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Dividends

Ex dividend date  Ticker  Name  Industry  Stock price  Reported price Dividend yield  Dividend rate  Marketcap  Shares outstanding  EPS  P/E ratio  Description 
10-31-2017 MDLX Medley Llc - 6.875% NT REDEEM 15/08/2026 USD 25 N/A $1.92 $24.55 N/A $0.4297 0 M N/A 0.00 0.00 6.875% NT REDEEM 15/08/2026 USD 25
10-31-2017 ENLC EnLink Midstream, LLC N/A $14.12 $15.50 0.04% $0.1325 6,573 M 461,449,461 -2.50 50.25 Unit
10-31-2017 AMRB American River Bancshares N/A $20.91 $15.20 N/A $0.07 0 M 5,980,323 0.00 0.00 Ordinary Shares
10-31-2017 BMTC Bryn Mawr Bank Corp. N/A $45.01 $43.85 N/A $0.28 0 M 19,900,823 3.61 0.00 Ordinary Shares
10-31-2017 CNBKA Century Bancorp, Inc. N/A $115.29 $84.95 N/A $0.18 0 M 3,672,969 8.07 0.00 Ordinary Shares - Class A
10-31-2017 RCA Ready Capital Corp - 7% NT CONVERT 15/08/2023 USD 25 N/A $24.98 $25.40 0.07% $0.4375 1,871 M 171,971,814 2.75 0.00 7% NT CONVERT 15/08/2023 USD 25
10-31-2017 PBCT People`s United Financial Inc N/A $19.41 $18.66 N/A $0.1825 0 M 431,316,352 1.39 0.00 Ordinary Shares
10-31-2017 SSFN Stewardship Financial Corp. N/A $15.75 $9.55 N/A $0.03 0 M N/A 0.00 N/A Ordinary Shares
10-31-2017 LMRKO Landmark Infrastructure Partners LP N/A $25.30 $25.27 N/A $0.4938 0 M 1,840,000 0.00 0.00 7.90% PRF PERPETUAL USD 25 - Ser B
10-31-2017 FNHC FedNat Holding Co N/A $0.20 $15.34 N/A $0.09 0 M 17,519,237 0.00 0.00 Ordinary Shares
10-31-2017 CASY CASEYS GENERAL STORES INC Retail/Retail – Automotive Dealers And Gas Stations $689.92 $114.57 0.00% $0.50 19,081 M 37,066,933 16.35 31.43 Ordinary Shares
10-31-2017 ATR APTARGROUP, INC. Rubber And Plastic Products/Misc. Plastic Products $132.13 $87.07 0.02% $0.45 7,972 M 64,379,735 5.97 20.30 Ordinary Shares
10-31-2017 ATLO AMES NATIONAL CORP Banking/National Commercial Banks $26.81 $29.80 0.04% $0.20 180 M 8,892,167 1.80 11.23 Ordinary Shares
10-31-2017 GT GOODYEAR TIRE & RUBBER CO /OH/ Automobiles And Trucks/Tires And Inner Tubes $7.11 $30.59 N/A $0.16 2,479 M 286,247,045 -5.99 0.00 Ordinary Shares
10-31-2017 HAS HASBRO, INC. Recreation/Toys $95.07 $92.59 0.03% $0.70 11,507 M 140,685,758 -2.30 0.00 Ordinary Shares
10-31-2017 HXL HEXCEL CORP /DE/ Chemicals/Plastic Material & Synthetic Resin/Rubber $86.75 $60.69 0.01% $0.17 5,900 M 75,870,417 1.38 53.93 Ordinary Shares
10-31-2017 PAYX PAYCHEX INC Business Services/Services – Engineering, Accounting, Research, Management $95.12 $63.79 0.04% $1.08 40,197 M 358,967,450 4.43 25.46 Ordinary Shares
10-31-2017 FCCO FIRST COMMUNITY CORP /SC/ Banking/State Commercial Banks – Fed Reserve System $28.42 $22.90 0.02% $0.15 216 M 7,689,694 2.43 11.59 Ordinary Shares
10-31-2017 PNW PINNACLE WEST CAPITAL CORP Utilities/Electric Services $100.96 $87.71 0.04% $0.91 16,773 M 192,170,337 5.15 27.21 Ordinary Shares
10-31-2017 INFY Infosys Ltd Computer Software/Services – Computer Programming And Data Processing $14.04 $7.43 0.02% $0.2617 96,661 M 4,152,114,952 0.57 30.15 ADR
10-31-2017 PLBC PLUMAS BANCORP Banking/Business Credit Institutions $49.90 $21.65 0.03% $0.30 298 M 6,955,514 4.33 11.27 Ordinary Shares
10-31-2017 AES AES CORP Construction Materials/Cogeneration – Sm Power Producer $14.21 $10.63 N/A $0.176 0 M 712,558,860 1.26 N/A Ordinary Shares
10-31-2017 LCUT LIFETIME BRANDS, INC Construction Materials/Cutlery, Hand Tools And General Hardware $3.02 $18.65 0.04% $0.0425 87 M 22,655,990 -1.66 0.00 Ordinary Shares
10-31-2017 EWBC EAST WEST BANCORP INC Banking/State Commercial Banks – Fed Reserve System $107.65 $59.84 0.02% $0.60 15,355 M 137,622,675 9.58 11.59 Ordinary Shares
10-31-2017 ENTG ENTEGRIS INC Rubber And Plastic Products/Misc. Plastic Products $116.88 $32.75 0.00% $0.10 12,762 M 152,000,000 1.55 54.17 Ordinary Shares
10-31-2017 BLX FOREIGN TRADE BANK OF LATIN AMERICA, INC. Banking/Misc. Commercial Banks $48.34 $28.03 0.05% $0.625 881 M 28,108,597 1.98 4.55 Ordinary Shares - Class E
10-31-2017 NRG NRG ENERGY, INC. Utilities/Electric Services $155.15 $25.00 0.01% $0.475 30,422 M 214,677,543 4.09 38.17 Ordinary Shares
10-31-2017 O REALTY INCOME CORP Trading/REIT $64.88 $53.67 0.06% $0.27 51,625 M 932,440,218 1.17 48.77 Ordinary Shares
10-31-2017 BMO BANK OF MONTREAL /CAN/ Banking/Misc. Commercial Banks $143.08 $76.61 0.05% $1.0976 65,696 M 729,413,376 N/A 11.97 Ordinary Shares
10-31-2017 DGICA DONEGAL GROUP INC Insurance/Fire, Marine & Casualty Insurance $16.94 $17.14 0.04% $0.1825 0 M 37,002,964 4.23 0.00 Ordinary Shares - Class A
10-31-2017 DGICB DONEGAL GROUP INC Insurance/Fire, Marine & Casualty Insurance $15.89 $15.25 0.04% $0.155 0 M 37,002,964 4.23 0.00 Ordinary Shares - Class B
10-31-2017 TRGP Targa Resources Corp. Utilities/Natural Gas Transmission $232.47 $41.50 0.02% $0.75 39,408 M 214,951,798 8.52 21.27 Ordinary Shares
10-31-2017 ALLY Ally Financial Inc. Banking/State Commercial Banks – Fed Reserve System $37.38 $26.13 N/A $0.30 0 M 309,091,700 2.39 N/A Ordinary Shares
10-31-2017 CFG CITIZENS FINANCIAL GROUP INC/RI Banking/State Commercial Banks – Fed Reserve System $58.89 $38.01 N/A $0.46 0 M 424,983,657 3.90 N/A Ordinary Shares
10-31-2017 MCBS MetroCity Bankshares, Inc. Banking/State Commercial Banks – Fed Reserve System $28.28 $9.30 0.03% $0.23 700 M 25,480,661 2.62 10.51 Ordinary Shares
10-31-2017 ADTN ADTRAN Holdings Inc Electronic Equipment/Telephone And Telegraph Apparatus $10.15 $21.10 N/A $0.09 696 M 80,659,651 -0.84 0.00 Ordinary Shares
10-31-2017 LION Lionsgate Studios Corp. N/A $8.52 $21.93 N/A $0.12 2,194 M 288,681,224 -0.69 0.00 Ordinary Shares
10-31-2017 LMRK Landmark Infrastructure Partners LP N/A $16.49 $17.58 N/A $0.20 0 M 25,488,992 0.00 0.00 Unit
10-30-2017 CEF Sprott Physical Gold & Silver Trust N/A $24.68 $13.19 N/A $0.01 4,707 M 203,244,344 0.00 0.00 Ordinary Shares - Class A
10-30-2017 SHLX Shell Midstream Partners L.P. N/A $15.82 $25.43 0.07% $0.30 6,222 M 393,289,537 0.00 0.00 Unit
10-30-2017 FT FRANKLIN UNIVERSAL TRUST N/A $7.34 $7.26 0.07% $0.0425 183 M 25,131,894 0.00 0.00 Ordinary Shares
10-30-2017 CPG Crescent Point Energy Corp N/A $8.59 $7.90 0.05% $0.115 5,321 M 619,489,384 0.00 0.00 Ordinary Shares
10-30-2017 TGE Tallgrass Energy LP N/A $22.38 $24.98 N/A $0.55 4,012 M 179,197,000 1.42 N/A Ordinary Shares - Class A
10-30-2017 TTS Tile Shop Holdings Inc. N/A $1.50 $8.80 N/A $0.05 0 M 51,925,262 0.15 0.00 Ordinary Shares
10-30-2017 DNP DNP SELECT INCOME FUND INC N/A $9.11 $11.31 0.08% $0.065 3,368 M 354,854,867 0.00 0.00 Ordinary Shares
10-30-2017 CTAA Qwest Corporation - 7% NT REDEEM 01/02/2056 USD 25 N/A $25.06 $26.42 0.07% $0.4375 0 M N/A 0.00 0.00 7% NT REDEEM 01/02/2056 USD 25
10-30-2017 JMP JMP Group LLC N/A $7.50 $5.48 N/A $0.248 151 M 20,159,895 0.53 14.08 Ordinary Shares
10-30-2017 HCLP Hi-Crush Partners LP N/A $2.30 $10.00 N/A $0.225 233 M 101,106,000 0.90 N/A Units
10-30-2017 FTF FRANKLIN LTD DURATION INCOME TRUST N/A $6.60 $11.91 0.10% $0.0615 272 M 40,405,374 0.00 0.00 Ordinary Shares
10-30-2017 MTBCP CareCloud Inc - 11% PRF PERPETUAL USD 25 - Ser A N/A $26.91 $25.24 0.10% $0.2292 48 M 4,521,546 0.00 0.00 11% PRF PERPETUAL USD 25 - Ser A
10-30-2017 NBH NEUBERGER BERMAN MUNICIPAL FUND INC. N/A $10.28 $15.00 0.04% $0.0542 326 M 29,618,059 0.00 0.00 Ordinary Shares
10-30-2017 AOS SMITH A O CORP Consumer Goods/Household Appliances $69.82 $59.18 0.02% $0.36 9,266 M 138,289,917 3.87 16.97 Ordinary Shares
10-30-2017 BK Bank of New York Mellon Corp Banking/State Commercial Banks – Fed Reserve System $115.42 $51.65 N/A $0.53 0 M 686,907,398 7.47 N/A Ordinary Shares
10-30-2017 CAG CONAGRA BRANDS INC. Food Products/Food And Kindred Products $18.08 $33.53 0.08% $0.35 8,500 M 478,369,475 -0.21 0.00 Ordinary Shares
10-30-2017 OHI OMEGA HEALTHCARE INVESTORS INC Trading/REIT $48.31 $30.97 N/A $0.67 0 M 295,570,000 1.96 N/A Ordinary Shares
10-30-2017 STAG STAG Industrial, Inc. Trading/REIT $38.37 $27.33 0.04% $0.3875 6,865 M 191,036,305 1.46 25.11 Ordinary Shares
10-30-2017 MS MORGAN STANLEY Trading/Security And Commodity Brokers, Dealers, Exchanges & Services $160.75 $50.46 N/A $1.00 0 M 1,587,860,206 10.32 N/A Ordinary Shares
10-30-2017 GEL GENESIS ENERGY LP Transportation/Pipelines, Except Natural Gas $17.91 $23.24 0.04% $0.165 1,891 M 122,464,318 -4.19 0.00 Unit
10-30-2017 FIBK FIRST INTERSTATE BANCSYSTEM INC Banking/State Commercial Banks – Fed Reserve System $34.02 $37.75 N/A $0.47 0 M 101,118,302 2.95 N/A Ordinary Shares - Class A
10-30-2017 PAA PLAINS ALL AMERICAN PIPELINE LP Transportation/Pipelines, Except Natural Gas $21.08 $19.78 N/A $0.4175 0 M N/A 1.66 N/A Unit
