Earnings
No earnings for this filterDividends
| Ex dividend date | Ticker | Name | Industry | Stock price | Reported price | Dividend yield | Dividend rate | Marketcap | Shares outstanding | EPS | P/E ratio | Description |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 01-31-2017 | BMTC | Bryn Mawr Bank Corp. | N/A | $45.01 | $40.05 | N/A | $0.28 | 0 M | 19,900,823 | 3.61 | 0.00 | Ordinary Shares |
| 01-31-2017 | TCP | TC Pipelines, LP | N/A | $30.21 | $60.08 | 0.08% | $0.65 | 2,154 M | 71,306,396 | 0.00 | 0.00 | Unit |
| 01-31-2017 | STND | Standard AVB Financial Corp | N/A | $32.99 | $26.40 | N/A | $0.221 | 0 M | 4,773,716 | 0.00 | 0.00 | Ordinary Shares |
| 01-31-2017 | BSRR | SIERRA BANCORP | Banking/State Commercial Banks – Fed Reserve System | $36.91 | $26.76 | 0.03% | $0.25 | 438 M | 13,186,503 | 3.14 | 10.34 | Ordinary Shares |
| 01-31-2017 | NWBI | Northwest Bancshares, Inc. | Banking/National Commercial Banks | $14.16 | $17.07 | N/A | $0.20 | 0 M | 146,139,471 | 0.93 | N/A | Ordinary Shares |
| 01-31-2017 | FELE | FRANKLIN ELECTRIC CO INC | Electrical Equipment/Electrical Industrial Apparatus | $103.05 | $40.35 | 0.01% | $0.28 | 4,241 M | 44,202,147 | 3.25 | 28.83 | Ordinary Shares |
| 01-31-2017 | SWKS | SKYWORKS SOLUTIONS, INC. | Electronic Equipment/Electronic Components & Accessories | $60.98 | $91.74 | 0.05% | $0.71 | 9,574 M | 150,373,612 | 2.61 | 24.28 | Ordinary Shares |
| 01-31-2017 | CQP | Cheniere Energy Partners, L.P. | Utilities/Natural Gas Distribution | $63.94 | $29.75 | 0.06% | $0.015 | 25,515 M | 484,000,000 | 5.17 | 8.54 | Unit |
| 01-31-2017 | KNOP | KNOT Offshore Partners LP | Transportation/Water Transport | $10.73 | $21.80 | 0.01% | $0.05 | 239 M | 34,045,081 | 1.20 | 0.00 | Unit |
| 01-31-2017 | CFG | CITIZENS FINANCIAL GROUP INC/RI | Banking/State Commercial Banks – Fed Reserve System | $64.99 | $36.17 | N/A | $0.46 | 0 M | 424,983,657 | 3.90 | N/A | Ordinary Shares |
| 01-31-2017 | MCBS | MetroCity Bankshares, Inc. | Banking/State Commercial Banks – Fed Reserve System | $32.98 | $6.00 | 0.04% | $0.23 | 671 M | 28,755,228 | 2.66 | 9.78 | Ordinary Shares |
| 01-31-2017 | ADTN | ADTRAN Holdings, Inc. | Electronic Equipment/Telephone And Telegraph Apparatus | $16.16 | $21.90 | N/A | $0.09 | 696 M | 80,659,651 | -0.84 | 0.00 | Ordinary Shares |
| 01-31-2017 | WCFB | WCF Bancorp Inc | N/A | $6.60 | $9.85 | N/A | $0.05 | 14 M | 1,999,197 | 0.00 | 0.00 | Ordinary Shares |
| 01-31-2017 | HMLP | Hoegh LNG Partners LP | N/A | $9.24 | $19.55 | N/A | $0.01 | 0 M | 33,373,002 | 0.00 | 0.00 | Unit |
| 01-31-2017 | WES | Western Midstream Partners, LP | N/A | $40.58 | $44.87 | 0.09% | $0.875 | 14,385 M | 380,506,125 | 1.51 | 9.14 | Unit |
| 01-30-2017 | MDLX | Medley Llc - 6.875% NT REDEEM 15/08/2026 USD 25 | N/A | $1.92 | $24.33 | N/A | $0.4297 | 0 M | N/A | 0.00 | 0.00 | 6.875% NT REDEEM 15/08/2026 USD 25 |
| 01-30-2017 | CNBKA | Century Bancorp, Inc. | N/A | $115.29 | $60.05 | N/A | $0.18 | 0 M | 3,672,969 | 8.07 | 0.00 | Ordinary Shares - Class A |
| 01-30-2017 | PBCT | People`s United Financial Inc | N/A | $19.41 | $18.66 | N/A | $0.1825 | 0 M | 431,316,352 | 1.39 | 0.00 | Ordinary Shares |
| 01-30-2017 | SSFN | Stewardship Financial Corp. | N/A | $15.75 | $9.45 | N/A | $0.03 | 0 M | N/A | 0.00 | N/A | Ordinary Shares |
| 01-30-2017 | LMRKO | Landmark Infrastructure Partners LP | N/A | $25.30 | $24.98 | N/A | $0.4938 | 0 M | 1,840,000 | 0.00 | 0.00 | 7.90% PRF PERPETUAL USD 25 - Ser B |
| 01-30-2017 | FNHC | FedNat Holding Co | N/A | $0.20 | $18.26 | N/A | $0.09 | 0 M | 17,519,237 | 0.00 | 0.00 | Ordinary Shares |
| 01-30-2017 | CASY | CASEYS GENERAL STORES INC | Retail/Retail – Automotive Dealers And Gas Stations | $784.61 | $113.38 | N/A | $0.50 | 0 M | 36,959,030 | 17.51 | N/A | Ordinary Shares |
| 01-30-2017 | ATR | APTARGROUP, INC. | Rubber And Plastic Products/Misc. Plastic Products | $125.77 | $72.74 | 0.02% | $0.45 | 7,972 M | 64,379,735 | 5.97 | 20.30 | Ordinary Shares |
| 01-30-2017 | ATLO | AMES NATIONAL CORP | Banking/National Commercial Banks | $28.61 | $32.25 | 0.04% | $0.20 | 202 M | 8,857,220 | 2.14 | 10.64 | Ordinary Shares |
| 01-30-2017 | FAST | FASTENAL CO | Retail/Retail – Retail-Building Materials, Hardware, Garden Supply | $44.68 | $50.20 | 0.02% | $0.24 | 53,276 M | 1,148,035,061 | 1.14 | 41.00 | Ordinary Shares |
| 01-30-2017 | GT | GOODYEAR TIRE & RUBBER CO /OH/ | Automobiles And Trucks/Tires And Inner Tubes | $7.11 | $31.34 | N/A | $0.16 | 2,479 M | 286,247,045 | -5.99 | 0.00 | Ordinary Shares |
| 01-30-2017 | HAS | HASBRO, INC. | Recreation/Toys | $95.54 | $83.37 | 0.03% | $0.70 | 11,507 M | 140,685,758 | -2.30 | 0.00 | Ordinary Shares |
| 01-30-2017 | PAYX | PAYCHEX INC | Business Services/Services – Engineering, Accounting, Research, Management | $90.99 | $60.81 | N/A | $1.08 | 0 M | 358,290,881 | 4.55 | N/A | Ordinary Shares |
| 01-30-2017 | PNW | PINNACLE WEST CAPITAL CORP | Utilities/Electric Services | $103.12 | $76.44 | 0.04% | $0.91 | 16,773 M | 192,170,337 | 5.15 | 27.21 | Ordinary Shares |
| 01-30-2017 | VSEC | VSE CORP | Business Services/Services – Engineering, Accounting, Surveying | $176.11 | $36.13 | N/A | $0.10 | 0 M | 27,991,027 | 0.55 | N/A | Ordinary Shares |
