| 03-21-2019 |
WIW |
WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND |
N/A
|
$8.25 |
$10.72 |
0.08% |
$0.0605 |
527 M |
61,184,134 |
0.00 |
0.00 |
Ordinary Shares |
| 03-21-2019 |
MNP |
Western Asset Municipal Partners Fund Inc |
N/A
|
$10.57 |
$14.32 |
0.05% |
$0.043 |
103 M |
9,719,063 |
0.00 |
0.00 |
Ordinary Shares |
| 03-21-2019 |
HGLB |
Highland Global Allocation Fund |
N/A
|
$7.36 |
$12.94 |
0.12% |
$0.081 |
176 M |
22,484,086 |
0.00 |
0.00 |
Ordinary Shares |
| 03-21-2019 |
FLC |
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC |
N/A
|
$16.75 |
$19.56 |
0.06% |
$0.0913 |
175 M |
10,456,821 |
0.00 |
0.00 |
Ordinary Shares |
| 03-21-2019 |
GARS |
Garrison Capital Inc |
N/A
|
$3.88 |
$7.25 |
N/A |
$0.05 |
62 M |
16,049,000 |
-3.35 |
N/A |
Ordinary Shares |
| 03-21-2019 |
PAI |
Western Asset Investment Grade Income Fund Inc. |
N/A
|
$12.35 |
$14.31 |
0.05% |
$0.0515 |
120 M |
9,510,962 |
0.00 |
0.00 |
Ordinary Shares |
| 03-21-2019 |
GFY |
Western Asset Variable Rate Strategic Fund Inc |
N/A
|
$16.29 |
$15.86 |
N/A |
$0.0775 |
76 M |
4,668,000 |
-1.72 |
N/A |
Ordinary Shares |
| 03-21-2019 |
FMN |
Federated Hermes Premier Municipal Income Fund |
N/A
|
$10.87 |
$13.35 |
0.04% |
$0.038 |
135 M |
11,498,091 |
0.00 |
0.00 |
Ordinary Shares |
| 03-21-2019 |
PPT |
PUTNAM PREMIER INCOME TRUST |
N/A
|
$3.58 |
$5.08 |
0.08% |
$0.026 |
355 M |
96,268,784 |
0.00 |
0.00 |
Ordinary Shares |
| 03-21-2019 |
PFO |
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC |
N/A
|
$9.08 |
$11.35 |
0.06% |
$0.0492 |
118 M |
13,077,326 |
0.00 |
0.00 |
Ordinary Shares |
| 03-21-2019 |
OXLC |
Oxford Lane Capital Corp. |
N/A
|
$5.10 |
$9.90 |
0.16% |
$0.09 |
1,538 M |
287,000,000 |
0.00 |
0.00 |
Ordinary Shares |
| 03-21-2019 |
FTXD |
First Trust Exchange-Traded Fund VI - First Trust Nasdaq Retail ETF |
N/A
|
$33.40 |
$21.91 |
0.00% |
$0.00 |
28 M |
850,002 |
0.00 |
0.00 |
First Trust Nasdaq Retail ETF |
| 03-21-2019 |
TUSA |
First Trust Exchange-Traded Fund III - First Trust Total US Market AlphaDEX ETF |
N/A
|
$46.12 |
$33.68 |
0.01% |
$0.00 |
18 M |
400,002 |
0.00 |
0.00 |
First Trust Total US Market AlphaDEX ETF |
| 03-21-2019 |
BWG |
BrandywineGLOBAL-Global Income Opportunities Fund Inc |
N/A
|
$8.03 |
$11.07 |
0.10% |
$0.08 |
146 M |
16,791,836 |
0.00 |
0.00 |
Ordinary Shares |
| 03-21-2019 |
HIE |
Miller/Howard High Income Equity Fund |
N/A
|
$11.95 |
$11.42 |
N/A |
