| 01-17-2019 |
GAINM |
Gladstone Investment Corporation |
N/A
|
$25.06 |
$24.98 |
N/A |
$0.1302 |
408 M |
2,300,000 |
0.00 |
0.00 |
6.25% PRF PERPETUAL USD 25 - Ser D |
| 01-17-2019 |
EDI |
Virtus Stone Harbor Emerging Markets Total Income Fund |
N/A
|
$5.05 |
$11.60 |
0.16% |
$0.07 |
50 M |
10,004,930 |
0.00 |
0.00 |
Ordinary Shares |
| 01-17-2019 |
WIW |
WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND |
N/A
|
$8.25 |
$10.50 |
0.08% |
$0.0605 |
527 M |
61,184,134 |
0.00 |
0.00 |
Ordinary Shares |
| 01-17-2019 |
MNP |
Western Asset Municipal Partners Fund Inc |
N/A
|
$10.57 |
$13.91 |
0.05% |
$0.043 |
103 M |
9,719,063 |
0.00 |
0.00 |
Ordinary Shares |
| 01-17-2019 |
SZC |
Cushing NextGen Infrastructure Income Fund |
N/A
|
$41.00 |
$15.52 |
0.06% |
$0.2132 |
106 M |
2,601,714 |
0.00 |
0.00 |
Ordinary Shares |
| 01-17-2019 |
PAI |
Western Asset Investment Grade Income Fund Inc. |
N/A
|
$12.35 |
$13.22 |
0.05% |
$0.0515 |
120 M |
9,510,962 |
0.00 |
0.00 |
Ordinary Shares |
| 01-17-2019 |
GFY |
Western Asset Variable Rate Strategic Fund Inc |
N/A
|
$16.29 |
$15.86 |
N/A |
$0.0775 |
76 M |
4,668,000 |
-1.72 |
N/A |
Ordinary Shares |
| 01-17-2019 |
LANDP |
Gladstone Land Corp |
N/A
|
$20.56 |
$25.50 |
0.04% |
$0.125 |
496 M |
10,156,509 |
0.00 |
0.00 |
6.375% PRF REDEEM 30/09/2021 USD 25 - Ser A |
| 01-17-2019 |
SRV |
NXG Cushing Midstream Energy Fund |
N/A
|
$45.94 |
$9.78 |
0.12% |
$0.45 |
112 M |
2,601,174 |
0.00 |
0.00 |
Ordinary Shares |
| 01-17-2019 |
BWG |
BrandywineGLOBAL-Global Income Opportunities Fund Inc |
N/A
|
$8.03 |
$10.91 |
0.10% |
$0.08 |
146 M |
16,791,836 |
0.00 |
0.00 |
Ordinary Shares |
| 01-17-2019 |
MMU |
WESTERN ASSET MANAGED MUNICIPALS FUND INC. |
N/A
|
$10.20 |
$12.94 |
0.05% |
$0.0545 |
467 M |
43,367,851 |
0.00 |
0.00 |
Ordinary Shares |
| 01-17-2019 |
HYI |
Western Asset High Yield Defined Opportunity Fund Inc. |
N/A
|
$11.93 |
$13.80 |
0.09% |
$0.095 |
274 M |
22,660,581 |
0.00 |
0.00 |
Ordinary Shares |
| 01-17-2019 |
ENIA |
Enel Americas SA |
N/A
|
$4.81 |
$10.18 |
0.02% |
$0.061 |
10,320 M |
2,145,633,971 |
0.37 |
13.93 |
ADR |
| 01-17-2019 |
GLADN |
Gladstone Capital Corp. |
N/A
|
$25.00 |
$24.92 |
N/A |
$0.125 |
0 M |
N/A |
0.00 |
N/A |
6% PRF REDEEM 30/09/2024 USD 25 - Ser 2024 |
| 01-17-2019 |
WIA |
WESTERN ASSET INFLATION-LINKED INCOME FUND |
N/A
|
$7.97 |
$10.85 |
0.07% |
$0.05 |
191 M |
23,322,256 |
0.00 |
0.00 |
Ordinary Shares |
| 01-17-2019 |
HIX |
WESTERN ASSET HIGH INCOME FUND II INC. |
N/A
|
$4.24 |
$6.15 |
0.12% |
$0.049 |
286 M |
64,991,059 |
0.00 |
0.00 |
Ordinary Shares |
| 01-17-2019 |
THW |
abrdn World Healthcare Fund |
N/A
|