| 01-30-2017 | WAFD | WAFD INC | Banking/National Commercial Banks | $35.58 | $32.70 | 0.03% | $0.27 | 2,457 M | 75,863,334 | 2.89 | 10.76 | Ordinary Shares |
| 01-30-2017 | AES | AES CORP | Construction Materials/Cogeneration – Sm Power Producer | $14.48 | $11.21 | N/A | $0.176 | 0 M | 712,558,860 | 1.26 | N/A | Ordinary Shares |
| 01-30-2017 | GHC | Graham Holdings Co | Personal Services/Services – Educational | $1,177.01 | $514.95 | 0.01% | $1.88 | 4,785 M | 4,361,835 | 67.11 | 16.37 | Ordinary Shares - Class B |
| 01-30-2017 | LCUT | LIFETIME BRANDS, INC | Construction Materials/Cutlery, Hand Tools And General Hardware | $7.23 | $15.05 | N/A | $0.0425 | 0 M | 22,654,207 | -1.24 | N/A | Ordinary Shares |
| 01-30-2017 | EWBC | EAST WEST BANCORP INC | Banking/State Commercial Banks – Fed Reserve System | $124.92 | $51.85 | 0.02% | $0.60 | 15,355 M | 137,622,675 | 9.58 | 11.59 | Ordinary Shares |
| 01-30-2017 | BLX | FOREIGN TRADE BANK OF LATIN AMERICA, INC. | Banking/Misc. Commercial Banks | $53.29 | $27.27 | 0.05% | $0.625 | 881 M | 28,108,597 | 1.98 | 4.55 | Ordinary Shares - Class E |
| 01-30-2017 | NRG | NRG ENERGY, INC. | Utilities/Electric Services | $154.81 | $16.26 | 0.01% | $0.475 | 30,422 M | 214,677,543 | 4.09 | 38.17 | Ordinary Shares |
| 01-30-2017 | O | REALTY INCOME CORP | Trading/REIT | $63.55 | $59.29 | 0.06% | $0.2705 | 51,625 M | 932,440,218 | 1.17 | 48.77 | Ordinary Shares |
| 01-30-2017 | BMO | BANK OF MONTREAL /CAN/ | Banking/Misc. Commercial Banks | $151.46 | $75.52 | 0.05% | $1.0976 | 65,696 M | 729,413,376 | N/A | 11.97 | Ordinary Shares |
| 01-30-2017 | LNT | ALLIANT ENERGY CORP | Utilities/Electric And Other Services Combined | $71.76 | $36.86 | 0.03% | $0.535 | 18,292 M | 283,748,218 | 3.15 | 22.58 | Ordinary Shares |
| 01-30-2017 | DGICA | DONEGAL GROUP INC | Insurance/Fire, Marine & Casualty Insurance | $18.00 | $16.40 | 0.04% | $0.1925 | 0 M | 37,002,964 | 4.23 | 0.00 | Ordinary Shares - Class A |
| 01-30-2017 | DGICB | DONEGAL GROUP INC | Insurance/Fire, Marine & Casualty Insurance | $19.32 | $15.80 | 0.04% | $0.155 | 0 M | 37,002,964 | 4.23 | 0.00 | Ordinary Shares - Class B |
| 01-30-2017 | BCBP | BCB BANCORP INC | Banking/Savings Institutions | $10.43 | $13.50 | 0.08% | $0.16 | 138 M | 17,358,931 | -0.84 | 0.00 | Ordinary Shares |
| 01-30-2017 | TRGP | Targa Resources Corp. | Utilities/Natural Gas Transmission | $248.37 | $57.17 | 0.02% | $0.75 | 39,408 M | 214,951,798 | 8.52 | 21.27 | Ordinary Shares |
| 01-30-2017 | KMI | KINDER MORGAN, INC. | Utilities/Natural Gas Transmission | $31.79 | $21.98 | 0.03% | $0.2975 | 74,598 M | 2,224,825,757 | 1.49 | 22.50 | Ordinary Shares - Class P |
| 01-30-2017 | ALLY | Ally Financial Inc. | Banking/State Commercial Banks – Fed Reserve System | $44.41 | $19.69 | N/A | $0.30 | 0 M | 309,091,700 | 2.39 | N/A | Ordinary Shares |
| 01-30-2017 | IRT | INDEPENDENCE REALTY TRUST, INC. | Trading/REIT | $16.32 | $9.10 | 0.04% | $0.17 | 4,180 M | 237,280,268 | 0.24 | 73.90 | Ordinary Shares |
| 01-30-2017 | MCBS | MetroCity Bankshares, Inc. | Banking/State Commercial Banks – Fed Reserve System | $32.98 | $6.00 | 0.04% | $0.23 | 671 M | 28,755,228 | 2.66 | 9.78 | Ordinary Shares |
| 01-30-2017 | AMTD | AMTD IDEA GROUP | Banking/Financial Services | $1.00 | $46.30 | N/A | $0.31 | 227 M | 40,935,247 | 3.74 | 1.38 | Ordinary Shares |
| 01-30-2017 | WCFB | WCF Bancorp Inc | N/A | $6.60 | $9.71 | N/A | $0.05 | 14 M | 1,999,197 | 0.00 | 0.00 | Ordinary Shares |
| 01-27-2017 | ENLC | EnLink Midstream, LLC | N/A | $14.12 | $17.45 | 0.04% | $0.1325 | 6,573 M | 461,449,461 | -2.50 | 50.25 | Unit |
| 01-27-2017 | CINR | Sisecam Resources LP - Unit | N/A | $20.31 | $30.92 | 0.05% | $0.65 | 402 M | 19,778,056 | 0.00 | 0.00 | Unit |
| 01-27-2017 | SHLX | Shell Midstream Partners L.P. | N/A | $15.82 | $32.82 | 0.07% | $0.30 | 6,222 M | 393,289,537 | 0.00 | 0.00 | Unit |
| 01-27-2017 | ERF | Enerplus Corporation | N/A | $20.06 | $9.06 | 0.02% | $0.3169 | 4,103 M | 204,246,025 | 1.28 | 15.06 | Ordinary Shares |
| 01-27-2017 | FT | FRANKLIN UNIVERSAL TRUST | N/A | $7.34 | $6.85 | 0.07% | $0.0425 | 183 M | 25,131,894 | 0.00 | 0.00 | Ordinary Shares |
| 01-27-2017 | CPG | Crescent Point Energy Corp | N/A | $8.59 | $11.92 | 0.05% | $0.115 | 5,321 M | 619,489,384 | 0.00 | 0.00 | Ordinary Shares |
| 01-27-2017 | DNP | DNP SELECT INCOME FUND INC | N/A | $9.11 | $10.55 | 0.08% | $0.065 | 3,368 M | 354,854,867 | 0.00 | 0.00 | Ordinary Shares |
| 01-27-2017 | CTAA | Qwest Corporation - 7% NT REDEEM 01/02/2056 USD 25 | N/A | $25.06 | $26.15 | 0.07% | $0.4375 | 0 M | N/A | 0.00 | 0.00 | 7% NT REDEEM 01/02/2056 USD 25 |
| 01-27-2017 | JMP | JMP Group LLC | N/A | $7.50 | $6.11 | N/A | $0.248 | 151 M | 20,159,895 | 0.53 | 14.08 | Ordinary Shares |
| 01-27-2017 | FTF | FRANKLIN LTD DURATION INCOME TRUST | N/A | $6.60 | $12.09 | 0.10% | $0.0615 | 272 M | 40,405,374 | 0.00 | 0.00 | Ordinary Shares |
| 01-27-2017 | MTBCP | CareCloud Inc - 11% PRF PERPETUAL USD 25 - Ser A | N/A | $26.91 | $25.50 | 0.10% | $0.2292 | 48 M | 4,521,546 | 0.00 | 0.00 | 11% PRF PERPETUAL USD 25 - Ser A |
| 01-27-2017 | NBH | NEUBERGER BERMAN MUNICIPAL FUND INC. | N/A | $10.28 | $15.62 | 0.04% | $0.0542 | 326 M | 29,618,059 | 0.00 | 0.00 | Ordinary Shares |
