NUVEEN ARIZONA QUALITY MUNICIPAL INCOME FUND N/A $11.55 $13.33 0.05% $0.0725 135 M 11,595,865 0.00 0.00 Ordinary Shares
09-12-2019 NEA Nuveen AMT-Free Quality Municipal Income Fund N/A $11.35 $14.36 0.05% $0.073 3,469 M 299,037,391 0.00 0.00 Ordinary Shares
09-12-2019 FBIOP Fortress Biotech Inc N/A $6.80 $20.35 N/A $0.1953 38 M 3,427,138 0.00 0.00 9.375% PRF PERPETUAL USD 25 - Ser A
09-12-2019 CPG Crescent Point Energy Corp N/A $8.59 $4.07 0.05% $0.115 5,321 M 619,489,384 0.00 0.00 Ordinary Shares
09-12-2019 NUM Nuveen Michigan Quality Municipal Income Fund N/A $15.13 $14.12 0.04% $0.0342 305 M 20,226,888 0.00 0.00 Ordinary Shares
09-12-2019 VLYPO Valley National Bancorp N/A $25.07 $25.69 0.05% $0.5989 4,564 M 4,000,000 0.71 14.37 FXDFR PRF PERPETUAL USD 25 - Ser B
09-12-2019 CHNGU Change Healthcare Inc N/A $73.71 $51.99 N/A $0.75 7,397 M 5,000,000 0.00 0.00 Unit
09-12-2019 BPOPM Popular Capital Trust II N/A $25.84 $26.96 0.02% $0.1276 7,150 M 5,200,000 0.00 13.50 6.125% PRF CONVERT 01/12/2034 USD 25
09-12-2019 HPS JOHN HANCOCK PREFERRED INCOME FUND III N/A $14.92 $19.52 0.08% $0.11 523 M 31,924,085 0.00 0.00 Ordinary Shares
09-12-2019 BIG BIG LOTS INC N/A $0.49 $24.31 N/A $0.30 16 M 29,681,973 -16.45 -0.03 Ordinary Shares
09-12-2019 PNI PIMCO NEW YORK MUNICIPAL INCOME FUND II N/A $7.25 $11.78 0.05% $0.0295 85 M 11,209,146 0.00 0.00 Ordinary Shares
09-12-2019 ACGLP Arch Capital Group Ltd N/A $24.99 $25.31 N/A $0.3281 16,218 M 18,000,000 0.00 0.00 5.25% PRF PERPETUAL USD 25 - Ser E 1/1000th Int
09-12-2019 JRO Nuveen Floating Rate Income Opportunity Fund N/A $7.88 $9.66 0.10% $0.074 319 M 40,541,218 0.00 0.00 Ordinary Shares
09-12-2019 BXS Bancorpsouth Inc. N/A $29.02 $29.68 0.03% $0.20 2,979 M 102,646,131 2.10 13.54 Ordinary Shares
09-12-2019 PNF PIMCO NEW YORK MUNICIPAL INCOME FUND N/A $7.53 $14.20 0.05% $0.0335 63 M 7,868,376 0.00 0.00 Ordinary Shares
09-12-2019 EHT Eaton Vance 2021 Target Term Trust N/A $9.84 $9.95 0.03% $0.015 211 M 21,464,504 0.00 0.00 Ordinary Shares
09-12-2019 HTD JOHN HANCOCK TAX-ADVANTAGED DIVIDEND INCOME FUND N/A $22.20 $27.24 0.07% $0.138 767 M 35,431,824 0.00 0.00 Ordinary Shares
09-12-2019 NXQ Nuveen Select Tax-Free Income Portfolio 2 N/A $14.96 $14.83 0.04% $0.0547 266 M 17,713,727 0.00 0.00 Ordinary Shares
09-12-2019 JPS Nuveen Preferred & Income Securities Fund N/A $6.49 $9.97 0.08% $0.0359 1,277 M 205,710,931 0.00 0.00 Ordinary Shares
09-12-2019 NUV NUVEEN MUNICIPAL VALUE FUND INC N/A $8.66 $10.48 0.04% $0.029 1,826 M 207,541,595 0.00 0.00 Ordinary Shares
09-12-2019 MBINP Merchants Bancorp N/A $24.97 $27.12 0.07% $0.4375 1,376 M 2,000,000 0.00 0.00 FXDFR PRF PERPETUAL USD 25 - Ser A
09-12-2019 IFFT International Flavors & Fragrances Inc. - Unit (1Prpd Stk Pur contrct & 1 Note) N/A $47.56 $47.87 0.06% $0.75 35,803 M 16,500,000 0.00 0.00 Unit (1Prpd Stk Pur contrct & 1 Note)
09-12-2019 NMT Nuveen Massachusetts Quality Municipal Income Fund N/A $11.43 $13.95 0.04% $0.071 106 M 9,324,615 0.00 0.00 Ordinary Shares
09-12-2019 PCK PIMCO CALIFORNIA MUNICIPAL INCOME FUND II N/A $5.76 $9.83 0.04% $0.0215 193 M 32,253,459 0.00 0.00 Ordinary Shares
09-12-2019 RVT ROYCE VALUE TRUST, INC. N/A $15.77 $14.30 0.07% $0.28 1,794 M 115,346,161 0.00 0.00 Ordinary Shares
