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Dividends

Ex dividend date  Ticker  Name  Industry  Stock price  Reported price Dividend yield  Dividend rate  Marketcap  Shares outstanding  EPS  P/E ratio  Description 
04-30-2018 MDLX Medley Llc - 6.875% NT REDEEM 15/08/2026 USD 25 N/A $1.92 $24.84 N/A $0.4297 0 M N/A 0.00 0.00 6.875% NT REDEEM 15/08/2026 USD 25
04-30-2018 BMTC Bryn Mawr Bank Corp. N/A $45.01 $44.60 N/A $0.28 0 M 19,900,823 3.61 0.00 Ordinary Shares
04-30-2018 CNBKA Century Bancorp, Inc. N/A $115.29 $80.00 N/A $0.18 0 M 3,672,969 8.07 0.00 Ordinary Shares - Class A
04-30-2018 ANDX Andeavor Logistics LP N/A $32.17 $42.44 N/A $1.03 0 M N/A 0.00 N/A Unit
04-30-2018 RCA Ready Capital Corp - 7% NT CONVERT 15/08/2023 USD 25 N/A $24.98 $24.93 0.07% $0.4375 1,871 M 171,971,814 2.75 0.00 7% NT CONVERT 15/08/2023 USD 25
04-30-2018 PBCT People`s United Financial Inc N/A $19.41 $18.29 N/A $0.1825 0 M 431,316,352 1.39 0.00 Ordinary Shares
04-30-2018 CPL CPFL Energia S.A N/A $17.37 $13.69 N/A $0.2367 10,002 M 576,125,000 1.21 N/A ADR
04-30-2018 HCLP Hi-Crush Partners LP N/A $2.30 $12.10 N/A $0.225 233 M 101,106,000 0.90 N/A Units
04-30-2018 SSFN Stewardship Financial Corp. N/A $15.75 $11.75 N/A $0.03 0 M N/A 0.00 N/A Ordinary Shares
04-30-2018 LMRKO Landmark Infrastructure Partners LP N/A $25.30 $23.20 N/A $0.4938 0 M 1,840,000 0.00 0.00 7.90% PRF PERPETUAL USD 25 - Ser B
04-30-2018 FNHC FedNat Holding Co N/A $0.20 $16.90 N/A $0.09 0 M 17,519,237 0.00 0.00 Ordinary Shares
04-30-2018 PZN Pzena Investment Management Inc N/A $9.65 $8.76 0.06% $0.03 162 M 16,736,459 0.18 10.61 Ordinary Shares - Class A
04-30-2018 BPMP BP Midstream Partners LP N/A $17.11 $18.97 0.08% $0.3475 1,793 M 104,813,074 0.00 0.00 Unit
04-30-2018 AIR AAR CORP Aircraft/Aircraft & Parts $108.30 $43.30 N/A $0.075 3,005 M 39,572,508 2.59 31.93 Ordinary Shares
04-30-2018 BK Bank of New York Mellon Corp Banking/State Commercial Banks – Fed Reserve System $115.42 $54.51 N/A $0.53 0 M 686,907,398 7.47 N/A Ordinary Shares
04-30-2018 CASY CASEYS GENERAL STORES INC Retail/Retail – Automotive Dealers And Gas Stations $689.92 $96.60 0.00% $0.50 19,081 M 37,066,933 16.35 31.43 Ordinary Shares
04-30-2018 CRS CARPENTER TECHNOLOGY CORP Steel Works/Blast Furnaces & Steel Works $402.05 $53.26 0.00% $0.20 15,676 M 49,809,717 8.68 36.04 Ordinary Shares
04-30-2018 ATLO AMES NATIONAL CORP Banking/National Commercial Banks $26.81 $27.65 0.04% $0.20 180 M 8,892,167 1.80 11.23 Ordinary Shares
04-30-2018 SBS COMPANHIA DE SANEAMENTO BASICO DO ESTADO DE SAO PAULO-SABESP Utilities/Water Supply $28.65 $9.98 N/A $0.2652 11,476 M 683,509,869 0.68 0.00 ADR
04-30-2018 GT GOODYEAR TIRE & RUBBER CO /OH/ Automobiles And Trucks/Tires And Inner Tubes $7.11 $25.11 N/A $0.16 2,479 M 286,247,045 -5.99 0.00 Ordinary Shares
04-30-2018 HAS HASBRO, INC. Recreation/Toys $95.07 $88.09 0.03% $0.70 11,507 M 140,685,758 -2.30 0.00 Ordinary Shares
04-30-2018 GEL GENESIS ENERGY LP Transportation/Pipelines, Except Natural Gas $17.91 $20.95 0.04% $0.165 1,891 M 122,464,318 -4.19 0.00 Unit
04-30-2018 PAA PLAINS ALL AMERICAN PIPELINE LP Transportation/Pipelines, Except Natural Gas $21.08 $23.51 N/A $0.4175 0 M N/A 1.66 N/A Unit
04-30-2018 PNW PINNACLE WEST CAPITAL CORP Utilities/Electric Services $100.96 $80.50 0.04% $0.91 16,773 M 192,170,337 5.15 27.21 Ordinary Shares
04-30-2018 AES AES CORP Construction Materials/Cogeneration – Sm Power Producer $14.21 $12.24 N/A $0.176 0 M 712,558,860 1.26 N/A Ordinary Shares
04-30-2018 LCUT LIFETIME BRANDS, INC Construction Materials/Cutlery, Hand Tools And General Hardware $3.02 $11.90 0.04% $0.0425 87 M 22,655,990 -1.66 0.00 Ordinary Shares
04-30-2018 EWBC EAST WEST BANCORP INC Banking/State Commercial Banks – Fed Reserve System $107.65 $66.62 0.02% $0.60 15,355 M 137,622,675 9.58 11.59 Ordinary Shares
04-30-2018 NRG NRG ENERGY, INC. Utilities/Electric Services $155.15 $31.00 0.01% $0.475 30,422 M 214,677,543 4.09 38.17 Ordinary Shares
04-30-2018 O REALTY INCOME CORP Trading/REIT $64.88 $50.51 0.06% $0.27 51,625 M 932,440,218 1.17 48.77 Ordinary Shares
04-30-2018 BMO BANK OF MONTREAL /CAN/ Banking/Misc. Commercial Banks $143.08 $75.93 0.05% $1.0976 65,696 M 729,413,376 N/A 11.97 Ordinary Shares
04-30-2018 DGICA DONEGAL GROUP INC Insurance/Fire, Marine & Casualty Insurance $16.94 $13.92 0.04% $0.1825 0 M 37,002,964 4.23 0.00 Ordinary Shares - Class A
04-30-2018 DGICB DONEGAL GROUP INC Insurance/Fire, Marine & Casualty Insurance $15.89 $13.00 0.04% $0.155 0 M 37,002,964 4.23 0.00 Ordinary Shares - Class B
04-30-2018 TRGP Targa Resources Corp. Utilities/Natural Gas Transmission $232.47 $46.97 0.02% $0.75 39,408 M 214,951,798 8.52 21.27 Ordinary Shares
04-30-2018 ALLY Ally Financial Inc. Banking/State Commercial Banks – Fed Reserve System $37.38 $26.10 N/A $0.30 0 M 309,091,700 2.39 N/A Ordinary Shares
04-30-2018 USAC USA Compression Partners, LP Utilities/Natural Gas Transmission $27.53 $17.90 0.09% $0.525 2,731 M 120,756,000 0.85 26.51 Unit
04-30-2018 AVAL Grupo Aval Acciones Y Valores S.A. Banking/Misc. Commercial Banks $4.08 $8.86 0.22% $0.0115 787 M 377,088,163 0.59 0.76 ADR
04-30-2018 PAGP PLAINS GP HOLDINGS LP Transportation/Pipelines, Except Natural Gas $22.91 $24.22 N/A $0.4175 0 M 197,904,124 1.31 N/A Ordinary Shares - Class A
04-30-2018 JPHY J.P. Morgan Exchange-Traded Fund Trust - JPMorgan High Yield Research Enhanced ETF N/A $45.37 $49.87 0.05% $0.00 482 M 10,600,000 0.00 0.00 JPMorgan High Yield Research Enhanced ETF
04-30-2018 SAFM Sanderson Farms, Inc. N/A $204.00 $111.16 N/A $0.44 0 M 22,320,192 38.65 0.00 Ordinary Shares
04-30-2018 LMRK Landmark Infrastructure Partners LP N/A $16.49 $14.75 N/A $0.20 0 M 25,488,992 0.00 0.00 Unit
04-30-2018 LMRKN Landmark Infrastructure Partners LP N/A $25.50 $23.25 N/A $0.4375 0 M 2,000,000 0.00 0.00 FRFXD PRF PERPETUAL USD 25 - Ser C
04-27-2018 ENLC EnLink Midstream, LLC N/A $14.12 $14.85 0.04% $0.1325 6,573 M 461,449,461 -2.50 50.25 Unit
04-27-2018 LTXB LegacyTexas Financial Group Inc. N/A $42.54 $41.82 N/A $0.25 0 M N/A 0.00 N/A Ordinary Shares
04-27-2018 TSU TIM Participacoes S.A. N/A $12.28 $22.93 N/A $0.1201 5,945 M 484,080,919 0.93 N/A ADR
04-27-2018 ERF Enerplus Corporation N/A $20.06 $11.59 0.02% $0.3169 4,103 M 204,246,025 1.28 15.06 Ordinary Shares
04-27-2018 FT FRANKLIN UNIVERSAL TRUST N/A $7.34 $6.74 0.07% $0.0425 183 M 25,131,894 0.00 0.00 Ordinary Shares
04-27-2018 CPG Crescent Point Energy Corp N/A $8.59 $8.80 0.05% $0.115 5,321 M 619,489,384 0.00 0.00 Ordinary Shares
04-27-2018 TGE Tallgrass Energy LP N/A $22.38 $20.76 N/A $0.55 4,012 M 179,197,000 1.42 N/A Ordinary Shares - Class A
04-27-2018 TTS Tile Shop Holdings Inc. N/A $1.50 $7.00 N/A $0.05 0 M 51,925,262 0.15 0.00 Ordinary Shares
04-27-2018 JP Jupai Holdings Ltd - ADR N/A $0.38 $19.57 N/A $0.60 12 M 31,842,136 0.00 0.00 ADR
04-27-2018 DNP DNP SELECT INCOME FUND INC N/A $9.11 $10.92 0.08% $0.065 3,368 M 354,854,867 0.00 0.00 Ordinary Shares
04-27-2018 CTAA Qwest Corporation - 7% NT REDEEM 01/02/2056 USD 25 N/A $25.06 $23.81 0.07% $0.4375 0 M N/A 0.00 0.00 7% NT REDEEM 01/02/2056 USD 25
04-27-2018 JMP JMP Group LLC N/A $7.50 $5.06 N/A $0.248 151 M 20,159,895 0.53 14.08 Ordinary Shares
04-27-2018 HEP HOLLY ENERGY PARTNERS LP N/A $20.87 $29.36 0.07% $0.35 2,505 M 126,440,201 0.00 0.00 Unit
04-27-2018 FTF FRANKLIN LTD DURATION INCOME TRUST N/A $6.60 $11.08 0.10% $0.0615 272 M 40,405,374 0.00 0.00 Ordinary Shares
04-27-2018 MTBCP CareCloud Inc - 11% PRF PERPETUAL USD 25 - Ser A N/A $26.91 $25.38 0.10% $0.2292 48 M 4,521,546 0.00 0.00 11% PRF PERPETUAL USD 25 - Ser A
04-27-2018 NBH NEUBERGER BERMAN MUNICIPAL FUND INC. N/A $10.28 $13.45 0.04% $0.0542 326 M 29,618,059 0.00 0.00 Ordinary Shares
04-27-2018 OPI Office Properties Income Trust Real Estate/Real Estate $0.20 $50.04 0.16% $0.01 18 M 73,976,190 -2.62 0.00 Ordinary Shares
04-27-2018 AOS SMITH A O CORP Consumer Goods/Household Appliances $69.82 $62.37 0.02% $0.36 9,266 M 138,289,917 3.87 16.97 Ordinary Shares
04-27-2018 BKSC BANK OF SOUTH CAROLINA CORP Banking/State Commercial Banks – Fed Reserve System $12.25 $21.90 N/A $0.17 0 M 5,448,494 1.18 0.00 Ordinary Shares
04-27-2018 CAG CONAGRA BRANDS INC. Food Products/Food And Kindred Products $18.08 $37.34 0.08% $0.35 8,500 M 478,369,475 -0.21 0.00 Ordinary Shares
04-27-2018 OHI OMEGA HEALTHCARE INVESTORS INC Trading/REIT $48.31 $25.80 N/A $0.67 0 M 295,570,000 1.96 N/A Ordinary Shares
04-27-2018 STAG STAG Industrial, Inc. Trading/REIT $38.37 $24.46 0.04% $0.3875 6,865 M 191,036,305 1.46 25.11 Ordinary Shares