| 01-27-2017 | AOS | SMITH A O CORP | Consumer Goods/Household Appliances | $63.91 | $48.58 | 0.02% | $0.36 | 9,266 M | 138,289,917 | 3.87 | 16.97 | Ordinary Shares |
| 01-27-2017 | APOG | APOGEE ENTERPRISES, INC. | Consumer Goods/Glass Products | $36.99 | $57.49 | 0.03% | $0.26 | 857 M | 21,220,737 | 2.54 | 15.82 | Ordinary Shares |
| 01-27-2017 | BK | Bank of New York Mellon Corp | Banking/State Commercial Banks – Fed Reserve System | $133.54 | $44.78 | N/A | $0.53 | 0 M | 686,907,398 | 7.47 | N/A | Ordinary Shares |
| 01-27-2017 | OHI | OMEGA HEALTHCARE INVESTORS INC | Trading/REIT | $47.42 | $31.85 | N/A | $0.67 | 0 M | 295,570,000 | 1.96 | N/A | Ordinary Shares |
| 01-27-2017 | STAG | STAG Industrial, Inc. | Trading/REIT | $39.56 | $23.29 | 0.04% | $0.3875 | 6,865 M | 191,036,305 | 1.46 | 25.11 | Ordinary Shares |
| 01-27-2017 | SPH | SUBURBAN PROPANE PARTNERS LP | Retail/Retail – Misc. | $19.64 | $30.96 | 0.07% | $0.325 | 1,230 M | 66,331,481 | 2.03 | 9.25 | Unit |
| 01-27-2017 | MS | MORGAN STANLEY | Trading/Security And Commodity Brokers, Dealers, Exchanges & Services | $190.36 | $43.65 | N/A | $1.00 | 0 M | 1,587,860,206 | 10.32 | N/A | Ordinary Shares |
| 01-27-2017 | GEL | GENESIS ENERGY LP | Transportation/Pipelines, Except Natural Gas | $17.10 | $36.92 | 0.04% | $0.165 | 1,891 M | 122,464,318 | -4.19 | 0.00 | Unit |
| 01-27-2017 | PAA | PLAINS ALL AMERICAN PIPELINE LP | Transportation/Pipelines, Except Natural Gas | $21.84 | $31.62 | N/A | $0.4175 | 0 M | N/A | 1.66 | N/A | Unit |
| 01-27-2017 | MTR | MESA ROYALTY TRUST/TX | Trading/Oil Royalty Traders | $4.83 | $13.90 | 0.05% | $0.0057 | 12 M | 1,863,590 | N/A | 0.00 | Ordinary Shares |
| 01-27-2017 | PBT | PERMIAN BASIN ROYALTY TRUST | Trading/Oil Royalty Traders | $22.36 | $9.06 | 0.07% | $0.038 | 520 M | 46,608,796 | N/A | 0.00 | Ordinary Shares |
| 01-27-2017 | EPD | ENTERPRISE PRODUCTS PARTNERS L.P. | Utilities/Natural Gas Transmission | $38.47 | $29.09 | 0.07% | $0.55 | 68,189 M | 2,161,760,683 | 2.66 | 11.74 | Unit |
| 01-27-2017 | SCHL | SCHOLASTIC CORP | Printing And Publishing/Books – Publishing-Printing | $40.91 | $45.83 | N/A | $0.20 | 0 M | 21,742,376 | 2.53 | N/A | Ordinary Shares |
| 01-27-2017 | EPR | EPR PROPERTIES | Trading/REIT | $56.46 | $73.46 | 0.07% | $0.31 | 3,779 M | 76,520,011 | 3.30 | 15.07 | Ordinary Shares |
| 01-27-2017 | SJT | SAN JUAN BASIN ROYALTY TRUST | Trading/Oil Royalty Traders | $4.25 | $7.77 | 0.07% | $0.0229 | 153 M | 46,608,796 | N/A | 0.00 | Unit |
| 01-27-2017 | TXN | TEXAS INSTRUMENTS INC | Electronic Equipment/Electronic Components & Accessories | $223.10 | $78.03 | 0.03% | $1.42 | 156,615 M | 907,550,774 | 5.47 | 31.49 | Ordinary Shares |
| 01-27-2017 | KFFB | Kentucky First Federal Bancorp | Banking/Savings Institutions | $4.31 | $9.45 | N/A | $0.10 | 0 M | N/A | 0.08 | N/A | Ordinary Shares |
| 01-27-2017 | CRT | CROSS TIMBERS ROYALTY TRUST | Trading/Oil Royalty Traders | $10.95 | $17.77 | 0.11% | $0.0697 | 58 M | 6,000,000 | N/A | 0.00 | Ordinary Shares |
| 01-27-2017 | NNN | NNN REIT, INC. | Trading/REIT | $44.04 | $43.20 | 0.06% | $0.60 | 7,088 M | 189,939,441 | 2.07 | 18.19 | Ordinary Shares |
| 01-27-2017 | SKT | TANGER INC. | Trading/REIT | $36.94 | $33.38 | 0.03% | $0.3125 | 3,807 M | 114,507,737 | 2.02 | 16.25 | Ordinary Shares |
| 01-27-2017 | VRTS | VIRTUS INVESTMENT PARTNERS, INC. | Trading/Security And Commodity Brokers, Dealers, Exchanges & Services | $145.07 | $109.85 | 0.06% | $2.25 | 1,086 M | 6,695,515 | 20.27 | 7.85 | Ordinary Shares |
| 01-27-2017 | HNRG | HALLADOR ENERGY CO | Coal/Bituminous Coal And Lignite Mining | $15.46 | $9.70 | N/A | $0.04 | 0 M | 47,023,495 | -4.46 | N/A | Ordinary Shares |
| 01-27-2017 | LNT | ALLIANT ENERGY CORP | Utilities/Electric And Other Services Combined | $71.76 | $36.89 | 0.03% | $0.535 | 18,292 M | 283,748,218 | 3.15 | 22.58 | Ordinary Shares |
| 01-27-2017 | CLDT | Chatham Lodging Trust | Trading/REIT | $8.72 | $21.06 | 0.05% | $0.10 | 330 M | 47,254,037 | 0.14 | 46.51 | Ordinary Shares |
| 01-27-2017 | PSEC | PROSPECT CAPITAL CORP | Financial Services/Asset Management | $2.73 | $8.69 | N/A | $0.045 | 0 M | 482,489,809 | -0.81 | N/A | Ordinary Shares |
| 01-27-2017 | SAR | SARATOGA INVESTMENT CORP. | Financial Services/Diversified Investments | $22.84 | $20.75 | 0.17% | $0.25 | 362 M | 16,184,058 | 3.13 | 1.35 | Ordinary Shares |
| 01-27-2017 | AGNC | AGNC Investment Corp. | Trading/REIT | $11.08 | $18.93 | N/A | $0.12 | 0 M | 1,108,770,670 | 1.48 | N/A | Ordinary Shares |
| 01-27-2017 | ORC | Orchid Island Capital, Inc. | Trading/REIT | $7.13 | $12.06 | 0.20% | $0.10 | 1,341 M | 200,700,226 | 0.95 | 10.99 | Ordinary Shares |
| 01-27-2017 | WHLR | Wheeler Real Estate Investment Trust, Inc. | Trading/REIT | $1.89 | $13.52 | N/A | $0.00 | 0 M | 1,290,069 | -21.59 | N/A | Ordinary Shares |
| 01-27-2017 | SCM | Stellus Capital Investment Corp | Financial Services/Asset Management | $9.69 | $13.36 | 0.12% | $0.1133 | 367 M | 28,947,254 | 1.08 | 40.04 | Ordinary Shares |
| 01-27-2017 | IRT | INDEPENDENCE REALTY TRUST, INC. | Trading/REIT | $16.32 | $9.13 | 0.04% | $0.17 | 4,180 M | 237,280,268 | 0.24 | 73.90 | Ordinary Shares |
