| 07-19-2019 |
GAINM |
Gladstone Investment Corporation |
N/A
|
$25.06 |
$25.58 |
N/A |
$0.1302 |
408 M |
2,300,000 |
0.00 |
0.00 |
6.25% PRF PERPETUAL USD 25 - Ser D |
| 07-19-2019 |
LANDP |
Gladstone Land Corp |
N/A
|
$20.56 |
$25.85 |
0.04% |
$0.125 |
496 M |
10,156,509 |
0.00 |
0.00 |
6.375% PRF REDEEM 30/09/2021 USD 25 - Ser A |
| 07-19-2019 |
ACP |
abrdn Income Credit Strategies Fund |
N/A
|
$5.94 |
$12.55 |
0.17% |
$0.10 |
334 M |
52,075,560 |
0.00 |
0.00 |
Ordinary Shares |
| 07-19-2019 |
AGD |
abrdn Global Dynamic Dividend Fund |
N/A
|
$9.86 |
$9.66 |
0.08% |
$0.11 |
256 M |
24,865,080 |
0.00 |
0.00 |
Ordinary Shares |
| 07-19-2019 |
ARDC |
Ares Dynamic Credit Allocation Fund, Inc. |
N/A
|
$15.20 |
$15.13 |
0.09% |
$0.1175 |
352 M |
22,914,937 |
0.00 |
0.00 |
Ordinary Shares |
| 07-19-2019 |
GLADN |
Gladstone Capital Corp. |
N/A
|
$25.00 |
$25.55 |
N/A |
$0.125 |
0 M |
N/A |
0.00 |
N/A |
6% PRF REDEEM 30/09/2024 USD 25 - Ser 2024 |
| 07-19-2019 |
GOODP |
Gladstone Commercial Corp |
N/A
|
$25.14 |
$26.69 |
N/A |
$0.1615 |
0 M |
N/A |
0.00 |
N/A |
7.75% PRF PERPETUAL USD 25 - Ser A |
| 07-19-2019 |
GOODO |
Gladstone Commercial Corp |
N/A
|
$20.96 |
$27.31 |
0.07% |
$0.125 |
686 M |
4,000,000 |
-0.02 |
80.94 |
7.50% PRF PERPETUAL USD 25 - Reg S Ser B |
| 07-19-2019 |
GLO |
Clough Global Opportunities Fund |
N/A
|
$5.21 |
$9.42 |
0.10% |
$0.048 |
229 M |
42,830,122 |
0.00 |
0.00 |
Ordinary Shares |
| 07-19-2019 |
AOD |
abrdn Total Dynamic Dividend Fund |
N/A
|
$8.48 |
$8.36 |
0.08% |
$0.10 |
944 M |
105,430,998 |
0.00 |
0.00 |
Ordinary Shares |
| 07-19-2019 |
FCO |
ABRDN GLOBAL INCOME FUND, INC. |
N/A
|
$5.84 |
$8.39 |
0.13% |
$0.07 |
72 M |
12,540,892 |
0.00 |
0.00 |
Ordinary Shares |
| 07-19-2019 |
GOODM |
Gladstone Commercial Corp |
N/A
|
$25.01 |
$25.37 |
N/A |
$0.1458 |
816 M |
1,267,968 |
0.00 |
0.00 |
7% PRF PERPETUAL USD 25 - Ser D |
| 07-19-2019 |
BDGE |
Bridge Bancorp, Inc. |
N/A
|
$24.43 |
$28.51 |
0.03% |
$0.24 |
483 M |
19,759,711 |
2.37 |
10.43 |
Ordinary Shares |
| 07-19-2019 |
SSW |
Seaspan Corporation |
N/A
|
$9.93 |
$9.96 |
N/A |
$0.125 |
2,138 M |
215,756,000 |
1.74 |
N/A |
Ordinary Shares - Class A |
| 07-19-2019 |
CAT |
CATERPILLAR INC |
Machinery/Construction Machinery & Equipment
|
$874.78 |
$136.23 |
0.01% |
$1.51 |
267,466 M |
465,287,332 |
18.90 |
30.11 |
Ordinary Shares |
| 07-19-2019 |
DCOM |
Dime Community Bancshares, Inc. /NY/ |
Banking/National Commercial Banks
|
$34.41 |
$18.84 |
N/A |
$0.25 |
0 M |
43,905,888 |
2.36 |
N/A |
Ordinary Shares |
| 07-19-2019 |
GGG |
GRACO INC |
Machinery/General Industrial Machinery & Equipment
|
$77.89 |
$50.29 |
0.01% |
$0.295 |
13,802 M |
165,968,177 |
3.12 |
26.74 |
Ordinary Shares |
| 07-19-2019 |
COP |
CONOCOPHILLIPS |
Petroleum And Natural Gas/Petroleum Refining
