| 02-19-2019 |
GAINM |
Gladstone Investment Corporation |
N/A
|
$25.06 |
$25.25 |
N/A |
$0.1302 |
408 M |
2,300,000 |
0.00 |
0.00 |
6.25% PRF PERPETUAL USD 25 - Ser D |
| 02-19-2019 |
LANDP |
Gladstone Land Corp |
N/A
|
$20.56 |
$25.72 |
0.04% |
$0.125 |
496 M |
10,156,509 |
0.00 |
0.00 |
6.375% PRF REDEEM 30/09/2021 USD 25 - Ser A |
| 02-19-2019 |
ARDC |
Ares Dynamic Credit Allocation Fund, Inc. |
N/A
|
$15.20 |
$14.94 |
0.09% |
$0.1175 |
352 M |
22,914,937 |
0.00 |
0.00 |
Ordinary Shares |
| 02-19-2019 |
GLADN |
Gladstone Capital Corp. |
N/A
|
$25.00 |
$25.10 |
N/A |
$0.125 |
0 M |
N/A |
0.00 |
N/A |
6% PRF REDEEM 30/09/2024 USD 25 - Ser 2024 |
| 02-19-2019 |
THW |
abrdn World Healthcare Fund |
N/A
|
$11.32 |
$13.09 |
0.10% |
$0.1167 |
508 M |
38,244,600 |
0.00 |
0.00 |
Ordinary Shares |
| 02-19-2019 |
DTN |
WisdomTree Trust - WisdomTree U.S. Dividend Ex-Financials Fund |
N/A
|
$101.81 |
$85.11 |
0.03% |
$0.00 |
537 M |
5,275,000 |
0.00 |
0.00 |
WisdomTree U.S. Dividend Ex-Financials Fund |
| 02-19-2019 |
GOODP |
Gladstone Commercial Corp |
N/A
|
$25.14 |
$26.22 |
N/A |
$0.1615 |
0 M |
N/A |
0.00 |
N/A |
7.75% PRF PERPETUAL USD 25 - Ser A |
| 02-19-2019 |
PLT |
Plantronics, Inc. |
N/A
|
$31.87 |
$49.19 |
N/A |
$0.15 |
1,333 M |
41,838,866 |
-1.40 |
-23.26 |
Ordinary Shares |
| 02-19-2019 |
THQ |
abrdn Healthcare Opportunities Fund |
N/A
|
$18.89 |
$18.00 |
0.08% |
$0.18 |
906 M |
41,356,058 |
0.00 |
0.00 |
Ordinary Shares |
| 02-19-2019 |
SBBX |
SB One Bancorp |
N/A
|
$18.51 |
$22.24 |
N/A |
$0.085 |
174 M |
9,417,930 |
2.35 |
N/A |
Ordinary Shares |
| 02-19-2019 |
PACW |
PACWEST BANCORP |
N/A
|
$8.94 |
$40.84 |
N/A |
$0.01 |
0 M |
118,587,136 |
-11.91 |
0.00 |
Ordinary Shares |
| 02-19-2019 |
GOODO |
Gladstone Commercial Corp |
N/A
|
$20.96 |
$26.37 |
0.07% |
$0.125 |
686 M |
4,000,000 |
-0.02 |
80.94 |
7.50% PRF PERPETUAL USD 25 - Reg S Ser B |
| 02-19-2019 |
GOODM |
Gladstone Commercial Corp |
N/A
|
$25.01 |
$25.18 |
N/A |
$0.1458 |
816 M |
1,267,968 |
0.00 |
0.00 |
7% PRF PERPETUAL USD 25 - Ser D |
| 02-19-2019 |
CPTA |
Capitala Finance Corp |
N/A
|
$25.40 |
$8.42 |
N/A |
$0.0833 |
69 M |
2,711,068 |
0.00 |
0.00 |
Ordinary Shares |
| 02-19-2019 |
AFL |
AFLAC INC |
Insurance/Accident And Health Insurance
|
$113.33 |
$48.99 |
0.02% |
$0.61 |
57,489 M |
516,369,452 |
6.84 |
15.77 |
Ordinary Shares |
| 02-19-2019 |
TACT |
TRANSACT TECHNOLOGIES INC |
Computer Hardware/Computer & Office Equipment
|
$3.31 |
$10.68 |
N/A |
$0.09 |
0 M |
10,239,045 |
-0.12 |
N/A |
Ordinary Shares |
| 02-19-2019 |
LTC |
LTC PROPERTIES INC |
Trading/REIT
|
$38.23 |
$46.54 |
N/A |
$0.19 |
0 M |
48,509,762 |
2.54 |
N/A |
Ordinary Shares |
| 02-19-2019 |
CSL |
CARLISLE COMPANIES INC |
Rubber And Plastic Products/Fabricated Rubber Products
|
$346.17 |
$121.80 |
0.01% |
$1.10 |
13,640 M |
40,465,076 |
17.16 |
18.36 |
Ordinary Shares |
| 02-19-2019 |
LARK |
LANDMARK BANCORP INC |
Banking/National Commercial Banks
|
$26.08 |
$22.96 |
0.08% |
$0.21 |
153 M |
5,790,579 |
2.90 |
8.84 |
Ordinary Shares |
| 02-19-2019 |
POWL |
POWELL INDUSTRIES INC |