| 01-27-2017 | AVAL | Grupo Aval Acciones Y Valores S.A. | Banking/Misc. Commercial Banks | $4.51 | $8.36 | 0.22% | $0.0144 | 787 M | 377,088,163 | 0.59 | 0.76 | ADR |
| 01-27-2017 | PAGP | PLAINS GP HOLDINGS LP | Transportation/Pipelines, Except Natural Gas | $23.82 | $32.46 | N/A | $0.4175 | 0 M | 197,904,124 | 1.31 | N/A | Ordinary Shares - Class A |
| 01-27-2017 | GECC | Great Elm Capital Corp. | Financial Services/Diversified Investments | $5.54 | $11.20 | 0.22% | $0.30 | 99 M | 13,998,168 | -2.57 | 0.00 | Ordinary Shares |
| 01-27-2017 | NBW | Neuberger Berman California Municipal Fund Inc | N/A | $9.49 | $14.98 | 0.05% | $0.0719 | 53 M | 5,551,044 | 0.00 | 0.00 | Ordinary Shares |
| 01-27-2017 | PSXP | Phillips 66 Partners LP | N/A | $42.01 | $56.14 | 0.08% | $0.875 | 9,593 M | 228,340,146 | 0.00 | 0.00 | Units |
| 01-27-2017 | SAFM | Sanderson Farms, Inc. | N/A | $204.00 | $90.22 | N/A | $0.44 | 0 M | 22,320,192 | 38.65 | 0.00 | Ordinary Shares |
| 01-27-2017 | PVL | Permianville Royalty Trust | N/A | $1.45 | $3.85 | 0.03% | $0.035 | 59 M | 33,000,000 | N/A | 0.00 | Unit |
| 01-27-2017 | NBO | Neuberger Berman New York Municipal Fund Inc | N/A | $8.48 | $12.51 | 0.04% | $0.0242 | 48 M | 5,077,417 | 0.00 | 0.00 | Ordinary Shares |
| 01-26-2017 | GFNCP | General Finance Corporation | N/A | $101.21 | $90.45 | N/A | $2.225 | 0 M | 400,000 | 0.00 | 0.00 | 9% PRF PERPETUAL USD 100 - Ser C |
| 01-26-2017 | GAM | GENERAL AMERICAN INVESTORS CO INC | N/A | $50.93 | $32.24 | 0.05% | $2.65 | 1,262 M | 23,974,349 | 0.00 | 0.00 | Ordinary Shares |
| 01-26-2017 | ALX | ALEXANDERS INC | Trading/REIT | $249.08 | $429.70 | N/A | $4.50 | 0 M | 5,107,290 | 5.50 | N/A | Ordinary Shares |
| 01-26-2017 | CAG | CONAGRA BRANDS INC. | Food Products/Food And Kindred Products | $14.27 | $38.95 | 0.08% | $0.35 | 8,835 M | 478,437,156 | -0.09 | 0.00 | Ordinary Shares |
| 01-26-2017 | FIBK | FIRST INTERSTATE BANCSYSTEM INC | Banking/State Commercial Banks – Fed Reserve System | $35.68 | $41.65 | N/A | $0.47 | 0 M | 101,118,302 | 2.95 | N/A | Ordinary Shares - Class A |
| 01-26-2017 | MSB | MESABI TRUST | Trading/Mineral Royalty Traders | $27.93 | $14.05 | 0.04% | $0.24 | 432 M | 13,120,010 | 1.06 | 31.12 | Ordinary Shares |
| 01-26-2017 | OKE | ONEOK INC /NEW/ | Utilities/Natural Gas Transmission & Distribution | $89.79 | $54.93 | 0.06% | $1.07 | 45,624 M | 629,783,634 | 5.43 | 13.45 | Ordinary Shares |
| 01-26-2017 | FCCO | FIRST COMMUNITY CORP /SC/ | Banking/State Commercial Banks – Fed Reserve System | $30.19 | $20.75 | 0.02% | $0.15 | 227 M | 9,384,045 | 2.51 | 11.81 | Ordinary Shares |
| 01-26-2017 | CZNC | CITIZENS & NORTHERN CORP | Banking/State Commercial Banks – Fed Reserve System | $23.65 | $25.03 | 0.06% | $0.28 | 355 M | 17,910,243 | 1.46 | 15.14 | Ordinary Shares |
| 01-26-2017 | SLP | Simulations Plus, Inc. | Computer Software/Computer Integrated Systems Design | $14.87 | $9.85 | N/A | $0.06 | 246 M | 20,205,482 | -2.95 | 0.00 | Ordinary Shares |
| 01-26-2017 | UNM | Unum Group | Insurance/Accident And Health Insurance | $77.82 | $46.19 | N/A | $0.46 | 0 M | 163,753,818 | 4.28 | N/A | Ordinary Shares |
| 01-26-2017 | VALU | VALUE LINE INC | Trading/Security And Commodity Brokers, Dealers, Exchanges & Services | $35.25 | $17.81 | N/A | $0.30 | 0 M | 9,387,238 | 2.52 | N/A | Ordinary Shares |
| 01-26-2017 | VNO | VORNADO REALTY TRUST | Trading/REIT | $30.30 | $107.30 | N/A | $0.74 | 0 M | 190,666,367 | 4.40 | N/A | Ordinary Shares |
| 01-26-2017 | SGU | STAR GROUP, L.P. | Retail/Retail – Misc. Retail Stores | $12.61 | $11.02 | 0.06% | $0.1975 | 386 M | 32,879,055 | 1.92 | 5.05 | Unit |
| 01-26-2017 | OVLY | Oak Valley Bancorp | Banking/State Commercial Banks – Fed Reserve System | $33.75 | $14.35 | N/A | $0.30 | 0 M | 8,413,458 | 2.90 | N/A | Ordinary Shares |
| 01-26-2017 | NVEC | NVE CORP /NEW/ | Electronic Equipment/Electronic Components & Accessories | $79.10 | $78.59 | 0.07% | $1.00 | 287 M | 4,837,166 | 2.93 | 20.26 | Ordinary Shares |
| 01-26-2017 | DMLP | DORCHESTER MINERALS, L.P. | Petroleum And Natural Gas/Crude Petroleum & Natural Gas | $28.23 | $18.00 | N/A | $0.475 | 0 M | 48,255,450 | 1.16 | N/A | Units |
| 01-26-2017 | VOC | VOC Energy Trust | Petroleum And Natural Gas/Crude Petroleum & Natural Gas | $3.49 | $4.03 | 0.15% | $0.095 | 84 M | 17,000,000 | N/A | 0.00 | Unit |
| 01-26-2017 | LW | Lamb Weston Holdings, Inc. | Food Products/Canned & Preserved Fruits & Vegetables | $43.08 | $36.33 | 0.03% | $0.38 | 6,704 M | 138,072,803 | 2.14 | 22.32 | Ordinary Shares |
| 01-25-2017 | FWDB | Advisorshares Trust - AdvisorShares FolioBeyond Smart Core Bond ETF | N/A | $25.78 | $25.23 | 0.02% | $0.0752 | 3 M | 125,000 | 0.00 | 0.00 | AdvisorShares FolioBeyond Smart Core Bond ETF |
| 01-25-2017 | DRUA | Dominion Energy Inc - 5.25% NT REDEEM 30/07/2076 USD 25 | N/A | $25.09 | $22.57 | 0.05% | $0.3281 | 63,305 M | 2,523,099,142 | 0.00 | 0.00 | 5.25% NT REDEEM 30/07/2076 USD 25 |
| 01-25-2017 | PPX | Pacific Energy Partners LP | N/A | $25.30 | $24.83 | N/A | $0.3688 | 0 M | N/A | 0.00 | 0.00 | 5.90% NT REDEEM 30/04/2073 USD 25 |
| 01-25-2017 | COKE | Coca-Cola Consolidated, Inc. | Candy & Soda/Bottled-Canned Soft Drinks | $200.97 | $169.35 | 0.01% | $0.25 | 13,078 M | 66,564,294 | 32.98 | 22.92 | Ordinary Shares |
