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Dividends

Ex dividend date  Ticker  Name  Industry  Stock price  Reported price Dividend yield  Dividend rate  Marketcap  Shares outstanding  EPS  P/E ratio  Description 
10-31-2018 MDLX Medley Llc - 6.875% NT REDEEM 15/08/2026 USD 25 N/A $1.92 $24.04 N/A $0.4297 0 M N/A 0.00 0.00 6.875% NT REDEEM 15/08/2026 USD 25
10-31-2018 POPE Pope Resources N/A $98.80 $72.23 N/A $1.00 428 M 4,367,000 -1.16 N/A Units
10-31-2018 BMTC Bryn Mawr Bank Corp. N/A $45.01 $39.94 N/A $0.28 0 M 19,900,823 3.61 0.00 Ordinary Shares
10-31-2018 CNBKA Century Bancorp, Inc. N/A $115.29 $75.12 N/A $0.18 0 M 3,672,969 8.07 0.00 Ordinary Shares - Class A
10-31-2018 RCA Ready Capital Corp - 7% NT CONVERT 15/08/2023 USD 25 N/A $24.98 $26.12 0.07% $0.4375 1,871 M 171,971,814 2.75 0.00 7% NT CONVERT 15/08/2023 USD 25
10-31-2018 PBCT People`s United Financial Inc N/A $19.41 $15.66 N/A $0.1825 0 M 431,316,352 1.39 0.00 Ordinary Shares
10-31-2018 HCLP Hi-Crush Partners LP N/A $2.30 $7.53 N/A $0.225 233 M 101,106,000 0.90 N/A Units
10-31-2018 SSFN Stewardship Financial Corp. N/A $15.75 $9.55 N/A $0.03 0 M N/A 0.00 N/A Ordinary Shares
10-31-2018 LMRKO Landmark Infrastructure Partners LP N/A $25.30 $23.53 N/A $0.4938 0 M 1,840,000 0.00 0.00 7.90% PRF PERPETUAL USD 25 - Ser B
10-31-2018 FNHC FedNat Holding Co N/A $0.20 $21.53 N/A $0.09 0 M 17,519,237 0.00 0.00 Ordinary Shares
10-31-2018 BPMP BP Midstream Partners LP N/A $17.11 $18.25 0.08% $0.3475 1,793 M 104,813,074 0.00 0.00 Unit
10-31-2018 BSRR SIERRA BANCORP Banking/State Commercial Banks – Fed Reserve System $33.81 $27.23 0.03% $0.25 438 M 13,186,503 3.14 10.34 Ordinary Shares
10-31-2018 CASY CASEYS GENERAL STORES INC Retail/Retail – Automotive Dealers And Gas Stations $689.92 $126.11 0.00% $0.50 19,081 M 37,066,933 16.35 31.43 Ordinary Shares
10-31-2018 NWBI Northwest Bancshares, Inc. Banking/National Commercial Banks $12.23 $16.14 N/A $0.20 0 M 146,139,471 0.93 N/A Ordinary Shares
10-31-2018 ATLO AMES NATIONAL CORP Banking/National Commercial Banks $26.81 $27.49 0.04% $0.20 180 M 8,892,167 1.80 11.23 Ordinary Shares
10-31-2018 FELE FRANKLIN ELECTRIC CO INC Electrical Equipment/Electrical Industrial Apparatus $94.77 $42.42 0.01% $0.28 4,241 M 44,202,147 3.25 28.83 Ordinary Shares
10-31-2018 GT GOODYEAR TIRE & RUBBER CO /OH/ Automobiles And Trucks/Tires And Inner Tubes $7.11 $21.06 N/A $0.16 2,479 M 286,247,045 -5.99 0.00 Ordinary Shares
10-31-2018 HAS HASBRO, INC. Recreation/Toys $95.07 $91.71 0.03% $0.70 11,507 M 140,685,758 -2.30 0.00 Ordinary Shares
10-31-2018 PAYX PAYCHEX INC Business Services/Services – Engineering, Accounting, Research, Management $95.12 $65.49 0.04% $1.08 40,197 M 358,967,450 4.43 25.46 Ordinary Shares
10-31-2018 PNW PINNACLE WEST CAPITAL CORP Utilities/Electric Services $100.96 $82.25 0.04% $0.91 16,773 M 192,170,337 5.15 27.21 Ordinary Shares
10-31-2018 SLP Simulations Plus, Inc. Computer Software/Computer Integrated Systems Design $12.26 $20.21 N/A $0.06 342 M 20,146,585 -3.16 0.00 Ordinary Shares
10-31-2018 PLBC PLUMAS BANCORP Banking/Business Credit Institutions $49.90 $25.82 0.03% $0.30 298 M 6,955,514 4.33 11.27 Ordinary Shares
10-31-2018 AES AES CORP Construction Materials/Cogeneration – Sm Power Producer $14.21 $14.58 N/A $0.176 0 M 712,558,860 1.26 N/A Ordinary Shares
10-31-2018 BMRC Bank of Marin Bancorp Banking/State Commercial Banks – Fed Reserve System $24.14 $42.49 0.04% $0.25 388 M 16,094,686 0.63 39.30 Ordinary Shares
10-31-2018 LCUT LIFETIME BRANDS, INC Construction Materials/Cutlery, Hand Tools And General Hardware $3.02 $10.35 0.04% $0.0425 87 M 22,655,990 -1.66 0.00 Ordinary Shares
10-31-2018 STBA S&T BANCORP INC Banking/State Commercial Banks – Fed Reserve System $40.50 $40.11 0.04% $0.34 1,492 M 36,548,632 3.51 11.11 Ordinary Shares
10-31-2018 EWBC EAST WEST BANCORP INC Banking/State Commercial Banks – Fed Reserve System $107.65 $52.44 0.02% $0.60 15,355 M 137,622,675 9.58 11.59 Ordinary Shares
10-31-2018 NRG NRG ENERGY, INC. Utilities/Electric Services $155.15 $36.19 0.01% $0.475 30,422 M 214,677,543 4.09 38.17 Ordinary Shares
10-31-2018 O REALTY INCOME CORP Trading/REIT $64.88 $60.27 0.06% $0.27 51,625 M 932,440,218 1.17 48.77 Ordinary Shares
10-31-2018 BMO BANK OF MONTREAL /CAN/ Banking/Misc. Commercial Banks $143.08 $74.74 0.05% $1.0976 65,696 M 729,413,376 N/A 11.97 Ordinary Shares
10-31-2018 DGICA DONEGAL GROUP INC Insurance/Fire, Marine & Casualty Insurance $16.94 $13.43 0.04% $0.1825 0 M 37,002,964 4.23 0.00 Ordinary Shares - Class A
10-31-2018 DGICB DONEGAL GROUP INC Insurance/Fire, Marine & Casualty Insurance $15.89 $12.73 0.04% $0.155 0 M 37,002,964 4.23 0.00 Ordinary Shares - Class B
10-31-2018 ALLY Ally Financial Inc. Banking/State Commercial Banks – Fed Reserve System $37.38 $25.41 N/A $0.30 0 M 309,091,700 2.39 N/A Ordinary Shares
10-31-2018 XYL Xylem Inc. Machinery/General Industrial Machinery & Equipment $122.71 $65.58 0.01% $0.43 33,044 M 243,141,405 3.93 34.53 Ordinary Shares
10-31-2018 KNOP KNOT Offshore Partners LP Transportation/Water Transport $10.44 $20.47 0.01% $0.026 239 M 34,045,081 1.20 0.00 Unit
10-31-2018 MC Moelis & Co Trading/Security And Commodity Brokers, Dealers, Exchanges & Services $54.92 $40.36 0.04% $0.65 5,331 M 77,626,703 3.11 22.87 Ordinary Shares - Class A
10-31-2018 MCBS MetroCity Bankshares, Inc. Banking/State Commercial Banks – Fed Reserve System $28.28 $16.50 0.03% $0.23 700 M 25,480,661 2.62 10.51 Ordinary Shares
10-31-2018 FBK FB Financial Corp Banking/State Commercial Banks – Fed Reserve System $51.52 $36.48 N/A $0.19 0 M 51,757,557 2.47 N/A Ordinary Shares
10-31-2018 JPHY J.P. Morgan Exchange-Traded Fund Trust - JPMorgan High Yield Research Enhanced ETF N/A $45.37 $48.81 0.05% $0.00 482 M 10,600,000 0.00 0.00 JPMorgan High Yield Research Enhanced ETF
10-31-2018 HMLP Hoegh LNG Partners LP N/A $9.24 $17.81 N/A $0.01 0 M 33,373,002 0.00 0.00 Unit
10-31-2018 OPB Opus Bank N/A $19.49 $18.99 N/A $0.11 702 M 36,006,000 -0.99 N/A Ordinary Shares
10-31-2018 CATC CAMBRIDGE BANCORP N/A $73.63 $85.50 N/A $0.67 0 M 7,847,656 3.64 0.00 Ordinary Shares
10-31-2018 SBNY Signature Bank N/A $70.96 $109.90 N/A $0.70 115 M 60,632,587 9.49 0.09 Ordinary Shares
10-31-2018 LMRKN Landmark Infrastructure Partners LP N/A $25.50 $22.39 N/A $0.4375 0 M 2,000,000 0.00 0.00 FRFXD PRF PERPETUAL USD 25 - Ser C
10-30-2018 CSSEP Chicken Soup for the Soul Entertainment Inc N/A $0.40 $25.14 N/A $0.2031 0 M 6,004,049 -20.19 0.00 9.75% PRF PERPETUAL USD 25 - Ser A
10-30-2018 PBBI PB Bancorp Inc N/A $15.25 $10.81 N/A $0.07 114 M 7,448,000 0.52 N/A Ordinary Shares
10-30-2018 CSTR CapStar Financial Holdings, Inc. N/A $20.09 $14.73 0.03% $0.11 315 M 21,042,291 1.59 9.05 Ordinary Shares
10-30-2018 AMRB American River Bancshares N/A $20.91 $15.06 N/A $0.07 0 M 5,980,323 0.00 0.00 Ordinary Shares
10-30-2018 FT FRANKLIN UNIVERSAL TRUST N/A $7.34 $6.50 0.07% $0.0425 183 M 25,131,894 0.00 0.00 Ordinary Shares
10-30-2018 CPG Crescent Point Energy Corp N/A $8.59 $4.87 0.05% $0.115 5,321 M 619,489,384 0.00 0.00 Ordinary Shares
10-30-2018 TGE Tallgrass Energy LP N/A $22.38 $21.63 N/A $0.55 4,012 M 179,197,000 1.42 N/A Ordinary Shares - Class A
10-30-2018 DNP DNP SELECT INCOME FUND INC N/A $9.11 $10.89 0.08% $0.065 3,368 M 354,854,867 0.00 0.00 Ordinary Shares
10-30-2018 CTAA Qwest Corporation - 7% NT REDEEM 01/02/2056 USD 25 N/A $25.06 $24.93 0.07% $0.4375 0 M N/A 0.00 0.00 7% NT REDEEM 01/02/2056 USD 25
10-30-2018 JMP JMP Group LLC N/A $7.50 $4.99 N/A $0.248 151 M 20,159,895 0.53 14.08 Ordinary Shares
10-30-2018 FTF FRANKLIN LTD DURATION INCOME TRUST N/A $6.60 $9.45 0.10% $0.0615 272 M 40,405,374 0.00 0.00 Ordinary Shares
10-30-2018 MTBCP CareCloud Inc - 11% PRF PERPETUAL USD 25 - Ser A N/A $26.91 $25.55 0.10% $0.2292 48 M 4,521,546 0.00 0.00 11% PRF PERPETUAL USD 25 - Ser A
10-30-2018 NBH NEUBERGER BERMAN MUNICIPAL FUND INC. N/A $10.28 $12.66 0.04% $0.0542 326 M 29,618,059 0.00 0.00 Ordinary Shares
10-30-2018 AOS SMITH A O CORP Consumer Goods/Household Appliances $69.82 $45.72 0.02% $0.36 9,266 M 138,289,917 3.87 16.97 Ordinary Shares
10-30-2018 CLX CLOROX CO /DE/ Consumer Goods/Soap & Other Detergents $115.87 $152.82 0.05% $1.24 12,165 M 120,911,863 6.15 16.11 Ordinary Shares
10-30-2018 OHI OMEGA HEALTHCARE INVESTORS INC Trading/REIT $48.31 $33.34 N/A $0.67 0 M 295,570,000 1.96 N/A Ordinary Shares
10-30-2018 STAG STAG Industrial, Inc. Trading/REIT $38.37 $26.79 0.04% $0.3875 6,865 M 191,036,305 1.46 25.11 Ordinary Shares
10-30-2018 ATR APTARGROUP, INC. Rubber And Plastic Products/Misc. Plastic Products $132.13 $101.37 0.02% $0.45 7,972 M 64,379,735 5.97 20.30 Ordinary Shares
