| 04-17-2019 |
WIW |
WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND |
N/A
|
$8.25 |
$10.74 |
0.08% |
$0.0605 |
527 M |
61,184,134 |
0.00 |
0.00 |
Ordinary Shares |
| 04-17-2019 |
MNP |
Western Asset Municipal Partners Fund Inc |
N/A
|
$10.57 |
$14.25 |
0.05% |
$0.043 |
103 M |
9,719,063 |
0.00 |
0.00 |
Ordinary Shares |
| 04-17-2019 |
PAI |
Western Asset Investment Grade Income Fund Inc. |
N/A
|
$12.35 |
$14.28 |
0.05% |
$0.0515 |
120 M |
9,510,962 |
0.00 |
0.00 |
Ordinary Shares |
| 04-17-2019 |
GFY |
Western Asset Variable Rate Strategic Fund Inc |
N/A
|
$16.29 |
$16.05 |
N/A |
$0.0775 |
76 M |
4,668,000 |
-1.72 |
N/A |
Ordinary Shares |
| 04-17-2019 |
BWG |
BrandywineGLOBAL-Global Income Opportunities Fund Inc |
N/A
|
$8.03 |
$11.05 |
0.10% |
$0.08 |
146 M |
16,791,836 |
0.00 |
0.00 |
Ordinary Shares |
| 04-17-2019 |
IBKCO |
Iberiabank Corp |
N/A
|
$25.75 |
$26.54 |
N/A |
$0.4125 |
1,356 M |
52,663,861 |
0.00 |
N/A |
FXDFR PRF PERPETUAL USD 25 - Ser C 1/400th Int |
| 04-17-2019 |
KYN |
Kayne Anderson Energy Infrastructure Fund, Inc. |
N/A
|
$12.85 |
$15.88 |
0.08% |
$0.22 |
1,816 M |
169,126,038 |
0.00 |
0.00 |
Ordinary Shares |
| 04-17-2019 |
MMU |
WESTERN ASSET MANAGED MUNICIPALS FUND INC. |
N/A
|
$10.20 |
$13.26 |
0.05% |
$0.0545 |
467 M |
43,367,851 |
0.00 |
0.00 |
Ordinary Shares |
| 04-17-2019 |
HYI |
Western Asset High Yield Defined Opportunity Fund Inc. |
N/A
|
$11.93 |
$14.66 |
0.09% |
$0.095 |
274 M |
22,660,581 |
0.00 |
0.00 |
Ordinary Shares |
| 04-17-2019 |
RMI |
RiverNorth Opportunistic Municipal Income Fund, Inc. |
N/A
|
$15.20 |
$20.88 |
0.07% |
$0.0965 |
101 M |
6,374,541 |
0.00 |
0.00 |
Ordinary Shares |
| 04-17-2019 |
KMF |
Kayne Anderson NextGen Energy & Infrastructure, Inc. |
N/A
|
$6.73 |
$11.85 |
0.09% |
$0.16 |
317 M |
47,197,462 |
0.00 |
0.00 |
Ordinary Shares |
| 04-17-2019 |
DBL |
DoubleLine Opportunistic Credit Fund |
N/A
|
$15.50 |
$19.94 |
0.08% |
$0.11 |
252 M |
15,944,357 |
0.00 |
0.00 |
Ordinary Shares |
| 04-17-2019 |
WIA |
WESTERN ASSET INFLATION-LINKED INCOME FUND |
N/A
|
$7.97 |
$11.03 |
0.07% |
$0.05 |
191 M |
23,322,256 |
0.00 |
0.00 |
Ordinary Shares |
| 04-17-2019 |
HIX |
WESTERN ASSET HIGH INCOME FUND II INC. |
N/A
|
$4.24 |
$6.60 |
0.12% |
$0.049 |
286 M |
64,991,059 |
0.00 |
0.00 |
Ordinary Shares |
| 04-17-2019 |
THW |
abrdn World Healthcare Fund |
N/A
|
$11.32 |
$12.53 |
0.10% |
$0.1167 |
508 M |
38,244,600 |
0.00 |
0.00 |
Ordinary Shares |
| 04-17-2019 |
IGI |
Western Asset Investment Grade Defined Opportunity Trust Inc. |
N/A
|
$16.34 |
$19.56 |
