| 08-19-2019 |
GAINM |
Gladstone Investment Corporation |
N/A
|
$25.06 |
$25.58 |
N/A |
$0.1302 |
408 M |
2,300,000 |
0.00 |
0.00 |
6.25% PRF PERPETUAL USD 25 - Ser D |
| 08-19-2019 |
LANDP |
Gladstone Land Corp |
N/A
|
$20.56 |
$25.99 |
0.04% |
$0.125 |
496 M |
10,156,509 |
0.00 |
0.00 |
6.375% PRF REDEEM 30/09/2021 USD 25 - Ser A |
| 08-19-2019 |
ENBL |
Enable Midstream Partners LP |
N/A
|
$7.05 |
$12.58 |
0.09% |
$0.1652 |
3,073 M |
435,891,855 |
0.00 |
0.00 |
Unit |
| 08-19-2019 |
PTVCA |
Protective Insurance Corp. |
N/A
|
$23.27 |
$16.46 |
N/A |
$0.10 |
0 M |
2,603,350 |
0.00 |
0.00 |
Ordinary Shares - Class A |
| 08-19-2019 |
ARDC |
Ares Dynamic Credit Allocation Fund, Inc. |
N/A
|
$15.20 |
$14.99 |
0.09% |
$0.1175 |
352 M |
22,914,937 |
0.00 |
0.00 |
Ordinary Shares |
| 08-19-2019 |
GLADN |
Gladstone Capital Corp. |
N/A
|
$25.00 |
$25.28 |
N/A |
$0.125 |
0 M |
N/A |
0.00 |
N/A |
6% PRF REDEEM 30/09/2024 USD 25 - Ser 2024 |
| 08-19-2019 |
THW |
abrdn World Healthcare Fund |
N/A
|
$11.32 |
$13.37 |
0.10% |
$0.1167 |
508 M |
38,244,600 |
0.00 |
0.00 |
Ordinary Shares |
| 08-19-2019 |
GOODP |
Gladstone Commercial Corp |
N/A
|
$25.14 |
$27.10 |
N/A |
$0.1615 |
0 M |
N/A |
0.00 |
N/A |
7.75% PRF PERPETUAL USD 25 - Ser A |
| 08-19-2019 |
PLT |
Plantronics, Inc. |
N/A
|
$31.87 |
$27.90 |
N/A |
$0.15 |
1,333 M |
41,838,866 |
-1.40 |
-23.26 |
Ordinary Shares |
| 08-19-2019 |
PTVCB |
Protective Insurance Corp. |
N/A
|
$23.30 |
$16.45 |
N/A |
$0.10 |
0 M |
11,552,801 |
2.77 |
0.00 |
Ordinary Shares - Class B |
| 08-19-2019 |
THQ |
abrdn Healthcare Opportunities Fund |
N/A
|
$18.89 |
$17.39 |
0.08% |
$0.18 |
906 M |
41,356,058 |
0.00 |
0.00 |
Ordinary Shares |
| 08-19-2019 |
PACW |
PACWEST BANCORP |
N/A
|
$8.94 |
$33.44 |
N/A |
$0.01 |
0 M |
118,587,136 |
-11.91 |
0.00 |
Ordinary Shares |
| 08-19-2019 |
GOODO |
Gladstone Commercial Corp |
N/A
|
$20.96 |
$26.83 |
0.07% |
$0.125 |
686 M |
4,000,000 |
-0.02 |
80.94 |
7.50% PRF PERPETUAL USD 25 - Reg S Ser B |
| 08-19-2019 |
GOODM |
Gladstone Commercial Corp |
N/A
|
$25.01 |
$25.43 |
N/A |
$0.1458 |
816 M |
1,267,968 |
0.00 |
0.00 |
7% PRF PERPETUAL USD 25 - Ser D |
| 08-19-2019 |
QEP |
QEP Resources Inc |
N/A
|
$4.08 |
$4.10 |
N/A |
$0.02 |
990 M |
242,565,821 |
0.01 |
309.27 |
Ordinary Shares |
| 08-19-2019 |
ALK |
ALASKA AIR GROUP, INC. |
Transportation/Air Transportation
|
$36.96 |
$60.59 |
N/A |
$0.375 |
5,834 M |
114,641,450 |
0.85 |
58.34 |
Ordinary Shares |
| 08-19-2019 |
BC |
BRUNSWICK CORP |
Machinery/Engines & Turbines
|
$74.46 |
$45.14 |
0.02% |
$0.43 |
4,828 M |
64,850,982 |
-2.08 |
0.00 |
Ordinary Shares |
| 08-19-2019 |
WWD |
Woodward, Inc. |
Electrical Equipment/Electrical Industrial Apparatus
|
$357.02 |
$106.42 |
0.00% |
$0.28 |
21,338 M |
59,582,861 |
8.60 |
41.53 |
Ordinary Shares |
| 08-19-2019 |
TACT |
TRANSACT TECHNOLOGIES INC |
Computer Hardware/Computer & Office Equipment
|
$3.31 |