10-30-2017 MTR MESA ROYALTY TRUST/TX Trading/Oil Royalty Traders $4.98 $15.15 0.05% $0.0032 12 M 1,863,590 N/A 0.00 Ordinary Shares
10-30-2017 NI NISOURCE INC. Utilities/Electric And Other Services Combined $46.57 $26.25 0.03% $0.30 19,792 M 478,533,171 1.96 21.29 Ordinary Shares
10-30-2017 PBT PERMIAN BASIN ROYALTY TRUST Trading/Oil Royalty Traders $19.90 $9.08 0.07% $0.0142 520 M 46,608,796 N/A 0.00 Ordinary Shares
10-30-2017 EPD ENTERPRISE PRODUCTS PARTNERS L.P. Utilities/Natural Gas Transmission $36.72 $24.80 0.07% $0.55 68,189 M 2,161,760,683 2.66 11.74 Unit
10-30-2017 SCHL SCHOLASTIC CORP Printing And Publishing/Books – Publishing-Printing $34.31 $37.45 0.03% $0.20 743 M 25,441,693 -0.21 0.00 Ordinary Shares
10-30-2017 EPR EPR PROPERTIES Trading/REIT $57.50 $68.90 0.07% $0.31 3,779 M 76,520,011 3.30 15.07 Ordinary Shares
10-30-2017 SJT SAN JUAN BASIN ROYALTY TRUST Trading/Oil Royalty Traders $5.03 $7.61 0.07% $0.0229 153 M 46,608,796 N/A 0.00 Unit
10-30-2017 TXN TEXAS INSTRUMENTS INC Electronic Equipment/Electronic Components & Accessories $197.46 $96.06 0.03% $1.42 156,615 M 907,550,774 5.47 31.49 Ordinary Shares
10-30-2017 VALU VALUE LINE INC Trading/Security And Commodity Brokers, Dealers, Exchanges & Services $36.00 $17.68 0.03% $0.30 345 M 9,389,873 2.51 16.23 Ordinary Shares
10-30-2017 KFFB Kentucky First Federal Bancorp Banking/Savings Institutions $4.85 $9.65 N/A $0.10 0 M N/A 0.08 N/A Ordinary Shares
10-30-2017 CRT CROSS TIMBERS ROYALTY TRUST Trading/Oil Royalty Traders $9.55 $14.97 0.11% $0.0501 58 M 6,000,000 N/A 0.00 Ordinary Shares
10-30-2017 NNN NNN REIT, INC. Trading/REIT $45.30 $40.18 0.06% $0.60 7,088 M 189,939,441 2.07 18.19 Ordinary Shares
10-30-2017 COLB COLUMBIA BANKING SYSTEM, INC. Banking/State Commercial Banks – Fed Reserve System $26.96 $43.01 N/A $0.36 0 M 295,550,687 2.31 N/A Ordinary Shares
10-30-2017 SKT TANGER INC. Trading/REIT $35.87 $23.18 0.03% $0.2925 3,807 M 114,507,737 2.02 16.25 Ordinary Shares
10-30-2017 VRTS VIRTUS INVESTMENT PARTNERS, INC. Trading/Security And Commodity Brokers, Dealers, Exchanges & Services $131.65 $116.15 0.06% $2.25 1,086 M 6,695,515 20.27 7.85 Ordinary Shares
10-30-2017 HNRG HALLADOR ENERGY CO Coal/Bituminous Coal And Lignite Mining $19.09 $5.22 N/A $0.04 842 M 43,825,006 -4.46 0.00 Ordinary Shares
10-30-2017 LNT ALLIANT ENERGY CORP Utilities/Electric And Other Services Combined $71.04 $43.18 0.03% $0.535 18,292 M 283,748,218 3.15 22.58 Ordinary Shares
10-30-2017 HOPE HOPE BANCORP INC Banking/National Commercial Banks $10.90 $18.25 N/A $0.14 0 M 128,203,739 0.49 N/A Ordinary Shares
10-30-2017 APWC ASIA PACIFIC WIRE & CABLE CORP LTD Steel Works/Rolling, Drawing & Extruding Of Nonferrous Metals $1.60 $2.80 N/A $0.08 26 M 20,616,227 N/A 85.52 Ordinary Shares
10-30-2017 VET VERMILION ENERGY INC. Petroleum And Natural Gas/Crude Petroleum & Natural Gas $11.50 $33.87 0.04% $0.0908 1,617 M 157,292,671 0.15 0.00 Ordinary Shares
10-30-2017 CLDT Chatham Lodging Trust Trading/REIT $7.90 $21.18 0.05% $0.10 330 M 47,254,037 0.14 46.51 Ordinary Shares
10-30-2017 PSEC PROSPECT CAPITAL CORP Financial Services/Asset Management $2.67 $6.02 N/A $0.045 0 M 482,489,809 -0.81 N/A Ordinary Shares
10-30-2017 AGNC AGNC Investment Corp. Trading/REIT $10.72 $20.31 N/A $0.12 0 M 1,108,770,670 1.48 N/A Ordinary Shares
10-30-2017 KMI KINDER MORGAN, INC. Utilities/Natural Gas Transmission $32.96 $18.10 0.04% $0.2925 60,572 M 2,224,806,397 1.37 19.82 Ordinary Shares - Class P
10-30-2017 ORC Orchid Island Capital, Inc. Trading/REIT $7.45 $9.94 N/A $0.12 0 M 190,693,392 1.24 N/A Ordinary Shares
10-30-2017 RBB RBB Bancorp Banking/State Commercial Banks – Fed Reserve System $21.14 $24.58 0.03% $0.16 321 M 17,046,897 1.51 12.27 Ordinary Shares
10-30-2017 SCM Stellus Capital Investment Corp Financial Services/Asset Management $9.58 $13.94 0.12% $0.1133 367 M 28,947,254 1.08 40.04 Ordinary Shares
10-30-2017 IRT INDEPENDENCE REALTY TRUST, INC. Trading/REIT $16.23 $10.22 0.04% $0.17 4,180 M 237,280,268 0.24 73.90 Ordinary Shares
10-30-2017 AVAL Grupo Aval Acciones Y Valores S.A. Banking/Misc. Commercial Banks $4.08 $8.37 0.22% $0.0115 787 M 377,088,163 0.59 0.76 ADR
10-30-2017 PAGP PLAINS GP HOLDINGS LP Transportation/Pipelines, Except Natural Gas $22.91 $20.20 N/A $0.4175 0 M 197,904,124 1.31 N/A Ordinary Shares - Class A
10-30-2017 REVG REV Group, Inc. Automobiles And Trucks/Motor Vehicles & Passenger Car Bodies $63.90 $25.58 0.00% $0.06 2,502 M 48,806,145 1.92 26.28 Ordinary Shares
10-30-2017 GECC Great Elm Capital Corp. Financial Services/Diversified Investments $5.52 $10.00 0.22% $0.30 99 M 13,998,168 -2.57 0.00 Ordinary Shares
10-30-2017 NBW Neuberger Berman California Municipal Fund Inc N/A $9.49 $13.90 0.05% $0.0719 53 M 5,551,044 0.00 0.00 Ordinary Shares
10-30-2017 PSXP Phillips 66 Partners LP N/A $42.01 $50.96 0.08% $0.875 9,593 M 228,340,146 0.00 0.00 Units
10-30-2017 PVL Permianville Royalty Trust N/A $1.45 $2.90 0.03% $0.035 59 M 33,000,000 N/A 0.00 Unit
10-30-2017 NBO Neuberger Berman New York Municipal Fund Inc N/A $8.48 $12.45 0.04% $0.0242 48 M 5,077,417 0.00 0.00 Ordinary Shares
10-27-2017 GFNCP General Finance Corporation N/A $101.21 $98.45 N/A $2.225 0 M 400,000 0.00 0.00 9% PRF PERPETUAL USD 100 - Ser C
10-27-2017 FWDB Advisorshares Trust - AdvisorShares FolioBeyond Smart Core Bond ETF N/A $25.78 $26.05 0.02% $0.0752 3 M 125,000 0.00 0.00 AdvisorShares FolioBeyond Smart Core Bond ETF
10-27-2017 MCI BARINGS CORPORATE INVESTORS N/A $20.22 $15.80 0.08% $0.40 367 M 20,298,644 0.00 0.00 Ordinary Shares
10-27-2017 ERF Enerplus Corporation N/A $20.06 $8.85 0.02% $0.3169 4,103 M 204,246,025 1.28 15.06 Ordinary Shares
10-27-2017 GMLP Golar LNG Partners LP N/A $3.55 $22.08 N/A $0.0202 0 M 69,301,636 0.10 0.00 Unit
10-27-2017 MSB MESABI TRUST Trading/Mineral Royalty Traders $32.40 $23.30 0.20% $0.26 448 M 13,120,010 1.31 26.03 Ordinary Shares
10-27-2017 CZNC CITIZENS & NORTHERN CORP Banking/State Commercial Banks – Fed Reserve System $22.31 $25.67 0.06% $0.28 355 M 17,910,243 1.46 15.14 Ordinary Shares
10-27-2017 UNM Unum Group Insurance/Accident And Health Insurance $72.78 $52.45 N/A $0.46 0 M 163,753,818 4.28 N/A Ordinary Shares
10-27-2017 CE Celanese Corp Chemicals/Plastic Material & Synthetic Resin/Rubber $50.67 $105.03 0.00% $0.03 4,627 M 109,571,972 -10.64 0.00 Ordinary Shares - Series A
10-27-2017 HAFC HANMI FINANCIAL CORP Banking/National Commercial Banks $25.55 $31.40 0.04% $0.27 802 M 29,892,589 2.53 10.54 Ordinary Shares
10-27-2017 NVEC NVE CORP /NEW/ Electronic Equipment/Electronic Components & Accessories $68.16 $83.77 0.07% $1.00 287 M 4,837,166 2.93 20.26 Ordinary Shares
10-27-2017 DMLP DORCHESTER MINERALS, L.P. Petroleum And Natural Gas/Crude Petroleum & Natural Gas $26.11 $14.57 N/A $0.7557 0 M 48,255,450 1.16 N/A Units
10-27-2017 VOC VOC Energy Trust Petroleum And Natural Gas/Crude Petroleum & Natural Gas $3.36 $3.48 0.15% $0.09 84 M 17,000,000 N/A 0.00 Unit
10-27-2017 USAC USA Compression Partners, LP Utilities/Natural Gas Transmission $27.53 $15.86 0.09% $0.525 2,731 M 120,756,000 0.85 26.51 Unit
10-27-2017 PNM PNM Resources Inc N/A $41.75 $43.25 0.03% $0.3875 3,824 M 85,834,874 2.77 16.03 Ordinary Shares
10-27-2017 MPV BARINGS PARTICIPATION INVESTORS N/A $17.04 $14.48 0.09% $0.37 171 M 10,622,422 0.00 0.00 Ordinary Shares
10-26-2017 DRYS Dryships Inc. N/A $5.24 $4.65 N/A $0.0248 0 M N/A 0.00 N/A Ordinary Shares
10-26-2017 CZFC Citizens First Corp. N/A $25.68 $23.60 N/A $0.07 0 M N/A 0.00 N/A Ordinary Shares
10-26-2017 DRUA Dominion Energy Inc - 5.25% NT REDEEM 30/07/2076 USD 25 N/A $25.09 $25.30 0.05% $0.3281 63,305 M 2,523,099,142 0.00 0.00 5.25% NT REDEEM 30/07/2076 USD 25
10-26-2017 AMOV America Movil S.A.B.DE C.V. N/A $20.75 $17.20 N/A $0.4392 44,956 M 24,334,701 0.00 0.00 ADR - Class A
10-26-2017 PPX Pacific Energy Partners LP N/A $25.30 $25.43 N/A $0.3688 0 M N/A 0.00 0.00 5.90% NT REDEEM 30/04/2073 USD 25
10-26-2017 PZN Pzena Investment Management Inc N/A $9.65 $11.93 0.06% $0.03 162 M 16,736,459 0.18 10.61 Ordinary Shares - Class A
10-26-2017 COKE Coca-Cola Consolidated, Inc. Candy & Soda/Bottled-Canned Soft Drinks $207.66 $223.86 0.01% $0.25 13,078 M 66,564,294 32.98 22.92 Ordinary Shares
10-26-2017 OSBC OLD SECOND BANCORP INC Banking/State Commercial Banks – Fed Reserve System $19.63 $14.10 N/A $0.06 0 M 52,690,806 1.64 N/A Ordinary Shares
10-26-2017 OVBC OHIO VALLEY BANC CORP Banking/State Commercial Banks – Fed Reserve System $42.33 $35.80 0.02% $0.22 173 M 4,711,001 3.00 12.22 Ordinary Shares