$0.051 |
3,686 M |
18,690,675 |
0.00 |
38.80 |
Ordinary Shares |
| 03-21-2019 |
MMU |
WESTERN ASSET MANAGED MUNICIPALS FUND INC. |
N/A
|
$10.20 |
$13.13 |
0.05% |
$0.0545 |
467 M |
43,367,851 |
0.00 |
0.00 |
Ordinary Shares |
| 03-21-2019 |
HYI |
Western Asset High Yield Defined Opportunity Fund Inc. |
N/A
|
$11.93 |
$14.68 |
0.09% |
$0.095 |
274 M |
22,660,581 |
0.00 |
0.00 |
Ordinary Shares |
| 03-21-2019 |
WIA |
WESTERN ASSET INFLATION-LINKED INCOME FUND |
N/A
|
$7.97 |
$11.08 |
0.07% |
$0.05 |
191 M |
23,322,256 |
0.00 |
0.00 |
Ordinary Shares |
| 03-21-2019 |
HIX |
WESTERN ASSET HIGH INCOME FUND II INC. |
N/A
|
$4.24 |
$6.54 |
0.12% |
$0.049 |
286 M |
64,991,059 |
0.00 |
0.00 |
Ordinary Shares |
| 03-21-2019 |
TERP |
TerraForm Power Inc |
N/A
|
$19.35 |
$13.82 |
N/A |
$0.2014 |
4,383 M |
226,521,000 |
-0.88 |
N/A |
Ordinary Shares - Class A (New) |
| 03-21-2019 |
IGI |
Western Asset Investment Grade Defined Opportunity Trust Inc. |
N/A
|
$16.34 |
$19.94 |
0.05% |
$0.071 |
193 M |
10,848,022 |
0.00 |
0.00 |
Ordinary Shares |
| 03-21-2019 |
QTRH |
Quarterhill Inc |
N/A
|
$1.21 |
$1.16 |
N/A |
$0.0125 |
143 M |
118,817,000 |
-0.13 |
N/A |
Ordinary Shares |
| 03-21-2019 |
HIO |
WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. |
N/A
|
$3.96 |
$4.82 |
0.10% |
$0.0355 |
378 M |
95,099,215 |
0.00 |
0.00 |
Ordinary Shares |
| 03-21-2019 |
EHI |
WESTERN ASSET GLOBAL HIGH INCOME FUND INC. |
N/A
|
$6.55 |
$9.55 |
0.11% |
$0.07 |
161 M |
22,697,297 |
0.00 |
0.00 |
Ordinary Shares |
| 03-21-2019 |
VFL |
abrdn National Municipal Income Fund |
N/A
|
$10.28 |
$12.48 |
0.04% |
$0.045 |
134 M |
12,278,002 |
0.00 |
0.00 |
Ordinary Shares |
| 03-21-2019 |
OXLCO |
Oxford Lane Capital Corp |
N/A
|
$22.95 |
$25.41 |
0.06% |
$0.125 |
1,538 M |
2,400,000 |
0.00 |
0.00 |
7.50% PRF PERPETUAL USD 25 - Ser 2023 |
| 03-21-2019 |
BGX |
Blackstone Long-Short Credit Income Fund |
N/A
|
$12.60 |
$15.32 |
0.09% |
$0.105 |
165 M |
12,708,274 |
0.00 |
0.00 |
Ordinary Shares |
| 03-21-2019 |
EMD |
WESTERN ASSET EMERGING MARKETS DEBT FUND INC. |
N/A
|
$9.70 |
$13.78 |
0.10% |
$0.0845 |
594 M |
60,246,012 |
0.00 |
0.00 |
Ordinary Shares |
| 03-21-2019 |
ISD |
PGIM High Yield Bond Fund, Inc. |
N/A
|
$13.78 |
$14.26 |
0.09% |
$0.105 |
460 M |
33,243,008 |
0.00 |
0.00 |
Ordinary Shares |
| 03-21-2019 |
VMM |
Delaware Investments Minnesota Municipal Income Fund II Inc |
N/A
|
$13.42 |
$12.39 |
0.00% |