| 01-25-2017 | CSPI | CSP INC /MA/ | Computer Software/Computer Integrated Systems Design | $10.29 | $10.46 | 0.01% | $0.03 | 124 M | 9,913,027 | -0.05 | 0.00 | Ordinary Shares |
| 01-25-2017 | TK | TEEKAY CORP LTD | Transportation/Water Transport | $13.33 | $11.37 | N/A | $1.00 | 756 M | 90,949,328 | 0.71 | 5.04 | Ordinary Shares |
| 01-25-2017 | OSBC | OLD SECOND BANCORP INC | Banking/State Commercial Banks – Fed Reserve System | $20.91 | $10.35 | N/A | $0.06 | 0 M | 52,690,806 | 1.64 | N/A | Ordinary Shares |
| 01-25-2017 | LEN | LENNAR CORP /NEW/ | Construction/General Building Contractors – Residential | $92.32 | $46.93 | 0.02% | $0.50 | 28,245 M | 246,298,296 | 14.17 | 15.80 | Ordinary Shares - Class A |
| 01-25-2017 | SAN | Banco Santander, S.A. | Banking/Misc. Commercial Banks | $12.07 | $5.72 | 0.04% | $0.1027 | 77,161 M | 15,494,273,572 | 0.41 | 6.17 | ADR |
| 01-25-2017 | OVBC | OHIO VALLEY BANC CORP | Banking/State Commercial Banks – Fed Reserve System | $45.80 | $27.65 | 0.02% | $0.22 | 187 M | 4,711,001 | 3.31 | 12.01 | Ordinary Shares |
| 01-25-2017 | PNR | PENTAIR plc | Machinery/Special Industry Machinery | $82.86 | $61.50 | 0.01% | $0.27 | 16,999 M | 163,235,706 | 3.99 | 26.00 | Ordinary Shares |
| 01-25-2017 | SIG | SIGNET JEWELERS LTD | Retail/Retail – Jewelry Stores | $87.09 | $82.98 | N/A | $0.35 | 0 M | 40,067,774 | 7.13 | N/A | Ordinary Shares |
| 01-25-2017 | UNB | UNION BANKSHARES INC | Banking/State Commercial Banks – Fed Reserve System | $25.52 | $41.85 | 0.06% | $0.36 | 107 M | 4,614,047 | 2.43 | 9.67 | Ordinary Shares |
| 01-25-2017 | BUSE | FIRST BUSEY CORP /NV/ | Banking/State Commercial Banks – Fed Reserve System | $26.53 | $30.69 | N/A | $0.25 | 0 M | 86,227,449 | 1.49 | N/A | Ordinary Shares |
| 01-25-2017 | KALU | KAISER ALUMINUM CORP | Steel Works/Rolling, Drawing & Extruding Of Nonferrous Metals | $172.80 | $79.35 | 0.03% | $0.77 | 1,954 M | 16,340,606 | 9.47 | 12.73 | Ordinary Shares |
| 01-25-2017 | EEI | Ecology And Environment, Inc. | N/A | $15.38 | $10.65 | N/A | $0.50 | 18 M | 3,138,000 | -0.45 | N/A | Ordinary Shares - Class A |
| 01-25-2017 | ASG | LIBERTY ALL STAR GROWTH FUND INC. | N/A | $5.71 | $4.32 | 0.08% | $0.12 | 319 M | 58,237,048 | 0.00 | 0.00 | Ordinary Shares |
| 01-24-2017 | COG | Cabot Oil & Gas Corp. | N/A | $22.25 | $22.97 | 0.02% | $0.50 | 8,893 M | 399,664,181 | 0.68 | 32.57 | Ordinary Shares |
| 01-24-2017 | FRC | First Republic Bank | N/A | $3.51 | $93.31 | 0.23% | $0.27 | 631 M | 179,646,811 | 8.23 | 0.42 | Ordinary Shares |
| 01-24-2017 | ABEV | AMBEV S.A. | Beer & Liquor/Beverages | $2.91 | $5.43 | 0.07% | $0.0841 | 35,770 M | 15,757,657,336 | 0.13 | 12.28 | ADR |
| 01-24-2017 | RY | ROYAL BANK OF CANADA | Banking/Misc. Commercial Banks | $177.76 | $71.00 | 0.05% | $1.0281 | 170,913 M | 1,415,074,558 | N/A | 15.09 | Ordinary Shares |
| 01-24-2017 | GBX | GREENBRIER COMPANIES INC | Shipbuilding, Railroad Equipment/Railroad Equipment | $48.42 | $46.50 | 0.02% | $0.34 | 1,743 M | 30,938,594 | 5.26 | 0.00 | Ordinary Shares |
| 01-24-2017 | WSM | WILLIAMS SONOMA INC | Retail/Retail – Home Furniture And Equipment Stores | $187.40 | $48.85 | N/A | $0.76 | 0 M | 119,016,049 | 8.93 | N/A | Ordinary Shares |
| 01-24-2017 | JPHY | J.P. Morgan Exchange-Traded Fund Trust - JPMorgan High Yield Research Enhanced ETF | N/A | $45.37 | $50.66 | 0.05% | $0.00 | 482 M | 10,600,000 | 0.00 | 0.00 | JPMorgan High Yield Research Enhanced ETF |
| 01-23-2017 | DTN | WisdomTree Trust - WisdomTree U.S. Dividend Ex-Financials Fund | N/A | $101.81 | $80.64 | 0.03% | $0.00 | 537 M | 5,275,000 | 0.00 | 0.00 | WisdomTree U.S. Dividend Ex-Financials Fund |
| 01-23-2017 | SSW | Seaspan Corporation | N/A | $9.93 | $10.65 | N/A | $0.125 | 2,138 M | 215,756,000 | 1.74 | N/A | Ordinary Shares - Class A |
| 01-23-2017 | CLX | CLOROX CO /DE/ | Consumer Goods/Soap & Other Detergents | $96.60 | $121.00 | 0.05% | $1.24 | 12,165 M | 120,911,863 | 6.15 | 16.11 | Ordinary Shares |
| 01-23-2017 | LKFN | LAKELAND FINANCIAL CORP | Banking/State Commercial Banks – Fed Reserve System | $61.67 | $43.80 | N/A | $0.50 | 0 M | 25,266,503 | 4.02 | N/A | Ordinary Shares |
| 01-23-2017 | LOW | LOWES COMPANIES INC | Retail/Retail – Lumber & Other Building Materials | $240.32 | $72.58 | N/A | $1.20 | 0 M | 560,063,429 | 11.87 | N/A | Ordinary Shares |
| 01-23-2017 | MRSH | MARSH & MCLENNAN COMPANIES, INC. | Insurance/Insurance Agents, Brokers & Service | $170.82 | $67.56 | 0.02% | $0.90 | 83,541 M | N/A | 8.04 | 21.28 | Ordinary Shares |
| 01-23-2017 | ALT | Altimmune, Inc. | Pharmaceutical Products/Pharmaceutical Preparations | $2.74 | $1,005.00 | N/A | $2.91 | 0 M | 130,069,983 | -1.00 | N/A | Ordinary Shares |
| 01-23-2017 | PBA | PEMBINA PIPELINE CORP | Petroleum And Natural Gas/Oil & Gas Field Exploration Services | $44.27 | $30.86 | 0.07% | $0.4828 | 23,370 M | 580,200,823 | 2.00 | 0.00 | Ordinary Shares |
| 01-23-2017 | BRG | Bluerock Residential Growth REIT Inc | N/A | $26.74 | $13.13 | 0.02% | $0.1625 | 811 M | 30,506,694 | -1.73 | -16.76 | Ordinary Shares - Class A |
| 01-20-2017 | ETO | Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund | N/A | $25.45 | $21.61 | 0.07% | $0.1733 | 427 M | 16,388,138 | 0.00 | 0.00 | Ordinary Shares |
