| 03-19-2019 |
GAINM |
Gladstone Investment Corporation |
N/A
|
$25.06 |
$25.41 |
N/A |
$0.1302 |
408 M |
2,300,000 |
0.00 |
0.00 |
6.25% PRF PERPETUAL USD 25 - Ser D |
| 03-19-2019 |
TIF |
Tiffany & Co. |
N/A
|
$131.44 |
$97.02 |
0.02% |
$0.58 |
15,961 M |
121,411,166 |
2.36 |
55.52 |
Ordinary Shares |
| 03-19-2019 |
INB |
Cohen & Steers Global Income Builder Inc. |
N/A
|
$9.15 |
$8.54 |
N/A |
$0.062 |
212 M |
23,142,000 |
1.24 |
N/A |
Ordinary Shares |
| 03-19-2019 |
LANDP |
Gladstone Land Corp |
N/A
|
$20.56 |
$25.62 |
0.04% |
$0.125 |
496 M |
10,156,509 |
0.00 |
0.00 |
6.375% PRF REDEEM 30/09/2021 USD 25 - Ser A |
| 03-19-2019 |
RFI |
COHEN & STEERS TOTAL RETURN REALTY FUND INC |
N/A
|
$11.58 |
$12.88 |
0.07% |
$0.08 |
348 M |
26,551,939 |
0.00 |
0.00 |
Ordinary Shares |
| 03-19-2019 |
IGR |
CBRE GLOBAL REAL ESTATE INCOME FUND |
N/A
|
$4.82 |
$7.16 |
0.11% |
$0.06 |
894 M |
139,968,594 |
0.00 |
0.00 |
Ordinary Shares |
| 03-19-2019 |
FOF |
Cohen & Steers Closed-End Opportunity Fund, Inc. |
N/A
|
$12.72 |
$12.43 |
0.08% |
$0.087 |
351 M |
27,546,462 |
0.00 |
0.00 |
Ordinary Shares |
| 03-19-2019 |
ARDC |
Ares Dynamic Credit Allocation Fund, Inc. |
N/A
|
$15.20 |
$14.95 |
0.09% |
$0.1175 |
352 M |
22,914,937 |
0.00 |
0.00 |
Ordinary Shares |
| 03-19-2019 |
GLADN |
Gladstone Capital Corp. |
N/A
|
$25.00 |
$25.34 |
N/A |
$0.125 |
0 M |
N/A |
0.00 |
N/A |
6% PRF REDEEM 30/09/2024 USD 25 - Ser 2024 |
| 03-19-2019 |
THW |
abrdn World Healthcare Fund |
N/A
|
$11.32 |
$12.84 |
0.10% |
$0.1167 |
508 M |
38,244,600 |
0.00 |
0.00 |
Ordinary Shares |
| 03-19-2019 |
GOODP |
Gladstone Commercial Corp |
N/A
|
$25.14 |
$26.36 |
N/A |
$0.1615 |
0 M |
N/A |
0.00 |
N/A |
7.75% PRF PERPETUAL USD 25 - Ser A |
| 03-19-2019 |
THQ |
abrdn Healthcare Opportunities Fund |
N/A
|
$18.89 |
$17.60 |
0.08% |
$0.18 |
906 M |
41,356,058 |
0.00 |
0.00 |
Ordinary Shares |
| 03-19-2019 |
GOODO |
Gladstone Commercial Corp |
N/A
|
$20.96 |
$25.87 |
0.07% |
$0.125 |
686 M |
4,000,000 |
-0.02 |
80.94 |
7.50% PRF PERPETUAL USD 25 - Reg S Ser B |
| 03-19-2019 |
GOODM |
Gladstone Commercial Corp |
N/A
|
$25.01 |
$25.41 |
N/A |
$0.1458 |
816 M |
1,267,968 |
0.00 |
0.00 |
7% PRF PERPETUAL USD 25 - Ser D |
| 03-19-2019 |
TUP |
TUPPERWARE BRANDS CORP |
N/A
|
$1.20 |
$26.37 |
N/A |
$0.27 |
56 M |
46,530,613 |
-8.56 |
-0.15 |
Ordinary Shares |
| 03-19-2019 |
LDP |
Cohen & Steers Ltd Duration Preferred & Income Fund, Inc. |
N/A
|
$20.31 |
$23.71 |
0.07% |
$0.131 |
592 M |
29,079,221 |
0.00 |
0.00 |
Ordinary Shares |
| 03-19-2019 |
UTF |
COHEN & STEERS INFRASTRUCTURE FUND INC |
N/A
|
$24.02 |
$23.87 |
0.07% |
$0.155 |
2,401 M |
96,367,865 |
0.00 |
0.00 |
Ordinary Shares |