$11.32 |
$12.76 |
0.10% |
$0.1167 |
508 M |
38,244,600 |
0.00 |
0.00 |
Ordinary Shares |
| 01-17-2019 |
GOODP |
Gladstone Commercial Corp |
N/A
|
$25.14 |
$25.66 |
N/A |
$0.1615 |
0 M |
N/A |
0.00 |
N/A |
7.75% PRF PERPETUAL USD 25 - Ser A |
| 01-17-2019 |
IGI |
Western Asset Investment Grade Defined Opportunity Trust Inc. |
N/A
|
$16.34 |
$18.66 |
0.05% |
$0.071 |
193 M |
10,848,022 |
0.00 |
0.00 |
Ordinary Shares |
| 01-17-2019 |
HIO |
WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. |
N/A
|
$3.96 |
$4.68 |
0.10% |
$0.0355 |
378 M |
95,099,215 |
0.00 |
0.00 |
Ordinary Shares |
| 01-17-2019 |
THQ |
abrdn Healthcare Opportunities Fund |
N/A
|
$18.89 |
$17.37 |
0.08% |
$0.18 |
906 M |
41,356,058 |
0.00 |
0.00 |
Ordinary Shares |
| 01-17-2019 |
EHI |
WESTERN ASSET GLOBAL HIGH INCOME FUND INC. |
N/A
|
$6.55 |
$9.01 |
0.11% |
$0.07 |
161 M |
22,697,297 |
0.00 |
0.00 |
Ordinary Shares |
| 01-17-2019 |
GOODO |
Gladstone Commercial Corp |
N/A
|
$20.96 |
$25.65 |
0.07% |
$0.125 |
686 M |
4,000,000 |
-0.02 |
80.94 |
7.50% PRF PERPETUAL USD 25 - Reg S Ser B |
| 01-17-2019 |
KSM |
DWS STRATEGIC MUNICIPAL INCOME TRUST |
N/A
|
$10.06 |
$10.74 |
0.03% |
$0.028 |
111 M |
11,047,862 |
0.00 |
0.00 |
Ordinary Shares |
| 01-17-2019 |
EMD |
WESTERN ASSET EMERGING MARKETS DEBT FUND INC. |
N/A
|
$9.70 |
$13.07 |
0.10% |
$0.0845 |
594 M |
60,246,012 |
0.00 |
0.00 |
Ordinary Shares |
| 01-17-2019 |
FSLF |
First Eagle Senior Loan Fund |
N/A
|
$15.78 |
$15.39 |
0.05% |
$0.07 |
117 M |
7,418,990 |
0.00 |
0.00 |
Ordinary Shares |
| 01-17-2019 |
GOODM |
Gladstone Commercial Corp |
N/A
|
$25.01 |
$25.00 |
N/A |
$0.1458 |
816 M |
1,267,968 |
0.00 |
0.00 |
7% PRF PERPETUAL USD 25 - Ser D |
| 01-17-2019 |
EDF |
Virtus Stone Harbor Emerging Markets Income Fund |
N/A
|
$5.02 |
$12.17 |
0.13% |
$0.06 |
91 M |
17,176,885 |
0.00 |
0.00 |
Ordinary Shares |
| 01-17-2019 |
BDGE |
Bridge Bancorp, Inc. |
N/A
|
$24.43 |
$27.67 |
0.03% |
$0.24 |
483 M |
19,759,711 |
2.37 |
10.43 |
Ordinary Shares |
| 01-17-2019 |
RIV |
RIVERNORTH OPPORTUNITIES FUND, INC. |
N/A
|
$11.86 |
$17.20 |
0.12% |
$0.1289 |
268 M |
21,453,174 |
0.00 |
0.00 |
Ordinary Shares |
| 01-17-2019 |
GDO |
WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC. |
N/A
|
$11.14 |
$15.75 |
0.10% |
$0.122 |
191 M |
14,949,168 |
0.00 |
0.00 |
Ordinary Shares |
| 01-17-2019 |
MTT |
Western Asset Municipal Defined Opportunity Trust |
N/A
|
$21.19 |
$20.20 |
N/A |
$0.049 |
6,475 M |
12,200,435 |
0.00 |
11.81 |
Ordinary Shares |
| 01-17-2019 |
DMB |
BNY Mellon Municipal Bond Infrastructure Fund, Inc. |
N/A
|
$10.40 |
$12.30 |
0.03% |
$0.03 |
200 M |
18,405,972 |
0.00 |