10-26-2017 BRO BROWN & BROWN, INC. Insurance/Insurance Agents, Brokers & Service $68.58 $24.69 N/A $0.165 0 M 340,420,023 3.37 N/A Ordinary Shares
10-26-2017 SIG SIGNET JEWELERS LTD Retail/Retail – Jewelry Stores $90.81 $65.84 0.01% $0.32 4,048 M 40,684,442 3.31 27.92 Ordinary Shares
10-26-2017 UNB UNION BANKSHARES INC Banking/State Commercial Banks – Fed Reserve System $23.55 $49.00 0.06% $0.36 111 M 4,582,423 2.50 9.80 Ordinary Shares
10-26-2017 WSM WILLIAMS SONOMA INC Retail/Retail – Home Furniture And Equipment Stores $188.39 $52.46 0.01% $0.66 23,669 M 119,380,711 8.95 20.92 Ordinary Shares
10-26-2017 UBNK United Financial Bancorp Inc. N/A $14.12 $18.46 N/A $0.12 0 M N/A 0.00 N/A Ordinary Shares
10-26-2017 AMX AMERICA MOVIL SAB DE CV/ N/A $14.23 $17.29 0.02% $0.2369 50,908 M 3,074,150,000 10.75 25.42 ADR - Series L
10-25-2017 FRC First Republic Bank N/A $3.51 $99.57 0.23% $0.27 631 M 179,646,811 8.23 0.42 Ordinary Shares
10-25-2017 SKIS Peak Resorts Inc N/A $11.00 $5.00 N/A $0.07 0 M N/A 0.00 N/A Ordinary Shares
10-25-2017 RY ROYAL BANK OF CANADA Banking/Misc. Commercial Banks $165.41 $78.34 0.05% $1.0281 170,913 M 1,415,074,558 N/A 15.09 Ordinary Shares
10-25-2017 JPHY J.P. Morgan Exchange-Traded Fund Trust - JPMorgan High Yield Research Enhanced ETF N/A $45.37 $51.69 0.05% $0.00 482 M 10,600,000 0.00 0.00 JPMorgan High Yield Research Enhanced ETF
10-24-2017 SYNL Synalloy Corp. N/A $13.28 $14.67 N/A $0.25 136 M 10,239,998 3.03 4.62 Ordinary Shares
10-24-2017 DTN WisdomTree Trust - WisdomTree U.S. Dividend Ex-Financials Fund N/A $101.81 $86.13 0.03% $0.00 537 M 5,275,000 0.00 0.00 WisdomTree U.S. Dividend Ex-Financials Fund
10-24-2017 CLX CLOROX CO /DE/ Consumer Goods/Soap & Other Detergents $115.87 $127.21 0.05% $1.24 12,165 M 120,911,863 6.15 16.11 Ordinary Shares
10-24-2017 LKFN LAKELAND FINANCIAL CORP Banking/State Commercial Banks – Fed Reserve System $56.72 $49.05 N/A $0.50 0 M 25,266,503 4.02 N/A Ordinary Shares
10-24-2017 FAST FASTENAL CO Retail/Retail – Retail-Building Materials, Hardware, Garden Supply $46.30 $46.84 0.02% $0.24 45,817 M 1,148,179,210 1.36 36.41 Ordinary Shares
10-24-2017 LOW LOWES COMPANIES INC Retail/Retail – Lumber & Other Building Materials $251.11 $81.16 0.02% $1.20 133,549 M 560,951,457 12.11 19.70 Ordinary Shares
10-24-2017 KALU KAISER ALUMINUM CORP Steel Works/Rolling, Drawing & Extruding Of Nonferrous Metals $125.09 $98.32 0.03% $0.77 1,851 M 16,210,443 6.96 16.45 Ordinary Shares
10-24-2017 PBA PEMBINA PIPELINE CORP Petroleum And Natural Gas/Oil & Gas Field Exploration Services $44.62 $32.45 0.07% $0.4828 23,370 M 580,200,823 2.00 0.00 Ordinary Shares
10-24-2017 BRG Bluerock Residential Growth REIT Inc N/A $26.74 $11.58 0.02% $0.1625 811 M 30,506,694 -1.73 -16.76 Ordinary Shares - Class A
10-23-2017 ETO Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund N/A $25.45 $25.01 0.07% $0.1733 427 M 16,388,138 0.00 0.00 Ordinary Shares
10-23-2017 PCF HIGH INCOME SECURITIES FUND N/A $6.54 $8.99 0.11% $0.0622 117 M 17,530,463 0.00 0.00 Ordinary Shares
10-23-2017 FLC FLAHERTY & CRUMRINE TOTAL RETURN FUND INC N/A $16.75 $21.44 0.06% $0.0913 175 M 10,456,821 0.00 0.00 Ordinary Shares
10-23-2017 PPT PUTNAM PREMIER INCOME TRUST N/A $3.58 $5.41 0.08% $0.026 355 M 96,268,784 0.00 0.00 Ordinary Shares
10-23-2017 PFO Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC N/A $9.08 $12.16 0.06% $0.0492 118 M 13,077,326 0.00 0.00 Ordinary Shares
10-23-2017 ETV Eaton Vance Tax-Managed Buy-Write Opportunities Fund N/A $14.32 $15.12 0.08% $0.0993 1,488 M 109,268,349 0.00 0.00 Ordinary Shares
10-23-2017 EVT EATON VANCE TAX ADVANTAGED DIVIDEND INCOME FUND N/A $23.95 $22.40 0.07% $0.1646 1,829 M 74,542,782 0.00 0.00 Ordinary Shares
10-23-2017 EIM EATON VANCE MUNICIPAL BOND FUND N/A $10.33 $12.66 0.05% $0.0508 746 M 71,153,184 0.00 0.00 Ordinary Shares
10-23-2017 AGD abrdn Global Dynamic Dividend Fund N/A $9.86 $10.63 0.08% $0.11 256 M 24,865,080 0.00 0.00 Ordinary Shares
10-23-2017 HIE Miller/Howard High Income Equity Fund N/A $11.95 $13.72 N/A $0.051 3,686 M 18,690,675 0.00 38.80 Ordinary Shares
10-23-2017 EVM EATON VANCE CALIFORNIA MUNICIPAL BOND FUND N/A $9.36 $12.19 0.04% $0.0417 235 M 24,672,939 0.00 0.00 Ordinary Shares
10-23-2017 BIF Boulder Growth & Income Fund Inc N/A $14.78 $10.61 0.03% $0.12 1,449 M 98,270,980 0.00 0.00 Ordinary Shares
10-23-2017 AVH Avianca Holdings S.A N/A $0.88 $7.43 N/A $0.0418 37 M 42,563,500 -7.31 N/A ADR
10-23-2017 BGX Blackstone Long-Short Credit Income Fund N/A $12.60 $16.41 0.09% $0.105 165 M 12,708,274 0.00 0.00 Ordinary Shares
10-23-2017 EFF Eaton Vance Floating-Rate Income Plus Fund N/A $16.48 $16.64 0.04% $0.06 124 M 7,606,422 0.00 0.00 Ordinary Shares
10-23-2017 EVG Eaton Vance Short Duration Diversified Income Fund N/A $10.88 $14.14 0.08% $0.0795 149 M 13,442,697 0.00 0.00 Ordinary Shares
10-23-2017 ETX Eaton Vance Municipal Income 2028 Term Trust N/A $17.80 $20.17 0.04% $0.0782 205 M 10,884,956 0.00 0.00 Ordinary Shares
10-23-2017 AOD abrdn Total Dynamic Dividend Fund N/A $8.48 $9.03 0.08% $0.10 944 M 105,430,998 0.00 0.00 Ordinary Shares
10-23-2017 ENX EATON VANCE NEW YORK MUNICIPAL BOND FUND N/A $9.54 $12.66 0.04% $0.0417 178 M 17,961,289 0.00 0.00 Ordinary Shares
10-23-2017 ETG EATON VANCE TAX ADVANTAGED GLOBAL DIVIDEND INCOME FUND N/A $18.39 $17.18 0.07% $0.1293 1,458 M 76,458,956 0.00 0.00 Ordinary Shares
10-23-2017 EXG Eaton Vance Tax-Managed Global Diversified Equity Income Fund N/A $8.26 $9.31 0.08% $0.0657 2,606 M 306,286,161 0.00 0.00 Ordinary Shares
10-23-2017 ETB Eaton Vance Tax-Managed Buy-Write Income Fund N/A $14.89 $16.60 0.08% $0.1058 416 M 29,374,715 0.00 0.00 Ordinary Shares
10-23-2017 EFR EATON VANCE SENIOR FLOATING RATE TRUST N/A $12.98 $14.75 0.11% $0.112 373 M 29,174,848 0.00 0.00 Ordinary Shares
10-23-2017 BSL Blackstone Senior Floating Rate 2027 Term Fund N/A $14.31 $17.41 0.09% $0.114 186 M 13,008,541 0.00 0.00 Ordinary Shares
10-23-2017 EFT Eaton Vance Floating-Rate Income Trust N/A $13.12 $14.60 0.10% $0.114 344 M 26,181,373 0.00 0.00 Ordinary Shares
10-23-2017 FFC Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC N/A $15.74 $21.10 0.06% $0.0897 761 M 48,094,255 0.00 0.00 Ordinary Shares
10-23-2017 EOT Eaton Vance National Municipal Opportunities Trust N/A $16.62 $22.70 0.04% $0.0683 273 M 15,624,921 0.00 0.00 Ordinary Shares
10-23-2017 PIM PUTNAM MASTER INTERMEDIATE INCOME TRUST N/A $3.27 $4.82 0.08% $0.022 162 M 48,338,471 0.00 0.00 Ordinary Shares
10-23-2017 ETJ Eaton Vance Risk-Managed Diversified Equity Income Fund N/A $9.20 $9.25 0.08% $0.0651 610 M 67,301,787 0.00 0.00 Ordinary Shares
10-23-2017 ETY Eaton Vance Tax-Managed Diversified Equity Income Fund N/A $15.08 $11.65 0.07% $0.0992 2,239 M 157,326,009 0.00 0.00 Ordinary Shares
10-23-2017 UTG REAVES UTILITY INCOME FUND N/A $32.46 $31.30 0.07% $0.19 2,376 M 79,037,478 0.00 0.00 Ordinary Shares
10-23-2017 APOG APOGEE ENTERPRISES, INC. Consumer Goods/Glass Products $34.71 $47.09 0.03% $0.26 783 M 21,510,116 1.88 19.58 Ordinary Shares
10-23-2017 CRS CARPENTER TECHNOLOGY CORP Steel Works/Blast Furnaces & Steel Works $402.05 $50.00 0.00% $0.20 15,676 M 49,809,717 8.68 36.04 Ordinary Shares
10-23-2017 CVS CVS HEALTH Corp Retail/Retail – Drug & Proprietary Stores $76.32 $75.91 0.03% $0.665 99,920 M 1,272,211,063 1.40 56.52 Ordinary Shares
10-23-2017 THO THOR INDUSTRIES INC Automobiles And Trucks/Motor Homes $84.71 $130.52 N/A $0.52 0 M 52,595,933 5.66 N/A Ordinary Shares
10-23-2017 INVH Invitation Homes Inc. Real Estate/Real Estate Operators And Lessors $25.75 $22.66 N/A $0.29 0 M 609,386,093 0.96 N/A Ordinary Shares
10-23-2017 PMO PUTNAM MUNICIPAL OPPORTUNITIES TRUST N/A $10.10 $12.61 0.04% $0.035 332 M 31,811,052 0.00 0.00 Ordinary Shares
10-23-2017 DFP Delphi Financial Group, Inc. N/A $20.13 $26.27 0.06% $0.1122 419 M 20,538,137 0.00 0.00 Ordinary Shares
10-23-2017 EOS Eaton Vance Enhanced Equity Income Fund II N/A $23.96 $15.17 0.07% $0.1523 1,122 M 52,286,225 0.00 0.00 Ordinary Shares
10-23-2017 EOI Eaton Vance Enhanced Equity Income Fund N/A $20.87 $14.22 0.07% $0.1338 777 M 40,325,199 0.00 0.00 Ordinary Shares
10-23-2017 MVC MVC Capital Inc N/A $9.10 $10.65 0.05% $0.17 162 M 17,725,118 0.00 0.00 Ordinary Shares
10-23-2017 AWP abrdn Global Premier Properties Fund N/A $3.77 $6.73 0.10% $0.04 372 M 85,407,951 0.00 0.00 Ordinary Shares
10-23-2017 ETW Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund N/A $8.44 $11.80 0.08% $0.0664 917 M 109,597,786 0.00 0.00 Ordinary Shares