04-27-2018 MS MORGAN STANLEY Trading/Security And Commodity Brokers, Dealers, Exchanges & Services $160.75 $51.86 N/A $1.00 0 M 1,587,860,206 10.32 N/A Ordinary Shares
04-27-2018 DHC DIVERSIFIED HEALTHCARE TRUST Trading/REIT $7.29 $15.41 0.01% $0.01 1,172 M 242,121,025 -1.19 0.00 Ordinary Shares
04-27-2018 MSB MESABI TRUST Trading/Mineral Royalty Traders $32.40 $23.00 0.20% $0.26 448 M 13,120,010 1.31 26.03 Ordinary Shares
04-27-2018 MTR MESA ROYALTY TRUST/TX Trading/Oil Royalty Traders $4.98 $15.70 0.05% $0.0032 12 M 1,863,590 N/A 0.00 Ordinary Shares
04-27-2018 NI NISOURCE INC. Utilities/Electric And Other Services Combined $46.57 $24.51 0.03% $0.30 19,792 M 478,533,171 1.96 21.29 Ordinary Shares
04-27-2018 OKE ONEOK INC /NEW/ Utilities/Natural Gas Transmission & Distribution $84.68 $59.88 0.06% $1.07 45,624 M 629,783,634 5.43 13.45 Ordinary Shares
04-27-2018 PBT PERMIAN BASIN ROYALTY TRUST Trading/Oil Royalty Traders $19.90 $9.96 0.07% $0.0142 520 M 46,608,796 N/A 0.00 Ordinary Shares
04-27-2018 EPD ENTERPRISE PRODUCTS PARTNERS L.P. Utilities/Natural Gas Transmission $36.72 $26.48 0.07% $0.55 68,189 M 2,161,760,683 2.66 11.74 Unit
04-27-2018 FCCO FIRST COMMUNITY CORP /SC/ Banking/State Commercial Banks – Fed Reserve System $28.42 $23.05 0.02% $0.15 216 M 7,689,694 2.43 11.59 Ordinary Shares
04-27-2018 CZNC CITIZENS & NORTHERN CORP Banking/State Commercial Banks – Fed Reserve System $22.31 $24.33 0.06% $0.28 355 M 17,910,243 1.46 15.14 Ordinary Shares
04-27-2018 SCHL SCHOLASTIC CORP Printing And Publishing/Books – Publishing-Printing $34.31 $41.37 0.03% $0.20 743 M 25,441,693 -0.21 0.00 Ordinary Shares
04-27-2018 EPR EPR PROPERTIES Trading/REIT $57.50 $55.45 0.07% $0.31 3,779 M 76,520,011 3.30 15.07 Ordinary Shares
04-27-2018 SJT SAN JUAN BASIN ROYALTY TRUST Trading/Oil Royalty Traders $5.03 $6.98 0.07% $0.0229 153 M 46,608,796 N/A 0.00 Unit
04-27-2018 UNM Unum Group Insurance/Accident And Health Insurance $72.78 $48.92 N/A $0.46 0 M 163,753,818 4.28 N/A Ordinary Shares
04-27-2018 VALU VALUE LINE INC Trading/Security And Commodity Brokers, Dealers, Exchanges & Services $36.00 $19.36 0.03% $0.30 345 M 9,389,873 2.51 16.23 Ordinary Shares
04-27-2018 KFFB Kentucky First Federal Bancorp Banking/Savings Institutions $4.85 $8.65 N/A $0.10 0 M N/A 0.08 N/A Ordinary Shares
04-27-2018 PLBC PLUMAS BANCORP Banking/Business Credit Institutions $49.90 $27.60 0.03% $0.30 298 M 6,955,514 4.33 11.27 Ordinary Shares
04-27-2018 CRT CROSS TIMBERS ROYALTY TRUST Trading/Oil Royalty Traders $9.55 $13.40 0.11% $0.0501 58 M 6,000,000 N/A 0.00 Ordinary Shares
04-27-2018 MATW MATTHEWS INTERNATIONAL CORP Steel Works/Nonferrous Foundries And Casting $26.14 $48.25 0.04% $0.25 804 M 31,126,081 0.71 35.55 Ordinary Shares - Class A
04-27-2018 NNN NNN REIT, INC. Trading/REIT $45.30 $38.43 0.06% $0.60 7,088 M 189,939,441 2.07 18.19 Ordinary Shares
04-27-2018 UNB UNION BANKSHARES INC Banking/State Commercial Banks – Fed Reserve System $23.55 $51.80 0.06% $0.36 111 M 4,582,423 2.50 9.80 Ordinary Shares
04-27-2018 SKT TANGER INC. Trading/REIT $35.87 $22.15 0.03% $0.2925 3,807 M 114,507,737 2.02 16.25 Ordinary Shares
04-27-2018 VRTS VIRTUS INVESTMENT PARTNERS, INC. Trading/Security And Commodity Brokers, Dealers, Exchanges & Services $131.65 $114.80 0.06% $2.25 1,086 M 6,695,515 20.27 7.85 Ordinary Shares
04-27-2018 HNRG HALLADOR ENERGY CO Coal/Bituminous Coal And Lignite Mining $19.09 $6.37 N/A $0.04 842 M 43,825,006 -4.46 0.00 Ordinary Shares
04-27-2018 LNT ALLIANT ENERGY CORP Utilities/Electric And Other Services Combined $71.04 $43.06 0.03% $0.535 18,292 M 283,748,218 3.15 22.58 Ordinary Shares
04-27-2018 CE Celanese Corp Chemicals/Plastic Material & Synthetic Resin/Rubber $50.67 $109.29 0.00% $0.03 4,627 M 109,571,972 -10.64 0.00 Ordinary Shares - Series A
04-27-2018 ASML ASML HOLDING NV Machinery/Special Industry Machinery $1,383.40 $191.75 0.01% $3.1771 361,173 M 399,584,578 9.67 48.58 New York Shares
04-27-2018 VET VERMILION ENERGY INC. Petroleum And Natural Gas/Crude Petroleum & Natural Gas $11.50 $33.58 0.04% $0.0908 1,617 M 157,292,671 0.15 0.00 Ordinary Shares
04-27-2018 SUZ Suzano S.A. Business Supplies/Paper And Allied Products $10.70 $23.31 0.02% $0.3301 12,313 M 1,264,117,615 -1.77 0.00 ADR
04-27-2018 DMLP DORCHESTER MINERALS, L.P. Petroleum And Natural Gas/Crude Petroleum & Natural Gas $26.11 $17.80 N/A $0.7557 0 M 48,255,450 1.16 N/A Units
04-27-2018 CLDT Chatham Lodging Trust Trading/REIT $7.90 $19.15 0.05% $0.10 330 M 47,254,037 0.14 46.51 Ordinary Shares
04-27-2018 PSEC PROSPECT CAPITAL CORP Financial Services/Asset Management $2.67 $6.36 N/A $0.045 0 M 482,489,809 -0.81 N/A Ordinary Shares
04-27-2018 AGNC AGNC Investment Corp. Trading/REIT $10.72 $18.99 N/A $0.12 0 M 1,108,770,670 1.48 N/A Ordinary Shares
04-27-2018 KMI KINDER MORGAN, INC. Utilities/Natural Gas Transmission $32.96 $15.95 0.04% $0.2925 60,572 M 2,224,806,397 1.37 19.82 Ordinary Shares - Class P
04-27-2018 VOC VOC Energy Trust Petroleum And Natural Gas/Crude Petroleum & Natural Gas $3.36 $5.22 0.15% $0.09 84 M 17,000,000 N/A 0.00 Unit
04-27-2018 ORC Orchid Island Capital, Inc. Trading/REIT $7.45 $7.32 N/A $0.12 0 M 190,693,392 1.24 N/A Ordinary Shares
04-27-2018 FSBW FS Bancorp, Inc. Banking/Savings Institutions $39.09 $56.59 0.03% $0.28 301 M 7,518,462 4.16 9.32 Ordinary Shares
04-27-2018 RBB RBB Bancorp Banking/State Commercial Banks – Fed Reserve System $21.14 $27.73 0.03% $0.16 321 M 17,046,897 1.51 12.27 Ordinary Shares
04-27-2018 SCM Stellus Capital Investment Corp Financial Services/Asset Management $9.58 $12.75 0.12% $0.1133 367 M 28,947,254 1.08 40.04 Ordinary Shares
04-27-2018 RMR RMR GROUP INC. Business Services/Services – Management, Public Relations, Consulting $16.43 $74.45 0.12% $0.45 464 M 32,058,177 1.36 19.84 Ordinary Shares - Class A
04-27-2018 YRD Yiren Digital Ltd. Banking/Financial Services $3.72 $35.16 N/A $0.22 393 M 86,934,543 4.49 0.00 ADR
04-27-2018 FBK FB Financial Corp Banking/State Commercial Banks – Fed Reserve System $51.52 $40.66 N/A $0.19 0 M 51,757,557 2.47 N/A Ordinary Shares
04-27-2018 REVG REV Group, Inc. Automobiles And Trucks/Motor Vehicles & Passenger Car Bodies $63.90 $18.23 0.00% $0.06 2,502 M 48,806,145 1.92 26.28 Ordinary Shares
04-27-2018 GECC Great Elm Capital Corp. Financial Services/Diversified Investments $5.52 $9.24 0.22% $0.30 99 M 13,998,168 -2.57 0.00 Ordinary Shares
04-27-2018 ILPT Industrial Logistics Properties Trust Trading/REIT $6.21 $20.53 N/A $0.01 0 M 66,653,129 -1.00 N/A Ordinary Shares
04-27-2018 NBW Neuberger Berman California Municipal Fund Inc N/A $9.49 $12.60 0.05% $0.0719 53 M 5,551,044 0.00 0.00 Ordinary Shares
04-27-2018 PSXP Phillips 66 Partners LP N/A $42.01 $49.87 0.08% $0.875 9,593 M 228,340,146 0.00 0.00 Units
04-27-2018 CLNC Colony Credit Real Estate Inc - Class A N/A $10.16 $19.37 0.01% $0.14 1,318 M 129,762,484 -2.85 -3.59 Ordinary Shares - Class A
04-27-2018 CYOU Changyou.Com Ltd N/A $10.74 $18.97 N/A $9.40 213 M 19,867,556 2.73 N/A ADR
04-27-2018 PVL Permianville Royalty Trust N/A $1.45 $3.55 0.03% $0.035 59 M 33,000,000 N/A 0.00 Unit
04-27-2018 NBO Neuberger Berman New York Municipal Fund Inc N/A $8.48 $11.57 0.04% $0.0242 48 M 5,077,417 0.00 0.00 Ordinary Shares
04-27-2018 BXG Bluegreen Corp. N/A $9.32 $23.06 0.13% $1.19 676 M 72,484,293 0.00 0.00 Ordinary Shares
04-26-2018 GFNCP General Finance Corporation N/A $101.21 $101.25 N/A $2.225 0 M 400,000 0.00 0.00 9% PRF PERPETUAL USD 100 - Ser C
04-26-2018 DRUA Dominion Energy Inc - 5.25% NT REDEEM 30/07/2076 USD 25 N/A $25.09 $24.29 0.05% $0.3281 63,305 M 2,523,099,142 0.00 0.00 5.25% NT REDEEM 30/07/2076 USD 25
04-26-2018 PPX Pacific Energy Partners LP N/A $25.30 $25.02 N/A $0.3688 0 M N/A 0.00 0.00 5.90% NT REDEEM 30/04/2073 USD 25
04-26-2018 UVE UNIVERSAL INSURANCE HOLDINGS, INC. Insurance/Fire, Marine & Casualty Insurance $34.28 $32.15 0.02% $0.16 948 M 28,008,189 6.56 5.18 Ordinary Shares
04-26-2018 SM SM Energy Co Petroleum And Natural Gas/Crude Petroleum & Natural Gas $24.88 $23.41 0.05% $0.22 2,142 M 238,359,166 5.65 3.31 Ordinary Shares
04-26-2018 COKE Coca-Cola Consolidated, Inc. Candy & Soda/Bottled-Canned Soft Drinks $207.66 $168.78 0.01% $0.25 13,078 M 66,564,294 32.98 22.92 Ordinary Shares
04-26-2018 FRD FRIEDMAN INDUSTRIES INC Steel Works/Blast Furnaces & Steel Works $13.97 $6.05 0.01% $0.04 106 M 6,969,695 -0.27 18.64 Ordinary Shares
04-26-2018 OSBC OLD SECOND BANCORP INC Banking/State Commercial Banks – Fed Reserve System $19.63 $14.20 N/A $0.06 0 M 52,690,806 1.64 N/A Ordinary Shares