09-12-2019 RMT ROYCE MICRO-CAP TRUST, INC. N/A $9.83 $8.27 0.07% $0.18 496 M 50,682,110 0.00 0.00 Ordinary Shares
09-12-2019 FBSS Fauquier Bankshares, Inc. N/A $21.28 $20.50 N/A $0.125 0 M 3,807,659 0.00 0.00 Ordinary Shares
09-12-2019 NID Nuveen Intermediate Duration Municipal Term Fund N/A $13.00 $13.55 0.04% $0.043 610 M 46,924,069 0.00 0.00 Ordinary Shares
09-12-2019 ZTR Virtus Total Return Fund Inc. N/A $5.90 $10.96 0.10% $0.05 406 M 68,578,328 0.00 0.00 Ordinary Shares
09-12-2019 NOM NUVEEN MISSOURI QUALITY MUNICIPAL INCOME FUND N/A $11.56 $14.10 0.05% $0.0675 25 M 2,349,992 0.00 0.00 Ordinary Shares
09-12-2019 PMX PIMCO MUNICIPAL INCOME FUND III N/A $7.34 $12.63 0.05% $0.033 268 M 33,428,309 0.00 0.00 Ordinary Shares
09-12-2019 VVI Viad Corp. N/A $42.50 $66.22 N/A $0.10 728 M 21,164,473 0.75 45.68 Ordinary Shares
09-12-2019 OCSI Oaktree Strategic Income Corp N/A $8.50 $8.28 N/A $0.10 0 M 29,466,768 0.00 0.00 Ordinary Shares
09-12-2019 GHY PGIM Global High Yield Fund, Inc. N/A $12.93 $14.44 0.09% $0.105 518 M 40,910,573 0.00 0.00 Ordinary Shares
09-12-2019 PCQ PIMCO CALIFORNIA MUNICIPAL INCOME FUND N/A $9.06 $19.71 0.04% $0.036 181 M 18,981,066 0.00 0.00 Ordinary Shares
09-12-2019 BBBY Bed, Bath & Beyond Inc. N/A $0.08 $10.92 N/A $0.17 0 M 739,056,836 -36.03 0.00 Ordinary Shares
09-12-2019 PFN PIMCO Income Strategy Fund II N/A $7.50 $10.47 0.11% $0.0718 618 M 83,920,476 0.00 0.00 Ordinary Shares
09-12-2019 NXP NUVEEN SELECT TAX FREE INCOME PORTFOLIO N/A $14.99 $16.10 0.04% $0.052 701 M 46,815,492 0.00 0.00 Ordinary Shares
09-12-2019 PDT JOHN HANCOCK PREMIUM DIVIDEND FUND N/A $12.68 $17.87 0.07% $0.0825 645 M 49,185,225 0.00 0.00 Ordinary Shares
09-12-2019 NUO Nuveen Ohio Quality Municipal Income Fund N/A $12.66 $15.73 0.01% $0.0275 35,632 M 18,282,954 0.00 14.11 Ordinary Shares
09-12-2019 JTD Nuveen Tax-Advantaged Dividend Growth Fund N/A $16.72 $16.96 0.07% $0.2945 242 M 14,484,340 0.00 0.00 Ordinary Shares
09-12-2019 BPYUP Brookfield Property REIT Inc. N/A $25.20 $25.42 N/A $0.3984 0 M 10,000,000 0.00 0.00 6.375% PRF PERPETUAL USD 25 - Ser A
09-12-2019 NCV Virtus Convertible & Income Fund N/A $3.52 $5.78 0.11% $0.034 315 M 90,373,569 0.00 0.00 Ordinary Shares
09-12-2019 RIVE Riverview Financial Corp N/A $15.47 $11.30 N/A $0.075 0 M 9,361,967 0.00 0.00 Ordinary Shares
09-12-2019 PKO Pimco Income Opportunity Fund N/A $23.82 $26.41 0.09% $0.19 494 M 20,769,564 0.00 0.00 Ordinary Shares
09-12-2019 NCZ Virtus Convertible & Income Fund II N/A $3.16 $5.11 0.11% $0.03 232 M 76,115,749 0.00 0.00 Ordinary Shares
09-12-2019 EVV EATON VANCE LTD DURATION INCOME FUND N/A $9.97 $12.55 0.09% $0.0801 1,189 M 116,203,460 0.00 0.00 Ordinary Shares
09-12-2019 TSCBP Tristate Capital Holdings Inc N/A $24.54 $26.86 N/A $0.3984 0 M 2,800,000 0.00 0.00 FXDFR PRF PERPETUAL USD 25 - Ser B 1/40th Int
09-12-2019 NUW Nuveen AMT-Free Municipal Value Fund N/A $13.65 $16.96 0.04% $0.0425 252 M 17,951,336 0.00 0.00 Ordinary Shares
09-12-2019 JMM Nuveen Multi-Market Income Fund N/A $6.10 $7.48 0.05% $0.0275 59 M 9,462,350 0.00 0.00 Ordinary Shares