$11.97 |
N/A |
$0.09 |
0 M |
10,239,045 |
-0.12 |
N/A |
Ordinary Shares |
| 08-19-2019 |
CSL |
CARLISLE COMPANIES INC |
Rubber And Plastic Products/Fabricated Rubber Products
|
$346.17 |
$141.38 |
0.01% |
$1.10 |
13,640 M |
40,465,076 |
17.16 |
18.36 |
Ordinary Shares |
| 08-19-2019 |
KELYA |
KELLY SERVICES INC |
Business Services/Services – Personnel Supply Services
|
$9.75 |
$27.03 |
0.03% |
$0.075 |
304 M |
34,211,528 |
-7.24 |
0.00 |
Ordinary Shares - Class A |
| 08-19-2019 |
KELYB |
KELLY SERVICES INC |
Business Services/Services – Personnel Supply Services
|
$15.83 |
$27.92 |
0.03% |
$0.075 |
304 M |
34,211,528 |
-7.24 |
0.00 |
Ordinary Shares - Class B |
| 08-19-2019 |
MSA |
MSA Safety Inc |
Medical Equipment/Surgical, Medical, And Dental Instruments And Supplies
|
$165.26 |
$102.64 |
0.01% |
$0.51 |
6,270 M |
38,774,722 |
7.11 |
22.48 |
Ordinary Shares |
| 08-19-2019 |
SNA |
Snap-on Inc |
Construction Materials/Cutlery, Hand Tools And General Hardware
|
$372.12 |
$149.01 |
0.03% |
$2.44 |
18,978 M |
51,801,916 |
19.69 |
18.54 |
Ordinary Shares |
| 08-19-2019 |
WBA |
Walgreens Boots Alliance, Inc. |
Retail/Retail – Drug & Proprietary Stores
|
$11.98 |
$51.16 |
0.09% |
$0.25 |
9,703 M |
865,560,675 |
-7.29 |
0.00 |
Ordinary Shares |
| 08-19-2019 |
MAIN |
Main Street Capital CORP |
Financial Services/Diversified Investments
|
$55.76 |
$43.08 |
N/A |
$0.255 |
0 M |
90,104,831 |
3.95 |
N/A |
Ordinary Shares |
| 08-19-2019 |
MFC |
MANULIFE FINANCIAL CORP |
Insurance/Life Insurance
|
$38.52 |
$16.60 |
0.04% |
$0.3069 |
58,725 M |
1,778,242,782 |
2.23 |
12.88 |
Ordinary Shares |
| 08-19-2019 |
GAIN |
GLADSTONE INVESTMENT CORPORATION\DE |
Financial Services/Diversified Investments
|
$16.83 |
$11.47 |
0.11% |
$0.08 |
551 M |
39,821,967 |
0.76 |
4.58 |
Ordinary Shares |
| 08-19-2019 |
GLAD |
GLADSTONE CAPITAL CORP |
Financial Services/Closed-End Fund - Debt
|
$19.36 |
$9.35 |
0.10% |
$0.15 |
463 M |
22,593,069 |
3.08 |
12.99 |
Ordinary Shares |
| 08-19-2019 |
HNNA |
HENNESSY ADVISORS INC |
Trading/Security And Commodity Brokers, Dealers, Exchanges & Services
|
$9.92 |
$9.41 |
N/A |
$0.1375 |
0 M |
7,892,177 |
1.00 |
N/A |
Ordinary Shares |
| 08-19-2019 |
MCO |
MOODYS CORP /DE/ |
Business Services/Services – Consumer Credit Reporting Agencies, Collection Services
|
$449.56 |
$217.53 |
0.01% |
$1.03 |
77,347 M |
174,700,000 |
14.00 |
31.00 |
Ordinary Shares |
| 08-19-2019 |
SPNS |
SAPIENS INTERNATIONAL CORP N V |
Computer Software/Services – Computer Programming And Data Processing
|
$43.45 |
$18.54 |
0.02% |
$0.36 |
2,007 M |
55,140,210 |
0.88 |
29.16 |
Ordinary Shares |
| 08-19-2019 |
PROV |
PROVIDENT FINANCIAL HOLDINGS INC |
Banking/Savings Institutions
|
$17.10 |
$20.97 |
N/A |
$0.14 |
0 M |
6,375,020 |
1.00 |
N/A |
Ordinary Shares |
| 08-19-2019 |
PRU |
PRUDENTIAL FINANCIAL INC |
Insurance/Life Insurance
|
$97.65 |
$82.22 |
N/A |
$1.40 |
0 M |