Electrical Equipment/Electric Transmission And Distribution Equipment
|
$269.95 |
$33.63 |
0.00% |
$0.27 |
3,855 M |
12,142,283 |
15.51 |
20.57 |
Ordinary Shares |
| 02-19-2019 |
TKR |
TIMKEN CO |
Machinery/General Industrial Machinery & Equipment
|
$107.12 |
$43.19 |
0.02% |
$0.34 |
5,860 M |
69,544,299 |
4.13 |
20.32 |
Ordinary Shares |
| 02-19-2019 |
GAIN |
GLADSTONE INVESTMENT CORPORATION\DE |
Financial Services/Diversified Investments
|
$16.83 |
$11.84 |
0.11% |
$0.08 |
551 M |
39,821,967 |
0.76 |
4.58 |
Ordinary Shares |
| 02-19-2019 |
GLAD |
GLADSTONE CAPITAL CORP |
Financial Services/Closed-End Fund - Debt
|
$19.36 |
$9.00 |
0.10% |
$0.15 |
463 M |
22,593,069 |
3.08 |
12.99 |
Ordinary Shares |
| 02-19-2019 |
TGT |
TARGET CORP |
Retail/Retail – Variety Stores
|
$127.76 |
$73.30 |
N/A |
$1.14 |
0 M |
452,855,589 |
8.16 |
N/A |
Ordinary Shares |
| 02-19-2019 |
PRU |
PRUDENTIAL FINANCIAL INC |
Insurance/Life Insurance
|
$97.65 |
$93.95 |
N/A |
$1.40 |
0 M |
348,000,000 |
9.72 |
N/A |
Ordinary Shares |
| 02-19-2019 |
EXC |
EXELON CORP |
Utilities/Electric And Other Services Combined
|
$49.25 |
$48.15 |
0.04% |
$0.42 |
57,379 M |
1,328,940,631 |
2.86 |
20.73 |
Ordinary Shares |
| 02-19-2019 |
HEES |
H&E Equipment Services Inc |
Business Services/Services – Misc. Equipment Rental And Leasing
|
$94.64 |
$27.91 |
0.01% |
$0.275 |
3,471 M |
36,666,584 |
2.50 |
38.19 |
Ordinary Shares |
| 02-19-2019 |
GOOD |
Gladstone Commercial Corp |
Real Estate/Lessors Of Railroad & Real Property
|
$12.78 |
$20.88 |
N/A |
$0.10 |
0 M |
48,406,993 |
0.14 |
N/A |
Ordinary Shares |
| 02-19-2019 |
HNW |
Pioneer Diversified High Income Fund, Inc. |
Financial Services/Asset Management
|
$12.80 |
$13.87 |
0.08% |
$0.10 |
102 M |
8,334,759 |
N/A |
0.00 |
Ordinary Shares |
| 02-19-2019 |
PRI |
Primerica Inc |
Insurance/Life Insurance
|
$270.61 |
$119.50 |
0.02% |
$1.20 |
8,208 M |
31,659,906 |
22.95 |
10.93 |
Ordinary Shares |
| 02-19-2019 |
HRZN |
Horizon Technology Finance Corp |
Financial Services/Asset Management
|
$4.18 |
$12.66 |
0.21% |
$0.06 |
277 M |
42,348,813 |
1.46 |
0.00 |
Ordinary Shares |
| 02-19-2019 |
LAND |
Gladstone Land Corp |
Trading/REIT
|
$9.59 |
$12.22 |
N/A |
$0.0467 |
0 M |
41,438,406 |
-0.29 |
N/A |
Ordinary Shares |
| 02-19-2019 |
MPC |
Marathon Petroleum Corp |
Petroleum And Natural Gas/Petroleum Refining
|
$252.54 |
$65.01 |
0.02% |
$1.00 |
48,643 M |
294,740,164 |
13.24 |
12.02 |
Ordinary Shares |
| 02-19-2019 |
BTU |
Peabody Energy Corp. |
Coal/Bituminous Coal And Lignite Mining
|
$26.52 |
$31.11 |
0.01% |
$0.075 |
3,612 M |
121,747,873 |
-0.43 |
0.00 |
Ordinary Shares New |
| 02-19-2019 |
GAINL |
Gladstone Investment Corporation |
N/A
|
$25.91 |
$25.66 |
0.07% |
$0.50 |
474 M |
36,688,667 |
0.00 |
0.00 |
6.375% PRF REDEEM 31/08/2025 USD 25 - Ser E |
| 02-19-2019 |
MRO |
Marathon Oil Corporation |
N/A
|
$28.53 |
$17.03 |
0.02% |
$0.11 |
16,026 M |
559,383,423 |
2.57 |
10.71 |
Ordinary Shares |
| 02-19-2019 |
BGH |
BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND |
N/A
|
$15.79 |
$17.63 |
0.08% |
$0.1056 |
303 M |
20,064,313 |
0.00 |
0.00 |
Ordinary Shares |