0.05% |
$0.071 |
193 M |
10,848,022 |
0.00 |
0.00 |
Ordinary Shares |
| 04-17-2019 |
OPP |
RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. |
N/A
|
$8.54 |
$16.80 |
0.13% |
$0.1003 |
205 M |
22,971,194 |
0.00 |
0.00 |
Ordinary Shares |
| 04-17-2019 |
HIO |
WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. |
N/A
|
$3.96 |
$4.94 |
0.10% |
$0.0355 |
378 M |
95,099,215 |
0.00 |
0.00 |
Ordinary Shares |
| 04-17-2019 |
HCAP |
Harvest Capital Credit Corp |
N/A
|
$9.66 |
$10.60 |
N/A |
$0.22 |
0 M |
5,968,296 |
0.00 |
0.00 |
Ordinary Shares |
| 04-17-2019 |
THQ |
abrdn Healthcare Opportunities Fund |
N/A
|
$18.89 |
$16.81 |
0.08% |
$0.18 |
906 M |
41,356,058 |
0.00 |
0.00 |
Ordinary Shares |
| 04-17-2019 |
EHI |
WESTERN ASSET GLOBAL HIGH INCOME FUND INC. |
N/A
|
$6.55 |
$9.63 |
0.11% |
$0.07 |
161 M |
22,697,297 |
0.00 |
0.00 |
Ordinary Shares |
| 04-17-2019 |
VFL |
abrdn National Municipal Income Fund |
N/A
|
$10.28 |
$12.76 |
0.04% |
$0.045 |
134 M |
12,278,002 |
0.00 |
0.00 |
Ordinary Shares |
| 04-17-2019 |
EMD |
WESTERN ASSET EMERGING MARKETS DEBT FUND INC. |
N/A
|
$9.70 |
$13.97 |
0.10% |
$0.0845 |
594 M |
60,246,012 |
0.00 |
0.00 |
Ordinary Shares |
| 04-17-2019 |
ISD |
PGIM High Yield Bond Fund, Inc. |
N/A
|
$13.78 |
$14.39 |
0.09% |
$0.105 |
460 M |
33,243,008 |
0.00 |
0.00 |
Ordinary Shares |
| 04-17-2019 |
VMM |
Delaware Investments Minnesota Municipal Income Fund II Inc |
N/A
|
$13.42 |
$12.55 |
0.00% |
$0.276 |
6,572,740 M |
1,645,719,350 |
6.36 |
477.50 |
Ordinary Shares |
| 04-17-2019 |
DEX |
Dex Media Inc. |
N/A
|
$7.60 |
$9.84 |
0.08% |
$0.0509 |
87 M |
11,179,968 |
0.00 |
0.00 |
Ordinary Shares |
| 04-17-2019 |
BDGE |
Bridge Bancorp, Inc. |
N/A
|
$24.43 |
$31.69 |
0.03% |
$0.24 |
483 M |
19,759,711 |
2.37 |
10.43 |
Ordinary Shares |
| 04-17-2019 |
RIV |
RIVERNORTH OPPORTUNITIES FUND, INC. |
N/A
|
$11.86 |
$17.02 |
0.12% |
$0.1289 |
268 M |
21,453,174 |
0.00 |
0.00 |
Ordinary Shares |
| 04-17-2019 |
GHY |
PGIM Global High Yield Fund, Inc. |
N/A
|
$12.93 |
$14.12 |
0.09% |
$0.105 |
518 M |
40,910,573 |
0.00 |
0.00 |
Ordinary Shares |
| 04-17-2019 |
DSL |
Doubleline Income Solutions Fund |
N/A
|
$12.58 |
$20.16 |
0.10% |
$0.11 |
1,320 M |
101,996,828 |
0.00 |
0.00 |
Ordinary Shares |
| 04-17-2019 |
GDO |
WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC. |
N/A
|
$11.14 |
$16.90 |
0.10% |
$0.122 |
191 M |
14,949,168 |
0.00 |
0.00 |
Ordinary Shares |
| 04-17-2019 |
MTT |
Western Asset Municipal Defined Opportunity Trust |
N/A
|
$21.19 |
$20.83 |
N/A |
$0.049 |
6,475 M |
12,200,435 |
0.00 |