348,000,000 |
9.72 |
N/A |
Ordinary Shares |
| 08-19-2019 |
GGB |
GERDAU S.A. |
Steel Works/Blast Furnaces & Steel Works
|
$4.50 |
$2.97 |
0.03% |
$0.0361 |
4,524 M |
1,387,848,730 |
0.18 |
4.36 |
ADR |
| 08-19-2019 |
FTS |
Fortis Inc. |
Utilities/Electric Services
|
$56.89 |
$40.99 |
0.04% |
$0.4332 |
20,394 M |
495,199,572 |
1.93 |
18.29 |
Ordinary Shares |
| 08-19-2019 |
GOOD |
GLADSTONE COMMERCIAL CORP |
Real Estate/Lessors Of Railroad & Real Property
|
$12.78 |
$22.34 |
N/A |
$0.10 |
0 M |
48,406,993 |
0.14 |
N/A |
Ordinary Shares |
| 08-19-2019 |
FDBC |
FIDELITY D & D BANCORP INC |
Banking/National Commercial Banks
|
$45.46 |
$60.74 |
0.04% |
$0.40 |
249 M |
5,805,183 |
4.89 |
8.82 |
Ordinary Shares |
| 08-19-2019 |
SBRA |
Sabra Health Care REIT, Inc. |
Trading/REIT
|
$20.46 |
$21.54 |
0.06% |
$0.30 |
4,849 M |
252,190,095 |
0.63 |
31.04 |
Ordinary Shares |
| 08-19-2019 |
ORA |
ORMAT TECHNOLOGIES, INC. |
Utilities/Electric Services
|
$114.70 |
$73.42 |
0.00% |
$0.12 |
6,715 M |
60,845,411 |
2.04 |
54.19 |
Ordinary Shares |
| 08-19-2019 |
HNW |
Pioneer Diversified High Income Fund, Inc. |
Financial Services/Asset Management
|
$12.80 |
$14.13 |
0.08% |
$0.10 |
102 M |
8,334,759 |
N/A |
0.00 |
Ordinary Shares |
| 08-19-2019 |
LAND |
GLADSTONE LAND Corp |
Trading/REIT
|
$9.59 |
$11.62 |
N/A |
$0.0467 |
0 M |
41,438,406 |
-0.29 |
N/A |
Ordinary Shares |
| 08-19-2019 |
PSX |
Phillips 66 |
Petroleum And Natural Gas/Petroleum Refining
|
$178.47 |
$98.76 |
0.03% |
$1.27 |
73,008 M |
400,935,020 |
10.14 |
17.71 |
Ordinary Shares |
| 08-19-2019 |
TDAY |
Gannett Co., Inc. |
Printing And Publishing/Newspapers – Publishing-Printing
|
$6.80 |
$10.13 |
N/A |
$0.38 |
1,037 M |
146,702,111 |
0.20 |
35.80 |
Ordinary Shares |
| 08-19-2019 |
ENR |
ENERGIZER HOLDINGS, INC. |
Electrical Equipment/Misc. Electrical Machinery And Equipment
|
$19.34 |
$37.28 |
0.06% |
$0.30 |
1,361 M |
68,468,761 |
-0.61 |
8.09 |
Ordinary Shares |
| 08-19-2019 |
CABO |
Cable One, Inc. |
Communication/Cable And Other Pay Tv Services
|
$64.79 |
$1,257.86 |
N/A |
$2.95 |
517 M |
5,672,853 |
-57.38 |
0.00 |
Ordinary Shares |
| 08-19-2019 |
NMRK |
NEWMARK GROUP, INC. |
Real Estate/Real Estate Agents And Managers
|
$15.64 |
$8.92 |
N/A |
$0.03 |
0 M |
184,437,614 |
0.71 |
N/A |
Ordinary Shares - Class A |
| 08-19-2019 |
BG |
Bunge Global SA |
Food Products/Fats And Oils
|
$127.62 |
$55.01 |
0.02% |
$0.72 |
24,679 M |
194,018,115 |
2.67 |
36.13 |
Ordinary Shares |
| 08-19-2019 |
GAINL |
Gladstone Investment Corporation |
N/A
|
$25.91 |
$26.25 |
0.07% |
$0.50 |
474 M |
36,688,667 |
0.00 |
0.00 |
6.375% PRF REDEEM 31/08/2025 USD 25 - Ser E |
| 08-19-2019 |
ECT |
ECA Marcellus Trust I |
N/A
|
$0.45 |
$1.45 |
N/A |
$0.00 |
18 M |
47,348,874 |
0.00 |
0.00 |
Unit |
| 08-19-2019 |
FTI |
TechnipFMC plc |
N/A
|
$29.44 |
$24.31 |
0.01% |
$0.05 |
12,312 M |
428,372,743 |
1.96 |
14.61 |
Ordinary Shares |