$0.276 |
6,572,740 M |
1,645,719,350 |
6.36 |
477.50 |
Ordinary Shares |
| 03-21-2019 |
MGU |
Macquarie Global Infrastructure Total Return Fund Inc |
N/A
|
$17.17 |
$22.27 |
0.06% |
$0.348 |
290 M |
12,468,293 |
0.00 |
0.00 |
Ordinary Shares |
| 03-21-2019 |
FMBI |
First Midwest Bancorp, Inc. |
N/A
|
$21.51 |
$20.72 |
N/A |
$0.14 |
0 M |
114,159,965 |
1.53 |
0.00 |
Ordinary Shares |
| 03-21-2019 |
DEX |
Dex Media Inc. |
N/A
|
$7.60 |
$9.74 |
0.08% |
$0.0509 |
87 M |
11,179,968 |
0.00 |
0.00 |
Ordinary Shares |
| 03-21-2019 |
FLM |
First Trust Exchange-Traded Fund III - First Trust Global Engineering and Construction ETF |
N/A
|
$49.63 |
$50.76 |
0.02% |
$0.6634 |
7 M |
150,002 |
0.00 |
0.00 |
First Trust Global Engineering and Construction ETF |
| 03-21-2019 |
BIG |
BIG LOTS INC |
N/A
|
$0.49 |
$35.25 |
N/A |
$0.30 |
16 M |
29,681,973 |
-16.45 |
-0.03 |
Ordinary Shares |
| 03-21-2019 |
BSL |
Blackstone Senior Floating Rate 2027 Term Fund |
N/A
|
$14.31 |
$16.35 |
0.09% |
$0.114 |
186 M |
13,008,541 |
0.00 |
0.00 |
Ordinary Shares |
| 03-21-2019 |
FFR |
First Trust Exchange-Traded Fund II - First Trust FTSE EPRA/NAREIT Developed Markets Real Estate Index Fund |
N/A
|
$36.88 |
$47.52 |
N/A |
$0.2462 |
343 M |
641,608 |
0.00 |
0.00 |
First Trust FTSE EPRA/NAREIT Developed Markets Real Estate Index Fund |
| 03-21-2019 |
SCD |
LMP CAPITAL & INCOME FUND INC. |
N/A
|
$17.03 |
$12.86 |
0.09% |
$0.113 |
282 M |
17,137,794 |
0.00 |
0.00 |
Ordinary Shares |
| 03-21-2019 |
IRL |
New Ireland Fund Inc |
N/A
|
$10.48 |
$9.21 |
0.02% |
$0.2003 |
38 M |
3,626,980 |
0.00 |
0.00 |
Ordinary Shares |
| 03-21-2019 |
GHY |
PGIM Global High Yield Fund, Inc. |
N/A
|
$12.93 |
$14.00 |
0.09% |
$0.105 |
518 M |
40,910,573 |
0.00 |
0.00 |
Ordinary Shares |
| 03-21-2019 |
FFC |
Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC |
N/A
|
$15.74 |
$19.08 |
0.06% |
$0.0897 |
761 M |
48,094,255 |
0.00 |
0.00 |
Ordinary Shares |
| 03-21-2019 |
GDO |
WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC. |
N/A
|
$11.14 |
$16.43 |
0.10% |
$0.122 |
191 M |
14,949,168 |
0.00 |
0.00 |
Ordinary Shares |
| 03-21-2019 |
PIM |
PUTNAM MASTER INTERMEDIATE INCOME TRUST |
N/A
|
$3.27 |
$4.47 |
0.08% |
$0.022 |
162 M |
48,338,471 |
0.00 |
0.00 |
Ordinary Shares |
| 03-21-2019 |
MTT |
Western Asset Municipal Defined Opportunity Trust |
N/A
|
$21.19 |
$20.77 |
N/A |
$0.049 |
6,475 M |
12,200,435 |
0.00 |
11.81 |