10-23-2017 PFD FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC N/A $11.30 $15.00 0.06% $0.0594 148 M 12,763,654 0.00 0.00 Ordinary Shares
10-23-2017 BGB Blackstone Strategic Credit 2027 Term Fund N/A $12.17 $16.01 0.09% $0.101 544 M 44,664,381 0.00 0.00 Ordinary Shares
10-23-2017 PVL Permianville Royalty Trust N/A $1.45 $2.95 0.03% $0.035 59 M 33,000,000 N/A 0.00 Unit
10-23-2017 NHF NexPoint Strategic Opportunities Fund N/A $14.65 $23.50 0.04% $0.05 542 M 36,960,205 0.00 0.00 Ordinary Shares
10-23-2017 PMM PUTNAM MANAGED MUNICIPAL INCOME TRUST N/A $6.06 $7.52 0.04% $0.0238 294 M 46,431,063 0.00 0.00 Ordinary Shares
10-20-2017 FMN Federated Hermes Premier Municipal Income Fund N/A $10.87 $14.50 0.04% $0.038 135 M 11,498,091 0.00 0.00 Ordinary Shares
10-20-2017 ARDC Ares Dynamic Credit Allocation Fund, Inc. N/A $15.20 $16.43 0.09% $0.1175 352 M 22,914,937 0.00 0.00 Ordinary Shares
10-20-2017 FEN FIRST TRUST ENERGY INCOME & GROWTH FUND N/A $15.99 $23.60 0.08% $0.30 276 M 19,463,721 0.00 0.00 Ordinary Shares
10-20-2017 MCEF First Trust Exchange-Traded Fund VIII - First Trust Municipal CEF Income Opportunity ETF N/A $17.29 $18.95 0.04% $0.00 16 M 950,002 0.00 0.00 First Trust Municipal CEF Income Opportunity ETF
10-20-2017 CPTA Capitala Finance Corp N/A $25.40 $8.94 N/A $0.0833 69 M 2,711,068 0.00 0.00 Ordinary Shares
10-20-2017 OPI Office Properties Income Trust Real Estate/Real Estate $0.20 $72.88 0.16% $0.01 18 M 73,976,190 -2.62 0.00 Ordinary Shares
10-20-2017 AIR AAR CORP Aircraft/Aircraft & Parts $108.30 $38.76 N/A $0.075 3,005 M 39,572,508 2.59 31.93 Ordinary Shares
10-20-2017 CAT CATERPILLAR INC Machinery/Construction Machinery & Equipment $716.68 $131.36 0.01% $1.51 267,466 M 465,287,332 18.90 30.11 Ordinary Shares
10-20-2017 CL COLGATE PALMOLIVE CO Consumer Goods/Perfumes, Cosmetics And Other Toilet Preparations $92.49 $72.32 0.03% $0.52 63,308 M 801,548,028 2.64 29.69 Ordinary Shares
10-20-2017 LTC LTC PROPERTIES INC Trading/REIT $38.84 $47.34 N/A $0.19 0 M 48,509,762 2.54 N/A Ordinary Shares
10-20-2017 HRL HORMEL FOODS CORP /DE/ Food Products/Meat Products $23.34 $30.74 0.05% $0.2925 13,533 M 550,284,207 0.89 27.65 Ordinary Shares
10-20-2017 DHC DIVERSIFIED HEALTHCARE TRUST Trading/REIT $7.29 $18.88 0.01% $0.01 1,172 M 242,121,025 -1.19 0.00 Ordinary Shares
10-20-2017 F FORD MOTOR CO Automobiles And Trucks/Motor Vehicles & Passenger Car Bodies $12.24 $12.10 0.06% $0.15 52,277 M 3,989,475,225 -2.06 0.00 Ordinary Shares
10-20-2017 GLBZ GLEN BURNIE BANCORP Banking/State Commercial Banks – Fed Reserve System $4.30 $10.70 N/A $0.10 13 M 2,919,695 0.06 509.04 Ordinary Shares
10-20-2017 SGU STAR GROUP, L.P. Retail/Retail – Misc. Retail Stores $12.78 $10.52 0.06% $0.185 386 M 32,879,055 1.92 5.05 Unit
10-20-2017 GEO GEO GROUP INC Construction/General Building Contractors – Residential $14.08 $26.20 N/A $0.25 0 M 134,361,648 1.85 N/A Ordinary Shares
10-20-2017 HFBL Home Federal Bancorp, Inc. of Louisiana Banking/Savings Institutions $18.65 $26.33 N/A $0.13 0 M N/A 1.71 N/A Ordinary Shares
10-20-2017 CMRE Costamare Inc. Transportation/Water Transport $17.06 $6.16 0.04% $0.115 1,692 M 117,642,375 1.06 5.82 Ordinary Shares
10-20-2017 RMR RMR GROUP INC. Business Services/Services – Management, Public Relations, Consulting $16.43 $52.10 0.12% $0.45 464 M 32,058,177 1.36 19.84 Ordinary Shares - Class A
10-20-2017 FTLB First Trust Exchange-Traded Fund VI - First Trust Hedged BuyWrite Income ETF N/A $20.90 $22.56 0.03% $0.00 14 M 650,002 0.00 0.00 First Trust Hedged BuyWrite Income ETF
10-20-2017 BGH BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND N/A $15.79 $20.76 0.08% $0.1056 303 M 20,064,313 0.00 0.00 Ordinary Shares
10-20-2017 ISDR ISSUER DIRECT CORP N/A $8.75 $16.74 N/A $0.05 46 M 3,833,977 0.00 0.00 Ordinary Shares
10-19-2017 GAINM Gladstone Investment Corporation N/A $25.06 $25.48 N/A $0.1302 408 M 2,300,000 0.00 0.00 6.25% PRF PERPETUAL USD 25 - Ser D
10-19-2017 MNP Western Asset Municipal Partners Fund Inc N/A $10.57 $15.40 0.05% $0.043 103 M 9,719,063 0.00 0.00 Ordinary Shares
10-19-2017 PAI Western Asset Investment Grade Income Fund Inc. N/A $12.35 $16.15 0.05% $0.0515 120 M 9,510,962 0.00 0.00 Ordinary Shares
10-19-2017 GFY Western Asset Variable Rate Strategic Fund Inc N/A $16.29 $17.28 N/A $0.0775 76 M 4,668,000 -1.72 N/A Ordinary Shares
10-19-2017 LANDP Gladstone Land Corp N/A $20.56 $25.93 0.04% $0.125 496 M 10,156,509 0.00 0.00 6.375% PRF REDEEM 30/09/2021 USD 25 - Ser A
10-19-2017 BWG BrandywineGLOBAL-Global Income Opportunities Fund Inc N/A $8.03 $13.17 0.10% $0.08 146 M 16,791,836 0.00 0.00 Ordinary Shares
10-19-2017 IGR CBRE GLOBAL REAL ESTATE INCOME FUND N/A $4.82 $7.99 0.11% $0.06 894 M 139,968,594 0.00 0.00 Ordinary Shares
10-19-2017 MMU WESTERN ASSET MANAGED MUNICIPALS FUND INC. N/A $10.20 $14.12 0.05% $0.0545 467 M 43,367,851 0.00 0.00 Ordinary Shares
10-19-2017 HYI Western Asset High Yield Defined Opportunity Fund Inc. N/A $11.93 $15.58 0.09% $0.095 274 M 22,660,581 0.00 0.00 Ordinary Shares
10-19-2017 GLADN Gladstone Capital Corp. N/A $25.00 $25.80 N/A $0.125 0 M N/A 0.00 N/A 6% PRF REDEEM 30/09/2024 USD 25 - Ser 2024
10-19-2017 HIX WESTERN ASSET HIGH INCOME FUND II INC. N/A $4.24 $7.18 0.12% $0.049 286 M 64,991,059 0.00 0.00 Ordinary Shares
10-19-2017 GOODP Gladstone Commercial Corp N/A $25.14 $26.03 N/A $0.1615 0 M N/A 0.00 N/A 7.75% PRF PERPETUAL USD 25 - Ser A
10-19-2017 IGI Western Asset Investment Grade Defined Opportunity Trust Inc. N/A $16.34 $21.19 0.05% $0.071 193 M 10,848,022 0.00 0.00 Ordinary Shares
10-19-2017 HIO WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. N/A $3.96 $5.15 0.10% $0.0355 378 M 95,099,215 0.00 0.00 Ordinary Shares
10-19-2017 EHI WESTERN ASSET GLOBAL HIGH INCOME FUND INC. N/A $6.55 $10.28 0.11% $0.07 161 M 22,697,297 0.00 0.00 Ordinary Shares
10-19-2017 GOODO Gladstone Commercial Corp N/A $20.96 $25.90 0.07% $0.125 686 M 4,000,000 -0.02 80.94 7.50% PRF PERPETUAL USD 25 - Reg S Ser B
10-19-2017 GLO Clough Global Opportunities Fund N/A $5.21 $11.36 0.10% $0.048 229 M 42,830,122 0.00 0.00 Ordinary Shares
10-19-2017 EMD WESTERN ASSET EMERGING MARKETS DEBT FUND INC. N/A $9.70 $15.68 0.10% $0.0845 594 M 60,246,012 0.00 0.00 Ordinary Shares
10-19-2017 FCO ABRDN GLOBAL INCOME FUND, INC. N/A $5.84 $9.10 0.13% $0.07 72 M 12,540,892 0.00 0.00 Ordinary Shares
10-19-2017 GOODM Gladstone Commercial Corp N/A $25.01 $25.82 N/A $0.1458 816 M 1,267,968 0.00 0.00 7% PRF PERPETUAL USD 25 - Ser D
10-19-2017 BDGE Bridge Bancorp, Inc. N/A $24.43 $34.50 0.03% $0.24 483 M 19,759,711 2.37 10.43 Ordinary Shares
10-19-2017 GDO WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC. N/A $11.14 $18.40 0.10% $0.122 191 M 14,949,168 0.00 0.00 Ordinary Shares
10-19-2017 SSW Seaspan Corporation N/A $9.93 $7.47 N/A $0.125 2,138 M 215,756,000 1.74 N/A Ordinary Shares - Class A
10-19-2017 MTT Western Asset Municipal Defined Opportunity Trust N/A $21.19 $22.73 N/A $0.049 6,475 M 12,200,435 0.00 11.81 Ordinary Shares
10-19-2017 SM SM Energy Co Petroleum And Natural Gas/Crude Petroleum & Natural Gas $24.88 $18.24 0.05% $0.22 2,142 M 238,359,166 5.65 3.31 Ordinary Shares
10-19-2017 DCOM Dime Community Bancshares, Inc. /NY/ Banking/National Commercial Banks $32.08 $21.85 N/A $0.25 0 M 43,905,888 2.36 N/A Ordinary Shares
10-19-2017 PG PROCTER & GAMBLE Co Consumer Goods/Soap & Other Detergents $156.01 $91.59 0.03% $1.0568 332,517 M 2,324,000,685 6.90 20.21 Ordinary Shares
10-19-2017 WDFC WD 40 CO Chemicals/Misc. Chemical Products $228.76 $112.65 0.02% $0.94 2,649 M 13,486,302 6.60 29.59 Ordinary Shares
10-19-2017 MAIN Main Street Capital CORP Financial Services/Diversified Investments $56.78 $40.25 N/A $0.255 0 M 90,104,831 3.95 N/A Ordinary Shares
10-19-2017 PNR PENTAIR plc Machinery/Special Industry Machinery $90.16 $70.71 0.01% $0.27 16,999 M 163,235,706 3.99 26.00 Ordinary Shares
10-19-2017 GAIN GLADSTONE INVESTMENT CORPORATION\DE Financial Services/Diversified Investments $13.60 $9.81 0.11% $0.08 551 M 39,821,967 0.76 4.58 Ordinary Shares
10-19-2017 GLAD GLADSTONE CAPITAL CORP Financial Services/Closed-End Fund - Debt $18.08 $9.72 0.10% $0.15 463 M 22,593,069 3.08 12.99 Ordinary Shares
10-19-2017 FSP FRANKLIN STREET PROPERTIES CORP /MA/ Trading/REIT $0.66 $10.11 0.03% $0.01 165 M 103,690,340 -0.46 0.00 Ordinary Shares
10-19-2017 BUSE FIRST BUSEY CORP /NV/ Banking/State Commercial Banks – Fed Reserve System $25.06 $32.04 N/A $0.25 0 M 86,227,449 1.49 N/A Ordinary Shares
10-19-2017 AGX ARGAN INC Construction/Construction – Special Contractors $458.71 $66.60 0.01% $0.375 4,229 M 13,873,410 8.77 32.92 Ordinary Shares