| 01-20-2017 | PCF | HIGH INCOME SECURITIES FUND | N/A | $6.54 | $8.24 | 0.11% | $0.0622 | 117 M | 17,530,463 | 0.00 | 0.00 | Ordinary Shares |
| 01-20-2017 | FLC | FLAHERTY & CRUMRINE TOTAL RETURN FUND INC | N/A | $16.75 | $20.01 | 0.06% | $0.0913 | 175 M | 10,456,821 | 0.00 | 0.00 | Ordinary Shares |
| 01-20-2017 | PPT | PUTNAM PREMIER INCOME TRUST | N/A | $3.58 | $5.01 | 0.08% | $0.026 | 355 M | 96,268,784 | 0.00 | 0.00 | Ordinary Shares |
| 01-20-2017 | PFO | Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC | N/A | $9.08 | $11.72 | 0.06% | $0.0492 | 118 M | 13,077,326 | 0.00 | 0.00 | Ordinary Shares |
| 01-20-2017 | ETV | Eaton Vance Tax-Managed Buy-Write Opportunities Fund | N/A | $14.32 | $15.10 | 0.08% | $0.0993 | 1,488 M | 109,268,349 | 0.00 | 0.00 | Ordinary Shares |
| 01-20-2017 | EIM | EATON VANCE MUNICIPAL BOND FUND | N/A | $10.33 | $12.49 | 0.05% | $0.0508 | 746 M | 71,153,184 | 0.00 | 0.00 | Ordinary Shares |
| 01-20-2017 | AGD | abrdn Global Dynamic Dividend Fund | N/A | $9.86 | $9.09 | 0.08% | $0.11 | 256 M | 24,865,080 | 0.00 | 0.00 | Ordinary Shares |
| 01-20-2017 | EVM | EATON VANCE CALIFORNIA MUNICIPAL BOND FUND | N/A | $9.36 | $11.52 | 0.04% | $0.0417 | 235 M | 24,672,939 | 0.00 | 0.00 | Ordinary Shares |
| 01-20-2017 | BIF | Boulder Growth & Income Fund Inc | N/A | $14.78 | $8.93 | 0.03% | $0.12 | 1,449 M | 98,270,980 | 0.00 | 0.00 | Ordinary Shares |
| 01-20-2017 | EFF | Eaton Vance Floating-Rate Income Plus Fund | N/A | $16.48 | $16.91 | 0.04% | $0.06 | 124 M | 7,606,422 | 0.00 | 0.00 | Ordinary Shares |
| 01-20-2017 | EVG | Eaton Vance Short Duration Diversified Income Fund | N/A | $10.88 | $13.78 | 0.08% | $0.0795 | 149 M | 13,442,697 | 0.00 | 0.00 | Ordinary Shares |
| 01-20-2017 | ETX | Eaton Vance Municipal Income 2028 Term Trust | N/A | $17.80 | $19.36 | 0.04% | $0.0782 | 205 M | 10,884,956 | 0.00 | 0.00 | Ordinary Shares |
| 01-20-2017 | AOD | abrdn Total Dynamic Dividend Fund | N/A | $8.48 | $7.79 | 0.08% | $0.10 | 944 M | 105,430,998 | 0.00 | 0.00 | Ordinary Shares |
| 01-20-2017 | ENX | EATON VANCE NEW YORK MUNICIPAL BOND FUND | N/A | $9.54 | $12.39 | 0.04% | $0.0417 | 178 M | 17,961,289 | 0.00 | 0.00 | Ordinary Shares |
| 01-20-2017 | ETG | EATON VANCE TAX ADVANTAGED GLOBAL DIVIDEND INCOME FUND | N/A | $18.39 | $14.64 | 0.07% | $0.1293 | 1,458 M | 76,458,956 | 0.00 | 0.00 | Ordinary Shares |
| 01-20-2017 | EXG | Eaton Vance Tax-Managed Global Diversified Equity Income Fund | N/A | $8.26 | $8.12 | 0.08% | $0.0657 | 2,606 M | 306,286,161 | 0.00 | 0.00 | Ordinary Shares |
| 01-20-2017 | ETB | Eaton Vance Tax-Managed Buy-Write Income Fund | N/A | $14.89 | $16.70 | 0.08% | $0.1058 | 416 M | 29,374,715 | 0.00 | 0.00 | Ordinary Shares |
| 01-20-2017 | FEN | FIRST TRUST ENERGY INCOME & GROWTH FUND | N/A | $15.99 | $26.80 | 0.08% | $0.30 | 276 M | 19,463,721 | 0.00 | 0.00 | Ordinary Shares |
| 01-20-2017 | MCEF | First Trust Exchange-Traded Fund VIII - First Trust Municipal CEF Income Opportunity ETF | N/A | $17.29 | $18.48 | 0.04% | $0.00 | 16 M | 950,002 | 0.00 | 0.00 | First Trust Municipal CEF Income Opportunity ETF |
| 01-20-2017 | FFC | Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC | N/A | $15.74 | $19.39 | 0.06% | $0.0897 | 761 M | 48,094,255 | 0.00 | 0.00 | Ordinary Shares |
| 01-20-2017 | EOT | Eaton Vance National Municipal Opportunities Trust | N/A | $16.62 | $21.10 | 0.04% | $0.0683 | 273 M | 15,624,921 | 0.00 | 0.00 | Ordinary Shares |
| 01-20-2017 | PIM | PUTNAM MASTER INTERMEDIATE INCOME TRUST | N/A | $3.27 | $4.51 | 0.08% | $0.022 | 162 M | 48,338,471 | 0.00 | 0.00 | Ordinary Shares |
| 01-20-2017 | ETJ | Eaton Vance Risk-Managed Diversified Equity Income Fund | N/A | $9.20 | $9.23 | 0.08% | $0.0651 | 610 M | 67,301,787 | 0.00 | 0.00 | Ordinary Shares |
| 01-20-2017 | ETY | Eaton Vance Tax-Managed Diversified Equity Income Fund | N/A | $15.08 | $10.44 | 0.07% | $0.0992 | 2,239 M | 157,326,009 | 0.00 | 0.00 | Ordinary Shares |
| 01-20-2017 | CVS | CVS HEALTH Corp | Retail/Retail – Drug & Proprietary Stores | $80.98 | $81.56 | 0.03% | $0.665 | 99,920 M | 1,272,211,063 | 1.40 | 56.52 | Ordinary Shares |
| 01-20-2017 | VET | VERMILION ENERGY INC. | Petroleum And Natural Gas/Crude Petroleum & Natural Gas | $13.05 | $41.40 | 0.04% | $0.0908 | 1,617 M | 157,292,671 | 0.15 | 0.00 | Ordinary Shares |
| 01-20-2017 | PMO | PUTNAM MUNICIPAL OPPORTUNITIES TRUST | N/A | $10.10 | $12.10 | 0.04% | $0.035 | 332 M | 31,811,052 | 0.00 | 0.00 | Ordinary Shares |
| 01-20-2017 | DFP | Delphi Financial Group, Inc. | N/A | $20.13 | $24.29 | 0.06% | $0.1122 | 419 M | 20,538,137 | 0.00 | 0.00 | Ordinary Shares |
| 01-20-2017 | EOS | Eaton Vance Enhanced Equity Income Fund II | N/A | $23.96 | $13.15 | 0.07% | $0.1523 | 1,122 M | 52,286,225 | 0.00 | 0.00 | Ordinary Shares |
| 01-20-2017 | EOI | Eaton Vance Enhanced Equity Income Fund | N/A | $20.87 | $12.57 | 0.07% | $0.1338 | 777 M | 40,325,199 | 0.00 | 0.00 | Ordinary Shares |
| 01-20-2017 | AWP | abrdn Global Premier Properties Fund | N/A | $3.77 | $5.22 | 0.10% | $0.04 | 372 M | 85,407,951 | 0.00 | 0.00 | Ordinary Shares |