11.81 |
Ordinary Shares |
| 04-17-2019 |
EME |
EMCOR Group, Inc. |
Construction/Construction – Special Contractors
|
$910.26 |
$76.97 |
0.00% |
$0.25 |
32,862 M |
44,440,278 |
29.88 |
24.57 |
Ordinary Shares |
| 04-17-2019 |
BAK |
BRASKEM SA |
Chemicals/Industrial Organic Chemicals
|
$3.85 |
$24.82 |
N/A |
$0.6744 |
3,516 M |
172,769,591 |
-3.48 |
0.00 |
ADR |
| 04-17-2019 |
CBRL |
CRACKER BARREL OLD COUNTRY STORE, INC |
Restaurants, Hotels, Motels/Retail – Eating Places
|
$29.08 |
$152.93 |
N/A |
$0.25 |
0 M |
22,351,023 |
-0.18 |
N/A |
Ordinary Shares |
| 04-17-2019 |
CL |
COLGATE PALMOLIVE CO |
Consumer Goods/Perfumes, Cosmetics And Other Toilet Preparations
|
$85.37 |
$68.68 |
0.02% |
$0.53 |
67,894 M |
800,189,310 |
2.60 |
32.52 |
Ordinary Shares |
| 04-17-2019 |
DCOM |
Dime Community Bancshares, Inc. /NY/ |
Banking/National Commercial Banks
|
$34.41 |
$19.88 |
N/A |
$0.25 |
0 M |
43,905,888 |
2.36 |
N/A |
Ordinary Shares |
| 04-17-2019 |
FUL |
FULLER H B CO |
Chemicals/Misc. Chemical Products
|
$58.35 |
$50.43 |
N/A |
$0.245 |
0 M |
54,487,294 |
2.92 |
N/A |
Ordinary Shares |
| 04-17-2019 |
OXM |
OXFORD INDUSTRIES INC |
Apparel/Apparel And Other Finished Products
|
$40.89 |
$80.84 |
N/A |
$0.67 |
0 M |
14,887,454 |
-1.86 |
N/A |
Ordinary Shares |
| 04-17-2019 |
PG |
PROCTER & GAMBLE Co |
Consumer Goods/Soap & Other Detergents
|
$143.42 |
$105.85 |
0.03% |
$1.0885 |
333,171 M |
2,328,598,978 |
6.98 |
20.05 |
Ordinary Shares |
| 04-17-2019 |
WDFC |
WD 40 CO |
Chemicals/Misc. Chemical Products
|
$204.27 |
$165.09 |
0.02% |
$0.94 |
3,212 M |
13,455,402 |
5.90 |
40.16 |
Ordinary Shares |
| 04-17-2019 |
FL |
FOOT LOCKER, INC. |
Retail/Retail – Apparel & Accessory Stores
|
$24.01 |
$62.76 |
N/A |
$0.40 |
2,349 M |
95,576,110 |
-3.77 |
0.00 |
Ordinary Shares |
| 04-17-2019 |
MAIN |
Main Street Capital CORP |
Financial Services/Diversified Investments
|
$55.76 |
$38.31 |
N/A |
$0.255 |
0 M |
90,104,831 |
3.95 |
N/A |
Ordinary Shares |
| 04-17-2019 |
PNR |
PENTAIR plc |
Machinery/Special Industry Machinery
|
$77.08 |
$38.35 |
0.01% |
$0.27 |
14,176 M |
161,605,541 |
4.11 |
21.00 |
Ordinary Shares |
| 04-17-2019 |
GHC |
Graham Holdings Co |
Personal Services/Services – Educational
|
$1,119.88 |
$701.52 |
0.01% |
$1.88 |
4,604 M |
4,307,084 |
68.29 |
15.48 |
Ordinary Shares - Class B |
| 04-17-2019 |
FSP |
FRANKLIN STREET PROPERTIES CORP /MA/ |
Trading/REIT
|
$0.58 |
$7.71 |
0.06% |
$0.01 |
69 M |
103,690,340 |
-0.31 |
0.00 |
Ordinary Shares |
| 04-17-2019 |
PBHC |
Pathfinder Bancorp, Inc. |