10-19-2017 GOOD GLADSTONE COMMERCIAL CORP Real Estate/Lessors Of Railroad & Real Property $12.36 $22.53 N/A $0.10 0 M 48,406,993 0.14 N/A Ordinary Shares
10-19-2017 LAND GLADSTONE LAND Corp Trading/REIT $12.01 $13.86 N/A $0.0467 0 M 41,438,406 -0.29 N/A Ordinary Shares
10-19-2017 CLB Core Laboratories Inc Petroleum And Natural Gas/Misc. Oil & Gas Field Services $16.33 $89.31 0.00% $0.01 1,025 M 46,912,971 0.66 43.23 Ordinary Shares
10-19-2017 GLV Clough Global Dividend & Income Fund N/A $5.52 $14.18 0.11% $0.0526 72 M 12,471,182 0.00 0.00 Ordinary Shares
10-19-2017 PKI Revvity Inc. N/A $115.22 $71.32 0.00% $0.07 14,456 M 125,441,002 7.61 15.03 Ordinary Shares
10-19-2017 WEA WESTERN ASSET PREMIER BOND FUND N/A $10.86 $13.85 0.07% $0.07 132 M 11,865,600 0.00 0.00 Ordinary Shares
10-19-2017 DMO Western Asset Mortgage Opportunity Fund Inc. N/A $11.45 $26.28 0.12% $0.13 136 M 11,430,895 0.00 0.00 Ordinary Shares
10-19-2017 GLQ Clough Global Equity Fund N/A $6.78 $13.65 0.10% $0.0603 128 M 18,803,820 0.00 0.00 Ordinary Shares
10-19-2017 MHF WESTERN ASSET MUNICIPAL HIGH INCOME FUND INC. N/A $6.94 $7.80 0.05% $0.034 154 M 21,651,223 0.00 0.00 Ordinary Shares
10-19-2017 TLI Western Asset Corporate Loan Fund Inc N/A $9.23 $10.82 N/A $0.066 91 M 9,876,922 0.00 N/A Ordinary Shares
10-19-2017 FAX ABRDN ASIA-PACIFIC INCOME FUND, INC. N/A $14.75 $5.11 0.11% $0.0275 701 M 247,695,769 0.00 0.00 Ordinary Shares
10-19-2017 SBI WESTERN ASSET INTERMEDIATE MUNI FUND INC. N/A $7.78 $9.84 0.05% $0.042 114 M 14,082,315 0.00 0.00 Ordinary Shares
10-18-2017 THW abrdn World Healthcare Fund N/A $11.32 $14.35 0.10% $0.1167 508 M 38,244,600 0.00 0.00 Ordinary Shares
10-18-2017 HCAP Harvest Capital Credit Corp N/A $9.66 $13.61 N/A $0.22 0 M 5,968,296 0.00 0.00 Ordinary Shares
10-18-2017 THQ abrdn Healthcare Opportunities Fund N/A $18.89 $18.50 0.08% $0.18 906 M 41,356,058 0.00 0.00 Ordinary Shares
10-18-2017 AFT Axesstel, Inc. N/A $14.86 $16.64 N/A $0.2463 6,705 M 15,573,575 0.00 12.47 Ordinary Shares
10-18-2017 FSLF First Eagle Senior Loan Fund N/A $15.78 $17.24 0.05% $0.07 117 M 7,418,990 0.00 0.00 Ordinary Shares
10-18-2017 AIF Apollo Tactical Income Fund Inc. N/A $14.84 $16.18 0.09% $0.2862 215 M 14,500,000 0.00 0.00 Ordinary Shares
10-18-2017 FUL FULLER H B CO Chemicals/Misc. Chemical Products $58.46 $57.06 0.02% $0.235 3,152 M 54,311,782 2.78 20.74 Ordinary Shares
10-18-2017 LEN LENNAR CORP /NEW/ Construction/General Building Contractors – Residential $98.72 $56.27 0.02% $0.50 33,484 M 246,986,755 14.17 16.11 Ordinary Shares - Class A
10-18-2017 ACN Accenture plc Business Services/Services – Misc. Business Services $201.63 $137.42 0.02% $1.63 164,619 M 660,734,900 12.22 21.63 Ordinary Shares - Class A
10-18-2017 CODI Compass Diversified Holdings Consumer Goods/Household Furniture $6.40 $17.80 0.21% $0.25 361 M 75,235,966 1.13 0.00 Ordinary Shares
10-18-2017 HRZN Horizon Technology Finance Corp Financial Services/Asset Management $4.26 $11.13 0.21% $0.06 277 M 42,348,813 1.46 0.00 Ordinary Shares
10-18-2017 PFLT PennantPark Floating Rate Capital Ltd. Financial Services/Asset Management $8.10 $14.52 N/A $0.1025 0 M 99,217,896 0.78 N/A Ordinary Shares
10-18-2017 SUNS V Sunrise Realty Trust Inc. Trading/REIT $9.24 $17.35 0.13% $0.30 139 M 13,420,986 0.79 11.28 Ordinary Shares
10-18-2017 EGIF Eagle Growth and Income Opportunities Fund N/A $12.59 $16.78 N/A $0.085 90 M 7,181,000 0.00 N/A Ordinary Shares
10-17-2017 CXE MFS HIGH INCOME MUNICIPAL TRUST N/A $3.68 $5.20 0.04% $0.016 122 M 31,525,773 0.00 0.00 Ordinary Shares
10-17-2017 SZC Cushing NextGen Infrastructure Income Fund N/A $41.00 $74.54 0.06% $0.2132 106 M 2,601,714 0.00 0.00 Ordinary Shares
10-17-2017 INB Cohen & Steers Global Income Builder Inc. N/A $9.15 $9.77 N/A $0.062 212 M 23,142,000 1.24 N/A Ordinary Shares
10-17-2017 PBBI PB Bancorp Inc N/A $15.25 $10.80 N/A $0.07 114 M 7,448,000 0.52 N/A Ordinary Shares
10-17-2017 CXH MFS INVESTMENT GRADE MUNICIPAL TRUST N/A $8.06 $9.96 0.04% $0.0265 66 M 8,199,220 0.00 0.00 Ordinary Shares
10-17-2017 RFI COHEN & STEERS TOTAL RETURN REALTY FUND INC N/A $11.58 $12.75 0.07% $0.08 348 M 26,551,939 0.00 0.00 Ordinary Shares
10-17-2017 SRV NXG Cushing Midstream Energy Fund N/A $45.94 $11.85 0.12% $0.45 112 M 2,601,174 0.00 0.00 Ordinary Shares
10-17-2017 FOF Cohen & Steers Closed-End Opportunity Fund, Inc. N/A $12.72 $13.21 0.08% $0.087 351 M 27,546,462 0.00 0.00 Ordinary Shares
10-17-2017 MFV MFS SPECIAL VALUE TRUST N/A $4.41 $6.62 0.09% $0.00 32 M 7,304,087 0.00 0.00 Ordinary Shares
10-17-2017 MCR MFS CHARTER INCOME TRUST N/A $6.31 $8.66 0.08% $0.0455 268 M 41,952,945 0.00 0.00 Ordinary Shares
10-17-2017 PIR Pier 1 Imports Inc. N/A $3.56 $4.24 N/A $0.07 15 M 4,258,000 -75.33 N/A Ordinary Shares
10-17-2017 MIN MFS INTERMEDIATE INCOME TRUST N/A $2.68 $4.24 0.08% $0.0201 314 M 113,798,238 0.00 0.00 Ordinary Shares
10-17-2017 LDP Cohen & Steers Ltd Duration Preferred & Income Fund, Inc. N/A $20.31 $26.82 0.07% $0.131 592 M 29,079,221 0.00 0.00 Ordinary Shares
10-17-2017 MGF MFS GOVERNMENT MARKETS INCOME TRUST N/A $3.09 $4.91 0.07% $0.0198 105 M 32,590,193 0.00 0.00 Ordinary Shares
10-17-2017 CIF MFS INTERMEDIATE HIGH INCOME FUND N/A $1.74 $2.92 0.09% $0.0147 32 M 18,007,370 0.00 0.00 Ordinary Shares
10-17-2017 INF Brookfield Global Listed Infrastructure Income Fund Inc N/A $13.30 $13.28 N/A $0.0817 177 M 13,799,000 0.00 N/A Ordinary Shares
10-17-2017 UTF COHEN & STEERS INFRASTRUCTURE FUND INC N/A $24.02 $23.10 0.07% $0.155 2,401 M 96,367,865 0.00 0.00 Ordinary Shares
10-17-2017 MIE Cohen & Steers MLP Income and Energy Opportunity Fund Inc N/A $3.85 $10.20 0.04% $0.015 100 M 26,092,048 0.00 0.00 Ordinary Shares
10-17-2017 RA Brookfield Real Assets Income Fund Inc. N/A $13.35 $24.03 0.11% $0.118 743 M 55,455,431 0.00 0.00 Ordinary Shares
10-17-2017 RNP COHEN & STEERS REIT & PREFERRED & INCOME FUND INC N/A $20.51 $21.77 0.07% $0.136 1,122 M 47,773,059 0.00 0.00 Ordinary Shares
10-17-2017 DMB BNY Mellon Municipal Bond Infrastructure Fund, Inc. N/A $10.40 $13.22 0.03% $0.03 200 M 18,405,972 0.00 0.00 Ordinary Shares
10-17-2017 CMTL COMTECH TELECOMMUNICATIONS CORP /DE/ Electronic Equipment/Radio & Tv Broadcasting & Communications Equipment $5.20 $21.54 N/A $0.10 83 M 29,629,375 -7.21 0.00 Ordinary Shares
10-17-2017 AYI ACUITY BRANDS INC Electrical Equipment/Electric Lighting & Wiring Equipment $272.87 $163.64 0.00% $0.17 11,217 M 30,662,621 13.32 26.54 Ordinary Shares
10-17-2017 WST WEST PHARMACEUTICAL SERVICES INC Medical Equipment/Surgical, Medical, And Dental Instruments And Supplies $233.83 $93.00 0.00% $0.22 19,776 M 72,021,491 6.83 40.06 Ordinary Shares
10-17-2017 MORN Morningstar, Inc. Trading/Security And Commodity Brokers, Dealers, Exchanges & Services $184.34 $85.43 0.01% $0.455 8,917 M 39,583,760 8.93 23.83 Ordinary Shares
10-17-2017 AZZ AZZ INC Fabricated Products/Coating, Engraving And Allied Services $126.04 $47.55 0.01% $0.17 3,169 M 29,855,666 10.92 9.85 Ordinary Shares
10-17-2017 HNW Pioneer Diversified High Income Fund, Inc. Financial Services/Asset Management $12.80 $16.25 0.08% $0.10 102 M 8,334,759 N/A 0.00 Ordinary Shares
10-17-2017 ADNT Adient plc Automobiles And Trucks/Motor Vehicle Parts & Accessories $21.32 $85.16 N/A $0.275 1,517 M 78,329,803 -3.67 0.00 Ordinary Shares
10-17-2017 MMT MFS MULTIMARKET INCOME TRUST N/A $4.63 $6.21 0.08% $0.0337 268 M 55,301,715 0.00 0.00 Ordinary Shares
10-17-2017 RQI COHEN & STEERS QUALITY INCOME REALTY FUND INC N/A $12.19 $12.79 0.07% $0.08 1,815 M 134,431,441 0.00 0.00 Ordinary Shares
10-17-2017 SRF Cushing Energy Income Fund N/A $4.12 $8.56 N/A $0.04 10 M 2,475,000 0.00 N/A Ordinary Shares
10-17-2017 PSF Cohen & Steers Select Preferred & Income Fund, Inc. N/A $20.12 $28.35 0.07% $0.126 246 M 12,028,187 0.00 0.00 Ordinary Shares
10-17-2017 CCA MFS California Municipal Fund N/A $12.88 $11.99 N/A $0.0335 0 M N/A 0.00 N/A Ordinary Shares
10-17-2017 CMU MFS HIGH YIELD MUNICIPAL TRUST N/A $3.53 $4.81 0.04% $0.0145 91 M 25,492,782 0.00 0.00 Ordinary Shares
10-17-2017 DHY CREDIT SUISSE HIGH YIELD BOND FUND N/A $2.16 $2.88 0.08% $0.00 222 M 103,513,735 0.00 0.00 Ordinary Shares
10-17-2017 MFM MFS MUNICIPAL INCOME TRUST N/A $5.37 $7.14 0.04% $0.0215 230 M 41,187,631 0.00 0.00 Ordinary Shares
10-16-2017 GDV GABELLI DIVIDEND & INCOME TRUST N/A $24.22 $22.63 0.05% $0.11 2,170 M 90,178,491 0.00 0.00 Ordinary Shares
10-16-2017 GLU GABELLI GLOBAL UTILITY & INCOME TRUST N/A $15.28 $20.65 0.07% $0.10 92 M 5,968,911 0.00 0.00 Ordinary Shares