0.00 |
Ordinary Shares |
| 01-17-2019 |
EME |
EMCOR Group, Inc. |
Construction/Construction – Special Contractors
|
$910.26 |
$64.04 |
0.00% |
$0.25 |
32,862 M |
44,440,278 |
29.88 |
24.57 |
Ordinary Shares |
| 01-17-2019 |
CBRL |
CRACKER BARREL OLD COUNTRY STORE, INC |
Restaurants, Hotels, Motels/Retail – Eating Places
|
$29.08 |
$168.91 |
N/A |
$0.25 |
0 M |
22,351,023 |
-0.18 |
N/A |
Ordinary Shares |
| 01-17-2019 |
DCOM |
Dime Community Bancshares, Inc. /NY/ |
Banking/National Commercial Banks
|
$34.41 |
$17.96 |
N/A |
$0.25 |
0 M |
43,905,888 |
2.36 |
N/A |
Ordinary Shares |
| 01-17-2019 |
AYI |
ACUITY BRANDS INC |
Electrical Equipment/Electric Lighting & Wiring Equipment
|
$285.61 |
$118.33 |
0.00% |
$0.17 |
9,248 M |
30,315,168 |
13.98 |
19.51 |
Ordinary Shares |
| 01-17-2019 |
GD |
GENERAL DYNAMICS CORP |
Shipbuilding, Railroad Equipment/Ship Building And Repairing
|
$349.08 |
$165.72 |
0.02% |
$1.59 |
93,954 M |
270,430,187 |
16.12 |
21.64 |
Ordinary Shares |
| 01-17-2019 |
OXM |
OXFORD INDUSTRIES INC |
Apparel/Apparel And Other Finished Products
|
$40.89 |
$75.33 |
N/A |
$0.67 |
0 M |
14,887,454 |
-1.86 |
N/A |
Ordinary Shares |
| 01-17-2019 |
PG |
PROCTER & GAMBLE Co |
Consumer Goods/Soap & Other Detergents
|
$143.42 |
$90.64 |
0.03% |
$1.0885 |
333,171 M |
2,328,598,978 |
6.98 |
20.05 |
Ordinary Shares |
| 01-17-2019 |
GLBZ |
GLEN BURNIE BANCORP |
Banking/State Commercial Banks – Fed Reserve System
|
$4.30 |
$10.30 |
N/A |
$0.10 |
13 M |
2,919,695 |
0.06 |
509.04 |
Ordinary Shares |
| 01-17-2019 |
WDFC |
WD 40 CO |
Chemicals/Misc. Chemical Products
|
$204.27 |
$177.56 |
0.02% |
$0.94 |
3,212 M |
13,455,402 |
5.90 |
40.16 |
Ordinary Shares |
| 01-17-2019 |
FL |
FOOT LOCKER, INC. |
Retail/Retail – Apparel & Accessory Stores
|
$24.01 |
$57.59 |
N/A |
$0.40 |
2,349 M |
95,576,110 |
-3.77 |
0.00 |
Ordinary Shares |
| 01-17-2019 |
MAIN |
Main Street Capital CORP |
Financial Services/Diversified Investments
|
$55.76 |
$36.82 |
N/A |
$0.255 |
0 M |
90,104,831 |
3.95 |
N/A |
Ordinary Shares |
| 01-17-2019 |
GAIN |
GLADSTONE INVESTMENT CORPORATION\DE |
Financial Services/Diversified Investments
|
$16.83 |
$10.56 |
0.11% |
$0.08 |
551 M |
39,821,967 |
0.76 |
4.58 |
Ordinary Shares |
| 01-17-2019 |
GLAD |
GLADSTONE CAPITAL CORP |
Financial Services/Closed-End Fund - Debt
|
$19.36 |
$8.63 |
0.10% |
$0.15 |
463 M |
22,593,069 |
3.08 |
12.99 |
Ordinary Shares |
| 01-17-2019 |
DX |
DYNEX CAPITAL INC |
Trading/REIT
|
$13.26 |
$6.21 |
0.16% |
$0.17 |
2,546 M |
215,150,907 |
2.14 |
10.45 |
Ordinary Shares |
| 01-17-2019 |
PBHC |
Pathfinder Bancorp, Inc. |
Banking/State Commercial Banks – Fed Reserve System
