| 04-18-2019 |
GAINM |
Gladstone Investment Corporation |
N/A
|
$25.06 |
$25.38 |
N/A |
$0.1302 |
408 M |
2,300,000 |
0.00 |
0.00 |
6.25% PRF PERPETUAL USD 25 - Ser D |
| 04-18-2019 |
LANDP |
Gladstone Land Corp |
N/A
|
$20.56 |
$25.60 |
0.04% |
$0.125 |
496 M |
10,156,509 |
0.00 |
0.00 |
6.375% PRF REDEEM 30/09/2021 USD 25 - Ser A |
| 04-18-2019 |
ACP |
abrdn Income Credit Strategies Fund |
N/A
|
$5.94 |
$12.38 |
0.17% |
$0.10 |
334 M |
52,075,560 |
0.00 |
0.00 |
Ordinary Shares |
| 04-18-2019 |
IGR |
CBRE GLOBAL REAL ESTATE INCOME FUND |
N/A
|
$4.82 |
$7.30 |
0.11% |
$0.06 |
894 M |
139,968,594 |
0.00 |
0.00 |
Ordinary Shares |
| 04-18-2019 |
AGD |
abrdn Global Dynamic Dividend Fund |
N/A
|
$9.86 |
$9.67 |
0.08% |
$0.11 |
256 M |
24,865,080 |
0.00 |
0.00 |
Ordinary Shares |
| 04-18-2019 |
ARDC |
Ares Dynamic Credit Allocation Fund, Inc. |
N/A
|
$15.20 |
$14.97 |
0.09% |
$0.1175 |
352 M |
22,914,937 |
0.00 |
0.00 |
Ordinary Shares |
| 04-18-2019 |
GLADN |
Gladstone Capital Corp. |
N/A
|
$25.00 |
$25.30 |
N/A |
$0.125 |
0 M |
N/A |
0.00 |
N/A |
6% PRF REDEEM 30/09/2024 USD 25 - Ser 2024 |
| 04-18-2019 |
GOODP |
Gladstone Commercial Corp |
N/A
|
$25.14 |
$26.71 |
N/A |
$0.1615 |
0 M |
N/A |
0.00 |
N/A |
7.75% PRF PERPETUAL USD 25 - Ser A |
| 04-18-2019 |
GOODO |
Gladstone Commercial Corp |
N/A
|
$20.96 |
$26.64 |
0.07% |
$0.125 |
686 M |
4,000,000 |
-0.02 |
80.94 |
7.50% PRF PERPETUAL USD 25 - Reg S Ser B |
| 04-18-2019 |
GLO |
Clough Global Opportunities Fund |
N/A
|
$5.21 |
$9.61 |
0.10% |
$0.048 |
229 M |
42,830,122 |
0.00 |
0.00 |
Ordinary Shares |
| 04-18-2019 |
AOD |
abrdn Total Dynamic Dividend Fund |
N/A
|
$8.48 |
$8.52 |
0.08% |
$0.10 |
944 M |
105,430,998 |
0.00 |
0.00 |
Ordinary Shares |
| 04-18-2019 |
FCO |
ABRDN GLOBAL INCOME FUND, INC. |
N/A
|
$5.84 |
$8.21 |
0.13% |
$0.07 |
72 M |
12,540,892 |
0.00 |
0.00 |
Ordinary Shares |
| 04-18-2019 |
GOODM |
Gladstone Commercial Corp |
N/A
|
$25.01 |
$25.67 |
N/A |
$0.1458 |
816 M |
1,267,968 |
0.00 |
0.00 |
7% PRF PERPETUAL USD 25 - Ser D |
| 04-18-2019 |
CPTA |
Capitala Finance Corp |
N/A
|
$25.40 |
$8.69 |
N/A |
$0.0833 |
69 M |
2,711,068 |
0.00 |
0.00 |
Ordinary Shares |
| 04-18-2019 |
SSW |
Seaspan Corporation |
N/A
|
$9.93 |
$9.94 |
N/A |
$0.125 |
2,138 M |
215,756,000 |
1.74 |
N/A |
Ordinary Shares - Class A |
| 04-18-2019 |
UTG |
REAVES UTILITY INCOME FUND |
N/A
|
$32.46 |
$33.97 |
0.07% |
$0.19 |
2,376 M |
79,037,478 |
0.00 |
0.00 |
Ordinary Shares |
| 04-18-2019 |
CAT |
CATERPILLAR INC |
Machinery/Construction Machinery & Equipment
|
$874.78 |
$143.36 |
0.01% |
$1.51 |
267,466 M |
465,287,332 |
18.90 |
30.11 |
Ordinary Shares |
| 04-18-2019 |
LTC |
LTC PROPERTIES INC |
Trading/REIT
|
$38.23 |
$44.00 |
N/A |
$0.19 |
0 M |
48,509,762 |
2.54 |
N/A |
Ordinary Shares |
| 04-18-2019 |
GLBZ |