|
$124.91 |
$60.33 |
0.02% |
$0.84 |
161,349 M |
1,218,294,007 |
5.91 |
22.04 |
Ordinary Shares |
| 07-19-2019 |
GLBZ |
GLEN BURNIE BANCORP |
Banking/State Commercial Banks – Fed Reserve System
|
$4.30 |
$10.40 |
N/A |
$0.10 |
13 M |
2,919,695 |
0.06 |
509.04 |
Ordinary Shares |
| 07-19-2019 |
GAIN |
GLADSTONE INVESTMENT CORPORATION\DE |
Financial Services/Diversified Investments
|
$16.83 |
$11.16 |
0.11% |
$0.08 |
551 M |
39,821,967 |
0.76 |
4.58 |
Ordinary Shares |
| 07-19-2019 |
GLAD |
GLADSTONE CAPITAL CORP |
Financial Services/Closed-End Fund - Debt
|
$19.36 |
$9.39 |
0.10% |
$0.15 |
463 M |
22,593,069 |
3.08 |
12.99 |
Ordinary Shares |
| 07-19-2019 |
AZZ |
AZZ INC |
Fabricated Products/Coating, Engraving And Allied Services
|
$141.25 |
$45.24 |
0.01% |
$0.17 |
4,060 M |
29,880,309 |
10.59 |
12.80 |
Ordinary Shares |
| 07-19-2019 |
DX |
DYNEX CAPITAL INC |
Trading/REIT
|
$13.26 |
$17.10 |
0.16% |
$0.17 |
2,546 M |
215,150,907 |
2.14 |
10.45 |
Ordinary Shares |
| 07-19-2019 |
GOOD |
GLADSTONE COMMERCIAL CORP |
Real Estate/Lessors Of Railroad & Real Property
|
$12.78 |
$21.00 |
N/A |
$0.10 |
0 M |
48,406,993 |
0.14 |
N/A |
Ordinary Shares |
| 07-19-2019 |
HFBL |
Home Federal Bancorp, Inc. of Louisiana |
Banking/Savings Institutions
|
$18.74 |
$31.91 |
N/A |
$0.13 |
0 M |
N/A |
1.71 |
N/A |
Ordinary Shares |
| 07-19-2019 |
CMRE |
Costamare Inc. |
Transportation/Water Transport
|
$16.13 |
$5.44 |
0.04% |
$0.115 |
1,692 M |
117,642,375 |
1.06 |
5.82 |
Ordinary Shares |
| 07-19-2019 |
LAND |
GLADSTONE LAND Corp |
Trading/REIT
|
$9.59 |
$11.33 |
N/A |
$0.0467 |
0 M |
41,438,406 |
-0.29 |
N/A |
Ordinary Shares |
| 07-19-2019 |
SACH |
Sachem Capital Corp. |
Trading/REIT
|
$1.05 |
$5.29 |
0.20% |
$0.05 |
47 M |
47,967,172 |
0.04 |
25.78 |
Ordinary Shares |
| 07-19-2019 |
CLB |
Core Laboratories Inc |
Petroleum And Natural Gas/Misc. Oil & Gas Field Services
|
$13.78 |
$54.35 |
0.00% |
$0.01 |
1,025 M |
46,912,971 |
0.66 |
43.23 |
Ordinary Shares |
| 07-19-2019 |
GAINL |
Gladstone Investment Corporation |
N/A
|
$25.91 |
$26.09 |
0.07% |
$0.50 |
474 M |
36,688,667 |
0.00 |
0.00 |
6.375% PRF REDEEM 31/08/2025 USD 25 - Ser E |
| 07-19-2019 |
GLV |
Clough Global Dividend & Income Fund |
N/A
|
$5.52 |
$10.85 |
0.11% |
$0.0526 |
72 M |
12,471,182 |
0.00 |
0.00 |
Ordinary Shares |
| 07-19-2019 |
AWP |
abrdn Global Premier Properties Fund |
N/A
|
$3.77 |
$6.26 |
0.10% |
$0.04 |
372 M |
85,407,951 |
0.00 |
0.00 |
Ordinary Shares |
| 07-19-2019 |
GLQ |
Clough Global Equity Fund |
N/A
|
$6.78 |
$12.60 |
0.10% |
$0.0603 |
128 M |
18,803,820 |
0.00 |
0.00 |
Ordinary Shares |
| 07-19-2019 |
FAX |
ABRDN ASIA-PACIFIC INCOME FUND, INC. |
N/A
|
$14.75 |
$4.23 |
0.11% |
$0.0275 |
701 M |
247,695,769 |
0.00 |
0.00 |
Ordinary Shares |