04-26-2018 RELX RELX PLC Business Services/Services – Misc. Business Services $35.19 $21.75 0.02% $0.2345 87,054 M 1,865,719,727 N/A 0.00 ADR
04-26-2018 OVBC OHIO VALLEY BANC CORP Banking/State Commercial Banks – Fed Reserve System $42.33 $44.90 0.02% $0.22 173 M 4,711,001 3.00 12.22 Ordinary Shares
04-26-2018 SGU STAR GROUP, L.P. Retail/Retail – Misc. Retail Stores $12.78 $9.78 0.06% $0.185 386 M 32,879,055 1.92 5.05 Unit
04-26-2018 HOPE HOPE BANCORP INC Banking/National Commercial Banks $10.90 $17.33 N/A $0.14 0 M 128,203,739 0.49 N/A Ordinary Shares
04-26-2018 WSM WILLIAMS SONOMA INC Retail/Retail – Home Furniture And Equipment Stores $188.39 $48.84 0.01% $0.66 23,669 M 119,380,711 8.95 20.92 Ordinary Shares
04-26-2018 MANU Manchester United plc Entertainment/Services – Amusement And Recreation $17.31 $18.95 N/A $0.09 2,808 M 163,000,000 -0.08 0.00 Ordinary Shares - Class A
04-26-2018 CLB Core Laboratories Inc Petroleum And Natural Gas/Misc. Oil & Gas Field Services $16.33 $124.36 0.00% $0.01 1,025 M 46,912,971 0.66 43.23 Ordinary Shares
04-26-2018 KCNY Krane Shares Trust - KraneShares E Fund China Commercial Paper ETF N/A $34.62 $37.16 0.02% $0.0696 14 M 400,000 0.00 0.00 KraneShares E Fund China Commercial Paper ETF
04-26-2018 ASG LIBERTY ALL STAR GROWTH FUND INC. N/A $5.71 $5.97 0.08% $0.12 319 M 58,237,048 0.00 0.00 Ordinary Shares
04-26-2018 USA LIBERTY ALL STAR EQUITY FUND N/A $7.02 $6.23 0.09% $0.18 1,891 M 270,856,813 0.00 0.00 Ordinary Shares
04-26-2018 UBNK United Financial Bancorp Inc. N/A $14.12 $16.89 N/A $0.12 0 M N/A 0.00 N/A Ordinary Shares
04-26-2018 UCFC United Community Financial Corp. N/A $10.93 $10.29 N/A $0.08 526 M 48,112,000 0.82 N/A Ordinary Shares
04-25-2018 FWDB Advisorshares Trust - AdvisorShares FolioBeyond Smart Core Bond ETF N/A $25.78 $25.35 0.02% $0.0752 3 M 125,000 0.00 0.00 AdvisorShares FolioBeyond Smart Core Bond ETF
04-25-2018 FRC First Republic Bank N/A $3.51 $93.61 0.23% $0.27 631 M 179,646,811 8.23 0.42 Ordinary Shares
04-25-2018 SKIS Peak Resorts Inc N/A $11.00 $4.80 N/A $0.07 0 M N/A 0.00 N/A Ordinary Shares
04-25-2018 EMBJ EMBRAER S.A. Aircraft/Aircraft $65.80 $26.41 N/A $0.3687 6,151 M 185,116,261 -1.75 0.00 ADR
04-25-2018 FUL FULLER H B CO Chemicals/Misc. Chemical Products $58.46 $50.81 0.02% $0.235 3,152 M 54,311,782 2.78 20.74 Ordinary Shares
04-25-2018 ING ING GROEP NV Banking/Misc. Commercial Banks $27.08 $16.98 0.06% $0.1651 60,155 M 3,303,381,926 1.23 13.14 ADR
04-25-2018 KALU KAISER ALUMINUM CORP Steel Works/Rolling, Drawing & Extruding Of Nonferrous Metals $125.09 $100.82 0.03% $0.77 1,851 M 16,210,443 6.96 16.45 Ordinary Shares
04-25-2018 DLNG Dynagas LNG Partners LP Transportation/Water Transport $4.09 $8.69 N/A $0.049 138 M 36,802,247 0.08 0.00 Unit
04-24-2018 HIE Miller/Howard High Income Equity Fund N/A $11.95 $11.74 N/A $0.051 3,686 M 18,690,675 0.00 38.80 Ordinary Shares
04-24-2018 DTN WisdomTree Trust - WisdomTree U.S. Dividend Ex-Financials Fund N/A $101.81 $84.87 0.03% $0.00 537 M 5,275,000 0.00 0.00 WisdomTree U.S. Dividend Ex-Financials Fund
04-24-2018 CLX CLOROX CO /DE/ Consumer Goods/Soap & Other Detergents $115.87 $114.96 0.05% $1.24 12,165 M 120,911,863 6.15 16.11 Ordinary Shares
04-24-2018 LKFN LAKELAND FINANCIAL CORP Banking/State Commercial Banks – Fed Reserve System $56.72 $48.98 N/A $0.50 0 M 25,266,503 4.02 N/A Ordinary Shares
04-24-2018 FAST FASTENAL CO Retail/Retail – Retail-Building Materials, Hardware, Garden Supply $46.30 $49.11 0.02% $0.24 45,817 M 1,148,179,210 1.36 36.41 Ordinary Shares
04-24-2018 LEN LENNAR CORP /NEW/ Construction/General Building Contractors – Residential $98.72 $53.47 0.02% $0.50 33,484 M 246,986,755 14.17 16.11 Ordinary Shares - Class A
04-24-2018 LOW LOWES COMPANIES INC Retail/Retail – Lumber & Other Building Materials $251.11 $82.91 0.02% $1.20 133,549 M 560,951,457 12.11 19.70 Ordinary Shares
04-24-2018 SLP Simulations Plus, Inc. Computer Software/Computer Integrated Systems Design $12.26 $17.55 N/A $0.06 342 M 20,146,585 -3.16 0.00 Ordinary Shares
04-24-2018 RY ROYAL BANK OF CANADA Banking/Misc. Commercial Banks $165.41 $75.27 0.05% $1.0281 170,913 M 1,415,074,558 N/A 15.09 Ordinary Shares
04-24-2018 GBX GREENBRIER COMPANIES INC Shipbuilding, Railroad Equipment/Railroad Equipment $54.09 $44.20 0.03% $0.32 1,440 M N/A 6.55 7.06 Ordinary Shares
04-24-2018 AZZ AZZ INC Fabricated Products/Coating, Engraving And Allied Services $126.04 $45.40 0.01% $0.17 3,169 M 29,855,666 10.92 9.85 Ordinary Shares
04-24-2018 PBA PEMBINA PIPELINE CORP Petroleum And Natural Gas/Oil & Gas Field Exploration Services $44.62 $31.46 0.07% $0.4828 23,370 M 580,200,823 2.00 0.00 Ordinary Shares
04-24-2018 BCTF Bancorp 34, Inc. Banking/Savings Institutions $10.19 $16.30 N/A $0.07 79 M 6,609,615 0.25 46.65 Ordinary Shares
04-24-2018 MVC MVC Capital Inc N/A $9.10 $9.97 0.05% $0.17 162 M 17,725,118 0.00 0.00 Ordinary Shares
04-24-2018 EMAG Emageon Inc N/A $20.18 $21.17 0.04% $0.00 16 M 800,000 0.00 0.00 VanEck Vectors Emerging Markets Aggregate Bond ETF
04-23-2018 PCF HIGH INCOME SECURITIES FUND N/A $6.54 $9.11 0.11% $0.0622 117 M 17,530,463 0.00 0.00 Ordinary Shares
04-23-2018 PPT PUTNAM PREMIER INCOME TRUST N/A $3.58 $5.25 0.08% $0.026 355 M 96,268,784 0.00 0.00 Ordinary Shares
04-23-2018 QADB QAD, Inc. N/A $87.54 $33.50 N/A $0.06 0 M 3,344,775 0.26 0.00 Ordinary Shares - Class B
04-23-2018 QADA QAD, Inc. N/A $87.63 $45.20 N/A $0.072 0 M 17,662,585 0.00 0.00 Ordinary Shares - Class A
04-23-2018 PIM PUTNAM MASTER INTERMEDIATE INCOME TRUST N/A $3.27 $4.74 0.08% $0.022 162 M 48,338,471 0.00 0.00 Ordinary Shares
04-23-2018 ORRF ORRSTOWN FINANCIAL SERVICES INC Banking/State Commercial Banks – Fed Reserve System $35.16 $25.85 0.03% $0.26 657 M 19,498,770 3.83 8.99 Ordinary Shares
04-23-2018 CIVB CIVISTA BANCSHARES, INC. Banking/State Commercial Banks – Fed Reserve System $22.40 $23.25 0.03% $0.17 426 M 20,735,289 2.64 9.22 Ordinary Shares
04-23-2018 RACE Ferrari N.V. Automobiles And Trucks/Motor Vehicles & Passenger Car Bodies $346.56 $121.88 0.01% $3.615 82,487 M 184,747,890 4.27 59.56 Ordinary Shares
04-23-2018 PMO PUTNAM MUNICIPAL OPPORTUNITIES TRUST N/A $10.10 $11.55 0.04% $0.035 332 M 31,811,052 0.00 0.00 Ordinary Shares
04-23-2018 CNHI CNH Industrial NV N/A $11.44 $12.29 N/A $0.47 15,028 M 1,334,353,497 0.00 8.41 Ordinary Shares
04-23-2018 ISDR ISSUER DIRECT CORP N/A $8.75 $16.00 N/A $0.05 46 M 3,833,977 0.00 0.00 Ordinary Shares
04-23-2018 PMM PUTNAM MANAGED MUNICIPAL INCOME TRUST N/A $6.06 $7.00 0.04% $0.0238 294 M 46,431,063 0.00 0.00 Ordinary Shares
04-20-2018 ETO Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund N/A $25.45 $25.41 0.07% $0.1733 427 M 16,388,138 0.00 0.00 Ordinary Shares
04-20-2018 FLC FLAHERTY & CRUMRINE TOTAL RETURN FUND INC N/A $16.75 $19.38 0.06% $0.0913 175 M 10,456,821 0.00 0.00 Ordinary Shares
04-20-2018 FMN Federated Hermes Premier Municipal Income Fund N/A $10.87 $13.44 0.04% $0.038 135 M 11,498,091 0.00 0.00 Ordinary Shares
04-20-2018 PFO Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC N/A $9.08 $10.78 0.06% $0.0492 118 M 13,077,326 0.00 0.00 Ordinary Shares
04-20-2018 ETV Eaton Vance Tax-Managed Buy-Write Opportunities Fund N/A $14.32 $14.94 0.08% $0.0993 1,488 M 109,268,349 0.00 0.00 Ordinary Shares
04-20-2018 EVT EATON VANCE TAX ADVANTAGED DIVIDEND INCOME FUND N/A $23.95 $22.18 0.07% $0.1646 1,829 M 74,542,782 0.00 0.00 Ordinary Shares
04-20-2018 EIM EATON VANCE MUNICIPAL BOND FUND N/A $10.33 $11.85 0.05% $0.0508 746 M 71,153,184 0.00 0.00 Ordinary Shares
04-20-2018 AGD abrdn Global Dynamic Dividend Fund N/A $9.86 $10.55 0.08% $0.11 256 M 24,865,080 0.00 0.00 Ordinary Shares
04-20-2018 EVM EATON VANCE CALIFORNIA MUNICIPAL BOND FUND N/A $9.36 $10.25 0.04% $0.0417 235 M 24,672,939 0.00 0.00 Ordinary Shares
04-20-2018 BIF Boulder Growth & Income Fund Inc N/A $14.78 $10.74 0.03% $0.12 1,449 M 98,270,980 0.00 0.00 Ordinary Shares
04-20-2018 ARDC Ares Dynamic Credit Allocation Fund, Inc. N/A $15.20 $16.26 0.09% $0.1175 352 M 22,914,937 0.00 0.00 Ordinary Shares
04-20-2018 BGX Blackstone Long-Short Credit Income Fund N/A $12.60 $16.65 0.09% $0.105 165 M 12,708,274 0.00 0.00 Ordinary Shares
04-20-2018 EFF Eaton Vance Floating-Rate Income Plus Fund N/A $16.48 $16.57 0.04% $0.06 124 M 7,606,422 0.00 0.00 Ordinary Shares
04-20-2018 EVG Eaton Vance Short Duration Diversified Income Fund N/A $10.88 $13.35 0.08% $0.0795 149 M 13,442,697 0.00 0.00 Ordinary Shares
04-20-2018 ETX Eaton Vance Municipal Income 2028 Term Trust N/A $17.80 $19.00 0.04% $0.0782 205 M 10,884,956 0.00 0.00 Ordinary Shares