| 01-20-2017 | FTLB | First Trust Exchange-Traded Fund VI - First Trust Hedged BuyWrite Income ETF | N/A | $20.90 | $21.26 | 0.03% | $0.00 | 14 M | 650,002 | 0.00 | 0.00 | First Trust Hedged BuyWrite Income ETF |
| 01-20-2017 | ETW | Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund | N/A | $8.44 | $10.31 | 0.08% | $0.0664 | 917 M | 109,597,786 | 0.00 | 0.00 | Ordinary Shares |
| 01-20-2017 | PFD | FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC | N/A | $11.30 | $14.23 | 0.06% | $0.0594 | 148 M | 12,763,654 | 0.00 | 0.00 | Ordinary Shares |
| 01-20-2017 | NHF | NexPoint Strategic Opportunities Fund | N/A | $14.65 | $23.12 | 0.04% | $0.05 | 542 M | 36,960,205 | 0.00 | 0.00 | Ordinary Shares |
| 01-20-2017 | PMM | PUTNAM MANAGED MUNICIPAL INCOME TRUST | N/A | $6.06 | $7.27 | 0.04% | $0.0238 | 294 M | 46,431,063 | 0.00 | 0.00 | Ordinary Shares |
| 01-19-2017 | FMN | Federated Hermes Premier Municipal Income Fund | N/A | $10.87 | $14.09 | 0.04% | $0.038 | 135 M | 11,498,091 | 0.00 | 0.00 | Ordinary Shares |
| 01-19-2017 | IGR | CBRE GLOBAL REAL ESTATE INCOME FUND | N/A | $4.82 | $7.40 | 0.11% | $0.06 | 894 M | 139,968,594 | 0.00 | 0.00 | Ordinary Shares |
| 01-19-2017 | ARDC | Ares Dynamic Credit Allocation Fund, Inc. | N/A | $15.20 | $15.32 | 0.09% | $0.1175 | 352 M | 22,914,937 | 0.00 | 0.00 | Ordinary Shares |
| 01-19-2017 | FCO | ABRDN GLOBAL INCOME FUND, INC. | N/A | $5.84 | $8.20 | 0.13% | $0.07 | 72 M | 12,540,892 | 0.00 | 0.00 | Ordinary Shares |
| 01-19-2017 | BDGE | Bridge Bancorp, Inc. | N/A | $24.43 | $35.80 | 0.03% | $0.24 | 483 M | 19,759,711 | 2.37 | 10.43 | Ordinary Shares |
| 01-19-2017 | OPI | Office Properties Income Trust | Real Estate/Real Estate | $0.20 | $77.96 | 0.16% | $0.01 | 18 M | 73,976,190 | -2.62 | 0.00 | Ordinary Shares |
| 01-19-2017 | AIR | AAR CORP | Aircraft/Aircraft & Parts | $108.86 | $32.14 | N/A | $0.075 | 0 M | 39,764,268 | 4.56 | N/A | Ordinary Shares |
| 01-19-2017 | CL | COLGATE PALMOLIVE CO | Consumer Goods/Perfumes, Cosmetics And Other Toilet Preparations | $85.67 | $67.04 | 0.03% | $0.53 | 63,308 M | 801,548,028 | 2.64 | 29.69 | Ordinary Shares |
| 01-19-2017 | COO | COOPER COMPANIES, INC. | Medical Equipment/Ophthalmic Goods | $63.09 | $181.91 | N/A | $0.03 | 0 M | 195,114,398 | 1.88 | N/A | Ordinary Shares |
| 01-19-2017 | LTC | LTC PROPERTIES INC | Trading/REIT | $38.43 | $46.75 | N/A | $0.19 | 0 M | 48,509,762 | 2.54 | N/A | Ordinary Shares |
| 01-19-2017 | DCOM | Dime Community Bancshares, Inc. /NY/ | Banking/National Commercial Banks | $34.41 | $20.05 | N/A | $0.25 | 0 M | 43,905,888 | 2.36 | N/A | Ordinary Shares |
| 01-19-2017 | MLCO | Melco Resorts & Entertainment LTD | Restaurants, Hotels, Motels/Hotels & Motels | $5.55 | $16.60 | N/A | $0.1651 | 2,247 M | 443,226,356 | -1.06 | -12.11 | ADR |
| 01-19-2017 | AYI | ACUITY BRANDS INC | Electrical Equipment/Electric Lighting & Wiring Equipment | $285.11 | $206.45 | 0.00% | $0.17 | 9,248 M | 30,315,168 | 13.98 | 19.51 | Ordinary Shares |
| 01-19-2017 | DHC | DIVERSIFIED HEALTHCARE TRUST | Trading/REIT | $7.71 | $18.78 | 0.01% | $0.01 | 1,172 M | 242,121,025 | -1.19 | 0.00 | Ordinary Shares |
| 01-19-2017 | GLBZ | GLEN BURNIE BANCORP | Banking/State Commercial Banks – Fed Reserve System | $4.30 | $11.43 | N/A | $0.10 | 13 M | 2,919,695 | 0.06 | 509.04 | Ordinary Shares |
| 01-19-2017 | CIVB | CIVISTA BANCSHARES, INC. | Banking/State Commercial Banks – Fed Reserve System | $25.49 | $20.53 | 0.03% | $0.17 | 426 M | 20,735,289 | 2.64 | 9.22 | Ordinary Shares |
| 01-19-2017 | HFBL | Home Federal Bancorp, Inc. of Louisiana | Banking/Savings Institutions | $19.10 | $27.23 | N/A | $0.13 | 0 M | N/A | 1.71 | N/A | Ordinary Shares |
| 01-19-2017 | CMRE | Costamare Inc. | Transportation/Water Transport | $16.51 | $6.08 | 0.04% | $0.115 | 1,692 M | 117,642,375 | 1.06 | 5.82 | Ordinary Shares |
| 01-19-2017 | RMR | RMR GROUP INC. | Business Services/Services – Management, Public Relations, Consulting | $18.00 | $42.25 | 0.12% | $0.45 | 464 M | 32,058,177 | 1.36 | 19.84 | Ordinary Shares - Class A |
| 01-19-2017 | PNM | PNM Resources Inc | N/A | $41.75 | $33.45 | 0.03% | $0.3875 | 3,824 M | 85,834,874 | 2.77 | 16.03 | Ordinary Shares |
| 01-19-2017 | BGH | BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND | N/A | $15.79 | $19.82 | 0.08% | $0.1056 | 303 M | 20,064,313 | 0.00 | 0.00 | Ordinary Shares |
| 01-19-2017 | ISDR | ISSUER DIRECT CORP | N/A | $8.75 | $8.85 | N/A | $0.05 | 46 M | 3,833,977 | 0.00 | 0.00 | Ordinary Shares |
| 01-19-2017 | FAX | ABRDN ASIA-PACIFIC INCOME FUND, INC. | N/A | $14.75 | $4.75 | 0.11% | $0.0275 | 701 M | 247,695,769 | 0.00 | 0.00 | Ordinary Shares |
| 01-19-2017 | SBI | WESTERN ASSET INTERMEDIATE MUNI FUND INC. | N/A | $7.78 | $9.60 | 0.05% | $0.042 | 114 M | 14,082,315 | 0.00 | 0.00 | Ordinary Shares |
| 01-18-2017 | GAINM | Gladstone Investment Corporation | N/A | $25.06 | $25.30 | N/A | $0.1302 | 408 M | 2,300,000 | 0.00 | 0.00 | 6.25% PRF PERPETUAL USD 25 - Ser D |
| 01-18-2017 | MNP | Western Asset Municipal Partners Fund Inc | N/A | $10.57 | $15.00 | 0.05% | $0.043 | 103 M | 9,719,063 | 0.00 | 0.00 | Ordinary Shares |
| 01-18-2017 | PAI | Western Asset Investment Grade Income Fund Inc. | N/A | $12.35 | $14.17 | 0.05% | $0.0515 | 120 M | 9,510,962 | 0.00 | 0.00 | Ordinary Shares |