|
$13.30 |
$14.50 |
0.03% |
$0.10 |
96 M |
6,174,508 |
1.80 |
12.74 |
Ordinary Shares |
| 01-17-2019 |
GOOD |
Gladstone Commercial Corp |
Real Estate/Lessors Of Railroad & Real Property
|
$12.78 |
$19.42 |
N/A |
$0.10 |
0 M |
48,406,993 |
0.14 |
N/A |
Ordinary Shares |
| 01-17-2019 |
HFBL |
Home Federal Bancorp Inc (Louisiana) |
Banking/Savings Institutions
|
$18.74 |
$29.73 |
N/A |
$0.13 |
0 M |
N/A |
1.71 |
N/A |
Ordinary Shares |
| 01-17-2019 |
LAND |
Gladstone Land Corp |
Trading/REIT
|
$9.59 |
$11.53 |
N/A |
$0.0467 |
0 M |
41,438,406 |
-0.29 |
N/A |
Ordinary Shares |
| 01-17-2019 |
LXFR |
Luxfer Holdings PLC |
Chemicals/Industrial Inorganic Chemicals
|
$15.12 |
$19.01 |
0.04% |
$0.13 |
322 M |
26,751,621 |
0.22 |
55.56 |
Ordinary Shares |
| 01-17-2019 |
ZTS |
Zoetis Inc |
Pharmaceutical Products/Pharmaceutical Preparations
|
$112.68 |
$84.25 |
0.02% |
$0.53 |
55,212 M |
422,127,709 |
6.03 |
20.66 |
Ordinary Shares - Class A |
| 01-17-2019 |
ENIC |
Enel Chile S.A. |
Utilities/Electric Services
|
$4.44 |
$5.31 |
N/A |
$0.156 |
3,790 M |
1,383,331,144 |
-118.47 |
0.00 |
ADR |
| 01-17-2019 |
GAINL |
Gladstone Investment Corporation |
N/A
|
$25.91 |
$24.89 |
0.07% |
$0.50 |
474 M |
36,688,667 |
0.00 |
0.00 |
6.375% PRF REDEEM 31/08/2025 USD 25 - Ser E |
| 01-17-2019 |
KTF |
DWS MUNICIPAL INCOME TRUST |
N/A
|
$9.56 |
$10.69 |
0.05% |
$0.061 |
382 M |
39,172,837 |
0.00 |
0.00 |
Ordinary Shares |
| 01-17-2019 |
PKI |
Revvity Inc. |
N/A
|
$115.22 |
$84.33 |
0.00% |
$0.07 |
14,456 M |
125,441,002 |
7.61 |
15.03 |
Ordinary Shares |
| 01-17-2019 |
EGIF |
Eagle Growth and Income Opportunities Fund |
N/A
|
$12.59 |
$13.92 |
N/A |
$0.085 |
90 M |
7,181,000 |
0.00 |
N/A |
Ordinary Shares |
| 01-17-2019 |
SRF |
Cushing Energy Income Fund |
N/A
|
$4.12 |
$7.42 |
N/A |
$0.04 |
10 M |
2,475,000 |
0.00 |
N/A |
Ordinary Shares |
| 01-17-2019 |
WEA |
WESTERN ASSET PREMIER BOND FUND |
N/A
|
$10.86 |
$12.24 |
0.07% |
$0.07 |
132 M |
11,865,600 |
0.00 |
0.00 |
Ordinary Shares |
| 01-17-2019 |
DMO |
Western Asset Mortgage Opportunity Fund Inc. |
N/A
|
$11.45 |
$21.09 |
0.12% |
$0.13 |
136 M |
11,430,895 |
0.00 |
0.00 |
Ordinary Shares |
| 01-17-2019 |
MHF |
WESTERN ASSET MUNICIPAL HIGH INCOME FUND INC. |
N/A
|
$6.94 |
$7.08 |
0.05% |
$0.034 |
154 M |
21,651,223 |
0.00 |
0.00 |
Ordinary Shares |
| 01-17-2019 |
TLI |
Western Asset Corporate Loan Fund Inc |
N/A
|
$9.23 |
$9.41 |
N/A |
$0.066 |
91 M |
9,876,922 |
0.00 |
N/A |
Ordinary Shares |
| 01-17-2019 |
SBI |
WESTERN ASSET INTERMEDIATE MUNI FUND INC. |
N/A
|
$7.78 |
$8.55 |
0.05% |
$0.042 |
114 M |
14,082,315 |
0.00 |
0.00 |
Ordinary Shares |