10-30-2018 KOF COCA COLA FEMSA SAB DE CV Candy & Soda/Bottled-Canned Soft Drinks $102.94 $57.26 0.02% $0.9979 4,424 M 52,520,765 50.89 0.00 ADR
10-30-2018 MS MORGAN STANLEY Trading/Security And Commodity Brokers, Dealers, Exchanges & Services $160.75 $44.50 N/A $1.00 0 M 1,587,860,206 10.32 N/A Ordinary Shares
10-30-2018 GEL GENESIS ENERGY LP Transportation/Pipelines, Except Natural Gas $17.91 $21.57 0.04% $0.165 1,891 M 122,464,318 -4.19 0.00 Unit
10-30-2018 PAA PLAINS ALL AMERICAN PIPELINE LP Transportation/Pipelines, Except Natural Gas $21.08 $21.60 N/A $0.4175 0 M N/A 1.66 N/A Unit
10-30-2018 MTR MESA ROYALTY TRUST/TX Trading/Oil Royalty Traders $4.98 $13.37 0.05% $0.0032 12 M 1,863,590 N/A 0.00 Ordinary Shares
10-30-2018 NI NISOURCE INC. Utilities/Electric And Other Services Combined $46.57 $25.88 0.03% $0.30 19,792 M 478,533,171 1.96 21.29 Ordinary Shares
10-30-2018 PBT PERMIAN BASIN ROYALTY TRUST Trading/Oil Royalty Traders $19.90 $7.43 0.07% $0.0142 520 M 46,608,796 N/A 0.00 Ordinary Shares
10-30-2018 EPD ENTERPRISE PRODUCTS PARTNERS L.P. Utilities/Natural Gas Transmission $36.72 $26.50 0.07% $0.55 68,189 M 2,161,760,683 2.66 11.74 Unit
10-30-2018 SCHL SCHOLASTIC CORP Printing And Publishing/Books – Publishing-Printing $34.31 $42.68 0.03% $0.20 743 M 25,441,693 -0.21 0.00 Ordinary Shares
10-30-2018 EPR EPR PROPERTIES Trading/REIT $57.50 $69.38 0.07% $0.31 3,779 M 76,520,011 3.30 15.07 Ordinary Shares
10-30-2018 SJT SAN JUAN BASIN ROYALTY TRUST Trading/Oil Royalty Traders $5.03 $5.07 0.07% $0.0229 153 M 46,608,796 N/A 0.00 Unit
10-30-2018 TXN TEXAS INSTRUMENTS INC Electronic Equipment/Electronic Components & Accessories $197.46 $92.99 0.03% $1.42 156,615 M 907,550,774 5.47 31.49 Ordinary Shares
10-30-2018 KFFB Kentucky First Federal Bancorp Banking/Savings Institutions $4.85 $7.77 N/A $0.10 0 M N/A 0.08 N/A Ordinary Shares
10-30-2018 CRT CROSS TIMBERS ROYALTY TRUST Trading/Oil Royalty Traders $9.55 $14.84 0.11% $0.0501 58 M 6,000,000 N/A 0.00 Ordinary Shares
10-30-2018 CALM CAL-MAINE FOODS INC Agriculture/Agricultural Production – Livestock $87.12 $48.90 N/A $0.719 4,041 M 47,654,046 23.74 3.50 Ordinary Shares
10-30-2018 NNN NNN REIT, INC. Trading/REIT $45.30 $47.60 0.06% $0.60 7,088 M 189,939,441 2.07 18.19 Ordinary Shares
10-30-2018 ENTG ENTEGRIS INC Rubber And Plastic Products/Misc. Plastic Products $116.88 $26.72 0.00% $0.10 12,762 M 152,000,000 1.55 54.17 Ordinary Shares
10-30-2018 SKT TANGER INC. Trading/REIT $35.87 $22.96 0.03% $0.2925 3,807 M 114,507,737 2.02 16.25 Ordinary Shares
10-30-2018 VRTS VIRTUS INVESTMENT PARTNERS, INC. Trading/Security And Commodity Brokers, Dealers, Exchanges & Services $131.65 $98.67 0.06% $2.25 1,086 M 6,695,515 20.27 7.85 Ordinary Shares
10-30-2018 HNRG HALLADOR ENERGY CO Coal/Bituminous Coal And Lignite Mining $19.09 $6.46 N/A $0.04 842 M 43,825,006 -4.46 0.00 Ordinary Shares
10-30-2018 LNT ALLIANT ENERGY CORP Utilities/Electric And Other Services Combined $71.04 $43.51 0.03% $0.535 18,292 M 283,748,218 3.15 22.58 Ordinary Shares
10-30-2018 VET VERMILION ENERGY INC. Petroleum And Natural Gas/Crude Petroleum & Natural Gas $11.50 $26.33 0.04% $0.0908 1,617 M 157,292,671 0.15 0.00 Ordinary Shares
10-30-2018 CLDT Chatham Lodging Trust Trading/REIT $7.90 $19.70 0.05% $0.10 330 M 47,254,037 0.14 46.51 Ordinary Shares
10-30-2018 PSEC PROSPECT CAPITAL CORP Financial Services/Asset Management $2.67 $6.70 N/A $0.045 0 M 482,489,809 -0.81 N/A Ordinary Shares
10-30-2018 AGNC AGNC Investment Corp. Trading/REIT $10.72 $17.84 N/A $0.12 0 M 1,108,770,670 1.48 N/A Ordinary Shares
10-30-2018 TRGP Targa Resources Corp. Utilities/Natural Gas Transmission $232.47 $50.05 0.02% $0.75 39,408 M 214,951,798 8.52 21.27 Ordinary Shares
10-30-2018 KMI KINDER MORGAN, INC. Utilities/Natural Gas Transmission $32.96 $16.76 0.04% $0.2925 60,572 M 2,224,806,397 1.37 19.82 Ordinary Shares - Class P
10-30-2018 ORC Orchid Island Capital, Inc. Trading/REIT $7.45 $6.38 N/A $0.12 0 M 190,693,392 1.24 N/A Ordinary Shares
10-30-2018 SCM Stellus Capital Investment Corp Financial Services/Asset Management $9.58 $12.28 0.12% $0.1133 367 M 28,947,254 1.08 40.04 Ordinary Shares
10-30-2018 AVAL Grupo Aval Acciones Y Valores S.A. Banking/Misc. Commercial Banks $4.08 $7.01 0.22% $0.0115 787 M 377,088,163 0.59 0.76 ADR
10-30-2018 PAGP PLAINS GP HOLDINGS LP Transportation/Pipelines, Except Natural Gas $22.91 $21.21 N/A $0.4175 0 M 197,904,124 1.31 N/A Ordinary Shares - Class A
10-30-2018 CFG CITIZENS FINANCIAL GROUP INC/RI Banking/State Commercial Banks – Fed Reserve System $58.89 $36.33 N/A $0.46 0 M 424,983,657 3.90 N/A Ordinary Shares
10-30-2018 REVG REV Group, Inc. Automobiles And Trucks/Motor Vehicles & Passenger Car Bodies $63.90 $10.52 0.00% $0.06 2,502 M 48,806,145 1.92 26.28 Ordinary Shares
10-30-2018 GECC Great Elm Capital Corp. Financial Services/Diversified Investments $5.52 $8.17 0.22% $0.30 99 M 13,998,168 -2.57 0.00 Ordinary Shares
10-30-2018 BTU PEABODY ENERGY CORP Coal/Bituminous Coal And Lignite Mining $32.56 $35.06 0.01% $0.075 3,612 M 121,747,873 -0.43 0.00 Ordinary Shares New
10-30-2018 ADTN ADTRAN Holdings Inc Electronic Equipment/Telephone And Telegraph Apparatus $10.15 $13.72 N/A $0.09 696 M 80,659,651 -0.84 0.00 Ordinary Shares
10-30-2018 NBW Neuberger Berman California Municipal Fund Inc N/A $9.49 $12.03 0.05% $0.0719 53 M 5,551,044 0.00 0.00 Ordinary Shares
10-30-2018 PSXP Phillips 66 Partners LP N/A $42.01 $49.85 0.08% $0.875 9,593 M 228,340,146 0.00 0.00 Units
10-30-2018 CLNC Colony Credit Real Estate Inc - Class A N/A $10.16 $21.68 0.01% $0.14 1,318 M 129,762,484 -2.85 -3.59 Ordinary Shares - Class A
10-30-2018 PVL Permianville Royalty Trust N/A $1.45 $2.74 0.03% $0.035 59 M 33,000,000 N/A 0.00 Unit
10-30-2018 NBO Neuberger Berman New York Municipal Fund Inc N/A $8.48 $11.12 0.04% $0.0242 48 M 5,077,417 0.00 0.00 Ordinary Shares
10-30-2018 PRT PermRock Royalty Trust N/A $4.46 $12.45 0.10% $0.0402 50 M 12,165,732 0.41 0.00 Unit
10-30-2018 BXG Bluegreen Corp. N/A $9.32 $12.70 0.13% $1.19 676 M 72,484,293 0.00 0.00 Ordinary Shares
10-30-2018 WES Western Midstream Partners, LP N/A $40.58 $28.89 0.09% $0.875 14,385 M 380,506,125 1.51 9.14 Unit
10-29-2018 GFNCP General Finance Corporation N/A $101.21 $101.69 N/A $2.225 0 M 400,000 0.00 0.00 9% PRF PERPETUAL USD 100 - Ser C
10-29-2018 ERF Enerplus Corporation N/A $20.06 $9.14 0.02% $0.3169 4,103 M 204,246,025 1.28 15.06 Ordinary Shares
10-29-2018 ETFC E TRADE Financial Corp. N/A $49.26 $47.69 N/A $0.14 10,891 M 221,096,000 3.45 N/A Ordinary Shares
10-29-2018 KCCB Krane Shares Trust - KraneShares CCBS China Corporate High Yield Bond USD Index ETF N/A $37.88 $39.69 0.05% $0.1542 8 M 200,000 0.00 0.00 KraneShares CCBS China Corporate High Yield Bond USD Index ETF
10-29-2018 PZN Pzena Investment Management Inc N/A $9.65 $9.83 0.06% $0.03 162 M 16,736,459 0.18 10.61 Ordinary Shares - Class A
10-29-2018 BK Bank of New York Mellon Corp Banking/State Commercial Banks – Fed Reserve System $115.42 $45.77 N/A $0.53 0 M 686,907,398 7.47 N/A Ordinary Shares
10-29-2018 MSB MESABI TRUST Trading/Mineral Royalty Traders $32.40 $28.23 0.20% $0.26 448 M 13,120,010 1.31 26.03 Ordinary Shares
10-29-2018 FCCO FIRST COMMUNITY CORP /SC/ Banking/State Commercial Banks – Fed Reserve System $28.42 $21.82 0.02% $0.15 216 M 7,689,694 2.43 11.59 Ordinary Shares
10-29-2018 RLI RLI CORP Insurance/Fire, Marine & Casualty Insurance $60.73 $73.34 N/A $0.16 0 M 91,920,177 4.39 N/A Ordinary Shares
10-29-2018 CBAN COLONY BANKCORP INC Banking/State Commercial Banks – Fed Reserve System $19.71 $17.06 0.03% $0.115 295 M 17,434,632 1.60 10.59 Ordinary Shares
10-29-2018 VOC VOC Energy Trust Petroleum And Natural Gas/Crude Petroleum & Natural Gas $3.36 $4.53 0.15% $0.09 84 M 17,000,000 N/A 0.00 Unit
10-29-2018 SACH Sachem Capital Corp. Trading/REIT $1.09 $4.08 0.18% $0.05 53 M 47,691,121 0.12 0.00 Ordinary Shares
10-29-2018 KCNY Krane Shares Trust - KraneShares E Fund China Commercial Paper ETF N/A $34.62 $33.60 0.02% $0.0696 14 M 400,000 0.00 0.00 KraneShares E Fund China Commercial Paper ETF
10-26-2018 FWDB Advisorshares Trust - AdvisorShares FolioBeyond Smart Core Bond ETF N/A $25.78 $24.95 0.02% $0.0752 3 M 125,000 0.00 0.00 AdvisorShares FolioBeyond Smart Core Bond ETF
10-26-2018 ENLC EnLink Midstream, LLC N/A $14.12 $13.54 0.04% $0.1325 6,573 M 461,449,461 -2.50 50.25 Unit
10-26-2018 LTXB LegacyTexas Financial Group Inc. N/A $42.54 $37.61 N/A $0.25 0 M N/A 0.00 N/A Ordinary Shares
10-26-2018 MCI BARINGS CORPORATE INVESTORS N/A $20.22 $14.81 0.08% $0.40 367 M 20,298,644 0.00 0.00 Ordinary Shares