GLEN BURNIE BANCORP |
Banking/State Commercial Banks – Fed Reserve System
|
$4.30 |
$10.66 |
N/A |
$0.10 |
13 M |
2,919,695 |
0.06 |
509.04 |
Ordinary Shares |
| 04-18-2019 |
GAIN |
GLADSTONE INVESTMENT CORPORATION\DE |
Financial Services/Diversified Investments
|
$16.83 |
$12.31 |
0.11% |
$0.08 |
551 M |
39,821,967 |
0.76 |
4.58 |
Ordinary Shares |
| 04-18-2019 |
GLAD |
GLADSTONE CAPITAL CORP |
Financial Services/Closed-End Fund - Debt
|
$19.36 |
$9.30 |
0.10% |
$0.15 |
463 M |
22,593,069 |
3.08 |
12.99 |
Ordinary Shares |
| 04-18-2019 |
TGS |
TRANSPORTADORA DE GAS DEL SUR S A /FI |
Utilities/Gas Utilities
|
$30.00 |
$10.90 |
N/A |
$0.0261 |
1,510 M |
77,860,538 |
1.22 |
0.00 |
ADR |
| 04-18-2019 |
DX |
DYNEX CAPITAL INC |
Trading/REIT
|
$13.26 |
$18.27 |
0.16% |
$0.17 |
2,546 M |
215,150,907 |
2.14 |
10.45 |
Ordinary Shares |
| 04-18-2019 |
AGX |
Argan, Inc. |
Construction/Construction – Special Contractors
|
$697.15 |
$50.02 |
N/A |
$0.375 |
0 M |
13,945,962 |
10.00 |
N/A |
Ordinary Shares |
| 04-18-2019 |
GOOD |
Gladstone Commercial Corp |
Real Estate/Lessors Of Railroad & Real Property
|
$12.78 |
$20.54 |
N/A |
$0.10 |
0 M |
48,406,993 |
0.14 |
N/A |
Ordinary Shares |
| 04-18-2019 |
OFLX |
Omega Flex Inc |
Construction Materials/Heating Equipment & Plumbing Fixtures
|
$28.89 |
$86.49 |
0.04% |
$0.34 |
310 M |
10,094,322 |
1.47 |
23.26 |
Ordinary Shares |
| 04-18-2019 |
HFBL |
Home Federal Bancorp Inc (Louisiana) |
Banking/Savings Institutions
|
$18.74 |
$34.31 |
N/A |
$0.13 |
0 M |
N/A |
1.71 |
N/A |
Ordinary Shares |
| 04-18-2019 |
CMRE |
Costamare Inc |
Transportation/Water Transport
|
$16.13 |
$5.74 |
0.04% |
$0.115 |
1,692 M |
117,642,375 |
1.06 |
5.82 |
Ordinary Shares |
| 04-18-2019 |
LAND |
Gladstone Land Corp |
Trading/REIT
|
$9.59 |
$12.54 |
N/A |
$0.0467 |
0 M |
41,438,406 |
-0.29 |
N/A |
Ordinary Shares |
| 04-18-2019 |
GAINL |
Gladstone Investment Corporation |
N/A
|
$25.91 |
$25.82 |
0.07% |
$0.50 |
474 M |
36,688,667 |
0.00 |
0.00 |
6.375% PRF REDEEM 31/08/2025 USD 25 - Ser E |
| 04-18-2019 |
GLV |
Clough Global Dividend & Income Fund |
N/A
|
$5.52 |
$11.23 |
0.11% |
$0.0526 |
72 M |
12,471,182 |
0.00 |
0.00 |
Ordinary Shares |
| 04-18-2019 |
AWP |
abrdn Global Premier Properties Fund |
N/A
|
$3.77 |
$5.88 |
0.10% |
$0.04 |
372 M |
85,407,951 |
0.00 |
0.00 |
Ordinary Shares |
| 04-18-2019 |
GLQ |
Clough Global Equity Fund |
N/A
|
$6.78 |
$12.97 |
0.10% |
$0.0603 |
128 M |
18,803,820 |
0.00 |
0.00 |
Ordinary Shares |
| 04-18-2019 |
BGH |
BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND |
N/A
|
$15.79 |
$18.25 |
0.08% |
$0.1056 |
303 M |
20,064,313 |
0.00 |
0.00 |
Ordinary Shares |
| 04-18-2019 |
FAX |
ABRDN ASIA-PACIFIC INCOME FUND, INC. |
N/A
|
$14.75 |
$4.10 |
0.11% |
$0.0275 |
701 M |
247,695,769 |
0.00 |
0.00 |
Ordinary Shares |