09-12-2019 JDD Nuveen Diversified Dividend and Income Fund N/A $10.74 $11.23 0.07% $0.196 211 M 19,668,517 0.00 0.00 Ordinary Shares
09-12-2019 NTRSP Northern Trust Corp. N/A $25.01 $25.63 N/A $0.3656 5,245 M N/A 0.00 N/A 5.85% PRF PERPETUAL USD 25 - Ser C
09-12-2019 JPC Nuveen Preferred & Income Opportunities Fund N/A $7.96 $10.09 0.08% $0.0665 2,511 M 319,483,952 0.00 0.00 Ordinary Shares
09-12-2019 FCAP FIRST CAPITAL INC Banking/Savings Institutions $53.30 $56.93 0.03% $0.29 154 M 3,347,627 4.31 10.42 Ordinary Shares
09-12-2019 PKG PACKAGING CORP OF AMERICA Shipping Containers/Paperboard Containers, Boxes, Drums, Tubs $218.06 $108.09 0.02% $1.25 18,547 M 89,213,394,000 8.61 23.90 Ordinary Shares
09-12-2019 SAH SONIC AUTOMOTIVE INC Retail/Retail – Automotive Dealers And Gas Stations $75.59 $32.10 0.02% $0.35 2,114 M 33,575,869 3.49 9.32 Ordinary Shares - Class A
09-12-2019 DVN DEVON ENERGY CORP/DE Petroleum And Natural Gas/Crude Petroleum & Natural Gas $51.26 $24.97 0.03% $0.24 22,978 M 620,000,000 4.18 8.70 Ordinary Shares
09-12-2019 ICFI ICF International, Inc. Business Services/Services – Management, Public Relations, Consulting $73.42 $77.69 N/A $0.14 0 M 18,273,280 4.97 N/A Ordinary Shares
09-12-2019 XEL XCEL ENERGY INC Utilities/Electric And Other Services Combined $80.54 $63.25 0.04% $0.5925 43,691 M 623,876,813 3.44 21.65 Ordinary Shares
09-12-2019 VRSK Verisk Analytics, Inc. Business Services/Services – Computer Processing, Data Preparation And Processing $178.68 $155.11 0.01% $0.50 26,174 M 131,021,840 6.57 28.76 Ordinary Shares
09-12-2019 BPOP POPULAR, INC. Banking/State Commercial Banks – Fed Reserve System $148.04 $55.14 0.02% $0.70 8,107 M 65,104,302 12.31 9.75 Ordinary Shares
09-12-2019 RNR RENAISSANCERE HOLDINGS LTD Insurance/Fire, Marine & Casualty Insurance $302.28 $189.72 0.01% $0.41 12,926 M 42,633,041 59.54 4.67 Ordinary Shares
09-12-2019 CNMD CONMED Corp Medical Equipment/Surgical, Medical, And Dental Instruments And Supplies $35.88 $99.47 0.02% $0.20 1,090 M 30,109,194 1.78 19.88 Ordinary Shares
09-12-2019 NMFC New Mountain Finance Corp Financial Services/Asset Management $7.50 $13.74 N/A $0.32 0 M 100,806,575 0.16 N/A Ordinary Shares
09-12-2019 RYN RAYONIER INC Trading/REIT $20.61 $28.46 0.12% $0.26 3,367 M 303,980,852 3.07 7.10 Ordinary Shares
09-12-2019 TCBK TRICO BANCSHARES / Banking/State Commercial Banks – Fed Reserve System $50.07 $36.70 0.03% $0.33 1,540 M 32,150,632 3.72 12.67 Ordinary Shares
09-12-2019 HWBK HAWTHORN BANCSHARES, INC. Banking/National Commercial Banks $33.96 $23.70 0.02% $0.19 241 M 6,901,810 3.44 10.11 Ordinary Shares
09-12-2019 ALB ALBEMARLE CORP Chemicals/Plastic Material & Synthetic Resin/Rubber $190.69 $69.25 0.01% $0.405 16,647 M 117,847,220 -5.76 0.00 Ordinary Shares
09-12-2019 NOV NOV Inc. Machinery/Oil & Gas Field Machinery & Equipment $19.95 $24.04 0.03% $0.09 6,779 M 358,888,480 0.25 74.50 Ordinary Shares
09-12-2019 FIS Fidelity National Information Services, Inc. Business Services/Services – Misc. Business Services $47.28 $131.29 0.02% $0.44 34,416 M 514,403,688 0.73 90.10 Ordinary Shares
09-12-2019 GATX GATX CORP Transportation/Transportation Services $193.28 $80.51 0.01% $0.61 6,055 M 35,500,000 9.14 18.17 Ordinary Shares