10-26-2018 DRUA Dominion Energy Inc - 5.25% NT REDEEM 30/07/2076 USD 25 N/A $25.09 $23.69 0.05% $0.3281 63,305 M 2,523,099,142 0.00 0.00 5.25% NT REDEEM 30/07/2076 USD 25
10-26-2018 PPX Pacific Energy Partners LP N/A $25.30 $24.70 N/A $0.3688 0 M N/A 0.00 0.00 5.90% NT REDEEM 30/04/2073 USD 25
10-26-2018 TTS Tile Shop Holdings Inc. N/A $1.50 $6.19 N/A $0.05 0 M 51,925,262 0.15 0.00 Ordinary Shares
10-26-2018 HEP HOLLY ENERGY PARTNERS LP N/A $20.87 $29.49 0.07% $0.35 2,505 M 126,440,201 0.00 0.00 Unit
10-26-2018 OPI Office Properties Income Trust Real Estate/Real Estate $0.20 $36.24 0.16% $0.01 18 M 73,976,190 -2.62 0.00 Ordinary Shares
10-26-2018 DHC DIVERSIFIED HEALTHCARE TRUST Trading/REIT $7.29 $16.45 0.01% $0.01 1,172 M 242,121,025 -1.19 0.00 Ordinary Shares
10-26-2018 ORRF ORRSTOWN FINANCIAL SERVICES INC Banking/State Commercial Banks – Fed Reserve System $35.16 $20.82 0.03% $0.26 657 M 19,498,770 3.83 8.99 Ordinary Shares
10-26-2018 CZNC CITIZENS & NORTHERN CORP Banking/State Commercial Banks – Fed Reserve System $22.31 $25.08 0.06% $0.28 355 M 17,910,243 1.46 15.14 Ordinary Shares
10-26-2018 UNM Unum Group Insurance/Accident And Health Insurance $72.78 $34.51 N/A $0.46 0 M 163,753,818 4.28 N/A Ordinary Shares
10-26-2018 VALU VALUE LINE INC Trading/Security And Commodity Brokers, Dealers, Exchanges & Services $36.00 $24.21 0.03% $0.30 345 M 9,389,873 2.51 16.23 Ordinary Shares
10-26-2018 SGU STAR GROUP, L.P. Retail/Retail – Misc. Retail Stores $12.78 $9.55 0.06% $0.185 386 M 32,879,055 1.92 5.05 Unit
10-26-2018 UNB UNION BANKSHARES INC Banking/State Commercial Banks – Fed Reserve System $23.55 $45.40 0.06% $0.36 111 M 4,582,423 2.50 9.80 Ordinary Shares
10-26-2018 CE Celanese Corp Chemicals/Plastic Material & Synthetic Resin/Rubber $50.67 $95.99 0.00% $0.03 4,627 M 109,571,972 -10.64 0.00 Ordinary Shares - Series A
10-26-2018 NVEC NVE CORP /NEW/ Electronic Equipment/Electronic Components & Accessories $68.16 $85.10 0.07% $1.00 287 M 4,837,166 2.93 20.26 Ordinary Shares
10-26-2018 DMLP DORCHESTER MINERALS, L.P. Petroleum And Natural Gas/Crude Petroleum & Natural Gas $26.11 $18.03 N/A $0.7557 0 M 48,255,450 1.16 N/A Units
10-26-2018 USAC USA Compression Partners, LP Utilities/Natural Gas Transmission $27.53 $15.45 0.09% $0.525 2,731 M 120,756,000 0.85 26.51 Unit
10-26-2018 RMR RMR GROUP INC. Business Services/Services – Management, Public Relations, Consulting $16.43 $77.03 0.12% $0.45 464 M 32,058,177 1.36 19.84 Ordinary Shares - Class A
10-26-2018 ILPT Industrial Logistics Properties Trust Trading/REIT $6.21 $21.98 N/A $0.01 0 M 66,653,129 -1.00 N/A Ordinary Shares
10-26-2018 MPV BARINGS PARTICIPATION INVESTORS N/A $17.04 $14.70 0.09% $0.37 171 M 10,622,422 0.00 0.00 Ordinary Shares
10-25-2018 SM SM Energy Co Petroleum And Natural Gas/Crude Petroleum & Natural Gas $24.88 $25.96 0.05% $0.22 2,142 M 238,359,166 5.65 3.31 Ordinary Shares
10-25-2018 COKE Coca-Cola Consolidated, Inc. Candy & Soda/Bottled-Canned Soft Drinks $207.66 $167.17 0.01% $0.25 13,078 M 66,564,294 32.98 22.92 Ordinary Shares
10-25-2018 OSBC OLD SECOND BANCORP INC Banking/State Commercial Banks – Fed Reserve System $19.63 $13.82 N/A $0.06 0 M 52,690,806 1.64 N/A Ordinary Shares
10-25-2018 INFY Infosys Ltd Computer Software/Services – Computer Programming And Data Processing $14.04 $9.11 0.02% $0.2617 96,661 M 4,152,114,952 0.57 30.15 ADR
10-25-2018 OVBC OHIO VALLEY BANC CORP Banking/State Commercial Banks – Fed Reserve System $42.33 $35.63 0.02% $0.22 173 M 4,711,001 3.00 12.22 Ordinary Shares
10-25-2018 BRO BROWN & BROWN, INC. Insurance/Insurance Agents, Brokers & Service $68.58 $28.08 N/A $0.165 0 M 340,420,023 3.37 N/A Ordinary Shares
10-25-2018 HOPE HOPE BANCORP INC Banking/National Commercial Banks $10.90 $13.85 N/A $0.14 0 M 128,203,739 0.49 N/A Ordinary Shares
10-25-2018 WSM WILLIAMS SONOMA INC Retail/Retail – Home Furniture And Equipment Stores $188.39 $56.87 0.01% $0.66 23,669 M 119,380,711 8.95 20.92 Ordinary Shares
10-25-2018 GEO GEO GROUP INC Construction/General Building Contractors – Residential $14.08 $23.90 N/A $0.25 0 M 134,361,648 1.85 N/A Ordinary Shares
10-25-2018 UBNK United Financial Bancorp Inc. N/A $14.12 $15.38 N/A $0.12 0 M N/A 0.00 N/A Ordinary Shares
10-25-2018 UCFC United Community Financial Corp. N/A $10.93 $9.08 N/A $0.08 526 M 48,112,000 0.82 N/A Ordinary Shares
10-24-2018 FRC First Republic Bank N/A $3.51 $85.02 0.23% $0.27 631 M 179,646,811 8.23 0.42 Ordinary Shares
10-24-2018 HIE Miller/Howard High Income Equity Fund N/A $11.95 $11.21 N/A $0.051 3,686 M 18,690,675 0.00 38.80 Ordinary Shares
10-24-2018 RVEN Reven Housing REIT Inc N/A $5.12 $4.14 N/A $0.01 0 M N/A 0.00 N/A Ordinary Shares
10-24-2018 LKFN LAKELAND FINANCIAL CORP Banking/State Commercial Banks – Fed Reserve System $56.72 $39.42 N/A $0.50 0 M 25,266,503 4.02 N/A Ordinary Shares
10-24-2018 RY ROYAL BANK OF CANADA Banking/Misc. Commercial Banks $165.41 $72.48 0.05% $1.0281 170,913 M 1,415,074,558 N/A 15.09 Ordinary Shares
10-24-2018 THO THOR INDUSTRIES INC Automobiles And Trucks/Motor Homes $84.71 $70.43 N/A $0.52 0 M 52,595,933 5.66 N/A Ordinary Shares
10-24-2018 KALU KAISER ALUMINUM CORP Steel Works/Rolling, Drawing & Extruding Of Nonferrous Metals $125.09 $94.70 0.03% $0.77 1,851 M 16,210,443 6.96 16.45 Ordinary Shares
10-24-2018 PBA PEMBINA PIPELINE CORP Petroleum And Natural Gas/Oil & Gas Field Exploration Services $44.62 $33.65 0.07% $0.4828 23,370 M 580,200,823 2.00 0.00 Ordinary Shares
10-24-2018 MVC MVC Capital Inc N/A $9.10 $9.23 0.05% $0.17 162 M 17,725,118 0.00 0.00 Ordinary Shares
10-23-2018 ETO Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund N/A $25.45 $22.36 0.07% $0.1733 427 M 16,388,138 0.00 0.00 Ordinary Shares
10-23-2018 FLC FLAHERTY & CRUMRINE TOTAL RETURN FUND INC N/A $16.75 $18.00 0.06% $0.0913 175 M 10,456,821 0.00 0.00 Ordinary Shares
10-23-2018 PPT PUTNAM PREMIER INCOME TRUST N/A $3.58 $4.95 0.08% $0.026 355 M 96,268,784 0.00 0.00 Ordinary Shares
10-23-2018 PFO Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC N/A $9.08 $11.54 0.06% $0.0492 118 M 13,077,326 0.00 0.00 Ordinary Shares
10-23-2018 OXLC Oxford Lane Capital Corp. N/A $5.10 $10.45 0.16% $0.09 1,538 M 287,000,000 0.00 0.00 Ordinary Shares
10-23-2018 ETV Eaton Vance Tax-Managed Buy-Write Opportunities Fund N/A $14.32 $15.22 0.08% $0.0993 1,488 M 109,268,349 0.00 0.00 Ordinary Shares
10-23-2018 EVT EATON VANCE TAX ADVANTAGED DIVIDEND INCOME FUND N/A $23.95 $22.81 0.07% $0.1646 1,829 M 74,542,782 0.00 0.00 Ordinary Shares
10-23-2018 EIM EATON VANCE MUNICIPAL BOND FUND N/A $10.33 $11.05 0.05% $0.0508 746 M 71,153,184 0.00 0.00 Ordinary Shares
10-23-2018 EVM EATON VANCE CALIFORNIA MUNICIPAL BOND FUND N/A $9.36 $9.76 0.04% $0.0417 235 M 24,672,939 0.00 0.00 Ordinary Shares
10-23-2018 BIF Boulder Growth & Income Fund Inc N/A $14.78 $10.54 0.03% $0.12 1,449 M 98,270,980 0.00 0.00 Ordinary Shares
10-23-2018 DTN WisdomTree Trust - WisdomTree U.S. Dividend Ex-Financials Fund N/A $101.81 $85.94 0.03% $0.00 537 M 5,275,000 0.00 0.00 WisdomTree U.S. Dividend Ex-Financials Fund
10-23-2018 OXLCO Oxford Lane Capital Corp N/A $22.95 $25.23 0.06% $0.125 1,538 M 2,400,000 0.00 0.00 7.50% PRF PERPETUAL USD 25 - Ser 2023
10-23-2018 BGX Blackstone Long-Short Credit Income Fund N/A $12.60 $15.92 0.09% $0.105 165 M 12,708,274 0.00 0.00 Ordinary Shares
10-23-2018 EFF Eaton Vance Floating-Rate Income Plus Fund N/A $16.48 $15.29 0.04% $0.06 124 M 7,606,422 0.00 0.00 Ordinary Shares
10-23-2018 EVG Eaton Vance Short Duration Diversified Income Fund N/A $10.88 $12.70 0.08% $0.0795 149 M 13,442,697 0.00 0.00 Ordinary Shares
10-23-2018 ETX Eaton Vance Municipal Income 2028 Term Trust N/A $17.80 $19.56 0.04% $0.0782 205 M 10,884,956 0.00 0.00 Ordinary Shares
10-23-2018 ENX EATON VANCE NEW YORK MUNICIPAL BOND FUND N/A $9.54 $10.73 0.04% $0.0417 178 M 17,961,289 0.00 0.00 Ordinary Shares
10-23-2018 ETG EATON VANCE TAX ADVANTAGED GLOBAL DIVIDEND INCOME FUND N/A $18.39 $16.11 0.07% $0.1293 1,458 M 76,458,956 0.00 0.00 Ordinary Shares
10-23-2018 EXG Eaton Vance Tax-Managed Global Diversified Equity Income Fund N/A $8.26 $8.72 0.08% $0.0657 2,606 M 306,286,161 0.00 0.00 Ordinary Shares
10-23-2018 ETB Eaton Vance Tax-Managed Buy-Write Income Fund N/A $14.89 $15.65 0.08% $0.1058 416 M 29,374,715 0.00 0.00 Ordinary Shares
10-23-2018 EFR EATON VANCE SENIOR FLOATING RATE TRUST N/A $12.98 $13.62 0.11% $0.112 373 M 29,174,848 0.00 0.00 Ordinary Shares
10-23-2018 BSL Blackstone Senior Floating Rate 2027 Term Fund N/A $14.31 $17.23 0.09% $0.114 186 M 13,008,541 0.00 0.00 Ordinary Shares