04-20-2018 AOD abrdn Total Dynamic Dividend Fund N/A $8.48 $8.98 0.08% $0.10 944 M 105,430,998 0.00 0.00 Ordinary Shares
04-20-2018 ENX EATON VANCE NEW YORK MUNICIPAL BOND FUND N/A $9.54 $11.11 0.04% $0.0417 178 M 17,961,289 0.00 0.00 Ordinary Shares
04-20-2018 ETG EATON VANCE TAX ADVANTAGED GLOBAL DIVIDEND INCOME FUND N/A $18.39 $16.88 0.07% $0.1293 1,458 M 76,458,956 0.00 0.00 Ordinary Shares
04-20-2018 EXG Eaton Vance Tax-Managed Global Diversified Equity Income Fund N/A $8.26 $9.08 0.08% $0.0657 2,606 M 306,286,161 0.00 0.00 Ordinary Shares
04-20-2018 ETB Eaton Vance Tax-Managed Buy-Write Income Fund N/A $14.89 $15.69 0.08% $0.1058 416 M 29,374,715 0.00 0.00 Ordinary Shares
04-20-2018 EFR EATON VANCE SENIOR FLOATING RATE TRUST N/A $12.98 $14.82 0.11% $0.112 373 M 29,174,848 0.00 0.00 Ordinary Shares
04-20-2018 FEN FIRST TRUST ENERGY INCOME & GROWTH FUND N/A $15.99 $22.11 0.08% $0.30 276 M 19,463,721 0.00 0.00 Ordinary Shares
04-20-2018 BSL Blackstone Senior Floating Rate 2027 Term Fund N/A $14.31 $17.97 0.09% $0.114 186 M 13,008,541 0.00 0.00 Ordinary Shares
04-20-2018 EFT Eaton Vance Floating-Rate Income Trust N/A $13.12 $15.07 0.10% $0.114 344 M 26,181,373 0.00 0.00 Ordinary Shares
04-20-2018 FFC Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC N/A $15.74 $18.61 0.06% $0.0897 761 M 48,094,255 0.00 0.00 Ordinary Shares
04-20-2018 EOT Eaton Vance National Municipal Opportunities Trust N/A $16.62 $20.39 0.04% $0.0683 273 M 15,624,921 0.00 0.00 Ordinary Shares
04-20-2018 ETJ Eaton Vance Risk-Managed Diversified Equity Income Fund N/A $9.20 $9.17 0.08% $0.0651 610 M 67,301,787 0.00 0.00 Ordinary Shares
04-20-2018 ETY Eaton Vance Tax-Managed Diversified Equity Income Fund N/A $15.08 $11.92 0.07% $0.0992 2,239 M 157,326,009 0.00 0.00 Ordinary Shares
04-20-2018 FMBH FIRST MID BANCSHARES, INC. Banking/State Commercial Banks – Fed Reserve System $40.19 $36.04 N/A $0.24 0 M 24,082,479 3.84 N/A Ordinary Shares
04-20-2018 CAT CATERPILLAR INC Machinery/Construction Machinery & Equipment $716.68 $153.25 0.01% $1.51 267,466 M 465,287,332 18.90 30.11 Ordinary Shares
04-20-2018 CVS CVS HEALTH Corp Retail/Retail – Drug & Proprietary Stores $76.32 $65.12 0.03% $0.665 99,920 M 1,272,211,063 1.40 56.52 Ordinary Shares
04-20-2018 GLBZ GLEN BURNIE BANCORP Banking/State Commercial Banks – Fed Reserve System $4.30 $11.79 N/A $0.10 13 M 2,919,695 0.06 509.04 Ordinary Shares
04-20-2018 GEO GEO GROUP INC Construction/General Building Contractors – Residential $14.08 $21.43 N/A $0.25 0 M 134,361,648 1.85 N/A Ordinary Shares
04-20-2018 IDCC InterDigital, Inc. Trading/Patent Owners & Lessors $365.72 $79.60 0.01% $0.60 8,178 M 25,686,766 15.77 20.11 Ordinary Shares
04-20-2018 AGX ARGAN INC Construction/Construction – Special Contractors $458.71 $37.10 0.01% $0.375 4,229 M 13,873,410 8.77 32.92 Ordinary Shares
04-20-2018 OFLX Omega Flex, Inc. Construction Materials/Heating Equipment & Plumbing Fixtures $29.05 $65.73 0.04% $0.34 315 M 10,094,322 1.58 19.56 Ordinary Shares
04-20-2018 HFBL Home Federal Bancorp, Inc. of Louisiana Banking/Savings Institutions $18.65 $30.81 N/A $0.13 0 M N/A 1.71 N/A Ordinary Shares
04-20-2018 DFP Delphi Financial Group, Inc. N/A $20.13 $23.78 0.06% $0.1122 419 M 20,538,137 0.00 0.00 Ordinary Shares
04-20-2018 EOS Eaton Vance Enhanced Equity Income Fund II N/A $23.96 $16.29 0.07% $0.1523 1,122 M 52,286,225 0.00 0.00 Ordinary Shares
04-20-2018 EOI Eaton Vance Enhanced Equity Income Fund N/A $20.87 $14.70 0.07% $0.1338 777 M 40,325,199 0.00 0.00 Ordinary Shares
04-20-2018 AWP abrdn Global Premier Properties Fund N/A $3.77 $6.23 0.10% $0.04 372 M 85,407,951 0.00 0.00 Ordinary Shares
04-20-2018 FTLB First Trust Exchange-Traded Fund VI - First Trust Hedged BuyWrite Income ETF N/A $20.90 $21.99 0.03% $0.00 14 M 650,002 0.00 0.00 First Trust Hedged BuyWrite Income ETF
04-20-2018 ETW Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund N/A $8.44 $11.65 0.08% $0.0664 917 M 109,597,786 0.00 0.00 Ordinary Shares
04-20-2018 PFD FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC N/A $11.30 $13.38 0.06% $0.0594 148 M 12,763,654 0.00 0.00 Ordinary Shares
04-20-2018 BGB Blackstone Strategic Credit 2027 Term Fund N/A $12.17 $15.84 0.09% $0.101 544 M 44,664,381 0.00 0.00 Ordinary Shares
04-20-2018 HFRO HIGHLAND OPPORTUNITIES & INCOME FUND N/A $5.42 $15.96 0.10% $0.0385 398 M 66,894,537 0.00 0.00 Ordinary Shares
04-19-2018 GAINM Gladstone Investment Corporation N/A $25.06 $25.25 N/A $0.1302 408 M 2,300,000 0.00 0.00 6.25% PRF PERPETUAL USD 25 - Ser D
04-19-2018 MNP Western Asset Municipal Partners Fund Inc N/A $10.57 $14.13 0.05% $0.043 103 M 9,719,063 0.00 0.00 Ordinary Shares
04-19-2018 PAI Western Asset Investment Grade Income Fund Inc. N/A $12.35 $13.63 0.05% $0.0515 120 M 9,510,962 0.00 0.00 Ordinary Shares
04-19-2018 GFY Western Asset Variable Rate Strategic Fund Inc N/A $16.29 $16.88 N/A $0.0775 76 M 4,668,000 -1.72 N/A Ordinary Shares
04-19-2018 LANDP Gladstone Land Corp N/A $20.56 $25.49 0.04% $0.125 496 M 10,156,509 0.00 0.00 6.375% PRF REDEEM 30/09/2021 USD 25 - Ser A
04-19-2018 ACP abrdn Income Credit Strategies Fund N/A $5.94 $13.92 0.17% $0.10 334 M 52,075,560 0.00 0.00 Ordinary Shares
04-19-2018 OXLC Oxford Lane Capital Corp. N/A $5.10 $10.59 0.16% $0.09 1,538 M 287,000,000 0.00 0.00 Ordinary Shares
04-19-2018 BWG BrandywineGLOBAL-Global Income Opportunities Fund Inc N/A $8.03 $12.71 0.10% $0.08 146 M 16,791,836 0.00 0.00 Ordinary Shares
04-19-2018 IGR CBRE GLOBAL REAL ESTATE INCOME FUND N/A $4.82 $7.30 0.11% $0.06 894 M 139,968,594 0.00 0.00 Ordinary Shares
04-19-2018 MMU WESTERN ASSET MANAGED MUNICIPALS FUND INC. N/A $10.20 $12.85 0.05% $0.0545 467 M 43,367,851 0.00 0.00 Ordinary Shares
04-19-2018 HYI Western Asset High Yield Defined Opportunity Fund Inc. N/A $11.93 $14.53 0.09% $0.095 274 M 22,660,581 0.00 0.00 Ordinary Shares
04-19-2018 GLADN Gladstone Capital Corp. N/A $25.00 $24.96 N/A $0.125 0 M N/A 0.00 N/A 6% PRF REDEEM 30/09/2024 USD 25 - Ser 2024
04-19-2018 HIX WESTERN ASSET HIGH INCOME FUND II INC. N/A $4.24 $6.57 0.12% $0.049 286 M 64,991,059 0.00 0.00 Ordinary Shares
04-19-2018 THW abrdn World Healthcare Fund N/A $11.32 $12.78 0.10% $0.1167 508 M 38,244,600 0.00 0.00 Ordinary Shares
04-19-2018 GOODP Gladstone Commercial Corp N/A $25.14 $26.32 N/A $0.1615 0 M N/A 0.00 N/A 7.75% PRF PERPETUAL USD 25 - Ser A
04-19-2018 IGI Western Asset Investment Grade Defined Opportunity Trust Inc. N/A $16.34 $20.33 0.05% $0.071 193 M 10,848,022 0.00 0.00 Ordinary Shares
04-19-2018 OPP RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. N/A $8.54 $17.57 0.13% $0.1003 205 M 22,971,194 0.00 0.00 Ordinary Shares
04-19-2018 HIO WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. N/A $3.96 $4.78 0.10% $0.0355 378 M 95,099,215 0.00 0.00 Ordinary Shares
04-19-2018 THQ abrdn Healthcare Opportunities Fund N/A $18.89 $16.42 0.08% $0.18 906 M 41,356,058 0.00 0.00 Ordinary Shares
04-19-2018 EHI WESTERN ASSET GLOBAL HIGH INCOME FUND INC. N/A $6.55 $9.43 0.11% $0.07 161 M 22,697,297 0.00 0.00 Ordinary Shares
04-19-2018 OXLCO Oxford Lane Capital Corp N/A $22.95 $25.34 0.06% $0.125 1,538 M 2,400,000 0.00 0.00 7.50% PRF PERPETUAL USD 25 - Ser 2023
04-19-2018 GOODO Gladstone Commercial Corp N/A $20.96 $25.89 0.07% $0.125 686 M 4,000,000 -0.02 80.94 7.50% PRF PERPETUAL USD 25 - Reg S Ser B
04-19-2018 GLO Clough Global Opportunities Fund N/A $5.21 $10.75 0.10% $0.048 229 M 42,830,122 0.00 0.00 Ordinary Shares
04-19-2018 IFN INDIA FUND, INC. N/A $16.15 $24.78 0.09% $0.49 567 M 31,056,300 0.00 0.00 Ordinary Shares
04-19-2018 EMD WESTERN ASSET EMERGING MARKETS DEBT FUND INC. N/A $9.70 $14.28 0.10% $0.0845 594 M 60,246,012 0.00 0.00 Ordinary Shares
04-19-2018 FCO ABRDN GLOBAL INCOME FUND, INC. N/A $5.84 $8.58 0.13% $0.07 72 M 12,540,892 0.00 0.00 Ordinary Shares
04-19-2018 GOODM Gladstone Commercial Corp N/A $25.01 $24.95 N/A $0.1458 816 M 1,267,968 0.00 0.00 7% PRF PERPETUAL USD 25 - Ser D
04-19-2018 BDGE Bridge Bancorp, Inc. N/A $24.43 $32.15 0.03% $0.24 483 M 19,759,711 2.37 10.43 Ordinary Shares
04-19-2018 GDO WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC. N/A $11.14 $16.65 0.10% $0.122 191 M 14,949,168 0.00 0.00 Ordinary Shares
04-19-2018 SSW Seaspan Corporation N/A $9.93 $7.76 N/A $0.125 2,138 M 215,756,000 1.74 N/A Ordinary Shares - Class A
04-19-2018 MTT Western Asset Municipal Defined Opportunity Trust N/A $21.19 $21.55 N/A $0.049 6,475 M 12,200,435 0.00 11.81 Ordinary Shares
04-19-2018 UTG REAVES UTILITY INCOME FUND N/A $32.46 $28.10 0.07% $0.19 2,376 M 79,037,478 0.00 0.00 Ordinary Shares
