| 01-23-2019 |
ETO |
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund |
N/A
|
$25.45 |
$20.85 |
0.07% |
$0.1733 |
427 M |
16,388,138 |
0.00 |
0.00 |
Ordinary Shares |
| 01-23-2019 |
COG |
Cabot Oil & Gas Corp. |
N/A
|
$22.25 |
$24.96 |
0.02% |
$0.50 |
8,893 M |
399,664,181 |
0.68 |
32.57 |
Ordinary Shares |
| 01-23-2019 |
FLC |
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC |
N/A
|
$16.75 |
$18.04 |
0.06% |
$0.0913 |
175 M |
10,456,821 |
0.00 |
0.00 |
Ordinary Shares |
| 01-23-2019 |
ENLC |
EnLink Midstream, LLC |
N/A
|
$14.12 |
$10.89 |
0.04% |
$0.1325 |
6,573 M |
461,449,461 |
-2.50 |
50.25 |
Unit |
| 01-23-2019 |
PPT |
PUTNAM PREMIER INCOME TRUST |
N/A
|
$3.58 |
$4.85 |
0.08% |
$0.026 |
355 M |
96,268,784 |
0.00 |
0.00 |
Ordinary Shares |
| 01-23-2019 |
PFO |
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC |
N/A
|
$9.08 |
$11.55 |
0.06% |
$0.0492 |
118 M |
13,077,326 |
0.00 |
0.00 |
Ordinary Shares |
| 01-23-2019 |
OXLC |
Oxford Lane Capital Corp. |
N/A
|
$5.10 |
$10.24 |
0.16% |
$0.09 |
1,538 M |
287,000,000 |
0.00 |
0.00 |
Ordinary Shares |
| 01-23-2019 |
ETV |
Eaton Vance Tax-Managed Buy-Write Opportunities Fund |
N/A
|
$14.32 |
$14.32 |
0.08% |
$0.0993 |
1,488 M |
109,268,349 |
0.00 |
0.00 |
Ordinary Shares |
| 01-23-2019 |
EVT |
EATON VANCE TAX ADVANTAGED DIVIDEND INCOME FUND |
N/A
|
$23.95 |
$20.49 |
0.07% |
$0.1646 |
1,829 M |
74,542,782 |
0.00 |
0.00 |
Ordinary Shares |
| 01-23-2019 |
SKIS |
Peak Resorts Inc |
N/A
|
$11.00 |
$4.80 |
N/A |
$0.07 |
0 M |
N/A |
0.00 |
N/A |
Ordinary Shares |
| 01-23-2019 |
HIE |
Miller/Howard High Income Equity Fund |
N/A
|
$11.95 |
$11.22 |
N/A |
$0.051 |
3,686 M |
18,690,675 |
0.00 |
38.80 |
Ordinary Shares |
| 01-23-2019 |
EVM |
EATON VANCE CALIFORNIA MUNICIPAL BOND FUND |
N/A
|
$9.36 |
$10.33 |
0.04% |
$0.0417 |
235 M |
24,672,939 |
0.00 |
0.00 |
Ordinary Shares |
| 01-23-2019 |
BIF |
Boulder Growth & Income Fund Inc |
N/A
|
$14.78 |
$10.47 |
0.03% |
$0.12 |
1,449 M |
98,270,980 |
0.00 |
0.00 |
Ordinary Shares |
| 01-23-2019 |
OXLCO |
Oxford Lane Capital Corp |
N/A
|
$22.95 |
$25.41 |
0.06% |
$0.125 |
1,538 M |
2,400,000 |
0.00 |
0.00 |
7.50% PRF PERPETUAL USD 25 - Ser 2023 |
| 01-23-2019 |
EFF |
Eaton Vance Floating-Rate Income Plus Fund |
N/A
|
$16.48 |
$14.74 |
0.04% |
$0.06 |
124 M |
7,606,422 |
0.00 |
0.00 |
Ordinary Shares |
| 01-23-2019 |
EVG |
Eaton Vance Short Duration Diversified Income Fund |
N/A
|
$10.88 |
$12.55 |
0.08% |
$0.0795 |
149 M |
13,442,697 |
0.00 |
0.00 |
Ordinary Shares |
| 01-23-2019 |
ETX |
Eaton Vance Municipal Income 2028 Term Trust |
N/A
|
$17.80 |
$19.75 |
0.04% |
$0.0782 |
205 M |
10,884,956 |
0.00 |
0.00 |
Ordinary Shares |
| 01-23-2019 |
ENX |
EATON VANCE NEW YORK MUNICIPAL BOND FUND |
N/A
|
$9.54 |
$11.47 |
0.04% |
$0.0417 |
178 M |
17,961,289 |
0.00 |
0.00 |
Ordinary Shares |
| 01-23-2019 |
ETG |
EATON VANCE TAX ADVANTAGED GLOBAL DIVIDEND INCOME FUND |
N/A
|
$18.39 |
$14.54 |
0.07% |
$0.1293 |
1,458 M |
76,458,956 |
0.00 |
0.00 |
Ordinary Shares |
| 01-23-2019 |
EXG |
Eaton Vance Tax-Managed Global Diversified Equity Income Fund |
N/A
|
$8.26 |
$7.82 |
0.08% |
$0.0657 |
2,606 M |
306,286,161 |
0.00 |
0.00 |
Ordinary Shares |
| 01-23-2019 |
ETB |
Eaton Vance Tax-Managed Buy-Write Income Fund |
N/A
|
$14.89 |
$14.30 |
0.08% |
$0.1058 |
416 M |
29,374,715 |
0.00 |