09-12-2019 HRB H&R BLOCK INC Personal Services/Services – Personal $31.08 $24.64 0.04% $0.42 5,510 M 126,759,738 3.77 0.00 Ordinary Shares
09-12-2019 TG TREDEGAR CORP Steel Works/Rolling, Drawing & Extruding Of Nonferrous Metals $9.51 $19.38 N/A $0.13 0 M 34,735,000 0.96 N/A Ordinary Shares
09-12-2019 LEG LEGGETT & PLATT INC Consumer Goods/Household Furniture $10.52 $42.04 0.02% $0.05 1,490 M 135,877,594 1.70 6.33 Ordinary Shares
09-12-2019 MSI Motorola Solutions, Inc. Electronic Equipment/Radio & Tv Broadcasting & Communications Equipment $437.59 $165.31 0.01% $1.21 63,844 M 165,658,912 12.93 29.64 Ordinary Shares
09-12-2019 NNY NUVEEN NEW YORK MUNICIPAL VALUE FUND Financial Services/Closed-End Fund - Debt $8.47 $10.41 0.04% $0.0295 162 M 18,886,051 N/A 0.00 Ordinary Shares
09-12-2019 NTRS NORTHERN TRUST CORP Banking/State Commercial Banks – Fed Reserve System $161.24 $97.37 0.03% $0.80 29,089 M 185,047,258 9.59 15.91 Ordinary Shares
09-12-2019 PCH POTLATCHDELTIC CORP Trading/REIT $41.73 $41.97 0.04% $0.45 3,149 M 77,291,000 0.82 49.02 Ordinary Shares
09-12-2019 TECK TECK RESOURCES LTD Non-Metallic And Industrial Metal Mining/Mining And Quarrying Nonmetallic Minerals $56.77 $18.78 0.01% $0.0869 24,507 M 511,620,704 2.07 21.53 Ordinary Shares - Class B
09-12-2019 SCI SERVICE CORP INTERNATIONAL Personal Services/Services – Personal $78.66 $46.99 0.02% $0.32 11,487 M 137,970,998 3.82 21.45 Ordinary Shares
09-12-2019 TROW PRICE T ROWE GROUP INC Trading/Security And Commodity Brokers, Dealers, Exchanges & Services $103.08 $120.09 0.06% $1.30 19,657 M 214,266,606 9.34 9.38 Ordinary Shares
09-12-2019 TXT TEXTRON INC Aircraft/Aircraft & Parts $90.94 $51.18 0.00% $0.02 15,335 M 173,888,981 5.27 16.42 Ordinary Shares
09-12-2019 UBSI UNITED BANKSHARES INC/WV Banking/State Commercial Banks – Fed Reserve System $43.10 $39.59 N/A $0.37 0 M 139,419,485 3.28 N/A Ordinary Shares
09-12-2019 WMB WILLIAMS COMPANIES, INC. Utilities/Natural Gas Transmission $75.41 $24.96 0.03% $0.525 73,407 M 1,221,563,111 2.14 28.07 Ordinary Shares
09-12-2019 FISI FINANCIAL INSTITUTIONS INC Banking/National Commercial Banks $33.92 $30.36 0.04% $0.31 627 M 19,634,210 3.65 8.55 Ordinary Shares
09-12-2019 CFFI C & F FINANCIAL CORP Banking/State Commercial Banks – Fed Reserve System $73.65 $50.29 0.03% $0.46 235 M 3,255,801 8.29 8.76 Ordinary Shares
09-12-2019 FFIC FLUSHING FINANCIAL CORP Banking/State Commercial Banks – Fed Reserve System $15.63 $20.75 0.06% $0.22 512 M 33,883,626 0.54 27.14 Ordinary Shares
09-12-2019 STRT STRATTEC SECURITY CORP Automobiles And Trucks/Motor Vehicle Parts & Accessories $70.36 $20.26 N/A $0.14 333 M 4,179,778 6.70 12.26 Ordinary Shares
09-12-2019 EPM EVOLUTION PETROLEUM CORP Petroleum And Natural Gas/Crude Petroleum & Natural Gas $4.93 $6.28 0.14% $0.12 123 M 35,003,844 0.08 39.34 Ordinary Shares
09-12-2019 M Macy's, Inc. Retail/Retail – Department Stores $19.12 $17.84 N/A $0.1915 0 M 263,739,490 2.37 N/A Ordinary Shares
09-12-2019 CMA COMERICA INC /NEW/ Banking/National Commercial Banks $88.67 $65.77 0.04% $0.71 8,807 M 127,742,643 5.28 12.76 Ordinary Shares