10-16-2017 IBKCO Iberiabank Corp N/A $25.75 $28.48 N/A $0.4125 1,356 M 52,663,861 0.00 N/A FXDFR PRF PERPETUAL USD 25 - Ser C 1/400th Int
10-16-2017 MXF MEXICO FUND INC N/A $13.62 $16.17 0.06% $0.22 223 M 15,005,224 0.00 0.00 Ordinary Shares
10-16-2017 GUT GABELLI UTILITY TRUST N/A $5.27 $6.91 0.10% $0.05 447 M 74,229,332 0.00 0.00 Ordinary Shares
10-16-2017 OXLCO Oxford Lane Capital Corp N/A $22.95 $25.46 0.06% $0.125 1,538 M 2,400,000 0.00 0.00 7.50% PRF PERPETUAL USD 25 - Ser 2023
10-16-2017 HYB NEW AMERICA HIGH INCOME FUND INC N/A $8.22 $9.84 0.05% $0.04 193 M 23,374,744 0.00 0.00 Ordinary Shares
10-16-2017 IVH Delaware Ivy High Income Opportunities Fund N/A $6.92 $15.90 0.07% $0.149 194 M 16,570,234 0.00 0.00 Ordinary Shares
10-16-2017 GGN GAMCO Global Gold, Natural Resources & Income Trust N/A $3.94 $5.63 0.08% $0.03 642 M 154,296,778 0.00 0.00 Ordinary Shares
10-16-2017 EME EMCOR Group, Inc. Construction/Construction – Special Contractors $723.38 $70.40 0.00% $0.25 27,371 M 44,532,566 28.30 21.50 Ordinary Shares
10-16-2017 BFS SAUL CENTERS, INC. Trading/REIT $34.06 $64.86 N/A $0.59 0 M 24,495,775 1.09 N/A Ordinary Shares
10-16-2017 MGRC MCGRATH RENTCORP Business Services/Services – Equipment Rental And Leasing $104.26 $45.33 0.02% $0.495 2,571 M 24,611,657 6.35 16.45 Ordinary Shares
10-16-2017 PNC PNC FINANCIAL SERVICES GROUP, INC. Banking/National Commercial Banks $206.39 $135.03 N/A $1.70 0 M 403,370,923 16.60 N/A Ordinary Shares
10-16-2017 SAN Banco Santander, S.A. Banking/Misc. Commercial Banks $11.50 $6.52 0.04% $0.1027 77,161 M 15,494,273,572 0.41 6.17 ADR
10-16-2017 EOG EOG RESOURCES INC Petroleum And Natural Gas/Crude Petroleum & Natural Gas $127.89 $97.21 0.04% $1.02 56,440 M 536,491,493 9.17 11.33 Ordinary Shares
10-16-2017 GHC Graham Holdings Co Personal Services/Services – Educational $1,056.06 $553.35 0.01% $1.88 4,785 M 4,361,835 67.11 16.37 Ordinary Shares - Class B
10-16-2017 CIVB CIVISTA BANCSHARES, INC. Banking/State Commercial Banks – Fed Reserve System $22.40 $22.93 0.03% $0.17 426 M 20,735,289 2.64 9.22 Ordinary Shares
10-16-2017 KWR QUAKER CHEMICAL CORP Petroleum And Natural Gas/Misc. Products Of Petroleum & Coal $129.87 $151.25 0.01% $0.485 2,373 M 17,335,075 -0.14 0.00 Ordinary Shares
10-16-2017 GWRS Global Water Resources, Inc. Utilities/Water Supply $7.65 $9.70 N/A $0.0253 0 M 28,756,854 0.11 N/A Ordinary Shares
10-16-2017 FORTY FORMULA SYSTEMS (1985) LTD Computer Software/Services – Computer Programming And Data Processing $128.20 $41.46 0.02% $0.6238 985 M 15,332,667 N/A 2.43 ADR
10-16-2017 GIM TEMPLETON GLOBAL INCOME FUND N/A $4.19 $6.64 0.09% $0.0699 214 M 56,510,504 0.00 0.00 Ordinary Shares
10-16-2017 GNT GAMCO Natural Resources, Gold & Income Trust N/A $5.45 $7.09 0.06% $0.03 103 M 17,668,965 0.00 0.00 Ordinary Shares
10-16-2017 OXLCM Oxford Lane Capital Corp N/A $24.96 $25.40 N/A $0.1406 864 M 2,729,415 0.00 0.00 6.75% PRF REDEEM 30/06/2024 USD 25 - Ser 2024
10-13-2017 BIT BlackRock Multi-Sector Income Trust N/A $14.60 $18.47 0.09% $0.1237 567 M 37,725,451 0.00 0.00 Ordinary Shares
10-13-2017 MEN BlackRock Munienhanced Fund Inc N/A $12.08 $12.03 0.04% $0.105 359 M 29,681,476 0.00 0.00 Ordinary Shares
10-13-2017 BSD BlackRock Strategic Municipal Trust N/A $14.74 $14.29 0.04% $0.0608 108 M 7,308,173 0.00 0.00 Ordinary Shares
10-13-2017 BLE BLACKROCK MUNICIPAL INCOME TRUST II N/A $10.55 $15.04 0.05% $0.052 540 M 48,559,926 0.00 0.00 Ordinary Shares
10-13-2017 NHS Neuberger Berman High Yield Strategies Fund N/A $7.58 $12.17 0.12% $0.0905 161 M 19,437,681 0.00 0.00 Ordinary Shares
10-13-2017 EDI Virtus Stone Harbor Emerging Markets Total Income Fund N/A $5.05 $16.18 0.16% $0.07 50 M 10,004,930 0.00 0.00 Ordinary Shares
10-13-2017 DTF DTF TAX-FREE INCOME 2028 TERM FUND INC N/A $11.25 $14.28 0.03% $0.0325 79 M 7,029,567 0.00 0.00 Ordinary Shares
10-13-2017 BQH BlackRock New York Municipal N/A $15.62 $15.45 N/A $0.122 44 M 2,800,100 2.05 N/A Ordinary Shares
10-13-2017 BBF BlackRock Municipal Income Investment Trust N/A $14.42 $14.72 0.04% $0.0505 148 M 10,232,375 0.00 0.00 Ordinary Shares
10-13-2017 BME BlackRock Health Sciences Trust N/A $38.98 $36.70 0.06% $0.213 591 M 13,943,973 0.00 0.00 Ordinary Shares
10-13-2017 ERC ALLSPRING MULTI-SECTOR INCOME FUND N/A $9.15 $13.24 0.08% $0.0659 263 M 28,066,272 0.00 0.00 Ordinary Shares
10-13-2017 MUE BLACKROCK MUNIHOLDINGS QUALITY FUND II, INC. N/A $10.16 $14.07 0.05% $0.045 234 M 22,428,451 0.00 0.00 Ordinary Shares
10-13-2017 ERH ALLSPRING UTILITIES & HIGH INCOME FUND N/A $10.73 $13.08 0.07% $0.0621 100 M 9,292,257 0.00 0.00 Ordinary Shares
10-13-2017 MHE BlackRock Massachusetts Tax-Exempt Trust N/A $13.64 $14.20 0.03% $0.0894 32 M 2,371,023 0.00 0.00 Ordinary Shares
10-13-2017 MUI BLACKROCK MUNICIPAL INCOME FUND, INC. N/A $12.25 $14.22 0.05% $0.055 894 M 71,992,145 0.00 0.00 Ordinary Shares
10-13-2017 BYM BLACKROCK MUNICIPAL INCOME QUALITY TRUST N/A $10.95 $14.91 0.05% $0.0525 313 M 26,357,653 0.00 0.00 Ordinary Shares
10-13-2017 BTT BlackRock Municipal 2030 Target Term Trust N/A $20.73 $22.74 0.03% $0.0464 1,508 M 70,505,571 0.00 0.00 Ordinary Shares
10-13-2017 MYD BLACKROCK MUNIYIELD FUND, INC. N/A $10.57 $14.89 0.05% $0.0525 522 M 46,657,595 0.00 0.00 Ordinary Shares
10-13-2017 MQT BLACKROCK MUNIYIELD QUALITY FUND II, INC. N/A $9.96 $13.40 0.05% $0.049 238 M 22,516,558 0.00 0.00 Ordinary Shares
10-13-2017 MFL BlackRock MuniHoldings Investment Quality Fund N/A $11.86 $15.14 0.05% $0.05 449 M 37,896,208 0.00 0.00 Ordinary Shares
10-13-2017 MYN BLACKROCK MUNIYIELD NEW YORK QUALITY FUND, INC. N/A $10.17 $13.23 0.05% $0.0442 400 M 38,313,208 0.00 0.00 Ordinary Shares
10-13-2017 BBN BlackRock Taxable Municipal Bond Trust N/A $16.14 $23.51 0.06% $0.0929 1,098 M 61,792,514 0.00 0.00 Ordinary Shares
10-13-2017 MVF BLACKROCK MUNIVEST FUND, INC. N/A $7.20 $9.75 0.04% $0.03 477 M 64,396,225 0.00 0.00 Ordinary Shares
10-13-2017 BKN BLACKROCK INVESTMENT QUALITY MUNICIPAL TRUST, INC. N/A $11.29 $15.05 0.05% $0.057 218 M 17,619,274 0.00 0.00 Ordinary Shares
10-13-2017 MUJ BLACKROCK MUNIHOLDINGS NEW JERSEY QUALITY FUND, INC. N/A $11.23 $14.59 0.05% $0.05 647 M 53,986,345 0.00 0.00 Ordinary Shares
10-13-2017 DSU BLACKROCK DEBT STRATEGIES FUND, INC. N/A $10.78 $11.71 0.10% $0.0987 506 M 46,610,312 0.00 0.00 Ordinary Shares
10-13-2017 BNY BLACKROCK NEW YORK MUNICIPAL INCOME TRUST N/A $10.32 $15.14 0.04% $0.043 258 M 24,117,105 0.00 0.00 Ordinary Shares
10-13-2017 BDJ BlackRock Enhanced Equity Dividend Trust N/A $8.41 $9.07 0.08% $0.0562 1,609 M 186,494,195 0.00 0.00 Ordinary Shares
10-13-2017 MUH BlackRock MuniHoldings Fund II Inc N/A $14.72 $15.39 0.04% $0.1122 167 M 11,336,282 0.00 0.00 Ordinary Shares
10-13-2017 BHV BLACKROCK VIRGINIA MUNICIPAL BOND TRUST N/A $11.03 $17.85 0.03% $0.0395 18 M 1,609,842 0.00 0.00 Ordinary Shares
10-13-2017 BAF BlackRock Municipal Income Investment Quality Trust N/A $14.19 $15.39 0.04% $0.0984 123 M 8,749,418 0.00 0.00 Ordinary Shares
10-13-2017 BFY BlackRock New York Municipal Income Trust II N/A $14.96 $15.60 0.04% $0.1599 77 M 5,004,922 0.00 0.00 Ordinary Shares
10-13-2017 BKT BLACKROCK INCOME TRUST, INC. N/A $11.57 $6.25 0.08% $0.0882 263 M 21,307,672 0.00 0.00 Ordinary Shares
10-13-2017 KSM DWS STRATEGIC MUNICIPAL INCOME TRUST N/A $10.06 $12.17 0.03% $0.028 111 M 11,047,862 0.00 0.00 Ordinary Shares
10-13-2017 BBK BlackRock Municipal Bond Trust N/A $15.64 $15.50 0.05% $0.1627 57,275 M 10,522,957 0.00 0.00 Ordinary Shares
10-13-2017 EAD ALLSPRING INCOME OPPORTUNITIES FUND N/A $6.99 $8.64 0.08% $0.0523 414 M 59,092,336 0.00 0.00 Ordinary Shares
10-13-2017 MHN BLACKROCK MUNIHOLDINGS NEW YORK QUALITY FUND, INC. N/A $10.63 $14.18 0.04% $0.0435 324 M 30,241,637 0.00 0.00 Ordinary Shares
10-13-2017 BKK BlackRock Municipal 2020 Term Trust N/A $14.64 $15.52 0.04% $0.178 296 M 20,236,628 0.00 0.00 Ordinary Shares
10-13-2017 NML Neuberger Berman Energy Infrastructure & Income Fund Inc. N/A $8.95 $9.37 0.08% $0.0584 459 M 56,658,928 0.00 0.00 Ordinary Shares
10-13-2017 BGT BLACKROCK FLOATING RATE INCOME TRUST N/A $12.80 $14.09 0.11% $0.1203 283 M 22,315,637 0.00 0.00 Ordinary Shares
10-13-2017 MHD BLACKROCK MUNIHOLDINGS FUND, INC. N/A $11.95 $17.13 0.05% $0.0525 655 M 53,136,696 0.00 0.00 Ordinary Shares
10-13-2017 MFT BlackRock MuniYield Investment Quality Fund N/A $14.49 $14.47 0.04% $0.0941 123 M 8,478,719 0.00 0.00 Ordinary Shares
10-13-2017 BGR BlackRock Energy & Resources Trust N/A $13.13 $13.55 0.06% $0.0657 363 M 27,464,975 0.00 0.00 Ordinary Shares
10-13-2017 BTZ BLACKROCK CREDIT ALLOCATION INCOME TRUST N/A $10.48 $13.44 0.09% $0.0839 1,030 M 93,507,103 0.00 0.00 Ordinary Shares