04-19-2018 CCU UNITED BREWERIES CO INC Beer & Liquor/Malt Beverages $12.00 $28.38 0.04% $0.1727 4,563 M 184,751,436 467.40 28.72 ADR
04-19-2018 CL COLGATE PALMOLIVE CO Consumer Goods/Perfumes, Cosmetics And Other Toilet Preparations $92.49 $67.52 0.03% $0.52 63,308 M 801,548,028 2.64 29.69 Ordinary Shares
04-19-2018 LTC LTC PROPERTIES INC Trading/REIT $38.84 $35.14 N/A $0.19 0 M 48,509,762 2.54 N/A Ordinary Shares
04-19-2018 DCOM Dime Community Bancshares, Inc. /NY/ Banking/National Commercial Banks $32.08 $18.85 N/A $0.25 0 M 43,905,888 2.36 N/A Ordinary Shares
04-19-2018 F FORD MOTOR CO Automobiles And Trucks/Motor Vehicles & Passenger Car Bodies $12.24 $10.82 0.06% $0.15 52,277 M 3,989,475,225 -2.06 0.00 Ordinary Shares
04-19-2018 OXM OXFORD INDUSTRIES INC Apparel/Apparel And Other Finished Products $38.45 $76.25 0.07% $0.67 548 M 14,877,391 -0.30 0.00 Ordinary Shares
04-19-2018 PG PROCTER & GAMBLE Co Consumer Goods/Soap & Other Detergents $156.01 $73.80 0.03% $1.0568 332,517 M 2,324,000,685 6.90 20.21 Ordinary Shares
04-19-2018 WDFC WD 40 CO Chemicals/Misc. Chemical Products $228.76 $131.60 0.02% $0.94 2,649 M 13,486,302 6.60 29.59 Ordinary Shares
04-19-2018 FL FOOT LOCKER, INC. Retail/Retail – Apparel & Accessory Stores $24.01 $40.88 N/A $0.40 2,349 M 95,576,110 -3.77 0.00 Ordinary Shares
04-19-2018 MAIN Main Street Capital CORP Financial Services/Diversified Investments $56.78 $37.30 N/A $0.255 0 M 90,104,831 3.95 N/A Ordinary Shares
04-19-2018 GAIN GLADSTONE INVESTMENT CORPORATION\DE Financial Services/Diversified Investments $13.60 $10.90 0.11% $0.08 551 M 39,821,967 0.76 4.58 Ordinary Shares
04-19-2018 LYG Lloyds Banking Group plc Banking/Misc. Commercial Banks $5.37 $3.74 0.05% $0.134 43,461 M 15,472,845,997 N/A 2.77 ADR
04-19-2018 GLAD GLADSTONE CAPITAL CORP Financial Services/Closed-End Fund - Debt $18.08 $8.62 0.10% $0.15 463 M 22,593,069 3.08 12.99 Ordinary Shares
04-19-2018 FSP FRANKLIN STREET PROPERTIES CORP /MA/ Trading/REIT $0.66 $7.64 0.03% $0.01 165 M 103,690,340 -0.46 0.00 Ordinary Shares
04-19-2018 PBHC Pathfinder Bancorp, Inc. Banking/State Commercial Banks – Fed Reserve System $13.72 $15.58 0.03% $0.10 96 M 6,174,508 1.80 12.74 Ordinary Shares
04-19-2018 BUSE FIRST BUSEY CORP /NV/ Banking/State Commercial Banks – Fed Reserve System $25.06 $30.56 N/A $0.25 0 M 86,227,449 1.49 N/A Ordinary Shares
04-19-2018 GOOD GLADSTONE COMMERCIAL CORP Real Estate/Lessors Of Railroad & Real Property $12.36 $17.14 N/A $0.10 0 M 48,406,993 0.14 N/A Ordinary Shares
04-19-2018 CMRE Costamare Inc. Transportation/Water Transport $17.06 $7.01 0.04% $0.115 1,692 M 117,642,375 1.06 5.82 Ordinary Shares
04-19-2018 LAND GLADSTONE LAND Corp Trading/REIT $12.01 $12.41 N/A $0.0467 0 M 41,438,406 -0.29 N/A Ordinary Shares
04-19-2018 ZTS Zoetis Inc. Pharmaceutical Products/Pharmaceutical Preparations $120.49 $85.45 0.02% $0.53 55,212 M 422,127,709 6.03 20.66 Ordinary Shares - Class A
04-19-2018 VNOM Viper Energy, Inc. Petroleum And Natural Gas/Crude Petroleum & Natural Gas $43.07 $28.62 0.06% $0.35 11,002 M 288,540,955 3.71 29.64 Unit
04-19-2018 GLV Clough Global Dividend & Income Fund N/A $5.52 $12.60 0.11% $0.0526 72 M 12,471,182 0.00 0.00 Ordinary Shares
04-19-2018 WEA WESTERN ASSET PREMIER BOND FUND N/A $10.86 $12.79 0.07% $0.07 132 M 11,865,600 0.00 0.00 Ordinary Shares
04-19-2018 DMO Western Asset Mortgage Opportunity Fund Inc. N/A $11.45 $25.36 0.12% $0.13 136 M 11,430,895 0.00 0.00 Ordinary Shares
04-19-2018 OXLCM Oxford Lane Capital Corp N/A $24.96 $25.45 N/A $0.1406 864 M 2,729,415 0.00 0.00 6.75% PRF REDEEM 30/06/2024 USD 25 - Ser 2024
04-19-2018 GLQ Clough Global Equity Fund N/A $6.78 $13.51 0.10% $0.0603 128 M 18,803,820 0.00 0.00 Ordinary Shares
04-19-2018 MHF WESTERN ASSET MUNICIPAL HIGH INCOME FUND INC. N/A $6.94 $7.15 0.05% $0.034 154 M 21,651,223 0.00 0.00 Ordinary Shares
04-19-2018 BGH BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND N/A $15.79 $18.62 0.08% $0.1056 303 M 20,064,313 0.00 0.00 Ordinary Shares
04-19-2018 TLI Western Asset Corporate Loan Fund Inc N/A $9.23 $10.43 N/A $0.066 91 M 9,876,922 0.00 N/A Ordinary Shares
04-19-2018 FAX ABRDN ASIA-PACIFIC INCOME FUND, INC. N/A $14.75 $4.64 0.11% $0.0275 701 M 247,695,769 0.00 0.00 Ordinary Shares
04-19-2018 SBI WESTERN ASSET INTERMEDIATE MUNI FUND INC. N/A $7.78 $8.61 0.05% $0.042 114 M 14,082,315 0.00 0.00 Ordinary Shares
04-18-2018 DBL DoubleLine Opportunistic Credit Fund N/A $15.50 $21.24 0.08% $0.11 252 M 15,944,357 0.00 0.00 Ordinary Shares
04-18-2018 MXF MEXICO FUND INC N/A $13.62 $17.01 0.06% $0.22 223 M 15,005,224 0.00 0.00 Ordinary Shares
04-18-2018 HCAP Harvest Capital Credit Corp N/A $9.66 $10.40 N/A $0.22 0 M 5,968,296 0.00 0.00 Ordinary Shares
04-18-2018 AEF ABRDN EMERGING MARKETS EQUITY INCOME FUND, INC. N/A $5.27 $9.24 0.07% $0.10 274 M 50,751,779 0.00 0.00 Ordinary Shares
04-18-2018 CPTA Capitala Finance Corp N/A $25.40 $7.98 N/A $0.0833 69 M 2,711,068 0.00 0.00 Ordinary Shares
04-18-2018 DSL Doubleline Income Solutions Fund N/A $12.58 $20.36 0.10% $0.11 1,320 M 101,996,828 0.00 0.00 Ordinary Shares
04-18-2018 BSAC BANCO SANTANDER CHILE Banking/Misc. Commercial Banks $32.75 $34.23 0.04% $0.774 9,729 M 471,115,317 1.32 0.00 ADR
04-18-2018 GHC Graham Holdings Co Personal Services/Services – Educational $1,056.06 $613.25 0.01% $1.88 4,785 M 4,361,835 67.11 16.37 Ordinary Shares - Class B
04-18-2018 CODI Compass Diversified Holdings Consumer Goods/Household Furniture $6.40 $16.10 0.21% $0.25 361 M 75,235,966 1.13 0.00 Ordinary Shares
04-18-2018 HRZN Horizon Technology Finance Corp Financial Services/Asset Management $4.26 $10.39 0.21% $0.06 277 M 42,348,813 1.46 0.00 Ordinary Shares
04-18-2018 SUNS V Sunrise Realty Trust Inc. Trading/REIT $9.24 $17.10 0.13% $0.30 139 M 13,420,986 0.79 11.28 Ordinary Shares
04-18-2018 NHF NexPoint Strategic Opportunities Fund N/A $14.65 $23.14 0.04% $0.05 542 M 36,960,205 0.00 0.00 Ordinary Shares
04-17-2018 CXE MFS HIGH INCOME MUNICIPAL TRUST N/A $3.68 $4.87 0.04% $0.016 122 M 31,525,773 0.00 0.00 Ordinary Shares
04-17-2018 INB Cohen & Steers Global Income Builder Inc. N/A $9.15 $9.36 N/A $0.062 212 M 23,142,000 1.24 N/A Ordinary Shares
04-17-2018 CXH MFS INVESTMENT GRADE MUNICIPAL TRUST N/A $8.06 $9.45 0.04% $0.0265 66 M 8,199,220 0.00 0.00 Ordinary Shares
04-17-2018 RFI COHEN & STEERS TOTAL RETURN REALTY FUND INC N/A $11.58 $12.27 0.07% $0.08 348 M 26,551,939 0.00 0.00 Ordinary Shares
04-17-2018 FOF Cohen & Steers Closed-End Opportunity Fund, Inc. N/A $12.72 $12.48 0.08% $0.087 351 M 27,546,462 0.00 0.00 Ordinary Shares
04-17-2018 MFV MFS SPECIAL VALUE TRUST N/A $4.41 $6.62 0.09% $0.00 32 M 7,304,087 0.00 0.00 Ordinary Shares
04-17-2018 MCR MFS CHARTER INCOME TRUST N/A $6.31 $8.12 0.08% $0.0455 268 M 41,952,945 0.00 0.00 Ordinary Shares
04-17-2018 MIN MFS INTERMEDIATE INCOME TRUST N/A $2.68 $3.90 0.08% $0.0201 314 M 113,798,238 0.00 0.00 Ordinary Shares
04-17-2018 LDP Cohen & Steers Ltd Duration Preferred & Income Fund, Inc. N/A $20.31 $25.59 0.07% $0.131 592 M 29,079,221 0.00 0.00 Ordinary Shares
04-17-2018 MGF MFS GOVERNMENT MARKETS INCOME TRUST N/A $3.09 $4.56 0.07% $0.0198 105 M 32,590,193 0.00 0.00 Ordinary Shares
04-17-2018 CIF MFS INTERMEDIATE HIGH INCOME FUND N/A $1.74 $2.77 0.09% $0.0147 32 M 18,007,370 0.00 0.00 Ordinary Shares
04-17-2018 CEN Ceridian Corp N/A $21.33 $94.40 0.04% $0.225 721 M 35,185,109 0.00 0.00 Ordinary Shares
04-17-2018 INF Brookfield Global Listed Infrastructure Income Fund Inc N/A $13.30 $12.31 N/A $0.0817 177 M 13,799,000 0.00 N/A Ordinary Shares
04-17-2018 UTF COHEN & STEERS INFRASTRUCTURE FUND INC N/A $24.02 $21.83 0.07% $0.155 2,401 M 96,367,865 0.00 0.00 Ordinary Shares
04-17-2018 MIE Cohen & Steers MLP Income and Energy Opportunity Fund Inc N/A $3.85 $10.01 0.04% $0.015 100 M 26,092,048 0.00 0.00 Ordinary Shares
04-17-2018 RA Brookfield Real Assets Income Fund Inc. N/A $13.35 $22.33 0.11% $0.118 743 M 55,455,431 0.00 0.00 Ordinary Shares
04-17-2018 RNP COHEN & STEERS REIT & PREFERRED & INCOME FUND INC N/A $20.51 $18.51 0.07% $0.136 1,122 M 47,773,059 0.00 0.00 Ordinary Shares
04-17-2018 DMB BNY Mellon Municipal Bond Infrastructure Fund, Inc. N/A $10.40 $12.57 0.03% $0.03 200 M 18,405,972 0.00 0.00 Ordinary Shares
04-17-2018 CMTL COMTECH TELECOMMUNICATIONS CORP /DE/ Electronic Equipment/Radio & Tv Broadcasting & Communications Equipment $5.20 $32.64 N/A $0.10 83 M 29,629,375 -7.21 0.00 Ordinary Shares
04-17-2018 WST WEST PHARMACEUTICAL SERVICES INC Medical Equipment/Surgical, Medical, And Dental Instruments And Supplies $233.83 $91.16 0.00% $0.22 19,776 M 72,021,491 6.83 40.06 Ordinary Shares