09-12-2019 SSP E.W. SCRIPPS Co Communication/Radio & Tv Broadcasters $3.37 $14.23 N/A $0.05 354 M 89,028,841 -1.87 0.00 Ordinary Shares - Class A
09-12-2019 AVNT AVIENT CORP Chemicals/Plastic Material & Synthetic Resin/Rubber $35.61 $34.40 0.03% $0.27 2,860 M 91,624,728 0.90 34.93 Ordinary Shares
09-12-2019 GILD GILEAD SCIENCES, INC. Pharmaceutical Products/Biological Products, Except Diagnostic Substances $132.69 $68.08 0.03% $0.82 152,281 M 1,241,420,528 6.84 17.89 Ordinary Shares
09-12-2019 GPN GLOBAL PAYMENTS INC Business Services/Services – Misc. Business Services $71.80 $165.65 0.01% $0.25 18,324 M 279,901,327 5.79 13.09 Ordinary Shares
09-12-2019 VLY VALLEY NATIONAL BANCORP Banking/National Commercial Banks $12.42 $11.18 0.04% $0.11 6,513 M 555,426,220 1.02 11.45 Ordinary Shares
09-12-2019 FMNB FARMERS NATIONAL BANC CORP /OH/ Banking/State Commercial Banks – Fed Reserve System $13.96 $14.34 0.05% $0.17 495 M 37,672,309 1.46 9.07 Ordinary Shares
09-12-2019 EFSC ENTERPRISE FINANCIAL SERVICES CORP Banking/State Commercial Banks – Fed Reserve System $58.12 $41.45 0.02% $0.29 1,992 M 36,585,805 5.32 10.11 Ordinary Shares
09-12-2019 CTBI COMMUNITY TRUST BANCORP INC /KY/ Banking/State Commercial Banks – Fed Reserve System $64.44 $42.55 0.04% $0.53 1,024 M 18,150,771 5.44 10.44 Ordinary Shares
09-12-2019 NDAQ NASDAQ, INC. Trading/Security And Commodity Brokers, Dealers, Exchanges & Services $91.30 $98.18 0.01% $0.31 48,255 M 565,540,798 3.35 25.24 Ordinary Shares - 144A
09-12-2019 DKS DICK'S SPORTING GOODS, INC. Retail/Retail – Misc. $217.27 $38.92 N/A $1.25 0 M 89,044,875 10.22 N/A Ordinary Shares
09-12-2019 THG HANOVER INSURANCE GROUP, INC. Insurance/Fire, Marine & Casualty Insurance $183.28 $132.20 0.02% $0.90 6,093 M 34,986,787 20.24 8.45 Ordinary Shares
09-12-2019 FSFG First Savings Financial Group, Inc. Banking/Savings Institutions $33.98 $59.25 N/A $0.16 0 M N/A 2.84 N/A Ordinary Shares
09-12-2019 CCI CROWN CASTLE INC. Trading/REIT $90.18 $138.66 0.05% $1.0625 38,701 M 436,070,436 1.02 87.16 Ordinary Shares
09-12-2019 RRC RANGE RESOURCES CORP Petroleum And Natural Gas/Crude Petroleum & Natural Gas $43.00 $4.72 0.01% $0.09 10,635 M 235,622,250 3.81 11.78 Ordinary Shares
09-12-2019 CSGS CSG SYSTEMS INTERNATIONAL INC Business Services/Services – Computer Processing, Data Preparation And Processing $80.34 $53.78 0.02% $0.32 2,187 M 28,501,936 2.02 39.14 Ordinary Shares
09-12-2019 FHN FIRST HORIZON CORP Banking/National Commercial Banks $24.63 $16.50 N/A $0.17 0 M 483,188,645 1.89 N/A Ordinary Shares
09-12-2019 GPK GRAPHIC PACKAGING HOLDING CO Shipping Containers/Paperboard Containers, Boxes, Drums, Tubs $9.56 $14.08 N/A $0.11 0 M 295,740,911 1.48 N/A Ordinary Shares
09-12-2019 UTMD UTAH MEDICAL PRODUCTS INC Medical Equipment/Surgical, Medical, And Dental Instruments And Supplies $64.65 $97.20 0.02% $0.305 185 M 3,205,723 3.71 12.74 Ordinary Shares
09-12-2019 CRWS CROWN CRAFTS INC Textiles/Textile Mill Products $2.73 $5.32 0.12% $0.08 29 M 10,697,787 -0.89 0.00 Ordinary Shares
09-12-2019 WOR WORTHINGTON ENTERPRISES, INC. Steel Works/Blast Furnaces & Steel Works $53.31 $39.28 0.01% $0.17 2,764 M 49,252,994 2.28 24.72 Ordinary Shares