10-23-2018 EFT Eaton Vance Floating-Rate Income Trust N/A $13.12 $13.99 0.10% $0.114 344 M 26,181,373 0.00 0.00 Ordinary Shares
10-23-2018 FFC Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC N/A $15.74 $17.54 0.06% $0.0897 761 M 48,094,255 0.00 0.00 Ordinary Shares
10-23-2018 EOT Eaton Vance National Municipal Opportunities Trust N/A $16.62 $20.40 0.04% $0.0683 273 M 15,624,921 0.00 0.00 Ordinary Shares
10-23-2018 PIM PUTNAM MASTER INTERMEDIATE INCOME TRUST N/A $3.27 $4.43 0.08% $0.022 162 M 48,338,471 0.00 0.00 Ordinary Shares
10-23-2018 ETJ Eaton Vance Risk-Managed Diversified Equity Income Fund N/A $9.20 $9.40 0.08% $0.0651 610 M 67,301,787 0.00 0.00 Ordinary Shares
10-23-2018 ETY Eaton Vance Tax-Managed Diversified Equity Income Fund N/A $15.08 $11.74 0.07% $0.0992 2,239 M 157,326,009 0.00 0.00 Ordinary Shares
10-23-2018 CVS CVS HEALTH Corp Retail/Retail – Drug & Proprietary Stores $76.32 $72.45 0.03% $0.665 99,920 M 1,272,211,063 1.40 56.52 Ordinary Shares
10-23-2018 FAST FASTENAL CO Retail/Retail – Retail-Building Materials, Hardware, Garden Supply $46.30 $50.38 0.02% $0.24 45,817 M 1,148,179,210 1.36 36.41 Ordinary Shares
10-23-2018 LOW LOWES COMPANIES INC Retail/Retail – Lumber & Other Building Materials $251.11 $98.12 0.02% $1.20 133,549 M 560,951,457 12.11 19.70 Ordinary Shares
10-23-2018 WST WEST PHARMACEUTICAL SERVICES INC Medical Equipment/Surgical, Medical, And Dental Instruments And Supplies $233.83 $113.91 0.00% $0.22 19,776 M 72,021,491 6.83 40.06 Ordinary Shares
10-23-2018 AGX ARGAN INC Construction/Construction – Special Contractors $458.71 $43.13 0.01% $0.375 4,229 M 13,873,410 8.77 32.92 Ordinary Shares
10-23-2018 ADNT Adient plc Automobiles And Trucks/Motor Vehicle Parts & Accessories $21.32 $31.65 N/A $0.275 1,517 M 78,329,803 -3.67 0.00 Ordinary Shares
10-23-2018 SUNS V Sunrise Realty Trust Inc. Trading/REIT $9.24 $15.91 0.13% $0.30 139 M 13,420,986 0.79 11.28 Ordinary Shares
10-23-2018 PMO PUTNAM MUNICIPAL OPPORTUNITIES TRUST N/A $10.10 $11.11 0.04% $0.035 332 M 31,811,052 0.00 0.00 Ordinary Shares
10-23-2018 DFP Delphi Financial Group, Inc. N/A $20.13 $21.93 0.06% $0.1122 419 M 20,538,137 0.00 0.00 Ordinary Shares
10-23-2018 EOS Eaton Vance Enhanced Equity Income Fund II N/A $23.96 $16.31 0.07% $0.1523 1,122 M 52,286,225 0.00 0.00 Ordinary Shares
10-23-2018 EOI Eaton Vance Enhanced Equity Income Fund N/A $20.87 $14.52 0.07% $0.1338 777 M 40,325,199 0.00 0.00 Ordinary Shares
10-23-2018 FTLB First Trust Exchange-Traded Fund VI - First Trust Hedged BuyWrite Income ETF N/A $20.90 $21.95 0.03% $0.00 14 M 650,002 0.00 0.00 First Trust Hedged BuyWrite Income ETF
10-23-2018 ETW Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund N/A $8.44 $11.15 0.08% $0.0664 917 M 109,597,786 0.00 0.00 Ordinary Shares
10-23-2018 PFD FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC N/A $11.30 $12.60 0.06% $0.0594 148 M 12,763,654 0.00 0.00 Ordinary Shares
10-23-2018 OXLCM Oxford Lane Capital Corp N/A $24.96 $25.42 N/A $0.1406 864 M 2,729,415 0.00 0.00 6.75% PRF REDEEM 30/06/2024 USD 25 - Ser 2024
10-23-2018 BGB Blackstone Strategic Credit 2027 Term Fund N/A $12.17 $15.32 0.09% $0.101 544 M 44,664,381 0.00 0.00 Ordinary Shares
10-23-2018 PMM PUTNAM MANAGED MUNICIPAL INCOME TRUST N/A $6.06 $6.74 0.04% $0.0238 294 M 46,431,063 0.00 0.00 Ordinary Shares
10-22-2018 FMN Federated Hermes Premier Municipal Income Fund N/A $10.87 $12.26 0.04% $0.038 135 M 11,498,091 0.00 0.00 Ordinary Shares
10-22-2018 FEN FIRST TRUST ENERGY INCOME & GROWTH FUND N/A $15.99 $21.28 0.08% $0.30 276 M 19,463,721 0.00 0.00 Ordinary Shares
10-22-2018 CPTA Capitala Finance Corp N/A $25.40 $8.58 N/A $0.0833 69 M 2,711,068 0.00 0.00 Ordinary Shares
10-22-2018 APOG APOGEE ENTERPRISES, INC. Consumer Goods/Glass Products $34.71 $38.08 0.03% $0.26 783 M 21,510,116 1.88 19.58 Ordinary Shares
10-22-2018 LTC LTC PROPERTIES INC Trading/REIT $38.84 $42.82 N/A $0.19 0 M 48,509,762 2.54 N/A Ordinary Shares
10-22-2018 CRS CARPENTER TECHNOLOGY CORP Steel Works/Blast Furnaces & Steel Works $402.05 $53.18 0.00% $0.20 15,676 M 49,809,717 8.68 36.04 Ordinary Shares
10-22-2018 F FORD MOTOR CO Automobiles And Trucks/Motor Vehicles & Passenger Car Bodies $12.24 $8.41 0.06% $0.15 52,277 M 3,989,475,225 -2.06 0.00 Ordinary Shares
10-22-2018 CIVB CIVISTA BANCSHARES, INC. Banking/State Commercial Banks – Fed Reserve System $22.40 $23.47 0.03% $0.17 426 M 20,735,289 2.64 9.22 Ordinary Shares
10-22-2018 CMRE Costamare Inc. Transportation/Water Transport $17.06 $5.94 0.04% $0.115 1,692 M 117,642,375 1.06 5.82 Ordinary Shares
10-22-2018 BGH BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND N/A $15.79 $18.26 0.08% $0.1056 303 M 20,064,313 0.00 0.00 Ordinary Shares
10-22-2018 NHF NexPoint Strategic Opportunities Fund N/A $14.65 $21.99 0.04% $0.05 542 M 36,960,205 0.00 0.00 Ordinary Shares
10-22-2018 HFRO HIGHLAND OPPORTUNITIES & INCOME FUND N/A $5.42 $15.42 0.10% $0.0385 398 M 66,894,537 0.00 0.00 Ordinary Shares
10-19-2018 IGR CBRE GLOBAL REAL ESTATE INCOME FUND N/A $4.82 $6.96 0.11% $0.06 894 M 139,968,594 0.00 0.00 Ordinary Shares
10-19-2018 ARDC Ares Dynamic Credit Allocation Fund, Inc. N/A $15.20 $15.32 0.09% $0.1175 352 M 22,914,937 0.00 0.00 Ordinary Shares
10-19-2018 GSB GlobalScape N/A $9.48 $4.04 0.13% $3.35 1,608 M 18,782,300 0.72 19.04 Ordinary Shares
10-19-2018 SSW Seaspan Corporation N/A $9.93 $8.33 N/A $0.125 2,138 M 215,756,000 1.74 N/A Ordinary Shares - Class A
10-19-2018 UTG REAVES UTILITY INCOME FUND N/A $32.46 $30.75 0.07% $0.19 2,376 M 79,037,478 0.00 0.00 Ordinary Shares
10-19-2018 AIR AAR CORP Aircraft/Aircraft & Parts $108.30 $43.98 N/A $0.075 3,005 M 39,572,508 2.59 31.93 Ordinary Shares
10-19-2018 CAT CATERPILLAR INC Machinery/Construction Machinery & Equipment $716.68 $131.32 0.01% $1.51 267,466 M 465,287,332 18.90 30.11 Ordinary Shares
10-19-2018 GGG GRACO INC Machinery/General Industrial Machinery & Equipment $87.96 $39.00 0.01% $0.295 13,781 M 165,338,302 3.14 26.41 Ordinary Shares
10-19-2018 HRL HORMEL FOODS CORP /DE/ Food Products/Meat Products $23.34 $41.73 0.05% $0.2925 13,533 M 550,284,207 0.89 27.65 Ordinary Shares
10-19-2018 GLBZ GLEN BURNIE BANCORP Banking/State Commercial Banks – Fed Reserve System $4.30 $11.91 N/A $0.10 13 M 2,919,695 0.06 509.04 Ordinary Shares
10-19-2018 HFBL Home Federal Bancorp, Inc. of Louisiana Banking/Savings Institutions $18.65 $32.51 N/A $0.13 0 M N/A 1.71 N/A Ordinary Shares
10-19-2018 HOLI Hollysys Automation Technologies, Ltd. N/A $26.43 $19.51 N/A $0.32 0 M 62,095,839 1.21 0.00 Ordinary Shares
10-18-2018 GAINM Gladstone Investment Corporation N/A $25.06 $25.20 N/A $0.1302 408 M 2,300,000 0.00 0.00 6.25% PRF PERPETUAL USD 25 - Ser D
10-18-2018 MNP Western Asset Municipal Partners Fund Inc N/A $10.57 $13.35 0.05% $0.043 103 M 9,719,063 0.00 0.00 Ordinary Shares
10-18-2018 SZC Cushing NextGen Infrastructure Income Fund N/A $41.00 $73.07 0.06% $0.2132 106 M 2,601,714 0.00 0.00 Ordinary Shares
10-18-2018 PAI Western Asset Investment Grade Income Fund Inc. N/A $12.35 $13.23 0.05% $0.0515 120 M 9,510,962 0.00 0.00 Ordinary Shares
10-18-2018 GFY Western Asset Variable Rate Strategic Fund Inc N/A $16.29 $16.05 N/A $0.0775 76 M 4,668,000 -1.72 N/A Ordinary Shares
10-18-2018 LANDP Gladstone Land Corp N/A $20.56 $25.28 0.04% $0.125 496 M 10,156,509 0.00 0.00 6.375% PRF REDEEM 30/09/2021 USD 25 - Ser A
10-18-2018 ACP abrdn Income Credit Strategies Fund N/A $5.94 $13.89 0.17% $0.10 334 M 52,075,560 0.00 0.00 Ordinary Shares
10-18-2018 SRV NXG Cushing Midstream Energy Fund N/A $45.94 $11.39 0.12% $0.45 112 M 2,601,174 0.00 0.00 Ordinary Shares
10-18-2018 BWG BrandywineGLOBAL-Global Income Opportunities Fund Inc N/A $8.03 $10.62 0.10% $0.08 146 M 16,791,836 0.00 0.00 Ordinary Shares
10-18-2018 AGD abrdn Global Dynamic Dividend Fund N/A $9.86 $9.58 0.08% $0.11 256 M 24,865,080 0.00 0.00 Ordinary Shares
10-18-2018 MMU WESTERN ASSET MANAGED MUNICIPALS FUND INC. N/A $10.20 $11.68 0.05% $0.0545 467 M 43,367,851 0.00 0.00 Ordinary Shares
10-18-2018 HYI Western Asset High Yield Defined Opportunity Fund Inc. N/A $11.93 $14.40 0.09% $0.095 274 M 22,660,581 0.00 0.00 Ordinary Shares
10-18-2018 GLADN Gladstone Capital Corp. N/A $25.00 $25.42 N/A $0.125 0 M N/A 0.00 N/A 6% PRF REDEEM 30/09/2024 USD 25 - Ser 2024
10-18-2018 HIX WESTERN ASSET HIGH INCOME FUND II INC. N/A $4.24 $6.22 0.12% $0.049 286 M 64,991,059 0.00 0.00 Ordinary Shares
10-18-2018 THW abrdn World Healthcare Fund N/A $11.32 $13.44 0.10% $0.1167 508 M 38,244,600 0.00 0.00 Ordinary Shares
10-18-2018 GOODP Gladstone Commercial Corp N/A $25.14 $26.43 N/A $0.1615 0 M N/A 0.00 N/A 7.75% PRF PERPETUAL USD 25 - Ser A