Banking/State Commercial Banks – Fed Reserve System
|
$13.30 |
$13.24 |
0.03% |
$0.10 |
96 M |
6,174,508 |
1.80 |
12.74 |
Ordinary Shares |
| 04-17-2019 |
BUSE |
FIRST BUSEY CORP /NV/ |
Banking/State Commercial Banks – Fed Reserve System
|
$26.23 |
$25.74 |
N/A |
$0.25 |
0 M |
86,227,449 |
1.49 |
N/A |
Ordinary Shares |
| 04-17-2019 |
CODI |
Compass Diversified Holdings |
Consumer Goods/Household Furniture
|
$11.77 |
$16.21 |
0.21% |
$0.25 |
361 M |
75,235,966 |
1.13 |
0.00 |
Ordinary Shares |
| 04-17-2019 |
HRZN |
Horizon Technology Finance Corp |
Financial Services/Asset Management
|
$4.18 |
$11.80 |
0.21% |
$0.06 |
277 M |
42,348,813 |
1.46 |
0.00 |
Ordinary Shares |
| 04-17-2019 |
ZTS |
Zoetis Inc |
Pharmaceutical Products/Pharmaceutical Preparations
|
$112.68 |
$97.98 |
0.02% |
$0.53 |
55,212 M |
422,127,709 |
6.03 |
20.66 |
Ordinary Shares - Class A |
| 04-17-2019 |
SUNS V |
Sunrise Realty Trust Inc. |
Trading/REIT
|
$7.51 |
$17.36 |
0.13% |
$0.30 |
127 M |
13,519,655 |
0.90 |
10.42 |
Ordinary Shares |
| 04-17-2019 |
PKI |
Revvity Inc. |
N/A
|
$115.22 |
$93.59 |
0.00% |
$0.07 |
14,456 M |
125,441,002 |
7.61 |
15.03 |
Ordinary Shares |
| 04-17-2019 |
EGIF |
Eagle Growth and Income Opportunities Fund |
N/A
|
$12.59 |
$15.62 |
N/A |
$0.085 |
90 M |
7,181,000 |
0.00 |
N/A |
Ordinary Shares |
| 04-17-2019 |
VCF |
Delaware Investments Colorado Insured Municipal Income Fund Inc |
N/A
|
$13.84 |
$14.19 |
0.04% |
$0.052 |
67 M |
4,837,100 |
0.00 |
0.00 |
Ordinary Shares |
| 04-17-2019 |
WEA |
WESTERN ASSET PREMIER BOND FUND |
N/A
|
$10.86 |
$12.96 |
0.07% |
$0.07 |
132 M |
11,865,600 |
0.00 |
0.00 |
Ordinary Shares |
| 04-17-2019 |
DMO |
Western Asset Mortgage Opportunity Fund Inc. |
N/A
|
$11.45 |
$20.61 |
0.12% |
$0.13 |
136 M |
11,430,895 |
0.00 |
0.00 |
Ordinary Shares |
| 04-17-2019 |
MHF |
WESTERN ASSET MUNICIPAL HIGH INCOME FUND INC. |
N/A
|
$6.94 |
$7.37 |
0.05% |
$0.034 |
154 M |
21,651,223 |
0.00 |
0.00 |
Ordinary Shares |
| 04-17-2019 |
TLI |
Western Asset Corporate Loan Fund Inc |
N/A
|
$9.23 |
$9.52 |
N/A |
$0.066 |
91 M |
9,876,922 |
0.00 |
N/A |
Ordinary Shares |
| 04-17-2019 |
SBI |
WESTERN ASSET INTERMEDIATE MUNI FUND INC. |
N/A
|
$7.78 |
$8.73 |
0.05% |
$0.042 |
114 M |
14,082,315 |
0.00 |
0.00 |
Ordinary Shares |
| 04-17-2019 |
DDF |
Delaware Investments Dividend and Income Fund, Inc. |
N/A
|
$9.03 |
$13.39 |
0.13% |
$0.202 |
59 M |
7,611,158 |
0.00 |
0.00 |
Ordinary Shares |
| 04-17-2019 |
NVT |
nVent Electric plc |
N/A
|
$60.34 |
$28.03 |
0.01% |
$0.20 |
11,202 M |
166,215,120 |
2.07 |
38.44 |
Ordinary Shares |