0.00 |
Ordinary Shares |
| 01-23-2019 |
CPTA |
Capitala Finance Corp |
N/A
|
$25.40 |
$8.09 |
N/A |
$0.0833 |
69 M |
2,711,068 |
0.00 |
0.00 |
Ordinary Shares |
| 01-23-2019 |
FFC |
Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC |
N/A
|
$15.74 |
$17.92 |
0.06% |
$0.0897 |
761 M |
48,094,255 |
0.00 |
0.00 |
Ordinary Shares |
| 01-23-2019 |
EOT |
Eaton Vance National Municipal Opportunities Trust |
N/A
|
$16.62 |
$20.38 |
0.04% |
$0.0683 |
273 M |
15,624,921 |
0.00 |
0.00 |
Ordinary Shares |
| 01-23-2019 |
PIM |
PUTNAM MASTER INTERMEDIATE INCOME TRUST |
N/A
|
$3.27 |
$4.33 |
0.08% |
$0.022 |
162 M |
48,338,471 |
0.00 |
0.00 |
Ordinary Shares |
| 01-23-2019 |
ETJ |
Eaton Vance Risk-Managed Diversified Equity Income Fund |
N/A
|
$9.20 |
$8.50 |
0.08% |
$0.0651 |
610 M |
67,301,787 |
0.00 |
0.00 |
Ordinary Shares |
| 01-23-2019 |
ETY |
Eaton Vance Tax-Managed Diversified Equity Income Fund |
N/A
|
$15.08 |
$11.07 |
0.07% |
$0.0992 |
2,239 M |
157,326,009 |
0.00 |
0.00 |
Ordinary Shares |
| 01-23-2019 |
RY |
ROYAL BANK OF CANADA |
Banking/Misc. Commercial Banks
|
$177.93 |
$73.91 |
0.05% |
$1.0281 |
170,913 M |
1,415,074,558 |
N/A |
15.09 |
Ordinary Shares |
| 01-23-2019 |
AGX |
Argan, Inc. |
Construction/Construction – Special Contractors
|
$697.15 |
$40.75 |
N/A |
$0.375 |
0 M |
13,945,962 |
10.00 |
N/A |
Ordinary Shares |
| 01-23-2019 |
SUNS V |
Sunrise Realty Trust Inc. |
Trading/REIT
|
$7.51 |
$16.08 |
0.13% |
$0.30 |
127 M |
13,519,655 |
0.90 |
10.42 |
Ordinary Shares |
| 01-23-2019 |
PMO |
PUTNAM MUNICIPAL OPPORTUNITIES TRUST |
N/A
|
$10.10 |
$11.68 |
0.04% |
$0.035 |
332 M |
31,811,052 |
0.00 |
0.00 |
Ordinary Shares |
| 01-23-2019 |
DFP |
Delphi Financial Group, Inc. |
N/A
|
$20.13 |
$21.89 |
0.06% |
$0.1122 |
419 M |
20,538,137 |
0.00 |
0.00 |
Ordinary Shares |
| 01-23-2019 |
EOS |
Eaton Vance Enhanced Equity Income Fund II |
N/A
|
$23.96 |
$16.17 |
0.07% |
$0.1523 |
1,122 M |
52,286,225 |
0.00 |
0.00 |
Ordinary Shares |
| 01-23-2019 |
EOI |
Eaton Vance Enhanced Equity Income Fund |
N/A
|
$20.87 |
$13.50 |
0.07% |
$0.1338 |
777 M |
40,325,199 |
0.00 |
0.00 |
Ordinary Shares |
| 01-23-2019 |
FTLB |
First Trust Exchange-Traded Fund VI - First Trust Hedged BuyWrite Income ETF |
N/A
|
$20.90 |
$20.94 |
0.03% |
$0.00 |
14 M |
650,002 |
0.00 |
0.00 |
First Trust Hedged BuyWrite Income ETF |
| 01-23-2019 |
ETW |
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund |
N/A
|
$8.44 |
$9.70 |
0.08% |
$0.0664 |
917 M |
109,597,786 |
0.00 |
0.00 |
Ordinary Shares |
| 01-23-2019 |
PFD |
FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC |
N/A
|
$11.30 |
$12.95 |
0.06% |
$0.0594 |
148 M |
12,763,654 |
0.00 |
0.00 |
Ordinary Shares |
| 01-23-2019 |
OXLCM |
Oxford Lane Capital Corp |
N/A
|
$24.96 |
$25.05 |
N/A |
$0.1406 |
864 M |
2,729,415 |
0.00 |
0.00 |
6.75% PRF REDEEM 30/06/2024 USD 25 - Ser 2024 |
| 01-23-2019 |
NHF |
NexPoint Strategic Opportunities Fund |
N/A
|
$14.65 |
$21.21 |
0.04% |
$0.05 |
542 M |
36,960,205 |
0.00 |
0.00 |
Ordinary Shares |
| 01-23-2019 |
PMM |
PUTNAM MANAGED MUNICIPAL INCOME TRUST |
N/A
|
$6.06 |
$7.09 |
0.04% |
$0.0238 |
294 M |
46,431,063 |
0.00 |
0.00 |
Ordinary Shares |
| 01-23-2019 |
HFRO |
HIGHLAND OPPORTUNITIES & INCOME FUND |
N/A
|
$5.42 |
$13.71 |
0.10% |
$0.0385 |
398 M |
66,894,537 |
0.00 |
0.00 |
Ordinary Shares |