04-17-2018 BAP CREDICORP LTD Banking/Misc. Commercial Banks $341.28 $228.54 0.05% $0.00 16,833 M 94,382,317 22.31 12.80 Ordinary Shares
04-17-2018 BVN COMPANIA DE MINAS BUENAVENTURA SA Metals & Mining/Industrial Metals & Minerals $38.90 $16.40 N/A $0.0726 3,409 M 274,889,924 -0.51 171.68 ADR
04-17-2018 HNW Pioneer Diversified High Income Fund, Inc. Financial Services/Asset Management $12.80 $14.90 0.08% $0.10 102 M 8,334,759 N/A 0.00 Ordinary Shares
04-17-2018 EC ECOPETROL S.A. Petroleum And Natural Gas/Crude Petroleum & Natural Gas $12.90 $21.09 0.31% $0.5251 20,229 M 2,055,834,735 1.40 0.00 ADR
04-17-2018 ADNT Adient plc Automobiles And Trucks/Motor Vehicle Parts & Accessories $21.32 $65.05 N/A $0.275 1,517 M 78,329,803 -3.67 0.00 Ordinary Shares
04-17-2018 MMT MFS MULTIMARKET INCOME TRUST N/A $4.63 $5.76 0.08% $0.0337 268 M 55,301,715 0.00 0.00 Ordinary Shares
04-17-2018 RQI COHEN & STEERS QUALITY INCOME REALTY FUND INC N/A $12.19 $11.74 0.07% $0.08 1,815 M 134,431,441 0.00 0.00 Ordinary Shares
04-17-2018 PSF Cohen & Steers Select Preferred & Income Fund, Inc. N/A $20.12 $25.47 0.07% $0.126 246 M 12,028,187 0.00 0.00 Ordinary Shares
04-17-2018 CCA MFS California Municipal Fund N/A $12.88 $10.42 N/A $0.0335 0 M N/A 0.00 N/A Ordinary Shares
04-17-2018 CMU MFS HIGH YIELD MUNICIPAL TRUST N/A $3.53 $4.40 0.04% $0.0145 91 M 25,492,782 0.00 0.00 Ordinary Shares
04-17-2018 MFM MFS MUNICIPAL INCOME TRUST N/A $5.37 $6.46 0.04% $0.0215 230 M 41,187,631 0.00 0.00 Ordinary Shares
04-16-2018 VTN Invesco Trust for Investment Grade New York Municipals N/A $10.50 $12.77 0.04% $0.0685 222 M 19,477,753 0.00 0.00 Ordinary Shares
04-16-2018 VCV Invesco California Value Municipal Income Trust N/A $11.18 $11.72 0.05% $0.0646 518 M 47,890,524 0.00 0.00 Ordinary Shares
04-16-2018 VMO Invesco Municipal Opportunity Trust N/A $9.71 $11.68 0.05% $0.0625 678 M 67,440,684 0.00 0.00 Ordinary Shares
04-16-2018 VPV Invesco Pennsylvania Value Municipal Income Trust N/A $10.30 $11.76 0.04% $0.0667 264 M 23,829,544 0.00 0.00 Ordinary Shares
04-16-2018 IIM Invesco Value Municipal Income Trust N/A $11.99 $14.37 0.05% $0.0771 600 M 47,068,439 0.00 0.00 Ordinary Shares
04-16-2018 IQI Invesco Quality Municipal Income Trust N/A $9.84 $11.92 0.05% $0.0631 534 M 52,883,797 0.00 0.00 Ordinary Shares
04-16-2018 AFT Axesstel, Inc. N/A $14.86 $16.95 N/A $0.2463 6,705 M 15,573,575 0.00 12.47 Ordinary Shares
04-16-2018 VLT Invesco High Income Trust II N/A $11.08 $13.92 0.10% $0.0964 74 M 6,498,037 0.00 0.00 Ordinary Shares
04-16-2018 VKQ Invesco Municipal Trust N/A $9.76 $11.73 0.05% $0.0628 558 M 55,335,514 0.00 0.00 Ordinary Shares
04-16-2018 IHIT INVESCO HIGH INCOME 2023 TARGET TERM FUND N/A $6.92 $9.82 0.05% $0.02 167 M 24,145,611 0.00 0.00 Ordinary Shares
04-16-2018 VTA Invesco Dynamic Credit Opportunities Fund N/A $11.47 $11.72 0.08% $0.075 721 M 62,980,141 0.00 0.00 Ordinary Shares
04-16-2018 IHTA Invesco High Income 2024 Target Term Fund N/A $7.50 $9.24 0.05% $0.02 66 M 8,786,389 0.00 0.00 Ordinary Shares
04-16-2018 VKI Invesco Advantage Municipal Income Trust II N/A $8.68 $10.56 0.05% $0.0559 400 M 44,406,020 0.00 0.00 Ordinary Shares
04-16-2018 AIF Apollo Tactical Income Fund Inc. N/A $14.84 $15.81 0.09% $0.2862 215 M 14,500,000 0.00 0.00 Ordinary Shares
04-16-2018 VBF Invesco Bond Fund N/A $15.42 $17.88 0.05% $0.0715 191 M 11,418,446 0.00 0.00 Ordinary Shares
04-16-2018 MSM MSC INDUSTRIAL DIRECT CO INC Wholesale/Wholesale – Industrial Machinery & Equipment $90.14 $89.51 0.04% $0.87 4,963 M 55,803,307 3.67 24.27 Ordinary Shares - Class A
04-16-2018 AYI ACUITY BRANDS INC Electrical Equipment/Electric Lighting & Wiring Equipment $272.87 $130.52 0.00% $0.17 11,217 M 30,662,621 13.32 26.54 Ordinary Shares
04-16-2018 ORCL ORACLE CORP Computer Software/Services – Computer Programming And Data Processing $149.40 $46.05 0.01% $0.50 573,884 M 2,873,130,000 5.45 37.20 Ordinary Shares
04-16-2018 RPM RPM INTERNATIONAL INC/DE/ Chemicals/Paints $102.05 $49.83 0.02% $0.51 13,751 M 128,075,683 5.21 20.63 Ordinary Shares
04-16-2018 PFLT PennantPark Floating Rate Capital Ltd. Financial Services/Asset Management $8.10 $13.39 N/A $0.1025 0 M 99,217,896 0.78 N/A Ordinary Shares
04-16-2018 VVR Invesco Senior Income Trust N/A $3.94 $4.40 0.11% $0.043 658 M 153,030,736 0.00 0.00 Ordinary Shares
04-16-2018 OIA Invesco Municipal Income Opportunities Trust N/A $6.01 $7.49 0.05% $0.0291 306 M 47,631,787 0.00 0.00 Ordinary Shares
04-16-2018 VGM Invesco Trust for Investment Grade Municipals N/A $10.10 $12.26 0.05% $0.0646 564 M 54,231,968 0.00 0.00 Ordinary Shares
04-16-2018 DHY CREDIT SUISSE HIGH YIELD BOND FUND N/A $2.16 $2.67 0.08% $0.00 222 M 103,513,735 0.00 0.00 Ordinary Shares
04-13-2018 BIT BlackRock Multi-Sector Income Trust N/A $14.60 $16.78 0.09% $0.1237 567 M 37,725,451 0.00 0.00 Ordinary Shares
04-13-2018 MEN BlackRock Munienhanced Fund Inc N/A $12.08 $10.52 0.04% $0.105 359 M 29,681,476 0.00 0.00 Ordinary Shares
04-13-2018 BSD BlackRock Strategic Municipal Trust N/A $14.74 $12.67 0.04% $0.0608 108 M 7,308,173 0.00 0.00 Ordinary Shares
04-13-2018 BLE BLACKROCK MUNICIPAL INCOME TRUST II N/A $10.55 $13.45 0.05% $0.052 540 M 48,559,926 0.00 0.00 Ordinary Shares
04-13-2018 NHS Neuberger Berman High Yield Strategies Fund N/A $7.58 $11.05 0.12% $0.0905 161 M 19,437,681 0.00 0.00 Ordinary Shares
04-13-2018 GDV GABELLI DIVIDEND & INCOME TRUST N/A $24.22 $22.07 0.05% $0.11 2,170 M 90,178,491 0.00 0.00 Ordinary Shares
04-13-2018 EDI Virtus Stone Harbor Emerging Markets Total Income Fund N/A $5.05 $14.80 0.16% $0.07 50 M 10,004,930 0.00 0.00 Ordinary Shares
04-13-2018 DTF DTF TAX-FREE INCOME 2028 TERM FUND INC N/A $11.25 $13.21 0.03% $0.0325 79 M 7,029,567 0.00 0.00 Ordinary Shares
04-13-2018 BQH BlackRock New York Municipal N/A $15.62 $13.20 N/A $0.122 44 M 2,800,100 2.05 N/A Ordinary Shares
04-13-2018 BBF BlackRock Municipal Income Investment Trust N/A $14.42 $13.05 0.04% $0.0505 148 M 10,232,375 0.00 0.00 Ordinary Shares
04-13-2018 BME BlackRock Health Sciences Trust N/A $38.98 $34.52 0.06% $0.213 591 M 13,943,973 0.00 0.00 Ordinary Shares
04-13-2018 ERC ALLSPRING MULTI-SECTOR INCOME FUND N/A $9.15 $13.06 0.08% $0.0659 263 M 28,066,272 0.00 0.00 Ordinary Shares
04-13-2018 GLU GABELLI GLOBAL UTILITY & INCOME TRUST N/A $15.28 $18.65 0.07% $0.10 92 M 5,968,911 0.00 0.00 Ordinary Shares
04-13-2018 MUE BLACKROCK MUNIHOLDINGS QUALITY FUND II, INC. N/A $10.16 $12.30 0.05% $0.045 234 M 22,428,451 0.00 0.00 Ordinary Shares
04-13-2018 IBKCO Iberiabank Corp N/A $25.75 $26.88 N/A $0.4125 1,356 M 52,663,861 0.00 N/A FXDFR PRF PERPETUAL USD 25 - Ser C 1/400th Int
04-13-2018 ERH ALLSPRING UTILITIES & HIGH INCOME FUND N/A $10.73 $12.22 0.07% $0.0621 100 M 9,292,257 0.00 0.00 Ordinary Shares
04-13-2018 MHE BlackRock Massachusetts Tax-Exempt Trust N/A $13.64 $13.07 0.03% $0.0894 32 M 2,371,023 0.00 0.00 Ordinary Shares
04-13-2018 MUI BLACKROCK MUNICIPAL INCOME FUND, INC. N/A $12.25 $13.08 0.05% $0.055 894 M 71,992,145 0.00 0.00 Ordinary Shares
04-13-2018 BYM BLACKROCK MUNICIPAL INCOME QUALITY TRUST N/A $10.95 $13.09 0.05% $0.0525 313 M 26,357,653 0.00 0.00 Ordinary Shares
04-13-2018 BTT BlackRock Municipal 2030 Target Term Trust N/A $20.73 $21.43 0.03% $0.0464 1,508 M 70,505,571 0.00 0.00 Ordinary Shares
04-13-2018 MYD BLACKROCK MUNIYIELD FUND, INC. N/A $10.57 $13.23 0.05% $0.0525 522 M 46,657,595 0.00 0.00 Ordinary Shares
04-13-2018 MQT BLACKROCK MUNIYIELD QUALITY FUND II, INC. N/A $9.96 $12.05 0.05% $0.049 238 M 22,516,558 0.00 0.00 Ordinary Shares
04-13-2018 GUT GABELLI UTILITY TRUST N/A $5.27 $6.03 0.10% $0.05 447 M 74,229,332 0.00 0.00 Ordinary Shares
04-13-2018 MFL BlackRock MuniHoldings Investment Quality Fund N/A $11.86 $12.90 0.05% $0.05 449 M 37,896,208 0.00 0.00 Ordinary Shares
04-13-2018 MYN BLACKROCK MUNIYIELD NEW YORK QUALITY FUND, INC. N/A $10.17 $11.99 0.05% $0.0442 400 M 38,313,208 0.00 0.00 Ordinary Shares
04-13-2018 BBN BlackRock Taxable Municipal Bond Trust N/A $16.14 $22.54 0.06% $0.0929 1,098 M 61,792,514 0.00 0.00 Ordinary Shares
04-13-2018 MVF BLACKROCK MUNIVEST FUND, INC. N/A $7.20 $8.75 0.04% $0.03 477 M 64,396,225 0.00 0.00 Ordinary Shares
04-13-2018 BKN BLACKROCK INVESTMENT QUALITY MUNICIPAL TRUST, INC. N/A $11.29 $13.68 0.05% $0.057 218 M 17,619,274 0.00 0.00 Ordinary Shares
04-13-2018 MUJ BLACKROCK MUNIHOLDINGS NEW JERSEY QUALITY FUND, INC. N/A $11.23 $13.30 0.05% $0.05 647 M 53,986,345 0.00 0.00 Ordinary Shares
04-13-2018 DSU BLACKROCK DEBT STRATEGIES FUND, INC. N/A $10.78 $11.62 0.10% $0.0987 506 M 46,610,312 0.00 0.00 Ordinary Shares