10-13-2017 BUI BlackRock Utilities, Infrastructure & Power Opportunities Trust N/A $23.10 $21.17 0.06% $0.121 524 M 22,421,031 0.00 0.00 Ordinary Shares
10-13-2017 MCA BlackRock MuniYield California Quality Fund Inc N/A $12.51 $15.40 N/A $0.056 0 M 34,405,717 0.00 0.00 Ordinary Shares
10-13-2017 BSE BlackRock New York Municipal Income Quality Trust N/A $14.79 $13.53 0.04% $0.0945 96 M 6,519,660 0.00 0.00 Ordinary Shares
10-13-2017 DUC Duff & Phelps Utility & Corporate Bond Trust N/A $10.62 $9.17 0.05% $0.05 292 M 27,499,156 0.00 0.00 Ordinary Shares
10-13-2017 EDF Virtus Stone Harbor Emerging Markets Income Fund N/A $5.02 $16.87 0.13% $0.06 91 M 17,176,885 0.00 0.00 Ordinary Shares
10-13-2017 FRA BLACKROCK FLOATING RATE INCOME STRATEGIES FUND, INC. N/A $13.44 $14.25 0.11% $0.1238 460 M 35,232,197 0.00 0.00 Ordinary Shares
10-13-2017 GECCL Great Elm Capital Corp - 6.50% NT REDEEM 18/09/2022 USD 1000 N/A $25.35 $25.47 N/A $0.4062 78 M N/A 0.00 0.00 6.50% NT REDEEM 18/09/2022 USD 1000
10-13-2017 BGY BlackRock Enhanced International Dividend Trust N/A $5.38 $6.68 0.07% $0.0338 593 M 101,832,601 0.00 0.00 Ordinary Shares
10-13-2017 BOE BlackRock Enhanced Global Dividend Trust N/A $10.98 $13.75 0.07% $0.063 695 M 62,462,865 0.00 0.00 Ordinary Shares
10-13-2017 MYJ BlackRock MuniYield New Jersey Fund Inc N/A $13.07 $16.30 0.06% $0.0625 188 M 14,399,279 0.00 0.00 Ordinary Shares
10-13-2017 MIY BLACKROCK MUNIYIELD MICHIGAN QUALITY FUND, INC. N/A $11.41 $14.00 0.04% $0.0465 344 M 29,365,308 0.00 0.00 Ordinary Shares
10-13-2017 BZM BlackRock Maryland Municipal Bond Trust N/A $15.00 $14.25 0.03% $0.1502 31 M 2,082,345 0.00 0.00 Ordinary Shares
10-13-2017 MNE BlackRock Muni New York Intermediate Duration Fund Inc N/A $14.55 $14.20 N/A $0.083 61 M 4,209,844 1.45 N/A Ordinary Shares
10-13-2017 BFO BlackRock Florida Municipal 2020 Term Trust N/A $14.25 $15.01 0.04% $0.312 76 M 5,320,452 0.00 0.00 Ordinary Shares
10-13-2017 MZA BlackRock MuniYield Arizona Fund Inc N/A $15.13 $15.17 0.03% $0.116 68 M 4,636,620 0.00 0.00 Ordinary Shares
10-13-2017 INT World Fuel Services Corp. N/A $24.24 $35.67 0.02% $0.14 1,507 M 62,129,131 1.77 13.63 Ordinary Shares
10-13-2017 GROW U S GLOBAL INVESTORS INC Trading/Security And Commodity Brokers, Dealers, Exchanges & Services $3.37 $2.43 0.04% $0.0075 31 M 10,484,211 0.01 312.74 Ordinary Shares - Class A
10-13-2017 CNOB ConnectOne Bancorp, Inc. Banking/State Commercial Banks – Fed Reserve System $25.75 $24.90 N/A $0.18 0 M 50,273,382 1.64 N/A Ordinary Shares
10-13-2017 ALG ALAMO GROUP INC Machinery/Farm And Garden Machinery And Equipment $170.10 $108.30 N/A $0.30 0 M 12,121,294 8.64 N/A Ordinary Shares
10-13-2017 GGG GRACO INC Machinery/General Industrial Machinery & Equipment $87.96 $41.81 0.01% $0.295 13,781 M 165,338,302 3.14 26.41 Ordinary Shares
10-13-2017 RGCO RGC RESOURCES INC Utilities/Natural Gas Transmission & Distribution $22.43 $29.84 0.04% $0.2075 218 M 10,394,487 1.78 0.00 Ordinary Shares
10-13-2017 COP CONOCOPHILLIPS Petroleum And Natural Gas/Petroleum Refining $114.15 $49.40 0.03% $0.84 115,676 M 1,222,339,152 6.36 14.48 Ordinary Shares
10-13-2017 SBR SABINE ROYALTY TRUST Trading/Oil Royalty Traders $73.07 $41.10 0.09% $0.2862 937 M 14,579,345 N/A 0.00 Unit
10-13-2017 MVO MV Oil Trust Petroleum And Natural Gas/Crude Petroleum & Natural Gas $2.24 $5.43 0.16% $0.14 106 M 11,500,000 N/A 0.00 Ordinary Shares
10-13-2017 BPT BP PRUDHOE BAY ROYALTY TRUST Petroleum And Natural Gas/Petroleum Refining $0.50 $21.50 N/A $0.00 34 M 21,400,000 N/A 0.00 Unit
10-13-2017 IEX IDEX CORP /DE/ Machinery/General Industrial Machinery & Equipment $195.79 $124.52 0.02% $0.71 13,270 M 74,347,824 6.41 27.46 Ordinary Shares
10-13-2017 RPM RPM INTERNATIONAL INC/DE/ Chemicals/Paints $102.05 $51.76 0.02% $0.51 13,751 M 128,075,683 5.21 20.63 Ordinary Shares
10-13-2017 WSO WATSCO INC Wholesale/Wholesale – Hardware, Plumbing & Heating Equipment $379.45 $159.56 N/A $3.00 0 M 40,602,886 12.27 N/A Ordinary Shares - Class A
10-13-2017 OC Owens Corning Construction Materials/Abrasive And Asbestos Products $106.26 $79.25 0.02% $0.69 9,134 M 80,383,165 -6.22 0.00 Ordinary Shares
10-13-2017 IDT IDT CORP Communication/Telephone Communications $51.65 $12.95 0.00% $0.06 1,278 M 25,073,347 3.23 15.74 Ordinary Shares - Class B
10-13-2017 ARR Armour Residential REIT, Inc. Trading/REIT $17.80 $26.97 N/A $0.24 0 M 119,384,920 3.10 N/A Ordinary Shares
10-13-2017 BKU BankUnited, Inc. Banking/Savings Institutions $44.44 $34.12 N/A $0.29 0 M 73,638,610 3.55 N/A Ordinary Shares
10-13-2017 AGI ALAMOS GOLD INC Precious Metals/Gold & Silver Ores $50.56 $7.10 0.01% $0.025 0 M 419,717,814 0.22 0.00 Ordinary Shares - Class A
10-13-2017 HYT BLACKROCK CORPORATE HIGH YIELD FUND, INC. N/A $9.76 $11.39 0.09% $0.0779 1,418 M 142,699,920 0.00 0.00 Ordinary Shares
10-13-2017 MUS BlackRock MuniHoldings Quality Fund Inc N/A $13.05 $13.68 0.04% $0.1039 169 M 13,018,276 0.00 0.00 Ordinary Shares
10-13-2017 KTF DWS MUNICIPAL INCOME TRUST N/A $9.56 $12.38 0.05% $0.061 382 M 39,172,837 0.00 0.00 Ordinary Shares
10-13-2017 MMD MainStay MacKay DefinedTerm Municipal Opportunities Fund N/A $14.85 $20.07 0.04% $0.06 467 M 27,914,313 0.00 0.00 Ordinary Shares
10-13-2017 MYC BlackRock MuniYield California Fund Inc N/A $12.50 $15.57 N/A $0.0613 0 M 21,419,494 0.00 0.00 Ordinary Shares
10-13-2017 MYI BLACKROCK MUNIYIELD QUALITY FUND III, INC. N/A $11.01 $14.33 0.05% $0.0555 788 M 68,063,466 0.00 0.00 Ordinary Shares
10-13-2017 BCX BlackRock Resources & Commodities Strategy Trust N/A $8.92 $8.91 0.06% $0.0518 802 M 86,388,561 0.00 0.00 Ordinary Shares
10-13-2017 BGIO BlackRock 2022 Global Income Opportunity Trust N/A $2.63 $10.13 0.11% $2.0174 58 M 22,147,272 0.00 0.00 Ordinary Shares
10-13-2017 BFK BLACKROCK MUNICIPAL INCOME TRUST N/A $10.02 $14.30 0.05% $0.05 470 M 44,788,672 0.00 0.00 Ordinary Shares
10-13-2017 MVT BLACKROCK MUNIVEST FUND II, INC. N/A $10.64 $15.50 0.05% $0.0505 238 M 21,239,912 0.00 0.00 Ordinary Shares
10-13-2017 MUA BLACKROCK MUNIASSETS FUND, INC. N/A $11.07 $15.84 0.05% $0.0555 467 M 38,663,595 0.00 0.00 Ordinary Shares
10-13-2017 HCFT Hunt Companies Finance Trust Inc N/A $3.47 $4.57 N/A $0.04 0 M 24,943,383 0.00 0.00 Ordinary Shares
10-13-2017 BHK BLACKROCK CORE BOND TRUST N/A $10.27 $14.12 0.07% $0.0746 629 M 54,010,702 0.00 0.00 Ordinary Shares
10-13-2017 MQY BLACKROCK MUNIYIELD QUALITY FUND, INC. N/A $11.75 $15.67 0.05% $0.058 923 M 73,077,237 0.00 0.00 Ordinary Shares
10-13-2017 MYF BlackRock MuniYield Investment Fund N/A $14.32 $15.55 0.04% $0.056 196 M 13,713,952 0.00 0.00 Ordinary Shares
10-13-2017 MPA BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND N/A $11.87 $14.44 0.05% $0.066 160 M 12,949,630 0.00 0.00 Ordinary Shares
10-13-2017 HOLI Hollysys Automation Technologies, Ltd. N/A $26.43 $21.71 N/A $0.32 0 M 62,095,839 1.21 0.00 Ordinary Shares
10-13-2017 NRO NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC N/A $3.53 $5.62 0.09% $0.0312 187 M 47,455,806 0.00 0.00 Ordinary Shares
10-13-2017 EGF BlackRock Enhanced Government Fund, Inc. N/A $9.93 $13.56 0.05% $0.041 41 M 3,935,211 0.00 0.00 Ordinary Shares
10-13-2017 MUC BLACKROCK MUNIHOLDINGS CALIFORNIA QUALITY FUND, INC. N/A $10.74 $14.84 0.05% $0.0485 1,074 M 96,042,681 0.00 0.00 Ordinary Shares
10-13-2017 BTA BlackRock Long-Term Municipal Advantage Trust N/A $9.84 $12.28 0.05% $0.0435 141 M 13,439,892 0.00 0.00 Ordinary Shares
10-13-2017 BLW BLACKROCK Ltd DURATION INCOME TRUST N/A $14.20 $16.20 0.09% $0.1132 516 M 35,711,253 0.00 0.00 Ordinary Shares
10-13-2017 BFZ BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST N/A $11.32 $14.50 0.05% $0.059 355 M 30,063,645 0.00 0.00 Ordinary Shares
10-13-2017 CII BLACKROCK ENHANCED CAPITAL & INCOME FUND, INC. N/A $20.36 $15.67 0.06% $0.0995 865 M 44,132,101 0.00 0.00 Ordinary Shares
10-12-2017 MBT Mobile Telesystems PJSC N/A $5.50 $10.52 0.05% $0.2993 5,496 M 999,190,788 0.00 0.00 ADR
10-12-2017 PCM PCM FUND, INC. N/A $6.62 $11.59 0.12% $0.08 93 M 12,011,762 0.00 0.00 Ordinary Shares
10-12-2017 NMY Nuveen Maryland Quality Municipal Income Fund N/A $14.30 $12.84 0.05% $0.0718 330 M 23,099,664 0.00 0.00 Ordinary Shares
10-12-2017 MN Manning & Napier Inc N/A $12.85 $3.90 0.02% $0.05 246 M 19,124,332 0.00 0.00 Ordinary Shares - Class A
10-12-2017 DHCNI Diversified Healthcare Trust - 5.625% NT REDEEM 01/08/2042 USD 25 N/A $14.58 N/A N/A $0.3516 837 M 240,574,611 -1.47 0.00 5.625% NT REDEEM 01/08/2042 USD 25