| 03-19-2019 |
MIE |
Cohen & Steers MLP Income and Energy Opportunity Fund Inc |
N/A
|
$3.85 |
$9.36 |
0.04% |
$0.015 |
100 M |
26,092,048 |
0.00 |
0.00 |
Ordinary Shares |
| 03-19-2019 |
QTS |
Qts Realty Trust Inc |
N/A
|
$77.95 |
$43.07 |
N/A |
$0.50 |
43,200 M |
76,972,731 |
-0.54 |
30.75 |
Ordinary Shares - Class A |
| 03-19-2019 |
RNP |
COHEN & STEERS REIT & PREFERRED & INCOME FUND INC |
N/A
|
$20.51 |
$20.03 |
0.07% |
$0.136 |
1,122 M |
47,773,059 |
0.00 |
0.00 |
Ordinary Shares |
| 03-19-2019 |
UTG |
REAVES UTILITY INCOME FUND |
N/A
|
$32.46 |
$32.97 |
0.07% |
$0.19 |
2,376 M |
79,037,478 |
0.00 |
0.00 |
Ordinary Shares |
| 03-19-2019 |
BBY |
BEST BUY CO INC |
Retail/Retail – Radio, Tv And Consumer Electronic Stores
|
$57.64 |
$69.89 |
N/A |
$0.96 |
0 M |
209,112,577 |
5.06 |
N/A |
Ordinary Shares |
| 03-19-2019 |
CINF |
CINCINNATI FINANCIAL CORP |
Insurance/Fire, Marine & Casualty Insurance
|
$159.57 |
$84.58 |
0.02% |
$0.94 |
24,486 M |
154,686,742 |
17.66 |
8.88 |
Ordinary Shares |
| 03-19-2019 |
COHN |
Cohen & Co Inc. |
Trading/Security And Commodity Brokers, Dealers, Exchanges & Services
|
$15.26 |
$7.62 |
N/A |
$0.25 |
0 M |
N/A |
2.22 |
N/A |
Ordinary Shares |
| 03-19-2019 |
LRCX |
LAM RESEARCH CORP |
Machinery/Special Industry Machinery
|
$258.57 |
$179.35 |
0.00% |
$0.26 |
264,003 M |
1,250,571,000 |
5.31 |
39.36 |
Ordinary Shares |
| 03-19-2019 |
MYE |
MYERS INDUSTRIES INC |
Rubber And Plastic Products/Misc. Plastic Products
|
$19.82 |
$18.14 |
N/A |
$0.135 |
0 M |
37,403,228 |
0.93 |
N/A |
Ordinary Shares |
| 03-19-2019 |
EVC |
ENTRAVISION COMMUNICATIONS CORP |
Communication/Radio & Tv Broadcasters
|
$3.82 |
$3.64 |
N/A |
$0.05 |
0 M |
91,963,420 |
-0.87 |
N/A |
Ordinary Shares - Class A |
| 03-19-2019 |
MAIN |
Main Street Capital CORP |
Financial Services/Diversified Investments
|
$55.76 |
$38.03 |
N/A |
$0.255 |
0 M |
90,104,831 |
3.95 |
N/A |
Ordinary Shares |
| 03-19-2019 |
GAIN |
GLADSTONE INVESTMENT CORPORATION\DE |
Financial Services/Diversified Investments
|
$16.83 |
$11.75 |
0.11% |
$0.08 |
551 M |
39,821,967 |
0.76 |
4.58 |
Ordinary Shares |
| 03-19-2019 |
KSS |
KOHLS Corp |
Retail/Retail – Department Stores
|
$14.19 |
$69.11 |
N/A |
$0.125 |
0 M |
112,214,439 |
2.43 |
N/A |
Ordinary Shares |
| 03-19-2019 |
USPH |
U S PHYSICAL THERAPY INC /NV |
Healthcare/Services – Health
|
$70.92 |
$105.24 |
N/A |
$0.45 |
0 M |
15,122,562 |
1.42 |
N/A |
Ordinary Shares |
| 03-19-2019 |
GLAD |
GLADSTONE CAPITAL CORP |
Financial Services/Closed-End Fund - Debt
|
$19.36 |
$9.09 |
0.10% |
$0.15 |
463 M |
22,593,069 |
3.08 |
12.99 |
Ordinary Shares |
| 03-19-2019 |
DIN |
Dine Brands Global, Inc. |