Ordinary Shares |
| 03-21-2019 |
INT |
World Fuel Services Corp. |
N/A
|
$24.24 |
$30.58 |
0.02% |
$0.14 |
1,507 M |
62,129,131 |
1.77 |
13.63 |
Ordinary Shares |
| 03-21-2019 |
CELGZ |
Celgene Corporation Contingent Value Rights 2010-2011 |
N/A
|
$0.44 |
$0.00 |
N/A |
$0.0359 |
0 M |
N/A |
0.00 |
N/A |
Contingent Value Right 2010-2011 |
| 03-21-2019 |
KRG |
KITE REALTY GROUP TRUST |
Trading/REIT
|
$26.23 |
$15.79 |
0.05% |
$0.29 |
5,319 M |
203,066,551 |
1.32 |
18.58 |
Ordinary Shares |
| 03-21-2019 |
AU |
ANGLOGOLD ASHANTI (PTY) LTD |
Precious Metals/Gold & Silver Ores
|
$29.47 |
$14.00 |
N/A |
$0.22 |
7,651 M |
419,680,000 |
N/A |
0.00 |
ADR |
| 03-21-2019 |
HTLD |
HEARTLAND EXPRESS INC |
Transportation/Trucking & Courier Services, Except Air
|
$12.50 |
$19.37 |
N/A |
$0.02 |
0 M |
77,454,920 |
-0.67 |
N/A |
Ordinary Shares |
| 03-21-2019 |
ITIC |
INVESTORS TITLE CO |
Insurance/Title Insurance
|
$233.28 |
$166.52 |
N/A |
$0.46 |
0 M |
1,887,574 |
18.64 |
N/A |
Ordinary Shares |
| 03-21-2019 |
MDT |
Medtronic plc |
Medical Equipment/Surgical, Medical, And Dental Instruments And Supplies
|
$78.30 |
$92.10 |
0.03% |
$0.71 |
129,330 M |
1,283,884,964 |
3.59 |
28.04 |
Ordinary Shares |
| 03-21-2019 |
CB |
Chubb Ltd |
Insurance/Fire, Marine & Casualty Insurance
|
$325.12 |
$136.17 |
0.01% |
$0.97 |
134,774 M |
387,860,106 |
28.55 |
11.93 |
Ordinary Shares |
| 03-21-2019 |
FGBI |
First Guaranty Bancshares, Inc. |
Banking/Savings Institutions
|
$9.00 |
$21.00 |
0.00% |
$0.01 |
121 M |
15,352,947 |
-4.13 |
0.00 |
Ordinary Shares |
| 03-21-2019 |
ALRS |
ALERUS FINANCIAL CORP |
Banking/National Commercial Banks
|
$26.59 |
$19.80 |
0.04% |
$0.20 |
602 M |
25,128,646 |
1.07 |
22.23 |
Ordinary Shares |
| 03-21-2019 |
BTI |
British American Tobacco p.l.c. |
Tobacco Products/Tobacco Products
|
$58.35 |
$41.42 |
N/A |
$0.8349 |
89,224 M |
2,216,384,824 |
N/A |
21.63 |
ADR |
| 03-21-2019 |
MTEX |
MANNATECH INC |
Pharmaceutical Products/Medicinal Chemicals
|
$4.75 |
$18.27 |
N/A |
$0.20 |
19 M |
1,900,930 |
1.23 |
0.00 |
Ordinary Shares |
| 03-21-2019 |
SRE |
SEMPRA ENERGY |
Utilities/Gas And Other Services Combined
|
$94.38 |
$125.87 |
0.03% |
$0.6575 |
57,625 M |
653,284,140 |
2.75 |
32.09 |
Ordinary Shares |
| 03-21-2019 |
BCH |
BANK OF CHILE |
Banking/Misc. Commercial Banks
|
$36.35 |
$29.72 |
N/A |
$2.1834 |
12,804 M |
505,085,406 |
1.39 |
8.81 |
ADR |
| 03-21-2019 |
AAP |
ADVANCE AUTO PARTS INC |