10-18-2018 IGI Western Asset Investment Grade Defined Opportunity Trust Inc. N/A $16.34 $18.70 0.05% $0.071 193 M 10,848,022 0.00 0.00 Ordinary Shares
10-18-2018 HIO WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. N/A $3.96 $4.62 0.10% $0.0355 378 M 95,099,215 0.00 0.00 Ordinary Shares
10-18-2018 THQ abrdn Healthcare Opportunities Fund N/A $18.89 $17.96 0.08% $0.18 906 M 41,356,058 0.00 0.00 Ordinary Shares
10-18-2018 EHI WESTERN ASSET GLOBAL HIGH INCOME FUND INC. N/A $6.55 $8.97 0.11% $0.07 161 M 22,697,297 0.00 0.00 Ordinary Shares
10-18-2018 GOODO Gladstone Commercial Corp N/A $20.96 $27.02 0.07% $0.125 686 M 4,000,000 -0.02 80.94 7.50% PRF PERPETUAL USD 25 - Reg S Ser B
10-18-2018 GLO Clough Global Opportunities Fund N/A $5.21 $9.98 0.10% $0.048 229 M 42,830,122 0.00 0.00 Ordinary Shares
10-18-2018 AOD abrdn Total Dynamic Dividend Fund N/A $8.48 $8.21 0.08% $0.10 944 M 105,430,998 0.00 0.00 Ordinary Shares
10-18-2018 CAF Morgan Stanley China A Share Fund, Inc. N/A $12.41 $17.73 N/A $0.1219 259 M 21,881,465 0.00 0.00 Ordinary Shares
10-18-2018 EMD WESTERN ASSET EMERGING MARKETS DEBT FUND INC. N/A $9.70 $12.92 0.10% $0.0845 594 M 60,246,012 0.00 0.00 Ordinary Shares
10-18-2018 FCO ABRDN GLOBAL INCOME FUND, INC. N/A $5.84 $8.50 0.13% $0.07 72 M 12,540,892 0.00 0.00 Ordinary Shares
10-18-2018 FSLF First Eagle Senior Loan Fund N/A $15.78 $16.74 0.05% $0.07 117 M 7,418,990 0.00 0.00 Ordinary Shares
10-18-2018 GOODM Gladstone Commercial Corp N/A $25.01 $24.92 N/A $0.1458 816 M 1,267,968 0.00 0.00 7% PRF PERPETUAL USD 25 - Ser D
10-18-2018 BDGE Bridge Bancorp, Inc. N/A $24.43 $30.87 0.03% $0.24 483 M 19,759,711 2.37 10.43 Ordinary Shares
10-18-2018 GDO WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC. N/A $11.14 $15.58 0.10% $0.122 191 M 14,949,168 0.00 0.00 Ordinary Shares
10-18-2018 MTT Western Asset Municipal Defined Opportunity Trust N/A $21.19 $20.22 N/A $0.049 6,475 M 12,200,435 0.00 11.81 Ordinary Shares
10-18-2018 CBRL CRACKER BARREL OLD COUNTRY STORE, INC Restaurants, Hotels, Motels/Retail – Eating Places $28.22 $155.12 N/A $0.25 0 M 22,351,023 -0.18 N/A Ordinary Shares
10-18-2018 CL COLGATE PALMOLIVE CO Consumer Goods/Perfumes, Cosmetics And Other Toilet Preparations $92.49 $62.64 0.03% $0.52 63,308 M 801,548,028 2.64 29.69 Ordinary Shares
10-18-2018 DCOM Dime Community Bancshares, Inc. /NY/ Banking/National Commercial Banks $32.08 $16.84 N/A $0.25 0 M 43,905,888 2.36 N/A Ordinary Shares
10-18-2018 LEN LENNAR CORP /NEW/ Construction/General Building Contractors – Residential $98.72 $42.42 0.02% $0.50 33,484 M 246,986,755 14.17 16.11 Ordinary Shares - Class A
10-18-2018 OXM OXFORD INDUSTRIES INC Apparel/Apparel And Other Finished Products $38.45 $83.00 0.07% $0.67 548 M 14,877,391 -0.30 0.00 Ordinary Shares
10-18-2018 PG PROCTER & GAMBLE Co Consumer Goods/Soap & Other Detergents $156.01 $80.24 0.03% $1.0568 332,517 M 2,324,000,685 6.90 20.21 Ordinary Shares
10-18-2018 WDFC WD 40 CO Chemicals/Misc. Chemical Products $228.76 $156.50 0.02% $0.94 2,649 M 13,486,302 6.60 29.59 Ordinary Shares
10-18-2018 FL FOOT LOCKER, INC. Retail/Retail – Apparel & Accessory Stores $24.01 $48.80 N/A $0.40 2,349 M 95,576,110 -3.77 0.00 Ordinary Shares
10-18-2018 MAIN Main Street Capital CORP Financial Services/Diversified Investments $56.78 $37.53 N/A $0.255 0 M 90,104,831 3.95 N/A Ordinary Shares
10-18-2018 PNR PENTAIR plc Machinery/Special Industry Machinery $90.16 $38.77 0.01% $0.27 16,999 M 163,235,706 3.99 26.00 Ordinary Shares
10-18-2018 GAIN GLADSTONE INVESTMENT CORPORATION\DE Financial Services/Diversified Investments $13.60 $10.57 0.11% $0.08 551 M 39,821,967 0.76 4.58 Ordinary Shares
10-18-2018 GLAD GLADSTONE CAPITAL CORP Financial Services/Closed-End Fund - Debt $18.08 $9.33 0.10% $0.15 463 M 22,593,069 3.08 12.99 Ordinary Shares
10-18-2018 FSP FRANKLIN STREET PROPERTIES CORP /MA/ Trading/REIT $0.66 $7.21 0.03% $0.01 165 M 103,690,340 -0.46 0.00 Ordinary Shares
10-18-2018 PBHC Pathfinder Bancorp, Inc. Banking/State Commercial Banks – Fed Reserve System $13.72 $15.11 0.03% $0.10 96 M 6,174,508 1.80 12.74 Ordinary Shares
10-18-2018 BUSE FIRST BUSEY CORP /NV/ Banking/State Commercial Banks – Fed Reserve System $25.06 $29.08 N/A $0.25 0 M 86,227,449 1.49 N/A Ordinary Shares
10-18-2018 GOOD GLADSTONE COMMERCIAL CORP Real Estate/Lessors Of Railroad & Real Property $12.36 $18.53 N/A $0.10 0 M 48,406,993 0.14 N/A Ordinary Shares
10-18-2018 LAND GLADSTONE LAND Corp Trading/REIT $12.01 $12.09 N/A $0.0467 0 M 41,438,406 -0.29 N/A Ordinary Shares
10-18-2018 LXFR LUXFER HOLDINGS PLC Chemicals/Industrial Inorganic Chemicals $12.02 $22.67 0.05% $0.13 359 M 26,640,434 0.29 46.57 Ordinary Shares
10-18-2018 DLNG Dynagas LNG Partners LP Transportation/Water Transport $4.09 $8.49 N/A $0.049 138 M 36,802,247 0.08 0.00 Unit
10-18-2018 IMOS CHIPMOS TECHNOLOGIES INC Electronic Equipment/Electronic Components & Accessories $38.95 $16.77 0.05% $1.1117 860 M 36,362,000 2.30 0.00 ADR
10-18-2018 CLB Core Laboratories Inc Petroleum And Natural Gas/Misc. Oil & Gas Field Services $16.33 $103.77 0.00% $0.01 1,025 M 46,912,971 0.66 43.23 Ordinary Shares
10-18-2018 GAINL Gladstone Investment Corporation N/A $25.91 $25.24 0.07% $0.50 474 M 36,688,667 0.00 0.00 6.375% PRF REDEEM 31/08/2025 USD 25 - Ser E
10-18-2018 GLV Clough Global Dividend & Income Fund N/A $5.52 $11.57 0.11% $0.0526 72 M 12,471,182 0.00 0.00 Ordinary Shares
10-18-2018 AWP abrdn Global Premier Properties Fund N/A $3.77 $5.59 0.10% $0.04 372 M 85,407,951 0.00 0.00 Ordinary Shares
10-18-2018 PKI Revvity Inc. N/A $115.22 $87.81 0.00% $0.07 14,456 M 125,441,002 7.61 15.03 Ordinary Shares
10-18-2018 SRF Cushing Energy Income Fund N/A $4.12 $8.83 N/A $0.04 10 M 2,475,000 0.00 N/A Ordinary Shares
10-18-2018 WEA WESTERN ASSET PREMIER BOND FUND N/A $10.86 $12.38 0.07% $0.07 132 M 11,865,600 0.00 0.00 Ordinary Shares
10-18-2018 DMO Western Asset Mortgage Opportunity Fund Inc. N/A $11.45 $22.04 0.12% $0.13 136 M 11,430,895 0.00 0.00 Ordinary Shares
10-18-2018 GLQ Clough Global Equity Fund N/A $6.78 $14.14 0.10% $0.0603 128 M 18,803,820 0.00 0.00 Ordinary Shares
10-18-2018 MHF WESTERN ASSET MUNICIPAL HIGH INCOME FUND INC. N/A $6.94 $6.92 0.05% $0.034 154 M 21,651,223 0.00 0.00 Ordinary Shares
10-18-2018 TLI Western Asset Corporate Loan Fund Inc N/A $9.23 $9.72 N/A $0.066 91 M 9,876,922 0.00 N/A Ordinary Shares
10-18-2018 FAX ABRDN ASIA-PACIFIC INCOME FUND, INC. N/A $14.75 $4.01 0.11% $0.0275 701 M 247,695,769 0.00 0.00 Ordinary Shares
10-18-2018 SBI WESTERN ASSET INTERMEDIATE MUNI FUND INC. N/A $7.78 $8.27 0.05% $0.042 114 M 14,082,315 0.00 0.00 Ordinary Shares
10-18-2018 NVT nVent Electric plc N/A $60.34 $24.75 0.01% $0.20 11,202 M 166,215,120 2.07 38.44 Ordinary Shares
10-17-2018 HCAP Harvest Capital Credit Corp N/A $9.66 $10.89 N/A $0.22 0 M 5,968,296 0.00 0.00 Ordinary Shares
10-17-2018 AFT Axesstel, Inc. N/A $14.86 $15.76 N/A $0.2463 6,705 M 15,573,575 0.00 12.47 Ordinary Shares
10-17-2018 AIF Apollo Tactical Income Fund Inc. N/A $14.84 $15.31 0.09% $0.2862 215 M 14,500,000 0.00 0.00 Ordinary Shares
10-17-2018 AYI ACUITY BRANDS INC Electrical Equipment/Electric Lighting & Wiring Equipment $272.87 $126.66 0.00% $0.17 11,217 M 30,662,621 13.32 26.54 Ordinary Shares
10-17-2018 FUL FULLER H B CO Chemicals/Misc. Chemical Products $58.46 $46.78 0.02% $0.235 3,152 M 54,311,782 2.78 20.74 Ordinary Shares
10-17-2018 ACN Accenture plc Business Services/Services – Misc. Business Services $201.63 $158.90 0.02% $1.63 164,619 M 660,734,900 12.22 21.63 Ordinary Shares - Class A
10-17-2018 CODI Compass Diversified Holdings Consumer Goods/Household Furniture $6.40 $17.12 0.21% $0.25 361 M 75,235,966 1.13 0.00 Ordinary Shares
10-17-2018 LND BrasilAgro - Brazilian Agricultural Real Estate Co Agriculture/Agricultural Production – Crops $4.25 $3.56 0.14% $0.1415 476 M 102,683,444 N/A 0.00 ADR
10-17-2018 HRZN Horizon Technology Finance Corp Financial Services/Asset Management $4.26 $11.68 0.21% $0.06 277 M 42,348,813 1.46 0.00 Ordinary Shares
10-17-2018 PFLT PennantPark Floating Rate Capital Ltd. Financial Services/Asset Management $8.10 $12.89 N/A $0.1025 0 M 99,217,896 0.78 N/A Ordinary Shares
10-17-2018 FAT FAT Brands Inc Restaurants, Hotels, Motels/Retail – Eating Places $0.16 $6.95 1.64% $2.6528 35 M 17,939,325 -13.35 0.00 Ordinary Shares
10-17-2018 EGIF Eagle Growth and Income Opportunities Fund N/A $12.59 $14.63 N/A $0.085 90 M 7,181,000 0.00 N/A Ordinary Shares
10-16-2018 CXE MFS HIGH INCOME MUNICIPAL TRUST N/A $3.68 $4.95 0.04% $0.016 122 M 31,525,773 0.00 0.00 Ordinary Shares