Restaurants, Hotels, Motels/Retail – Eating Places
|
$26.68 |
$85.08 |
0.05% |
$0.19 |
492 M |
13,046,383 |
1.11 |
0.00 |
Ordinary Shares |
| 03-19-2019 |
LVS |
LAS VEGAS SANDS CORP |
Restaurants, Hotels, Motels/Hotels & Motels
|
$51.86 |
$59.30 |
0.02% |
$0.30 |
36,203 M |
662,637,325 |
2.71 |
19.65 |
Ordinary Shares |
| 03-19-2019 |
GOOD |
Gladstone Commercial Corp |
Real Estate/Lessors Of Railroad & Real Property
|
$12.78 |
$20.78 |
N/A |
$0.10 |
0 M |
48,406,993 |
0.14 |
N/A |
Ordinary Shares |
| 03-19-2019 |
PNNT |
PennantPark Investment Corporation |
Financial Services/Asset Management
|
$4.82 |
$6.97 |
N/A |
$0.04 |
0 M |
65,296,094 |
0.61 |
N/A |
Ordinary Shares |
| 03-19-2019 |
LAND |
Gladstone Land Corp |
Trading/REIT
|
$9.59 |
$12.30 |
N/A |
$0.0467 |
0 M |
41,438,406 |
-0.29 |
N/A |
Ordinary Shares |
| 03-19-2019 |
AL |
Air Lease Corp |
Business Services/Services – Equipment Rental And Leasing
|
$65.00 |
$33.64 |
0.02% |
$0.22 |
7,179 M |
112,035,408 |
9.35 |
6.88 |
Ordinary Shares - Class A |
| 03-19-2019 |
PFLT |
PennantPark Floating Rate Capital Ltd |
Financial Services/Asset Management
|
$9.18 |
$12.97 |
N/A |
$0.1025 |
0 M |
99,217,896 |
0.78 |
N/A |
Ordinary Shares |
| 03-19-2019 |
FSK |
FS KKR Capital Corp |
Financial Services/Diversified Investments
|
$11.62 |
$6.15 |
N/A |
$0.45 |
0 M |
280,066,433 |
0.04 |
N/A |
Ordinary Shares |
| 03-19-2019 |
TPVG |
TriplePoint Venture Growth BDC Corp |
Financial Services/Closed-End Fund - Equity
|
$5.61 |
$12.98 |
N/A |
$0.23 |
0 M |
40,491,145 |
1.05 |
N/A |
Ordinary Shares |
| 03-19-2019 |
RPT |
Rithm Property Trust Inc. |
Trading/REIT
|
$14.64 |
$11.45 |
0.13% |
$0.36 |
101 M |
7,772,564 |
-0.19 |
0.00 |
Ordinary Shares |
| 03-19-2019 |
GAINL |
Gladstone Investment Corporation |
N/A
|
$25.91 |
$25.67 |
0.07% |
$0.50 |
474 M |
36,688,667 |
0.00 |
0.00 |
6.375% PRF REDEEM 31/08/2025 USD 25 - Ser E |
| 03-19-2019 |
RQI |
COHEN & STEERS QUALITY INCOME REALTY FUND INC |
N/A
|
$12.19 |
$12.31 |
0.07% |
$0.08 |
1,815 M |
134,431,441 |
0.00 |
0.00 |
Ordinary Shares |
| 03-19-2019 |
EEI |
Ecology And Environment, Inc. |
N/A
|
$15.38 |
$11.60 |
N/A |
$0.50 |
18 M |
3,138,000 |
-0.45 |
N/A |
Ordinary Shares - Class A |
| 03-19-2019 |
PSF |
Cohen & Steers Select Preferred & Income Fund, Inc. |
N/A
|
$20.12 |
$26.78 |
0.07% |
$0.126 |
246 M |
12,028,187 |
0.00 |
0.00 |
Ordinary Shares |
| 03-19-2019 |
FCRD |
First Eagle Alternative Capital BDC Inc |
N/A
|
$4.58 |
$6.53 |
0.08% |
$0.07 |
146 M |
29,922,028 |
-0.96 |
-5.06 |
Ordinary Shares |
| 03-19-2019 |
TY |
TRI-CONTINENTAL CORP |
N/A
|
$31.86 |
$26.31 |
0.03% |
$0.2878 |
1,738 M |
53,916,080 |
0.00 |
0.00 |
Ordinary Shares |