04-13-2018 BNY BLACKROCK NEW YORK MUNICIPAL INCOME TRUST N/A $10.32 $12.94 0.04% $0.043 258 M 24,117,105 0.00 0.00 Ordinary Shares
04-13-2018 BDJ BlackRock Enhanced Equity Dividend Trust N/A $8.41 $8.82 0.08% $0.0562 1,609 M 186,494,195 0.00 0.00 Ordinary Shares
04-13-2018 MUH BlackRock MuniHoldings Fund II Inc N/A $14.72 $13.86 0.04% $0.1122 167 M 11,336,282 0.00 0.00 Ordinary Shares
04-13-2018 BHV BLACKROCK VIRGINIA MUNICIPAL BOND TRUST N/A $11.03 $15.84 0.03% $0.0395 18 M 1,609,842 0.00 0.00 Ordinary Shares
04-13-2018 BAF BlackRock Municipal Income Investment Quality Trust N/A $14.19 $13.88 0.04% $0.0984 123 M 8,749,418 0.00 0.00 Ordinary Shares
04-13-2018 BFY BlackRock New York Municipal Income Trust II N/A $14.96 $12.93 0.04% $0.1599 77 M 5,004,922 0.00 0.00 Ordinary Shares
04-13-2018 BKT BLACKROCK INCOME TRUST, INC. N/A $11.57 $5.82 0.08% $0.0882 263 M 21,307,672 0.00 0.00 Ordinary Shares
04-13-2018 KSM DWS STRATEGIC MUNICIPAL INCOME TRUST N/A $10.06 $10.90 0.03% $0.028 111 M 11,047,862 0.00 0.00 Ordinary Shares
04-13-2018 BBK BlackRock Municipal Bond Trust N/A $15.64 $14.19 0.05% $0.1627 57,275 M 10,522,957 0.00 0.00 Ordinary Shares
04-13-2018 EAD ALLSPRING INCOME OPPORTUNITIES FUND N/A $6.99 $8.01 0.08% $0.0523 414 M 59,092,336 0.00 0.00 Ordinary Shares
04-13-2018 MHN BLACKROCK MUNIHOLDINGS NEW YORK QUALITY FUND, INC. N/A $10.63 $12.49 0.04% $0.0435 324 M 30,241,637 0.00 0.00 Ordinary Shares
04-13-2018 BKK BlackRock Municipal 2020 Term Trust N/A $14.64 $15.07 0.04% $0.178 296 M 20,236,628 0.00 0.00 Ordinary Shares
04-13-2018 NML Neuberger Berman Energy Infrastructure & Income Fund Inc. N/A $8.95 $8.24 0.08% $0.0584 459 M 56,658,928 0.00 0.00 Ordinary Shares
04-13-2018 BGT BLACKROCK FLOATING RATE INCOME TRUST N/A $12.80 $13.66 0.11% $0.1203 283 M 22,315,637 0.00 0.00 Ordinary Shares
04-13-2018 HYB NEW AMERICA HIGH INCOME FUND INC N/A $8.22 $8.63 0.05% $0.04 193 M 23,374,744 0.00 0.00 Ordinary Shares
04-13-2018 MHD BLACKROCK MUNIHOLDINGS FUND, INC. N/A $11.95 $15.04 0.05% $0.0525 655 M 53,136,696 0.00 0.00 Ordinary Shares
04-13-2018 FSLF First Eagle Senior Loan Fund N/A $15.78 $17.22 0.05% $0.07 117 M 7,418,990 0.00 0.00 Ordinary Shares
04-13-2018 MFT BlackRock MuniYield Investment Quality Fund N/A $14.49 $13.08 0.04% $0.0941 123 M 8,478,719 0.00 0.00 Ordinary Shares
04-13-2018 BGR BlackRock Energy & Resources Trust N/A $13.13 $14.00 0.06% $0.0657 363 M 27,464,975 0.00 0.00 Ordinary Shares
04-13-2018 BTZ BLACKROCK CREDIT ALLOCATION INCOME TRUST N/A $10.48 $12.55 0.09% $0.0839 1,030 M 93,507,103 0.00 0.00 Ordinary Shares
04-13-2018 BUI BlackRock Utilities, Infrastructure & Power Opportunities Trust N/A $23.10 $19.90 0.06% $0.121 524 M 22,421,031 0.00 0.00 Ordinary Shares
04-13-2018 MCA BlackRock MuniYield California Quality Fund Inc N/A $12.51 $13.34 N/A $0.056 0 M 34,405,717 0.00 0.00 Ordinary Shares
04-13-2018 BSE BlackRock New York Municipal Income Quality Trust N/A $14.79 $12.41 0.04% $0.0945 96 M 6,519,660 0.00 0.00 Ordinary Shares
04-13-2018 IVH Delaware Ivy High Income Opportunities Fund N/A $6.92 $14.19 0.07% $0.149 194 M 16,570,234 0.00 0.00 Ordinary Shares
04-13-2018 DUC Duff & Phelps Utility & Corporate Bond Trust N/A $10.62 $8.55 0.05% $0.05 292 M 27,499,156 0.00 0.00 Ordinary Shares
04-13-2018 EDF Virtus Stone Harbor Emerging Markets Income Fund N/A $5.02 $15.42 0.13% $0.06 91 M 17,176,885 0.00 0.00 Ordinary Shares
04-13-2018 FRA BLACKROCK FLOATING RATE INCOME STRATEGIES FUND, INC. N/A $13.44 $14.48 0.11% $0.1238 460 M 35,232,197 0.00 0.00 Ordinary Shares
04-13-2018 BGY BlackRock Enhanced International Dividend Trust N/A $5.38 $6.09 0.07% $0.0338 593 M 101,832,601 0.00 0.00 Ordinary Shares
04-13-2018 BOE BlackRock Enhanced Global Dividend Trust N/A $10.98 $11.57 0.07% $0.063 695 M 62,462,865 0.00 0.00 Ordinary Shares
04-13-2018 MYJ BlackRock MuniYield New Jersey Fund Inc N/A $13.07 $13.88 0.06% $0.0625 188 M 14,399,279 0.00 0.00 Ordinary Shares
04-13-2018 MIY BLACKROCK MUNIYIELD MICHIGAN QUALITY FUND, INC. N/A $11.41 $13.20 0.04% $0.0465 344 M 29,365,308 0.00 0.00 Ordinary Shares
04-13-2018 BZM BlackRock Maryland Municipal Bond Trust N/A $15.00 $13.35 0.03% $0.1502 31 M 2,082,345 0.00 0.00 Ordinary Shares
04-13-2018 MNE BlackRock Muni New York Intermediate Duration Fund Inc N/A $14.55 $12.72 N/A $0.083 61 M 4,209,844 1.45 N/A Ordinary Shares
04-13-2018 GGN GAMCO Global Gold, Natural Resources & Income Trust N/A $3.94 $5.02 0.08% $0.03 642 M 154,296,778 0.00 0.00 Ordinary Shares
04-13-2018 BFO BlackRock Florida Municipal 2020 Term Trust N/A $14.25 $14.24 0.04% $0.312 76 M 5,320,452 0.00 0.00 Ordinary Shares
04-13-2018 VRTSP Virtus Investment Partners Inc N/A $100.25 $99.65 N/A $0.67 774 M 6,878,000 0.00 N/A 7.25% PRF CONVERT 01/02/2020 USD 100 - Ser D
04-13-2018 MZA BlackRock MuniYield Arizona Fund Inc N/A $15.13 $15.07 0.03% $0.116 68 M 4,636,620 0.00 0.00 Ordinary Shares
04-13-2018 AIW Arlington Asset Investment Corp - 6.625% NT REDEEM 01/05/2023 USD 25 N/A $25.12 $24.23 0.07% $0.4187 122 M 4,888,457 0.00 0.00 6.625% NT REDEEM 01/05/2023 USD 25
04-13-2018 EME EMCOR Group, Inc. Construction/Construction – Special Contractors $723.38 $78.78 0.00% $0.25 27,371 M 44,532,566 28.30 21.50 Ordinary Shares
04-13-2018 GROW U S GLOBAL INVESTORS INC Trading/Security And Commodity Brokers, Dealers, Exchanges & Services $3.37 $3.13 0.04% $0.0075 31 M 10,484,211 0.01 312.74 Ordinary Shares - Class A
04-13-2018 CNOB ConnectOne Bancorp, Inc. Banking/State Commercial Banks – Fed Reserve System $25.75 $28.30 N/A $0.18 0 M 50,273,382 1.64 N/A Ordinary Shares
04-13-2018 EBF ENNIS, INC. Business Supplies/Manifold Business Forms $21.03 $19.70 0.06% $0.25 447 M 25,292,866 1.68 0.00 Ordinary Shares
04-13-2018 BFS SAUL CENTERS, INC. Trading/REIT $34.06 $49.20 N/A $0.59 0 M 24,495,775 1.09 N/A Ordinary Shares
04-13-2018 ALG ALAMO GROUP INC Machinery/Farm And Garden Machinery And Equipment $170.10 $114.51 N/A $0.30 0 M 12,121,294 8.64 N/A Ordinary Shares
04-13-2018 GGG GRACO INC Machinery/General Industrial Machinery & Equipment $87.96 $45.78 0.01% $0.295 13,781 M 165,338,302 3.14 26.41 Ordinary Shares
04-13-2018 HRL HORMEL FOODS CORP /DE/ Food Products/Meat Products $23.34 $35.04 0.05% $0.2925 13,533 M 550,284,207 0.89 27.65 Ordinary Shares
04-13-2018 RGCO RGC RESOURCES INC Utilities/Natural Gas Transmission & Distribution $22.43 $24.27 0.04% $0.2075 218 M 10,394,487 1.78 0.00 Ordinary Shares
04-13-2018 MGRC MCGRATH RENTCORP Business Services/Services – Equipment Rental And Leasing $104.26 $54.62 0.02% $0.495 2,571 M 24,611,657 6.35 16.45 Ordinary Shares
04-13-2018 PNC PNC FINANCIAL SERVICES GROUP, INC. Banking/National Commercial Banks $206.39 $145.46 N/A $1.70 0 M 403,370,923 16.60 N/A Ordinary Shares
04-13-2018 SBR SABINE ROYALTY TRUST Trading/Oil Royalty Traders $73.07 $44.10 0.09% $0.2862 937 M 14,579,345 N/A 0.00 Unit
04-13-2018 WERN WERNER ENTERPRISES INC Transportation/Trucking & Courier Services, Except Air $31.13 $36.20 0.02% $0.14 1,787 M 59,869,405 -0.24 0.00 Ordinary Shares
04-13-2018 EOG EOG RESOURCES INC Petroleum And Natural Gas/Crude Petroleum & Natural Gas $127.89 $111.02 0.04% $1.02 56,440 M 536,491,493 9.17 11.33 Ordinary Shares
04-13-2018 MVO MV Oil Trust Petroleum And Natural Gas/Crude Petroleum & Natural Gas $2.24 $8.58 0.16% $0.14 106 M 11,500,000 N/A 0.00 Ordinary Shares
04-13-2018 BPT BP PRUDHOE BAY ROYALTY TRUST Petroleum And Natural Gas/Petroleum Refining $0.50 $22.20 N/A $0.00 34 M 21,400,000 N/A 0.00 Unit
04-13-2018 FUNC FIRST UNITED CORP/MD/ Banking/National Commercial Banks $35.91 $19.40 0.02% $0.22 237 M 6,496,908 3.78 9.51 Ordinary Shares
04-13-2018 WSO WATSCO INC Wholesale/Wholesale – Hardware, Plumbing & Heating Equipment $379.45 $183.41 N/A $3.00 0 M 40,602,886 12.27 N/A Ordinary Shares - Class A
04-13-2018 KWR QUAKER CHEMICAL CORP Petroleum And Natural Gas/Misc. Products Of Petroleum & Coal $129.87 $151.77 0.01% $0.485 2,373 M 17,335,075 -0.14 0.00 Ordinary Shares
04-13-2018 GWRS Global Water Resources, Inc. Utilities/Water Supply $7.65 $8.89 N/A $0.0253 0 M 28,756,854 0.11 N/A Ordinary Shares
04-13-2018 PLCE Childrens Place, Inc. Retail/Retail – Apparel & Accessory Stores $3.84 $132.05 N/A $0.56 159 M 22,167,889 -10.41 0.00 Ordinary Shares
04-13-2018 AGI ALAMOS GOLD INC Precious Metals/Gold & Silver Ores $50.56 $5.72 0.01% $0.025 0 M 419,717,814 0.22 0.00 Ordinary Shares - Class A
04-13-2018 HYT BLACKROCK CORPORATE HIGH YIELD FUND, INC. N/A $9.76 $10.53 0.09% $0.0779 1,418 M 142,699,920 0.00 0.00 Ordinary Shares