Retail/Retail – Automotive And Home Supply Stores
|
$57.38 |
$169.07 |
0.02% |
$0.25 |
3,661 M |
60,022,245 |
-6.32 |
0.00 |
Ordinary Shares |
| 03-21-2019 |
DX |
DYNEX CAPITAL INC |
Trading/REIT
|
$13.26 |
$17.94 |
0.16% |
$0.17 |
2,546 M |
215,150,907 |
2.14 |
10.45 |
Ordinary Shares |
| 03-21-2019 |
CNQ |
CANADIAN NATURAL RESOURCES LTD |
Petroleum And Natural Gas/Crude Petroleum & Natural Gas
|
$47.58 |
$28.45 |
0.05% |
$0.4073 |
76,860 M |
2,122,615,390 |
2.40 |
13.35 |
Ordinary Shares |
| 03-21-2019 |
LMAT |
Lemaitre Vascular Inc |
Medical Equipment/Surgical, Medical, And Dental Instruments And Supplies
|
$111.53 |
$31.25 |
0.01% |
$0.20 |
1,840 M |
22,778,363 |
2.55 |
31.87 |
Ordinary Shares |
| 03-21-2019 |
OPLN |
Openlane Inc. |
Retail/Retail – Automotive Dealers And Gas Stations
|
$32.06 |
$49.72 |
N/A |
$0.19 |
3,281 M |
106,297,229 |
-0.96 |
0.00 |
Ordinary Shares |
| 03-21-2019 |
OFS |
OFS Capital Corp |
Financial Services/Asset Management
|
$3.98 |
$12.01 |
0.29% |
$0.17 |
48 M |
13,398,078 |
-3.59 |
0.00 |
Ordinary Shares |
| 03-21-2019 |
IROQ |
IF Bancorp Inc |
Banking/Savings Institutions
|
$26.55 |
$21.55 |
N/A |
$0.20 |
0 M |
3,351,526 |
1.63 |
N/A |
Ordinary Shares |
| 03-21-2019 |
TPB |
Turning Point Brands Inc |
Tobacco Products/Tobacco Products
|
$81.66 |
$47.10 |
N/A |
$0.075 |
0 M |
19,141,208 |
3.18 |
N/A |
Ordinary Shares |
| 03-21-2019 |
PRME |
Prime Medicine Inc |
Pharmaceutical Products/Biological Products, Except Diagnostic Substances
|
$3.47 |
$20.61 |
N/A |
$0.00 |
0 M |
180,552,179 |
-1.25 |
N/A |
First Trust Heitman Global Prime Real Estate ETF |
| 03-21-2019 |
PMO |
PUTNAM MUNICIPAL OPPORTUNITIES TRUST |
N/A
|
$10.10 |
$12.17 |
0.04% |
$0.035 |
332 M |
31,811,052 |
0.00 |
0.00 |
Ordinary Shares |
| 03-21-2019 |
DFP |
Delphi Financial Group, Inc. |
N/A
|
$20.13 |
$24.05 |
0.06% |
$0.1122 |
419 M |
20,538,137 |
0.00 |
0.00 |
Ordinary Shares |
| 03-21-2019 |
OCCI |
OFS Credit Company, Inc. |
N/A
|
$7.15 |
$17.27 |
0.13% |
$0.115 |
85 M |
11,458,760 |
0.00 |
0.00 |
Ordinary Shares |
| 03-21-2019 |
FTLB |
First Trust Exchange-Traded Fund VI - First Trust Hedged BuyWrite Income ETF |
N/A
|
$20.90 |
$21.58 |
0.03% |
$0.00 |
14 M |
650,002 |
0.00 |
0.00 |
First Trust Hedged BuyWrite Income ETF |
| 03-21-2019 |
VCF |
Delaware Investments Colorado Insured Municipal Income Fund Inc |
N/A
|
$13.84 |
$14.01 |
0.04% |
$0.052 |
67 M |