09-12-2019 CNQ CANADIAN NATURAL RESOURCES LTD Petroleum And Natural Gas/Crude Petroleum & Natural Gas $47.58 $25.42 0.05% $0.4073 76,860 M 2,122,615,390 2.40 13.35 Ordinary Shares
09-12-2019 ADP AUTOMATIC DATA PROCESSING INC Business Services/Services – Computer Processing, Data Preparation And Processing $211.32 $161.14 0.03% $1.70 81,809 M 399,734,282 10.77 18.83 Ordinary Shares
09-12-2019 UNTY UNITY BANCORP INC /NJ/ Banking/State Commercial Banks – Fed Reserve System $52.03 $20.39 0.01% $0.14 519 M 10,016,427 5.78 8.96 Ordinary Shares
09-12-2019 IIIN INSTEEL INDUSTRIES INC Steel Works/Blast Furnaces & Steel Works $25.73 $21.26 0.03% $0.03 640 M 19,433,247 2.18 15.05 Ordinary Shares
09-12-2019 CAE CAE INC Electrical Equipment/Misc. Electrical Machinery And Equipment $25.83 $25.26 N/A $0.00 6,562 M 318,813,808 N/A 0.00 Ordinary Shares
09-12-2019 SOHO Sotherly Hotels Inc. Trading/REIT $2.25 $6.82 N/A $0.13 16 M 20,490,501 -0.13 0.00 Ordinary Shares
09-12-2019 HUN Huntsman CORP Chemicals/Chemicals And Allied Products $14.22 $23.00 0.05% $0.0875 2,316 M 175,349,112 -1.40 0.00 Ordinary Shares
09-12-2019 DPZ DOMINOS PIZZA INC Wholesale/Wholesale – Groceries & Related Products $367.83 $249.09 0.02% $1.74 14,378 M 33,628,897 17.69 23.90 Ordinary Shares
09-12-2019 BR BROADRIDGE FINANCIAL SOLUTIONS, INC. Business Services/Services – Misc. Business Services $153.85 $124.65 0.02% $0.975 18,969 M 115,658,297 9.43 17.24 Ordinary Shares
09-12-2019 CVE CENOVUS ENERGY INC. Petroleum And Natural Gas/Crude Petroleum & Natural Gas $29.98 $9.37 0.04% $0.1251 28,359 M 1,855,911,962 0.29 12.94 Ordinary Shares
09-12-2019 ENS EnerSys Electrical Equipment/Misc. Electrical Machinery And Equipment $211.17 $64.97 0.01% $0.24 5,573 M 36,851,374 8.20 17.82 Ordinary Shares
09-12-2019 DLR DIGITAL REALTY TRUST, INC. Trading/REIT $198.51 $128.50 0.03% $1.22 61,923 M 351,406,070 3.92 46.31 Ordinary Shares
09-12-2019 SAR SARATOGA INVESTMENT CORP. Financial Services/Diversified Investments $23.89 $25.59 0.17% $0.25 362 M 16,184,058 3.13 1.35 Ordinary Shares
09-12-2019 OCSL Oaktree Specialty Lending Corp Financial Services/Credit Services $12.90 $5.34 0.13% $0.40 1,122 M 88,085,523 0.36 32.73 Ordinary Shares
09-12-2019 AL AIR LEASE CORP Business Services/Services – Equipment Rental And Leasing $65.00 $44.79 0.02% $0.22 7,179 M 112,035,408 9.35 6.88 Ordinary Shares - Class A
09-12-2019 SAMG Silvercrest Asset Management Group Inc. Trading/Security And Commodity Brokers, Dealers, Exchanges & Services $13.14 $13.08 0.05% $0.20 183 M 11,794,015 0.56 37.50 Ordinary Shares - Class A
09-12-2019 AMH American Homes 4 Rent Trading/REIT $31.98 $24.59 0.04% $0.30 11,912 M 363,776,286 1.18 27.13 Ordinary Shares - Class A
09-12-2019 TSLX Sixth Street Specialty Lending, Inc. Real Estate/Mortgage Investment $19.76 $20.65 N/A $0.46 0 M 94,705,150 1.81 N/A Ordinary Shares
09-12-2019 CMCM Cheetah Mobile Inc. Computer Software/Services – Computer Programming And Data Processing $5.23 $4.26 N/A $1.44 330 M 9,862,098 -2.15 0.00 ADR
09-12-2019 UE Urban Edge Properties Real Estate/Real Estate $21.66 $20.22 0.04% $0.21 2,517 M 126,019,994 0.85 23.31 Ordinary Shares
09-12-2019 NXRT NexPoint Residential Trust, Inc. Trading/REIT $29.16 $45.96 0.08% $0.51 635 M 25,491,439 -1.26 0.00 Ordinary Shares