04-13-2018 MUS BlackRock MuniHoldings Quality Fund Inc N/A $13.05 $12.48 0.04% $0.1039 169 M 13,018,276 0.00 0.00 Ordinary Shares
04-13-2018 KTF DWS MUNICIPAL INCOME TRUST N/A $9.56 $11.10 0.05% $0.061 382 M 39,172,837 0.00 0.00 Ordinary Shares
04-13-2018 MMD MainStay MacKay DefinedTerm Municipal Opportunities Fund N/A $14.85 $19.65 0.04% $0.06 467 M 27,914,313 0.00 0.00 Ordinary Shares
04-13-2018 MYC BlackRock MuniYield California Fund Inc N/A $12.50 $13.34 N/A $0.0613 0 M 21,419,494 0.00 0.00 Ordinary Shares
04-13-2018 MYI BLACKROCK MUNIYIELD QUALITY FUND III, INC. N/A $11.01 $12.54 0.05% $0.0555 788 M 68,063,466 0.00 0.00 Ordinary Shares
04-13-2018 BCX BlackRock Resources & Commodities Strategy Trust N/A $8.92 $9.37 0.06% $0.0518 802 M 86,388,561 0.00 0.00 Ordinary Shares
04-13-2018 EGIF Eagle Growth and Income Opportunities Fund N/A $12.59 $15.11 N/A $0.085 90 M 7,181,000 0.00 N/A Ordinary Shares
04-13-2018 BGIO BlackRock 2022 Global Income Opportunity Trust N/A $2.63 $9.43 0.11% $2.0174 58 M 22,147,272 0.00 0.00 Ordinary Shares
04-13-2018 GNT GAMCO Natural Resources, Gold & Income Trust N/A $5.45 $6.38 0.06% $0.03 103 M 17,668,965 0.00 0.00 Ordinary Shares
04-13-2018 BFK BLACKROCK MUNICIPAL INCOME TRUST N/A $10.02 $12.89 0.05% $0.05 470 M 44,788,672 0.00 0.00 Ordinary Shares
04-13-2018 MVT BLACKROCK MUNIVEST FUND II, INC. N/A $10.64 $14.28 0.05% $0.0505 238 M 21,239,912 0.00 0.00 Ordinary Shares
04-13-2018 MUA BLACKROCK MUNIASSETS FUND, INC. N/A $11.07 $13.38 0.05% $0.0555 467 M 38,663,595 0.00 0.00 Ordinary Shares
04-13-2018 HCFT Hunt Companies Finance Trust Inc N/A $3.47 $2.83 N/A $0.04 0 M 24,943,383 0.00 0.00 Ordinary Shares
04-13-2018 BHK BLACKROCK CORE BOND TRUST N/A $10.27 $13.00 0.07% $0.0746 629 M 54,010,702 0.00 0.00 Ordinary Shares
04-13-2018 MQY BLACKROCK MUNIYIELD QUALITY FUND, INC. N/A $11.75 $13.91 0.05% $0.058 923 M 73,077,237 0.00 0.00 Ordinary Shares
04-13-2018 MYF BlackRock MuniYield Investment Fund N/A $14.32 $13.80 0.04% $0.056 196 M 13,713,952 0.00 0.00 Ordinary Shares
04-13-2018 MPA BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND N/A $11.87 $13.81 0.05% $0.066 160 M 12,949,630 0.00 0.00 Ordinary Shares
04-13-2018 XFLT XAI Octagon Floating Rate & Alternative Income Trust N/A $6.67 $9.30 0.14% $0.085 413 M 59,891,284 0.00 0.00 Ordinary Shares
04-13-2018 NRO NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC N/A $3.53 $4.69 0.09% $0.0312 187 M 47,455,806 0.00 0.00 Ordinary Shares
04-13-2018 EGF BlackRock Enhanced Government Fund, Inc. N/A $9.93 $13.00 0.05% $0.041 41 M 3,935,211 0.00 0.00 Ordinary Shares
04-13-2018 MUC BLACKROCK MUNIHOLDINGS CALIFORNIA QUALITY FUND, INC. N/A $10.74 $13.16 0.05% $0.0485 1,074 M 96,042,681 0.00 0.00 Ordinary Shares
04-13-2018 BTA BlackRock Long-Term Municipal Advantage Trust N/A $9.84 $11.43 0.05% $0.0435 141 M 13,439,892 0.00 0.00 Ordinary Shares
04-13-2018 BLW BLACKROCK Ltd DURATION INCOME TRUST N/A $14.20 $15.05 0.09% $0.1132 516 M 35,711,253 0.00 0.00 Ordinary Shares
04-13-2018 BFZ BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST N/A $11.32 $12.97 0.05% $0.059 355 M 30,063,645 0.00 0.00 Ordinary Shares
04-13-2018 CII BLACKROCK ENHANCED CAPITAL & INCOME FUND, INC. N/A $20.36 $15.74 0.06% $0.0995 865 M 44,132,101 0.00 0.00 Ordinary Shares
04-12-2018 NMY Nuveen Maryland Quality Municipal Income Fund N/A $14.30 $12.07 0.05% $0.0718 330 M 23,099,664 0.00 0.00 Ordinary Shares
04-12-2018 MN Manning & Napier Inc N/A $12.85 $3.55 0.02% $0.05 246 M 19,124,332 0.00 0.00 Ordinary Shares - Class A
04-12-2018 DHCNI Diversified Healthcare Trust - 5.625% NT REDEEM 01/08/2042 USD 25 N/A $14.58 N/A N/A $0.3516 837 M 240,574,611 -1.47 0.00 5.625% NT REDEEM 01/08/2042 USD 25
04-12-2018 NCB Nuveen California Municipal Value Fund 2 N/A $15.05 $15.57 0.02% $0.0986 306,197 M 3,302,424 0.00 13.95 Ordinary Shares
04-12-2018 CLM CORNERSTONE STRATEGIC VALUE FUND INC N/A $8.69 $15.50 0.16% $0.1086 911 M 119,996,396 0.00 0.00 Ordinary Shares
04-12-2018 RILYZ B. Riley Financial Inc - 5.25% NT REDEEM 31/08/2028 USD 25 N/A $8.50 $25.04 0.15% $0.3281 149 M 30,295,303 -5.93 0.00 7.50% NT REDEEM 31/05/2027 USD 25
04-12-2018 NIQ Nuveen Intermediate Duration Quality Municipal Term Fund N/A $12.87 $12.58 0.03% $0.0253 169 M 13,098,868 0.00 0.00 Ordinary Shares
04-12-2018 NXJ NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND N/A $12.16 $13.05 0.04% $0.0785 526 M 41,264,587 0.00 0.00 Ordinary Shares
04-12-2018 JFR NUVEEN FLOATING RATE INCOME FUND N/A $8.99 $10.88 0.11% $0.085 504 M 56,918,468 0.00 0.00 Ordinary Shares
04-12-2018 NCA NUVEEN CALIFORNIA MUNICIPAL VALUE FUND N/A $8.49 $9.27 0.04% $0.029 297 M 33,108,195 0.00 0.00 Ordinary Shares
04-12-2018 WIW WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND N/A $8.25 $11.44 0.08% $0.0605 527 M 61,184,134 0.00 0.00 Ordinary Shares
04-12-2018 SZC Cushing NextGen Infrastructure Income Fund N/A $41.00 $64.77 0.06% $0.2132 106 M 2,601,714 0.00 0.00 Ordinary Shares
04-12-2018 MDLQ Medley Llc - 7.25% NT REDEEM 30/01/2024 USD 25 N/A $1.76 $25.10 N/A $0.4481 0 M N/A 0.00 0.00 7.25% NT REDEEM 30/01/2024 USD 25
04-12-2018 GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND N/A $15.40 $20.34 0.13% $0.1821 2,091 M 135,322,762 0.00 0.00 Ordinary Shares
04-12-2018 NVG Nuveen AMT-Free Municipal Credit Income Fund N/A $12.29 $14.51 0.05% $0.079 2,780 M 213,522,362 0.00 0.00 Ordinary Shares
04-12-2018 JPI Nuveen Preferred Securities & Income Opportunities Fund N/A $19.85 $23.84 0.06% $0.166 450 M 22,772,419 0.00 0.00 Ordinary Shares
04-12-2018 SRV NXG Cushing Midstream Energy Fund N/A $45.94 $10.91 0.12% $0.45 112 M 2,601,174 0.00 0.00 Ordinary Shares
04-12-2018 NRK NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND N/A $10.49 $12.07 0.05% $0.069 967 M 87,235,304 0.00 0.00 Ordinary Shares
04-12-2018 NSL Nuveen Senior Income Fund N/A $4.59 $6.58 0.10% $0.0435 178 M 38,611,472 0.00 0.00 Ordinary Shares
04-12-2018 JEMD Nuveen Emerging Markets Debt 2022 Target Term Fund N/A $6.63 $9.04 0.04% $0.0185 94 M 14,248,486 0.00 0.00 Ordinary Shares
04-12-2018 BPOPN Popular Capital Trust I N/A $25.23 $24.25 N/A $0.1396 0 M 12,000,000 0.00 0.00 6.70% PRF CONVERT 01/11/2033 USD 25 - Cls A
04-12-2018 JHB Nuveen Corporate Income November 2021 Target Term Fund N/A $9.40 $9.53 0.02% $0.0075 525 M 55,900,049 0.00 0.00 Ordinary Shares
04-12-2018 NKG Nuveen Georgia Quality Municipal Income Fund N/A $10.16 $11.47 0.04% $0.0042 105 M 10,399,813 0.00 0.00 Ordinary Shares
04-12-2018 KYN Kayne Anderson Energy Infrastructure Fund, Inc. N/A $12.85 $16.53 0.08% $0.22 1,816 M 169,126,038 0.00 0.00 Ordinary Shares
04-12-2018 NTC Nuveen Connecticut Quality Municipal Income Fund N/A $12.04 $11.65 N/A $0.00 0 M N/A 0.00 N/A Ordinary Shares
04-12-2018 JHY Nuveen High Income 2020 Target Term Fund N/A $9.52 $9.73 0.01% $0.0095 12,618 M N/A 0.00 33.34 Ordinary Shares
04-12-2018 CHI CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND N/A $11.56 $11.23 0.09% $0.095 813 M 70,923,815 0.00 0.00 Ordinary Shares
04-12-2018 PYS Pplus Trust Series RRD-1 - 6.30% SP TRUCS REDEEM 15/04/2029 USD 25 N/A $20.86 $18.93 0.07% $0.7875 0 M N/A 0.00 0.00 6.30% SP TRUCS REDEEM 15/04/2029 USD 25
04-12-2018 KMF Kayne Anderson NextGen Energy & Infrastructure, Inc. N/A $6.73 $11.88 0.09% $0.16 317 M 47,197,462 0.00 0.00 Ordinary Shares
04-12-2018 JMLP Nuveen All Cap Energy MLP Opportunities Fund N/A $1.11 $7.11 N/A $0.045 15 M 13,500,000 -0.96 N/A Ordinary Shares
04-12-2018 WIA WESTERN ASSET INFLATION-LINKED INCOME FUND N/A $7.97 $11.57 0.07% $0.05 191 M 23,322,256 0.00 0.00 Ordinary Shares
04-12-2018 MFO MFA Financial Inc - 8% NT REDEEM 15/04/2042 USD 25 N/A $25.42 $25.65 N/A $0.50 1,791 M N/A 0.00 0.00 8% NT REDEEM 15/04/2042 USD 25
04-12-2018 NMZ NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND N/A $10.95 $12.39 0.05% $0.0655 1,265 M 110,539,337 0.00 0.00 Ordinary Shares
04-12-2018 NAN NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND N/A $11.40 $12.65 0.05% $0.072 354 M 30,851,332 0.00 0.00 Ordinary Shares
04-12-2018 NPV NUVEEN VIRGINIA QUALITY MUNICIPAL INCOME FUND N/A $12.67 $12.21 0.05% $0.072 214 M 17,924,699 0.00 0.00 Ordinary Shares
04-12-2018 CCD Calamos Dynamic Convertible & Income Fund N/A $24.33 $19.85 0.09% $0.195 581 M 24,494,491 0.00 0.00 Ordinary Shares
04-12-2018 JSD Nuveen Short Duration Credit Opportunities Fund N/A $11.60 $17.07 0.11% $0.111 117 M 10,085,648 0.00 0.00 Ordinary Shares
04-12-2018 NXN NUVEEN NEW YORK SELECT TAX -FREE INCOME PORTFOLIO N/A $11.48 $12.96 0.04% $0.041 47 M 3,924,894 0.00 0.00 Ordinary Shares

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