10-16-2018 GDV GABELLI DIVIDEND & INCOME TRUST N/A $24.22 $21.82 0.05% $0.11 2,170 M 90,178,491 0.00 0.00 Ordinary Shares
10-16-2018 INB Cohen & Steers Global Income Builder Inc. N/A $9.15 $8.61 N/A $0.062 212 M 23,142,000 1.24 N/A Ordinary Shares
10-16-2018 PBBI PB Bancorp Inc N/A $15.25 $11.72 N/A $0.07 114 M 7,448,000 0.52 N/A Ordinary Shares
10-16-2018 GLU GABELLI GLOBAL UTILITY & INCOME TRUST N/A $15.28 $19.38 0.07% $0.10 92 M 5,968,911 0.00 0.00 Ordinary Shares
10-16-2018 CXH MFS INVESTMENT GRADE MUNICIPAL TRUST N/A $8.06 $8.64 0.04% $0.0265 66 M 8,199,220 0.00 0.00 Ordinary Shares
10-16-2018 RFI COHEN & STEERS TOTAL RETURN REALTY FUND INC N/A $11.58 $11.62 0.07% $0.08 348 M 26,551,939 0.00 0.00 Ordinary Shares
10-16-2018 IBKCO Iberiabank Corp N/A $25.75 $26.59 N/A $0.4125 1,356 M 52,663,861 0.00 N/A FXDFR PRF PERPETUAL USD 25 - Ser C 1/400th Int
10-16-2018 FOF Cohen & Steers Closed-End Opportunity Fund, Inc. N/A $12.72 $12.10 0.08% $0.087 351 M 27,546,462 0.00 0.00 Ordinary Shares
10-16-2018 MXF MEXICO FUND INC N/A $13.62 $15.68 0.06% $0.22 223 M 15,005,224 0.00 0.00 Ordinary Shares
10-16-2018 MFV MFS SPECIAL VALUE TRUST N/A $4.41 $5.49 0.09% $0.00 32 M 7,304,087 0.00 0.00 Ordinary Shares
10-16-2018 GUT GABELLI UTILITY TRUST N/A $5.27 $5.90 0.10% $0.05 447 M 74,229,332 0.00 0.00 Ordinary Shares
10-16-2018 MCR MFS CHARTER INCOME TRUST N/A $6.31 $7.52 0.08% $0.0455 268 M 41,952,945 0.00 0.00 Ordinary Shares
10-16-2018 MIN MFS INTERMEDIATE INCOME TRUST N/A $2.68 $3.67 0.08% $0.0201 314 M 113,798,238 0.00 0.00 Ordinary Shares
10-16-2018 HYB NEW AMERICA HIGH INCOME FUND INC N/A $8.22 $8.30 0.05% $0.04 193 M 23,374,744 0.00 0.00 Ordinary Shares
10-16-2018 LDP Cohen & Steers Ltd Duration Preferred & Income Fund, Inc. N/A $20.31 $23.10 0.07% $0.131 592 M 29,079,221 0.00 0.00 Ordinary Shares
10-16-2018 IVH Delaware Ivy High Income Opportunities Fund N/A $6.92 $13.90 0.07% $0.149 194 M 16,570,234 0.00 0.00 Ordinary Shares
10-16-2018 MGF MFS GOVERNMENT MARKETS INCOME TRUST N/A $3.09 $4.35 0.07% $0.0198 105 M 32,590,193 0.00 0.00 Ordinary Shares
10-16-2018 CIF MFS INTERMEDIATE HIGH INCOME FUND N/A $1.74 $2.55 0.09% $0.0147 32 M 18,007,370 0.00 0.00 Ordinary Shares
10-16-2018 CEN Ceridian Corp N/A $21.33 $93.40 0.04% $0.225 721 M 35,185,109 0.00 0.00 Ordinary Shares
10-16-2018 TBC AT&T, Inc. - 5.625% NT REDEEM 01/08/2067 USD 25 N/A $24.99 $23.91 0.06% $0.3516 142,688 M 7,170,243,877 1.74 0.00 5.625% NT REDEEM 01/08/2067 USD 25
10-16-2018 INF Brookfield Global Listed Infrastructure Income Fund Inc N/A $13.30 $11.98 N/A $0.0817 177 M 13,799,000 0.00 N/A Ordinary Shares
10-16-2018 RIV RIVERNORTH OPPORTUNITIES FUND, INC. N/A $11.86 $17.93 0.12% $0.1289 268 M 21,453,174 0.00 0.00 Ordinary Shares
10-16-2018 UTF COHEN & STEERS INFRASTRUCTURE FUND INC N/A $24.02 $22.20 0.07% $0.155 2,401 M 96,367,865 0.00 0.00 Ordinary Shares
10-16-2018 GGN GAMCO Global Gold, Natural Resources & Income Trust N/A $3.94 $4.59 0.08% $0.03 642 M 154,296,778 0.00 0.00 Ordinary Shares
10-16-2018 MIE Cohen & Steers MLP Income and Energy Opportunity Fund Inc N/A $3.85 $10.43 0.04% $0.015 100 M 26,092,048 0.00 0.00 Ordinary Shares
10-16-2018 RA Brookfield Real Assets Income Fund Inc. N/A $13.35 $22.22 0.11% $0.118 743 M 55,455,431 0.00 0.00 Ordinary Shares
10-16-2018 AIW Arlington Asset Investment Corp - 6.625% NT REDEEM 01/05/2023 USD 25 N/A $25.12 $24.03 0.07% $0.4187 122 M 4,888,457 0.00 0.00 6.625% NT REDEEM 01/05/2023 USD 25
10-16-2018 RNP COHEN & STEERS REIT & PREFERRED & INCOME FUND INC N/A $20.51 $18.40 0.07% $0.136 1,122 M 47,773,059 0.00 0.00 Ordinary Shares
10-16-2018 DMB BNY Mellon Municipal Bond Infrastructure Fund, Inc. N/A $10.40 $11.92 0.03% $0.03 200 M 18,405,972 0.00 0.00 Ordinary Shares
10-16-2018 CAG CONAGRA BRANDS INC. Food Products/Food And Kindred Products $18.08 $35.66 0.08% $0.35 8,500 M 478,369,475 -0.21 0.00 Ordinary Shares
10-16-2018 CMTL COMTECH TELECOMMUNICATIONS CORP /DE/ Electronic Equipment/Radio & Tv Broadcasting & Communications Equipment $5.20 $32.87 N/A $0.10 83 M 29,629,375 -7.21 0.00 Ordinary Shares
10-16-2018 BFS SAUL CENTERS, INC. Trading/REIT $34.06 $52.74 N/A $0.59 0 M 24,495,775 1.09 N/A Ordinary Shares
10-16-2018 MGRC MCGRATH RENTCORP Business Services/Services – Equipment Rental And Leasing $104.26 $50.88 0.02% $0.495 2,571 M 24,611,657 6.35 16.45 Ordinary Shares
10-16-2018 PNC PNC FINANCIAL SERVICES GROUP, INC. Banking/National Commercial Banks $206.39 $124.85 N/A $1.70 0 M 403,370,923 16.60 N/A Ordinary Shares
10-16-2018 SAN Banco Santander, S.A. Banking/Misc. Commercial Banks $11.50 $4.97 0.04% $0.1027 77,161 M 15,494,273,572 0.41 6.17 ADR
10-16-2018 EOG EOG RESOURCES INC Petroleum And Natural Gas/Crude Petroleum & Natural Gas $127.89 $122.26 0.04% $1.02 56,440 M 536,491,493 9.17 11.33 Ordinary Shares
10-16-2018 GHC Graham Holdings Co Personal Services/Services – Educational $1,056.06 $573.04 0.01% $1.88 4,785 M 4,361,835 67.11 16.37 Ordinary Shares - Class B
10-16-2018 MORN Morningstar, Inc. Trading/Security And Commodity Brokers, Dealers, Exchanges & Services $184.34 $115.76 0.01% $0.455 8,917 M 39,583,760 8.93 23.83 Ordinary Shares
10-16-2018 KWR QUAKER CHEMICAL CORP Petroleum And Natural Gas/Misc. Products Of Petroleum & Coal $129.87 $196.26 0.01% $0.485 2,373 M 17,335,075 -0.14 0.00 Ordinary Shares
10-16-2018 HNW Pioneer Diversified High Income Fund, Inc. Financial Services/Asset Management $12.80 $14.25 0.08% $0.10 102 M 8,334,759 N/A 0.00 Ordinary Shares
10-16-2018 PFLT PennantPark Floating Rate Capital Ltd. Financial Services/Asset Management $8.10 $12.95 N/A $0.1025 0 M 99,217,896 0.78 N/A Ordinary Shares
10-16-2018 MMT MFS MULTIMARKET INCOME TRUST N/A $4.63 $5.39 0.08% $0.0337 268 M 55,301,715 0.00 0.00 Ordinary Shares
10-16-2018 RQI COHEN & STEERS QUALITY INCOME REALTY FUND INC N/A $12.19 $11.65 0.07% $0.08 1,815 M 134,431,441 0.00 0.00 Ordinary Shares
10-16-2018 GNT GAMCO Natural Resources, Gold & Income Trust N/A $5.45 $5.71 0.06% $0.03 103 M 17,668,965 0.00 0.00 Ordinary Shares
10-16-2018 PSF Cohen & Steers Select Preferred & Income Fund, Inc. N/A $20.12 $25.90 0.07% $0.126 246 M 12,028,187 0.00 0.00 Ordinary Shares
10-16-2018 CCA MFS California Municipal Fund N/A $12.88 $9.85 N/A $0.0335 0 M N/A 0.00 N/A Ordinary Shares
10-16-2018 CMU MFS HIGH YIELD MUNICIPAL TRUST N/A $3.53 $4.43 0.04% $0.0145 91 M 25,492,782 0.00 0.00 Ordinary Shares
10-16-2018 DHY CREDIT SUISSE HIGH YIELD BOND FUND N/A $2.16 $2.56 0.08% $0.00 222 M 103,513,735 0.00 0.00 Ordinary Shares
10-16-2018 MFM MFS MUNICIPAL INCOME TRUST N/A $5.37 $6.32 0.04% $0.0215 230 M 41,187,631 0.00 0.00 Ordinary Shares
10-15-2018 VTN Invesco Trust for Investment Grade New York Municipals N/A $10.50 $12.24 0.04% $0.0685 222 M 19,477,753 0.00 0.00 Ordinary Shares
10-15-2018 VCV Invesco California Value Municipal Income Trust N/A $11.18 $11.35 0.05% $0.0646 518 M 47,890,524 0.00 0.00 Ordinary Shares
10-15-2018 VMO Invesco Municipal Opportunity Trust N/A $9.71 $10.97 0.05% $0.0625 678 M 67,440,684 0.00 0.00 Ordinary Shares
10-15-2018 VPV Invesco Pennsylvania Value Municipal Income Trust N/A $10.30 $11.62 0.04% $0.0667 264 M 23,829,544 0.00 0.00 Ordinary Shares
10-15-2018 IIM Invesco Value Municipal Income Trust N/A $11.99 $13.14 0.05% $0.0771 600 M 47,068,439 0.00 0.00 Ordinary Shares
10-15-2018 IQI Invesco Quality Municipal Income Trust N/A $9.84 $11.13 0.05% $0.0631 534 M 52,883,797 0.00 0.00 Ordinary Shares
10-15-2018 VLT Invesco High Income Trust II N/A $11.08 $13.29 0.10% $0.0964 74 M 6,498,037 0.00 0.00 Ordinary Shares
10-15-2018 VKQ Invesco Municipal Trust N/A $9.76 $10.97 0.05% $0.0628 558 M 55,335,514 0.00 0.00 Ordinary Shares
10-15-2018 IHIT INVESCO HIGH INCOME 2023 TARGET TERM FUND N/A $6.92 $9.99 0.05% $0.02 167 M 24,145,611 0.00 0.00 Ordinary Shares
10-15-2018 VTA Invesco Dynamic Credit Opportunities Fund N/A $11.47 $11.15 0.08% $0.075 721 M 62,980,141 0.00 0.00 Ordinary Shares
10-15-2018 IHTA Invesco High Income 2024 Target Term Fund N/A $7.50 $9.47 0.05% $0.02 66 M 8,786,389 0.00 0.00 Ordinary Shares
10-15-2018 VKI Invesco Advantage Municipal Income Trust II N/A $8.68 $9.94 0.05% $0.0559 400 M 44,406,020 0.00 0.00 Ordinary Shares
10-15-2018 LSI LSI Corporation N/A $133.80 $90.09 0.03% $0.90 11,325 M 85,089,732 4.29 30.93 Registered Shares
10-15-2018 VRTSP Virtus Investment Partners Inc N/A $100.25 $97.72 N/A $0.67 774 M 6,878,000 0.00 N/A 7.25% PRF CONVERT 01/02/2020 USD 100 - Ser D
10-15-2018 VBF Invesco Bond Fund N/A $15.42 $16.98 0.05% $0.0715 191 M 11,418,446 0.00 0.00 Ordinary Shares