10-12-2017 NCB Nuveen California Municipal Value Fund 2 N/A $15.05 $17.65 0.02% $0.0986 306,197 M 3,302,424 0.00 13.95 Ordinary Shares
10-12-2017 CYCCP Cyclacel Pharmaceuticals Inc N/A $5.85 $6.86 N/A $0.15 2 M 1,259 0.00 0.00 6% PRF PERPETUAL USD 10
10-12-2017 VTN Invesco Trust for Investment Grade New York Municipals N/A $10.50 $13.77 0.04% $0.0685 222 M 19,477,753 0.00 0.00 Ordinary Shares
10-12-2017 CLM CORNERSTONE STRATEGIC VALUE FUND INC N/A $8.69 $14.98 0.16% $0.1086 911 M 119,996,396 0.00 0.00 Ordinary Shares
10-12-2017 RILYZ B. Riley Financial Inc - 5.25% NT REDEEM 31/08/2028 USD 25 N/A $8.50 $25.25 0.15% $0.3281 149 M 30,295,303 -5.93 0.00 7.50% NT REDEEM 31/05/2027 USD 25
10-12-2017 NIQ Nuveen Intermediate Duration Quality Municipal Term Fund N/A $12.87 $13.39 0.03% $0.0253 169 M 13,098,868 0.00 0.00 Ordinary Shares
10-12-2017 NXJ NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND N/A $12.16 $13.85 0.04% $0.0785 526 M 41,264,587 0.00 0.00 Ordinary Shares
10-12-2017 JFR NUVEEN FLOATING RATE INCOME FUND N/A $8.99 $11.74 0.11% $0.085 504 M 56,918,468 0.00 0.00 Ordinary Shares
10-12-2017 NCA NUVEEN CALIFORNIA MUNICIPAL VALUE FUND N/A $8.49 $10.60 0.04% $0.029 297 M 33,108,195 0.00 0.00 Ordinary Shares
10-12-2017 WIW WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND N/A $8.25 $11.20 0.08% $0.0605 527 M 61,184,134 0.00 0.00 Ordinary Shares
10-12-2017 GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND N/A $15.40 $21.17 0.13% $0.1821 2,091 M 135,322,762 0.00 0.00 Ordinary Shares
10-12-2017 NVG Nuveen AMT-Free Municipal Credit Income Fund N/A $12.29 $15.48 0.05% $0.079 2,780 M 213,522,362 0.00 0.00 Ordinary Shares
10-12-2017 JPI Nuveen Preferred Securities & Income Opportunities Fund N/A $19.85 $25.32 0.06% $0.166 450 M 22,772,419 0.00 0.00 Ordinary Shares
10-12-2017 NRK NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND N/A $10.49 $13.14 0.05% $0.069 967 M 87,235,304 0.00 0.00 Ordinary Shares
10-12-2017 NSL Nuveen Senior Income Fund N/A $4.59 $6.77 0.10% $0.0435 178 M 38,611,472 0.00 0.00 Ordinary Shares
10-12-2017 BPOPN Popular Capital Trust I N/A $25.23 $23.00 N/A $0.1396 0 M 12,000,000 0.00 0.00 6.70% PRF CONVERT 01/11/2033 USD 25 - Cls A
10-12-2017 JHB Nuveen Corporate Income November 2021 Target Term Fund N/A $9.40 $10.06 0.02% $0.0075 525 M 55,900,049 0.00 0.00 Ordinary Shares
10-12-2017 PCI PIMCO Dynamic Credit and Mortgage Income Fund N/A $20.46 $23.26 0.10% $0.174 3,077 M 150,317,409 0.00 0.00 Ordinary Shares
10-12-2017 NKG Nuveen Georgia Quality Municipal Income Fund N/A $10.16 $13.24 0.04% $0.0042 105 M 10,399,813 0.00 0.00 Ordinary Shares
10-12-2017 VCV Invesco California Value Municipal Income Trust N/A $11.18 $13.11 0.05% $0.0646 518 M 47,890,524 0.00 0.00 Ordinary Shares
10-12-2017 NTC Nuveen Connecticut Quality Municipal Income Fund N/A $12.04 $12.16 N/A $0.00 0 M N/A 0.00 N/A Ordinary Shares
10-12-2017 JHY Nuveen High Income 2020 Target Term Fund N/A $9.52 $10.06 0.01% $0.0095 12,618 M N/A 0.00 33.34 Ordinary Shares
10-12-2017 PFL PIMCO INCOME STRATEGY FUND N/A $8.49 $12.20 0.11% $0.0814 318 M 38,032,525 0.00 0.00 Ordinary Shares
10-12-2017 PGP PIMCO Global StocksPLUS & Income Fund N/A $7.76 $16.52 0.10% $0.069 91 M 11,313,852 0.00 0.00 Ordinary Shares
10-12-2017 PYS Pplus Trust Series RRD-1 - 6.30% SP TRUCS REDEEM 15/04/2029 USD 25 N/A $20.86 $21.44 0.07% $0.7875 0 M N/A 0.00 0.00 6.30% SP TRUCS REDEEM 15/04/2029 USD 25
10-12-2017 JMLP Nuveen All Cap Energy MLP Opportunities Fund N/A $1.11 $9.03 N/A $0.045 15 M 13,500,000 -0.96 N/A Ordinary Shares
10-12-2017 WIA WESTERN ASSET INFLATION-LINKED INCOME FUND N/A $7.97 $11.54 0.07% $0.05 191 M 23,322,256 0.00 0.00 Ordinary Shares
10-12-2017 MFO MFA Financial Inc - 8% NT REDEEM 15/04/2042 USD 25 N/A $25.42 $25.59 N/A $0.50 1,791 M N/A 0.00 0.00 8% NT REDEEM 15/04/2042 USD 25
10-12-2017 VMO Invesco Municipal Opportunity Trust N/A $9.71 $12.95 0.05% $0.0625 678 M 67,440,684 0.00 0.00 Ordinary Shares
10-12-2017 NMZ NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND N/A $10.95 $13.75 0.05% $0.0655 1,265 M 110,539,337 0.00 0.00 Ordinary Shares
10-12-2017 NAN NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND N/A $11.40 $14.10 0.05% $0.072 354 M 30,851,332 0.00 0.00 Ordinary Shares
10-12-2017 VPV Invesco Pennsylvania Value Municipal Income Trust N/A $10.30 $12.25 0.04% $0.0667 264 M 23,829,544 0.00 0.00 Ordinary Shares
10-12-2017 NPV NUVEEN VIRGINIA QUALITY MUNICIPAL INCOME FUND N/A $12.67 $13.15 0.05% $0.072 214 M 17,924,699 0.00 0.00 Ordinary Shares
10-12-2017 JSD Nuveen Short Duration Credit Opportunities Fund N/A $11.60 $17.36 0.11% $0.111 117 M 10,085,648 0.00 0.00 Ordinary Shares
10-12-2017 NXN NUVEEN NEW YORK SELECT TAX -FREE INCOME PORTFOLIO N/A $11.48 $14.30 0.04% $0.041 47 M 3,924,894 0.00 0.00 Ordinary Shares
10-12-2017 NNC Nuveen North Carolina Quality Municipal Income Fund N/A $13.66 $13.28 N/A $0.0276 0 M N/A 0.00 N/A Ordinary Shares
10-12-2017 OPP RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. N/A $8.54 $19.45 0.13% $0.1003 205 M 22,971,194 0.00 0.00 Ordinary Shares
10-12-2017 IIM Invesco Value Municipal Income Trust N/A $11.99 $14.89 0.05% $0.0771 600 M 47,068,439 0.00 0.00 Ordinary Shares
10-12-2017 IQI Invesco Quality Municipal Income Trust N/A $9.84 $12.71 0.05% $0.0631 534 M 52,883,797 0.00 0.00 Ordinary Shares
10-12-2017 SJR Shaw Communications Inc. N/A $30.18 $22.04 0.04% $0.0988 14,419 M 477,759,683 0.00 0.00 Ordinary Shares - Class B
10-12-2017 JGH Nuveen Global High Income Fund N/A $12.92 $17.31 0.09% $0.1035 302 M 23,177,392 0.00 0.00 Ordinary Shares
10-12-2017 VFL abrdn National Municipal Income Fund N/A $10.28 $13.51 0.04% $0.045 134 M 12,278,002 0.00 0.00 Ordinary Shares
10-12-2017 PDI PIMCO Dynamic Income Fund N/A $18.80 $31.02 0.13% $0.2205 4,937 M 257,546,113 0.00 0.00 Ordinary Shares
10-12-2017 NAC Nuveen California Quality Municipal Income Fund N/A $11.26 $14.94 0.05% $0.0735 1,706 M 144,735,058 0.00 0.00 Ordinary Shares
10-12-2017 DMF BNY MELLON MUNICIPAL INCOME, INC. N/A $7.12 $9.17 0.03% $0.019 152 M 20,757,267 0.00 0.00 Ordinary Shares
10-12-2017 VLT Invesco High Income Trust II N/A $11.08 $15.01 0.10% $0.0964 74 M 6,498,037 0.00 0.00 Ordinary Shares
10-12-2017 NMS Nuveen Minnesota Quality Municipal Income Fund N/A $12.48 $15.15 0.05% $0.0735 74 M 5,784,307 0.00 0.00 Ordinary Shares
10-12-2017 NPN Nuveen Pennsylvania Municipal Value Fund N/A $14.04 $15.33 0.03% $0.00 17 M 1,219,074 0.00 0.00 Ordinary Shares
10-12-2017 ISD PGIM High Yield Bond Fund, Inc. N/A $13.78 $15.17 0.09% $0.105 460 M 33,243,008 0.00 0.00 Ordinary Shares
10-12-2017 VMM Delaware Investments Minnesota Municipal Income Fund II Inc N/A $13.42 $14.09 0.00% $0.276 6,572,740 M 1,645,719,350 6.36 477.50 Ordinary Shares
10-12-2017 NAD Nuveen Quality Municipal Income Fund N/A $11.76 $14.10 0.05% $0.0755 2,808 M 233,404,655 0.00 0.00 Ordinary Shares
10-12-2017 PHK PIMCO HIGH INCOME FUND N/A $4.92 $8.07 0.11% $0.048 709 M 146,128,293 0.00 0.00 Ordinary Shares
10-12-2017 JQC Nuveen Credit Strategies Income Fund N/A $5.72 $8.44 0.11% $0.054 784 M 135,609,290 0.00 0.00 Ordinary Shares
10-12-2017 NEV Nuveen Enhanced Municipal Value Fund N/A $12.52 $14.66 0.06% $0.00 312 M 24,950,068 0.00 0.00 Ordinary Shares
10-12-2017 RCS PIMCO STRATEGIC INCOME FUND, INC N/A $6.27 $9.63 0.09% $0.051 317 M 46,070,801 0.00 0.00 Ordinary Shares
10-12-2017 NXR Nuveen Select Tax-Free Income Portfolio 3 N/A $16.60 $15.14 0.04% $0.0956 216 M 13,045,560 0.00 0.00 Ordinary Shares
10-12-2017 NAZ NUVEEN ARIZONA QUALITY MUNICIPAL INCOME FUND N/A $11.55 $14.62 0.05% $0.0725 135 M 11,595,865 0.00 0.00 Ordinary Shares
10-12-2017 CRF CORNERSTONE TOTAL RETURN FUND INC N/A $8.90 $14.87 0.15% $0.1037 806 M 102,931,514 0.00 0.00 Ordinary Shares
10-12-2017 NEA Nuveen AMT-Free Quality Municipal Income Fund N/A $11.35 $13.78 0.05% $0.073 3,469 M 299,037,391 0.00 0.00 Ordinary Shares
10-12-2017 NUM Nuveen Michigan Quality Municipal Income Fund N/A $15.13 $13.64 0.04% $0.0342 305 M 20,226,888 0.00 0.00 Ordinary Shares
10-12-2017 DEX Dex Media Inc. N/A $7.60 $11.84 0.08% $0.0509 87 M 11,179,968 0.00 0.00 Ordinary Shares
10-12-2017 BPOPM Popular Capital Trust II N/A $25.84 $21.28 0.02% $0.1276 7,150 M 5,200,000 0.00 13.50 6.125% PRF CONVERT 01/12/2034 USD 25
10-12-2017 VKQ Invesco Municipal Trust N/A $9.76 $12.65 0.05% $0.0628 558 M 55,335,514 0.00 0.00 Ordinary Shares
10-12-2017 PNI PIMCO NEW YORK MUNICIPAL INCOME FUND II N/A $7.25 $12.46 0.05% $0.0295 85 M 11,209,146 0.00 0.00 Ordinary Shares

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