4,837,100 |
0.00 |
0.00 |
Ordinary Shares |
| 03-21-2019 |
FMK |
Fibermark Inc. |
N/A
|
$42.92 |
$34.97 |
N/A |
$0.00 |
0 M |
500,002 |
0.00 |
0.00 |
First Trust First Trust Mega Cap Alphadex Fund |
| 03-21-2019 |
WEA |
WESTERN ASSET PREMIER BOND FUND |
N/A
|
$10.86 |
$13.10 |
0.07% |
$0.07 |
132 M |
11,865,600 |
0.00 |
0.00 |
Ordinary Shares |
| 03-21-2019 |
HRC |
Hill-Rom Holdings Inc |
N/A
|
$155.94 |
$107.10 |
0.01% |
$0.24 |
10,301 M |
66,050,458 |
7.43 |
20.73 |
Ordinary Shares |
| 03-21-2019 |
DMO |
Western Asset Mortgage Opportunity Fund Inc. |
N/A
|
$11.45 |
$20.53 |
0.12% |
$0.13 |
136 M |
11,430,895 |
0.00 |
0.00 |
Ordinary Shares |
| 03-21-2019 |
PFD |
FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC |
N/A
|
$11.30 |
$13.60 |
0.06% |
$0.0594 |
148 M |
12,763,654 |
0.00 |
0.00 |
Ordinary Shares |
| 03-21-2019 |
OXLCM |
Oxford Lane Capital Corp |
N/A
|
$24.96 |
$25.34 |
N/A |
$0.1406 |
864 M |
2,729,415 |
0.00 |
0.00 |
6.75% PRF REDEEM 30/06/2024 USD 25 - Ser 2024 |
| 03-21-2019 |
BGB |
Blackstone Strategic Credit 2027 Term Fund |
N/A
|
$12.17 |
$14.53 |
0.09% |
$0.101 |
544 M |
44,664,381 |
0.00 |
0.00 |
Ordinary Shares |
| 03-21-2019 |
MHF |
WESTERN ASSET MUNICIPAL HIGH INCOME FUND INC. |
N/A
|
$6.94 |
$7.35 |
0.05% |
$0.034 |
154 M |
21,651,223 |
0.00 |
0.00 |
Ordinary Shares |
| 03-21-2019 |
TLI |
Western Asset Corporate Loan Fund Inc |
N/A
|
$9.23 |
$9.54 |
N/A |
$0.066 |
91 M |
9,876,922 |
0.00 |
N/A |
Ordinary Shares |
| 03-21-2019 |
NHF |
NexPoint Strategic Opportunities Fund |
N/A
|
$14.65 |
$21.82 |
0.04% |
$0.05 |
542 M |
36,960,205 |
0.00 |
0.00 |
Ordinary Shares |
| 03-21-2019 |
PMM |
PUTNAM MANAGED MUNICIPAL INCOME TRUST |
N/A
|
$6.06 |
$7.35 |
0.04% |
$0.0238 |
294 M |
46,431,063 |
0.00 |
0.00 |
Ordinary Shares |
| 03-21-2019 |
SOI |
Solaris Oilfield Infrastructure Inc |
N/A
|
$11.35 |
$16.98 |
0.05% |
$0.12 |
385 M |
30,330,894 |
0.62 |
21.48 |
Ordinary Shares - Class A |
| 03-21-2019 |
HFRO |
HIGHLAND OPPORTUNITIES & INCOME FUND |
N/A
|
$5.42 |
$13.67 |
0.10% |
$0.0385 |
398 M |
66,894,537 |
0.00 |
0.00 |
Ordinary Shares |
| 03-21-2019 |
SBI |
WESTERN ASSET INTERMEDIATE MUNI FUND INC. |
N/A
|
$7.78 |
$8.77 |
0.05% |
$0.042 |
114 M |
14,082,315 |
0.00 |
0.00 |
Ordinary Shares |
| 03-21-2019 |
DDF |
Delaware Investments Dividend and Income Fund, Inc. |
N/A
|
$9.03 |
$12.89 |
0.13% |
$0.202 |
59 M |
7,611,158 |
0.00 |
0.00 |
Ordinary Shares |