10-15-2018 ORCL ORACLE CORP Computer Software/Services – Computer Programming And Data Processing $149.40 $47.12 0.01% $0.50 573,884 M 2,873,130,000 5.45 37.20 Ordinary Shares
10-15-2018 BPT BP PRUDHOE BAY ROYALTY TRUST Petroleum And Natural Gas/Petroleum Refining $0.50 $33.26 N/A $0.00 34 M 21,400,000 N/A 0.00 Unit
10-15-2018 IEX IDEX CORP /DE/ Machinery/General Industrial Machinery & Equipment $195.79 $135.18 0.02% $0.71 13,270 M 74,347,824 6.41 27.46 Ordinary Shares
10-15-2018 RPM RPM INTERNATIONAL INC/DE/ Chemicals/Paints $102.05 $58.54 0.02% $0.51 13,751 M 128,075,683 5.21 20.63 Ordinary Shares
10-15-2018 AZZ AZZ INC Fabricated Products/Coating, Engraving And Allied Services $126.04 $46.31 0.01% $0.17 3,169 M 29,855,666 10.92 9.85 Ordinary Shares
10-15-2018 GWRS Global Water Resources, Inc. Utilities/Water Supply $7.65 $10.54 N/A $0.0253 0 M 28,756,854 0.11 N/A Ordinary Shares
10-15-2018 SPNS SAPIENS INTERNATIONAL CORP N V Computer Software/Services – Computer Programming And Data Processing $43.45 $11.82 0.02% $0.36 2,007 M 55,140,210 0.88 29.16 Ordinary Shares
10-15-2018 OC Owens Corning Construction Materials/Abrasive And Asbestos Products $106.26 $50.23 0.02% $0.69 9,134 M 80,383,165 -6.22 0.00 Ordinary Shares
10-15-2018 BKU BankUnited, Inc. Banking/Savings Institutions $44.44 $33.61 N/A $0.29 0 M 73,638,610 3.55 N/A Ordinary Shares
10-15-2018 VVR Invesco Senior Income Trust N/A $3.94 $4.24 0.11% $0.043 658 M 153,030,736 0.00 0.00 Ordinary Shares
10-15-2018 OIA Invesco Municipal Income Opportunities Trust N/A $6.01 $7.55 0.05% $0.0291 306 M 47,631,787 0.00 0.00 Ordinary Shares
10-15-2018 VGM Invesco Trust for Investment Grade Municipals N/A $10.10 $11.26 0.05% $0.0646 564 M 54,231,968 0.00 0.00 Ordinary Shares
10-12-2018 BIT BlackRock Multi-Sector Income Trust N/A $14.60 $16.53 0.09% $0.1237 567 M 37,725,451 0.00 0.00 Ordinary Shares
10-12-2018 MEN BlackRock Munienhanced Fund Inc N/A $12.08 $9.81 0.04% $0.105 359 M 29,681,476 0.00 0.00 Ordinary Shares
10-12-2018 BSD BlackRock Strategic Municipal Trust N/A $14.74 $11.95 0.04% $0.0608 108 M 7,308,173 0.00 0.00 Ordinary Shares
10-12-2018 NMY Nuveen Maryland Quality Municipal Income Fund N/A $14.30 $11.47 0.05% $0.0718 330 M 23,099,664 0.00 0.00 Ordinary Shares
10-12-2018 MN Manning & Napier Inc N/A $12.85 $2.57 0.02% $0.05 246 M 19,124,332 0.00 0.00 Ordinary Shares - Class A
10-12-2018 BLE BLACKROCK MUNICIPAL INCOME TRUST II N/A $10.55 $12.76 0.05% $0.052 540 M 48,559,926 0.00 0.00 Ordinary Shares
10-12-2018 DHCNI Diversified Healthcare Trust - 5.625% NT REDEEM 01/08/2042 USD 25 N/A $14.58 N/A N/A $0.3516 837 M 240,574,611 -1.47 0.00 5.625% NT REDEEM 01/08/2042 USD 25
10-12-2018 NCB Nuveen California Municipal Value Fund 2 N/A $15.05 $15.55 0.02% $0.0986 306,197 M 3,302,424 0.00 13.95 Ordinary Shares
10-12-2018 CYCCP Cyclacel Pharmaceuticals Inc N/A $5.85 $5.60 N/A $0.15 2 M 1,259 0.00 0.00 6% PRF PERPETUAL USD 10
10-12-2018 CLM CORNERSTONE STRATEGIC VALUE FUND INC N/A $8.69 $12.82 0.16% $0.1086 911 M 119,996,396 0.00 0.00 Ordinary Shares
10-12-2018 RILYZ B. Riley Financial Inc - 5.25% NT REDEEM 31/08/2028 USD 25 N/A $8.50 $25.05 0.15% $0.3281 149 M 30,295,303 -5.93 0.00 7.50% NT REDEEM 31/05/2027 USD 25
10-12-2018 NHS Neuberger Berman High Yield Strategies Fund N/A $7.58 $10.63 0.12% $0.0905 161 M 19,437,681 0.00 0.00 Ordinary Shares
10-12-2018 NIQ Nuveen Intermediate Duration Quality Municipal Term Fund N/A $12.87 $12.14 0.03% $0.0253 169 M 13,098,868 0.00 0.00 Ordinary Shares
10-12-2018 EDI Virtus Stone Harbor Emerging Markets Total Income Fund N/A $5.05 $11.49 0.16% $0.07 50 M 10,004,930 0.00 0.00 Ordinary Shares
10-12-2018 NXJ NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND N/A $12.16 $12.44 0.04% $0.0785 526 M 41,264,587 0.00 0.00 Ordinary Shares
10-12-2018 JFR NUVEEN FLOATING RATE INCOME FUND N/A $8.99 $9.98 0.11% $0.085 504 M 56,918,468 0.00 0.00 Ordinary Shares
10-12-2018 NCA NUVEEN CALIFORNIA MUNICIPAL VALUE FUND N/A $8.49 $9.03 0.04% $0.029 297 M 33,108,195 0.00 0.00 Ordinary Shares
10-12-2018 WIW WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND N/A $8.25 $10.54 0.08% $0.0605 527 M 61,184,134 0.00 0.00 Ordinary Shares
10-12-2018 DTF DTF TAX-FREE INCOME 2028 TERM FUND INC N/A $11.25 $12.39 0.03% $0.0325 79 M 7,029,567 0.00 0.00 Ordinary Shares
10-12-2018 BQH BlackRock New York Municipal N/A $15.62 $12.42 N/A $0.122 44 M 2,800,100 2.05 N/A Ordinary Shares
10-12-2018 MDLQ Medley Llc - 7.25% NT REDEEM 30/01/2024 USD 25 N/A $1.76 $25.17 N/A $0.4481 0 M N/A 0.00 0.00 7.25% NT REDEEM 30/01/2024 USD 25
10-12-2018 GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND N/A $15.40 $19.85 0.13% $0.1821 2,091 M 135,322,762 0.00 0.00 Ordinary Shares
10-12-2018 FDUSL Fidus Investment Corporation 5.875 % Notes 2018-01.02.23 N/A $25.20 $25.14 N/A $0.3672 333 M N/A 0.00 0.00 5.875% NT REDEEM 01/02/2023 USD 25
10-12-2018 BBF BlackRock Municipal Income Investment Trust N/A $14.42 $12.58 0.04% $0.0505 148 M 10,232,375 0.00 0.00 Ordinary Shares
10-12-2018 BME BlackRock Health Sciences Trust N/A $38.98 $41.22 0.06% $0.213 591 M 13,943,973 0.00 0.00 Ordinary Shares
10-12-2018 NVG Nuveen AMT-Free Municipal Credit Income Fund N/A $12.29 $13.75 0.05% $0.079 2,780 M 213,522,362 0.00 0.00 Ordinary Shares
10-12-2018 JPI Nuveen Preferred Securities & Income Opportunities Fund N/A $19.85 $22.26 0.06% $0.166 450 M 22,772,419 0.00 0.00 Ordinary Shares
10-12-2018 ERC ALLSPRING MULTI-SECTOR INCOME FUND N/A $9.15 $11.73 0.08% $0.0659 263 M 28,066,272 0.00 0.00 Ordinary Shares
10-12-2018 NRK NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND N/A $10.49 $11.54 0.05% $0.069 967 M 87,235,304 0.00 0.00 Ordinary Shares
10-12-2018 NSL Nuveen Senior Income Fund N/A $4.59 $6.06 0.10% $0.0435 178 M 38,611,472 0.00 0.00 Ordinary Shares
10-12-2018 JEMD Nuveen Emerging Markets Debt 2022 Target Term Fund N/A $6.63 $7.90 0.04% $0.0185 94 M 14,248,486 0.00 0.00 Ordinary Shares
10-12-2018 MUE BLACKROCK MUNIHOLDINGS QUALITY FUND II, INC. N/A $10.16 $11.47 0.05% $0.045 234 M 22,428,451 0.00 0.00 Ordinary Shares
10-12-2018 BPOPN Popular Capital Trust I N/A $25.23 $25.25 N/A $0.1396 0 M 12,000,000 0.00 0.00 6.70% PRF CONVERT 01/11/2033 USD 25 - Cls A
10-12-2018 JHB Nuveen Corporate Income November 2021 Target Term Fund N/A $9.40 $9.44 0.02% $0.0075 525 M 55,900,049 0.00 0.00 Ordinary Shares
10-12-2018 NKG Nuveen Georgia Quality Municipal Income Fund N/A $10.16 $10.78 0.04% $0.0042 105 M 10,399,813 0.00 0.00 Ordinary Shares
10-12-2018 ERH ALLSPRING UTILITIES & HIGH INCOME FUND N/A $10.73 $11.83 0.07% $0.0621 100 M 9,292,257 0.00 0.00 Ordinary Shares
10-12-2018 NTC Nuveen Connecticut Quality Municipal Income Fund N/A $12.04 $11.14 N/A $0.00 0 M N/A 0.00 N/A Ordinary Shares
10-12-2018 JHY Nuveen High Income 2020 Target Term Fund N/A $9.52 $9.72 0.01% $0.0095 12,618 M N/A 0.00 33.34 Ordinary Shares
10-12-2018 MHE BlackRock Massachusetts Tax-Exempt Trust N/A $13.64 $11.92 0.03% $0.0894 32 M 2,371,023 0.00 0.00 Ordinary Shares
10-12-2018 MUI BLACKROCK MUNICIPAL INCOME FUND, INC. N/A $12.25 $12.32 0.05% $0.055 894 M 71,992,145 0.00 0.00 Ordinary Shares
10-12-2018 BYM BLACKROCK MUNICIPAL INCOME QUALITY TRUST N/A $10.95 $12.24 0.05% $0.0525 313 M 26,357,653 0.00 0.00 Ordinary Shares
10-12-2018 JMLP Nuveen All Cap Energy MLP Opportunities Fund N/A $1.11 $7.54 N/A $0.045 15 M 13,500,000 -0.96 N/A Ordinary Shares
10-12-2018 BTT BlackRock Municipal 2030 Target Term Trust N/A $20.73 $19.99 0.03% $0.0464 1,508 M 70,505,571 0.00 0.00 Ordinary Shares
10-12-2018 RILYH B. Riley Financial Inc - 7.375% NT REDEEM 31/05/2023 USD 25 N/A $25.52 $25.50 N/A $0.4609 1,654 M N/A 0.00 0.00 7.375% NT REDEEM 31/05/2023 USD 25
10-12-2018 HCXZ Hercules Capital Inc - 5.25% NT REDEEM 30/04/2025 USD 25 N/A $25.20 $24.01 0.05% $0.3281 1,975 M 78,356,302 0.00 0.00 5.25% NT REDEEM 30/04/2025 USD 25
10-12-2018 WIA WESTERN ASSET INFLATION-LINKED INCOME FUND N/A $7.97 $11.02 0.07% $0.05 191 M 23,322,256 0.00 0.00 Ordinary Shares
10-12-2018 MYD BLACKROCK MUNIYIELD FUND, INC. N/A $10.57 $12.86 0.05% $0.0525 522 M 46,657,595 0.00 0.00 Ordinary Shares
10-12-2018 NMZ NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND N/A $10.95 $11.84 0.05% $0.0655 1,265 M 110,539,337 0.00 0.00 Ordinary Shares
10-12-2018 NAN NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND N/A $11.40 $12.02 0.05% $0.072 354 M 30,851,332 0.00 0.00 Ordinary Shares
10-12-2018 MQT BLACKROCK MUNIYIELD QUALITY FUND II, INC. N/A $9.96 $11.23 0.05% $0.049 238 M 22,516,558 0.00 0.00 Ordinary Shares
10-12-2018 NPV NUVEEN VIRGINIA QUALITY MUNICIPAL INCOME FUND N/A $12.67 $11.46 0.05% $0.072 214 M 17,924,699 0.00 0.00 Ordinary Shares