09-12-2019 NSA National Storage Affiliates Trust Trading/REIT $41.61 $32.77 0.08% $0.57 2,171 M 77,112,475 0.69 40.72 Ordinary Shares
09-12-2019 RRR Red Rock Resorts, Inc. Restaurants, Hotels, Motels/Hotels & Motels $51.68 $22.23 0.03% $0.26 6,459 M 105,026,832 3.19 34.34 Ordinary Shares - Class A
09-12-2019 SNDR Schneider National, Inc. Transportation/Trucking & Courier Services, Except Air $29.96 $22.57 0.01% $0.095 4,622 M 175,124,308 0.56 47.21 Ordinary Shares - Class B
09-12-2019 MBIN Merchants Bancorp Banking/State Commercial Banks – Fed Reserve System $45.91 $17.14 0.01% $0.10 1,563 M 45,962,065 3.78 9.01 Ordinary Shares
09-12-2019 WH WYNDHAM HOTELS & RESORTS, INC. Restaurants, Hotels, Motels/Hotels & Motels $80.24 $53.57 0.02% $0.41 6,104 M 74,860,482 2.53 31.63 Ordinary Shares
09-12-2019 OVV Ovintiv Inc. Petroleum And Natural Gas/Crude Petroleum & Natural Gas $62.93 $23.40 0.03% $0.30 9,925 M 283,335,463 4.83 7.99 Ordinary Shares
09-12-2019 BSIG BrightSphere Investment Group Inc. N/A $26.32 $10.23 0.00% $0.01 904 M 37,067,135 0.00 0.00 Ordinary Shares
09-12-2019 AVK ADVENT CONVERTIBLE & INCOME FUND N/A $11.85 $14.63 0.10% $0.1172 441 M 34,593,769 0.00 0.00 Ordinary Shares
09-12-2019 BXMX Nuveen S&P 500 BuyWrite Income Fund N/A $13.87 $13.19 0.07% $0.2365 1,409 M 104,165,285 0.00 0.00 Ordinary Shares
09-12-2019 JCE Nuveen Core Equity Alpha Fund N/A $15.74 $14.36 0.08% $0.32 246 M 16,084,218 0.00 0.00 Ordinary Shares
09-12-2019 NBB Nuveen Taxable Municipal Income Fund N/A $15.21 $22.15 0.08% $0.0965 488 M 29,394,752 0.00 0.00 Ordinary Shares
09-12-2019 WYND Wyndham Destinations Inc N/A $51.75 $48.94 0.03% $0.30 4,443 M 85,861,306 -1.03 -49.37 Ordinary Shares
09-12-2019 ACV Virtus Diversified Income & Convertible Fund N/A $22.21 $23.58 0.10% $0.18 221 M 10,365,167 0.00 0.00 Ordinary Shares
09-12-2019 NZF Nuveen Municipal Credit Income Fund N/A $12.34 $16.29 0.05% $0.0795 2,470 M 193,749,050 0.00 0.00 Ordinary Shares
09-12-2019 NKX NUVEEN CALIFORNIA AMT-FREE QUALITY MUNICIPAL INCOME FUND N/A $12.70 $15.12 0.05% $0.076 634 M 47,520,333 0.00 0.00 Ordinary Shares
09-12-2019 NRGX PIMCO Energy and Tactical Credit Opportunities Fund N/A $20.30 $18.67 0.04% $0.22 906 M 44,706,954 0.00 0.00 Ordinary Shares
09-12-2019 NTX Nuveen Texas Quality Municipal Income Fund N/A $14.64 $14.13 N/A $0.0222 146 M 9,959,000 0.00 N/A Ordinary Shares
09-12-2019 GBAB Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust N/A $15.40 $24.70 0.08% $0.1257 431 M 24,093,791 0.00 0.00 Ordinary Shares
09-12-2019 NQP NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND N/A $11.38 $14.08 0.04% $0.078 465 M 37,222,341 0.00 0.00 Ordinary Shares
09-12-2019 NHA Nuveen Municipal 2021 Target Term Fund N/A $9.69 $9.80 0.01% $0.1485 84 M 8,622,711 0.00 0.00 Ordinary Shares
09-12-2019 NJV Nuveen New Jersey Municipal Value Fund N/A $14.52 $13.57 0.02% $0.00 22 M 1,530,856 0.00 0.00 Ordinary Shares
09-12-2019 EVY Eaton Vance New York Municipal Income Trust N/A $15.17 $13.25 0.04% $0.0458 82 M 5,401,828 0.00 0.00 Ordinary Shares
09-12-2019 CEV EATON VANCE CALIFORNIA MUNICIPAL INCOME TRUST N/A $10.16 $13.50 0.04% $0.05 77 M 7,033,575 0.00 0.00 Ordinary Shares
09-12-2019 JRI Nuveen Real Asset Income & Growth Fund N/A $12.27 $17.08 0.09% $0.1335 356 M 27,416,679 0.00 0.00 Ordinary Shares
09-12-2019 PZC PIMCO CALIFORNIA MUNICIPAL INCOME FUND III N/A $7.00 $11.28 0.05% $0.0295 163 M 22,484,052 0.00 0.00 Ordinary Shares
09-12-2019 PYN PIMCO NEW YORK MUNICIPAL INCOME FUND III N/A $5.76 $9.37 0.05% $0.0248 35 M 5,746,734 0.00 0.00 Ordinary Shares
09-12-2019 NIM NUVEEN SELECT MATURITIES MUNICIPAL FUND N/A $8.80 $10.32 0.03% $0.0275 116 M 12,446,597 0.00 0.00 Ordinary Shares
09-12-2019 DIAX Nuveen Dow 30sm Dynamic Overwrite Fund N/A $14.90 $18.41 0.08% $0.2867 533 M 36,366,913 0.00 0.00 Ordinary Shares
09-12-2019 PCN PIMCO CORPORATE & INCOME STRATEGY FUND N/A $13.52 $17.93 0.10% $0.1125 732 M 54,406,443 0.00 0.00 Ordinary Shares
09-12-2019 JPT Nuveen Preferred & Income Fund N/A $15.87 $24.75 0.08% $0.1115 70 M 4,391,624 0.00 0.00 Ordinary Shares
09-12-2019 NYV Nuveen New York Municipal Value Fund 2 N/A $15.04 $14.42 0.03% $0.0211 35 M 2,349,612 0.00 0.00 Ordinary Shares
09-12-2019 VLYPP Valley National Bancorp N/A $24.85 $28.65 0.05% $0.3906 4,564 M 4,600,000 0.71 14.37 FXDFR PRF PERPETUAL USD 25 - Ser A
09-12-2019 WTREP Watford Holdings Ltd N/A $25.33 $25.79 N/A $0.4786 0 M 2,145,202 0.00 0.00 8.50% PRF PERPETUAL USD 25
09-12-2019 NMI NUVEEN MUNICIPAL INCOME FUND INC N/A $9.58 $11.42 0.04% $0.036 103 M 10,051,095 0.00 0.00 Ordinary Shares
09-12-2019 PML PIMCO MUNICIPAL INCOME FUND II N/A $8.19 $15.64 0.05% $0.0395 586 M 66,416,519 0.00 0.00 Ordinary Shares
09-12-2019 NXC NUVEEN CALIFORNIA SELECT TAX FREE INCOME PORTFOLIO N/A $13.07 $15.56 0.04% $0.0455 87 M 6,362,276 0.00 0.00 Ordinary Shares
09-12-2019 CSFL CenterState Bank Corp N/A $18.14 $24.46 N/A $0.14 2,269 M 125,096,000 1.70 N/A Ordinary Shares
09-12-2019 JHS JOHN HANCOCK INCOME SECURITIES TRUST N/A $11.22 $14.53 0.04% $0.1159 137 M 11,646,585 0.00 0.00 Ordinary Shares
09-12-2019 PTY PIMCO CORPORATE & INCOME OPPORTUNITY FUND N/A $14.42 $18.17 0.10% $0.1188 2,188 M 153,081,203 0.00 0.00 Ordinary Shares
09-12-2019 JLS Nuveen Mortgage & Income Fund/MA/ N/A $18.22 $23.05 0.09% $0.1535 100 M 5,476,626 0.00 0.00 Ordinary Shares
09-12-2019 BTO JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND N/A $35.16 $32.82 0.08% $0.65 660 M 19,716,350 0.00 0.00 Ordinary Shares
09-12-2019 JHD Nuveen High Income December 2019 Target Term Fund N/A $9.87 $9.90 N/A $0.0325 0 M N/A 0.00 N/A Ordinary Shares
09-12-2019 WALA Western Alliance Bancorp - 6.25% DB REDEEM 01/07/2056 USD 25 N/A $25.37 $26.35 N/A $0.395 10,998 M N/A 0.00 0.00 6.25% DB REDEEM 01/07/2056 USD 25
09-12-2019 QQQX Nuveen NASDAQ 100 Dynamic Overwrite Fund N/A $26.92 $22.79 0.07% $0.42 1,207 M 48,826,783 0.00 0.00 Ordinary Shares
09-12-2019 PMF PIMCO MUNICIPAL INCOME FUND N/A $8.92 $14.84 0.05% $0.042 247 M 26,225,943 0.00 0.00 Ordinary Shares
09-12-2019 APTS Preferred Apartment Communities Inc N/A $25.00 $15.13 0.02% $0.175 1,611 M 64,442,963 -2.49 -12.22 Ordinary Shares - Class A
09-12-2019 JMT Nuveen Mortgage Opportunity Term Fund II N/A $22.06 $22.26 N/A $0.1125 0 M N/A 0.00 N/A Ordinary Shares

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