10-12-2018 JSD Nuveen Short Duration Credit Opportunities Fund N/A $11.60 $16.68 0.11% $0.111 117 M 10,085,648 0.00 0.00 Ordinary Shares
10-12-2018 MFL BlackRock MuniHoldings Investment Quality Fund N/A $11.86 $12.01 0.05% $0.05 449 M 37,896,208 0.00 0.00 Ordinary Shares
10-12-2018 MYN BLACKROCK MUNIYIELD NEW YORK QUALITY FUND, INC. N/A $10.17 $11.20 0.05% $0.0442 400 M 38,313,208 0.00 0.00 Ordinary Shares
10-12-2018 NXN NUVEEN NEW YORK SELECT TAX -FREE INCOME PORTFOLIO N/A $11.48 $12.66 0.04% $0.041 47 M 3,924,894 0.00 0.00 Ordinary Shares
10-12-2018 BBN BlackRock Taxable Municipal Bond Trust N/A $16.14 $20.13 0.06% $0.0929 1,098 M 61,792,514 0.00 0.00 Ordinary Shares
10-12-2018 MVF BLACKROCK MUNIVEST FUND, INC. N/A $7.20 $8.44 0.04% $0.03 477 M 64,396,225 0.00 0.00 Ordinary Shares
10-12-2018 NNC Nuveen North Carolina Quality Municipal Income Fund N/A $13.66 $11.65 N/A $0.0276 0 M N/A 0.00 N/A Ordinary Shares
10-12-2018 BKN BLACKROCK INVESTMENT QUALITY MUNICIPAL TRUST, INC. N/A $11.29 $12.77 0.05% $0.057 218 M 17,619,274 0.00 0.00 Ordinary Shares
10-12-2018 MUJ BLACKROCK MUNIHOLDINGS NEW JERSEY QUALITY FUND, INC. N/A $11.23 $12.30 0.05% $0.05 647 M 53,986,345 0.00 0.00 Ordinary Shares
10-12-2018 DSU BLACKROCK DEBT STRATEGIES FUND, INC. N/A $10.78 $10.89 0.10% $0.0987 506 M 46,610,312 0.00 0.00 Ordinary Shares
10-12-2018 SJR Shaw Communications Inc. N/A $30.18 $18.61 0.04% $0.0988 14,419 M 477,759,683 0.00 0.00 Ordinary Shares - Class B
10-12-2018 BNY BLACKROCK NEW YORK MUNICIPAL INCOME TRUST N/A $10.32 $11.77 0.04% $0.043 258 M 24,117,105 0.00 0.00 Ordinary Shares
10-12-2018 BDJ BlackRock Enhanced Equity Dividend Trust N/A $8.41 $8.93 0.08% $0.0562 1,609 M 186,494,195 0.00 0.00 Ordinary Shares
10-12-2018 MUH BlackRock MuniHoldings Fund II Inc N/A $14.72 $12.88 0.04% $0.1122 167 M 11,336,282 0.00 0.00 Ordinary Shares
10-12-2018 JGH Nuveen Global High Income Fund N/A $12.92 $14.95 0.09% $0.1035 302 M 23,177,392 0.00 0.00 Ordinary Shares
10-12-2018 BHV BLACKROCK VIRGINIA MUNICIPAL BOND TRUST N/A $11.03 $16.64 0.03% $0.0395 18 M 1,609,842 0.00 0.00 Ordinary Shares
10-12-2018 BAF BlackRock Municipal Income Investment Quality Trust N/A $14.19 $12.53 0.04% $0.0984 123 M 8,749,418 0.00 0.00 Ordinary Shares
10-12-2018 BFY BlackRock New York Municipal Income Trust II N/A $14.96 $12.29 0.04% $0.1599 77 M 5,004,922 0.00 0.00 Ordinary Shares
10-12-2018 NAC Nuveen California Quality Municipal Income Fund N/A $11.26 $12.49 0.05% $0.0735 1,706 M 144,735,058 0.00 0.00 Ordinary Shares
10-12-2018 RCP Ready Capital Corp - 6.50% NT REDEEM 30/04/2021 USD 25 N/A $25.23 $25.41 N/A $0.4062 765 M N/A 0.00 0.00 6.50% NT REDEEM 30/04/2021 USD 25
10-12-2018 BKT BLACKROCK INCOME TRUST, INC. N/A $11.57 $5.65 0.08% $0.0882 263 M 21,307,672 0.00 0.00 Ordinary Shares
10-12-2018 KSM DWS STRATEGIC MUNICIPAL INCOME TRUST N/A $10.06 $10.26 0.03% $0.028 111 M 11,047,862 0.00 0.00 Ordinary Shares
10-12-2018 BBK BlackRock Municipal Bond Trust N/A $15.64 $13.14 0.05% $0.1627 57,275 M 10,522,957 0.00 0.00 Ordinary Shares
10-12-2018 EAD ALLSPRING INCOME OPPORTUNITIES FUND N/A $6.99 $7.69 0.08% $0.0523 414 M 59,092,336 0.00 0.00 Ordinary Shares
10-12-2018 MHN BLACKROCK MUNIHOLDINGS NEW YORK QUALITY FUND, INC. N/A $10.63 $11.66 0.04% $0.0435 324 M 30,241,637 0.00 0.00 Ordinary Shares
10-12-2018 BKK BlackRock Municipal 2020 Term Trust N/A $14.64 $14.75 0.04% $0.178 296 M 20,236,628 0.00 0.00 Ordinary Shares
10-12-2018 NMS Nuveen Minnesota Quality Municipal Income Fund N/A $12.48 $12.27 0.05% $0.0735 74 M 5,784,307 0.00 0.00 Ordinary Shares
10-12-2018 NPN Nuveen Pennsylvania Municipal Value Fund N/A $14.04 $12.70 0.03% $0.00 17 M 1,219,074 0.00 0.00 Ordinary Shares
10-12-2018 NML Neuberger Berman Energy Infrastructure & Income Fund Inc. N/A $8.95 $8.40 0.08% $0.0584 459 M 56,658,928 0.00 0.00 Ordinary Shares
10-12-2018 BGT BLACKROCK FLOATING RATE INCOME TRUST N/A $12.80 $12.79 0.11% $0.1203 283 M 22,315,637 0.00 0.00 Ordinary Shares
10-12-2018 NAD Nuveen Quality Municipal Income Fund N/A $11.76 $12.40 0.05% $0.0755 2,808 M 233,404,655 0.00 0.00 Ordinary Shares
10-12-2018 MHD BLACKROCK MUNIHOLDINGS FUND, INC. N/A $11.95 $14.65 0.05% $0.0525 655 M 53,136,696 0.00 0.00 Ordinary Shares
10-12-2018 JQC Nuveen Credit Strategies Income Fund N/A $5.72 $7.77 0.11% $0.054 784 M 135,609,290 0.00 0.00 Ordinary Shares
10-12-2018 NEV Nuveen Enhanced Municipal Value Fund N/A $12.52 $12.97 0.06% $0.00 312 M 24,950,068 0.00 0.00 Ordinary Shares
10-12-2018 NXR Nuveen Select Tax-Free Income Portfolio 3 N/A $16.60 $14.21 0.04% $0.0956 216 M 13,045,560 0.00 0.00 Ordinary Shares
10-12-2018 NAZ NUVEEN ARIZONA QUALITY MUNICIPAL INCOME FUND N/A $11.55 $11.42 0.05% $0.0725 135 M 11,595,865 0.00 0.00 Ordinary Shares
10-12-2018 MFT BlackRock MuniYield Investment Quality Fund N/A $14.49 $11.95 0.04% $0.0941 123 M 8,478,719 0.00 0.00 Ordinary Shares
10-12-2018 CRF CORNERSTONE TOTAL RETURN FUND INC N/A $8.90 $12.61 0.15% $0.1037 806 M 102,931,514 0.00 0.00 Ordinary Shares
10-12-2018 NEA Nuveen AMT-Free Quality Municipal Income Fund N/A $11.35 $12.06 0.05% $0.073 3,469 M 299,037,391 0.00 0.00 Ordinary Shares
10-12-2018 BGR BlackRock Energy & Resources Trust N/A $13.13 $13.68 0.06% $0.0657 363 M 27,464,975 0.00 0.00 Ordinary Shares
10-12-2018 NUM Nuveen Michigan Quality Municipal Income Fund N/A $15.13 $12.09 0.04% $0.0342 305 M 20,226,888 0.00 0.00 Ordinary Shares
10-12-2018 BTZ BLACKROCK CREDIT ALLOCATION INCOME TRUST N/A $10.48 $11.80 0.09% $0.0839 1,030 M 93,507,103 0.00 0.00 Ordinary Shares
10-12-2018 BUI BlackRock Utilities, Infrastructure & Power Opportunities Trust N/A $23.10 $19.74 0.06% $0.121 524 M 22,421,031 0.00 0.00 Ordinary Shares
10-12-2018 MCA BlackRock MuniYield California Quality Fund Inc N/A $12.51 $12.41 N/A $0.056 0 M 34,405,717 0.00 0.00 Ordinary Shares
10-12-2018 BSE BlackRock New York Municipal Income Quality Trust N/A $14.79 $12.10 0.04% $0.0945 96 M 6,519,660 0.00 0.00 Ordinary Shares
10-12-2018 BPOPM Popular Capital Trust II N/A $25.84 $24.64 0.02% $0.1276 7,150 M 5,200,000 0.00 13.50 6.125% PRF CONVERT 01/12/2034 USD 25
10-12-2018 DUC Duff & Phelps Utility & Corporate Bond Trust N/A $10.62 $8.20 0.05% $0.05 292 M 27,499,156 0.00 0.00 Ordinary Shares
10-12-2018 JRO Nuveen Floating Rate Income Opportunity Fund N/A $7.88 $9.96 0.10% $0.074 319 M 40,541,218 0.00 0.00 Ordinary Shares
10-12-2018 EDF Virtus Stone Harbor Emerging Markets Income Fund N/A $5.02 $12.07 0.13% $0.06 91 M 17,176,885 0.00 0.00 Ordinary Shares
10-12-2018 FRA BLACKROCK FLOATING RATE INCOME STRATEGIES FUND, INC. N/A $13.44 $13.41 0.11% $0.1238 460 M 35,232,197 0.00 0.00 Ordinary Shares
10-12-2018 JMF Nuveen Energy MLP Total Return Fund N/A $1.44 $10.48 N/A $0.058 58 M 40,787,000 -1.46 N/A Ordinary Shares
10-12-2018 NXQ Nuveen Select Tax-Free Income Portfolio 2 N/A $14.96 $13.07 0.04% $0.0547 266 M 17,713,727 0.00 0.00 Ordinary Shares
10-12-2018 JPS Nuveen Preferred & Income Securities Fund N/A $6.49 $8.33 0.08% $0.0359 1,277 M 205,710,931 0.00 0.00 Ordinary Shares
10-12-2018 NUV NUVEEN MUNICIPAL VALUE FUND INC N/A $8.66 $9.14 0.04% $0.029 1,826 M 207,541,595 0.00 0.00 Ordinary Shares
10-12-2018 RILYI B. Riley Financial Inc - 6.875% NT REDEEM 30/09/2023 USD 25 N/A $25.63 $24.95 N/A $0.3867 2,104 M N/A 0.00 0.00 6.875% NT REDEEM 30/09/2023 USD 25
10-12-2018 MINDP MIND Technology Inc N/A $13.60 $23.05 0.04% $0.5625 5 M 927,610 -1.64 -2.25 9% PRF PERPETUAL USD 25 - Ser A
10-12-2018 NMT Nuveen Massachusetts Quality Municipal Income Fund N/A $11.43 $11.57 0.04% $0.071 106 M 9,324,615 0.00 0.00 Ordinary Shares
10-12-2018 TEI TEMPLETON EMERGING MARKETS INCOME FUND N/A $5.20 $9.80 0.09% $0.0475 272 M 47,228,418 0.00 0.00 Ordinary Shares
10-12-2018 GECCL Great Elm Capital Corp - 6.50% NT REDEEM 18/09/2022 USD 1000 N/A $25.35 $25.28 N/A $0.4062 78 M N/A 0.00 0.00 6.50% NT REDEEM 18/09/2022 USD 1000
10-12-2018 BGY BlackRock Enhanced International Dividend Trust N/A $5.38 $5.30 0.07% $0.0338 593 M 101,832,601 0.00 0.00 Ordinary Shares
10-12-2018 NID Nuveen Intermediate Duration Municipal Term Fund N/A $13.00 $12.27 0.04% $0.043 610 M 46,924,069 0.00 0.00 Ordinary Shares
10-12-2018 NOM NUVEEN MISSOURI QUALITY MUNICIPAL INCOME FUND N/A $11.56 $12.10 0.05% $0.0675 25 M 2,349,992 0.00 0.00 Ordinary Shares
10-12-2018 BOE BlackRock Enhanced Global Dividend Trust N/A $10.98 $10.20 0.07% $0.063 695 M 62,462,865 0.00 0.00 Ordinary Shares
10-12-2018 MYJ BlackRock MuniYield New Jersey Fund Inc N/A $13.07 $12.66 0.06% $0.0625 188 M 14,399,279 0.00 0.00 Ordinary Shares

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