| 01-18-2017 | GFY | Western Asset Variable Rate Strategic Fund Inc | N/A | $16.29 | $16.09 | N/A | $0.0775 | 76 M | 4,668,000 | -1.72 | N/A | Ordinary Shares |
| 01-18-2017 | LANDP | Gladstone Land Corp | N/A | $20.56 | $26.02 | 0.04% | $0.125 | 496 M | 10,156,509 | 0.00 | 0.00 | 6.375% PRF REDEEM 30/09/2021 USD 25 - Ser A |
| 01-18-2017 | SRV | NXG Cushing Midstream Energy Fund | N/A | $45.94 | $13.74 | 0.12% | $0.45 | 112 M | 2,601,174 | 0.00 | 0.00 | Ordinary Shares |
| 01-18-2017 | BWG | BrandywineGLOBAL-Global Income Opportunities Fund Inc | N/A | $8.03 | $12.20 | 0.10% | $0.08 | 146 M | 16,791,836 | 0.00 | 0.00 | Ordinary Shares |
| 01-18-2017 | HIE | Miller/Howard High Income Equity Fund | N/A | $11.95 | $12.86 | N/A | $0.051 | 3,686 M | 18,690,675 | 0.00 | 38.80 | Ordinary Shares |
| 01-18-2017 | MMU | WESTERN ASSET MANAGED MUNICIPALS FUND INC. | N/A | $10.20 | $13.83 | 0.05% | $0.0545 | 467 M | 43,367,851 | 0.00 | 0.00 | Ordinary Shares |
| 01-18-2017 | HYI | Western Asset High Yield Defined Opportunity Fund Inc. | N/A | $11.93 | $15.15 | 0.09% | $0.095 | 274 M | 22,660,581 | 0.00 | 0.00 | Ordinary Shares |
| 01-18-2017 | ENIA | Enel Americas SA | N/A | $4.81 | $8.69 | 0.02% | $0.061 | 10,320 M | 2,145,633,971 | 0.37 | 13.93 | ADR |
| 01-18-2017 | HIX | WESTERN ASSET HIGH INCOME FUND II INC. | N/A | $4.24 | $7.17 | 0.12% | $0.049 | 286 M | 64,991,059 | 0.00 | 0.00 | Ordinary Shares |
| 01-18-2017 | THW | abrdn World Healthcare Fund | N/A | $11.32 | $14.03 | 0.10% | $0.1167 | 508 M | 38,244,600 | 0.00 | 0.00 | Ordinary Shares |
| 01-18-2017 | GOODP | Gladstone Commercial Corp | N/A | $25.14 | $25.25 | N/A | $0.1615 | 0 M | N/A | 0.00 | N/A | 7.75% PRF PERPETUAL USD 25 - Ser A |
| 01-18-2017 | IGI | Western Asset Investment Grade Defined Opportunity Trust Inc. | N/A | $16.34 | $21.18 | 0.05% | $0.071 | 193 M | 10,848,022 | 0.00 | 0.00 | Ordinary Shares |
| 01-18-2017 | HIO | WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. | N/A | $3.96 | $5.05 | 0.10% | $0.0355 | 378 M | 95,099,215 | 0.00 | 0.00 | Ordinary Shares |
| 01-18-2017 | THQ | abrdn Healthcare Opportunities Fund | N/A | $18.89 | $16.91 | 0.08% | $0.18 | 906 M | 41,356,058 | 0.00 | 0.00 | Ordinary Shares |
| 01-18-2017 | EHI | WESTERN ASSET GLOBAL HIGH INCOME FUND INC. | N/A | $6.55 | $9.94 | 0.11% | $0.07 | 161 M | 22,697,297 | 0.00 | 0.00 | Ordinary Shares |
| 01-18-2017 | GOODO | Gladstone Commercial Corp | N/A | $20.96 | $25.27 | 0.07% | $0.125 | 686 M | 4,000,000 | -0.02 | 80.94 | 7.50% PRF PERPETUAL USD 25 - Reg S Ser B |
| 01-18-2017 | GLO | Clough Global Opportunities Fund | N/A | $5.21 | $9.21 | 0.10% | $0.048 | 229 M | 42,830,122 | 0.00 | 0.00 | Ordinary Shares |
| 01-18-2017 | EMD | WESTERN ASSET EMERGING MARKETS DEBT FUND INC. | N/A | $9.70 | $15.03 | 0.10% | $0.0845 | 594 M | 60,246,012 | 0.00 | 0.00 | Ordinary Shares |
| 01-18-2017 | FSLF | First Eagle Senior Loan Fund | N/A | $15.78 | $17.88 | 0.05% | $0.07 | 117 M | 7,418,990 | 0.00 | 0.00 | Ordinary Shares |
| 01-18-2017 | GOODM | Gladstone Commercial Corp | N/A | $25.01 | $25.16 | N/A | $0.1458 | 816 M | 1,267,968 | 0.00 | 0.00 | 7% PRF PERPETUAL USD 25 - Ser D |
| 01-18-2017 | CPTA | Capitala Finance Corp | N/A | $25.40 | $13.89 | N/A | $0.0833 | 69 M | 2,711,068 | 0.00 | 0.00 | Ordinary Shares |
| 01-18-2017 | GDO | WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC. | N/A | $11.14 | $17.11 | 0.10% | $0.122 | 191 M | 14,949,168 | 0.00 | 0.00 | Ordinary Shares |
| 01-18-2017 | MTT | Western Asset Municipal Defined Opportunity Trust | N/A | $21.19 | $22.16 | N/A | $0.049 | 6,475 M | 12,200,435 | 0.00 | 11.81 | Ordinary Shares |
| 01-18-2017 | DMB | BNY Mellon Municipal Bond Infrastructure Fund, Inc. | N/A | $10.40 | $12.57 | 0.03% | $0.03 | 200 M | 18,405,972 | 0.00 | 0.00 | Ordinary Shares |
| 01-18-2017 | CAT | CATERPILLAR INC | Machinery/Construction Machinery & Equipment | $817.87 | $93.33 | 0.01% | $1.51 | 267,466 M | 465,287,332 | 18.90 | 30.11 | Ordinary Shares |
| 01-18-2017 | GD | GENERAL DYNAMICS CORP | Shipbuilding, Railroad Equipment/Ship Building And Repairing | $313.68 | $175.99 | 0.02% | $1.59 | 90,569 M | 270,389,759 | 15.65 | 21.51 | Ordinary Shares |
| 01-18-2017 | F | FORD MOTOR CO | Automobiles And Trucks/Motor Vehicles & Passenger Car Bodies | $12.40 | $12.41 | 0.06% | $0.15 | 52,277 M | 3,989,475,225 | -2.06 | 0.00 | Ordinary Shares |
| 01-18-2017 | PG | PROCTER & GAMBLE Co | Consumer Goods/Soap & Other Detergents | $149.17 | $84.93 | 0.03% | $1.0885 | 333,171 M | 2,328,598,978 | 6.98 | 20.05 | Ordinary Shares |
| 01-18-2017 | WDFC | WD 40 CO | Chemicals/Misc. Chemical Products | $219.34 | $102.50 | 0.02% | $0.94 | 3,212 M | 13,455,402 | 5.90 | 40.16 | Ordinary Shares |
| 01-18-2017 | MAIN | Main Street Capital CORP | Financial Services/Diversified Investments | $54.65 | $36.85 | N/A | $0.255 | 0 M | 90,104,831 | 3.95 | N/A | Ordinary Shares |
| 01-18-2017 | GAIN | GLADSTONE INVESTMENT CORPORATION\DE | Financial Services/Diversified Investments | $16.22 | $8.67 | 0.11% | $0.08 | 551 M | 39,821,967 | 0.76 | 4.58 | Ordinary Shares |
| 01-18-2017 | GLAD | GLADSTONE CAPITAL CORP | Financial Services/Closed-End Fund - Debt | $18.67 | $9.43 | 0.10% | $0.15 | 463 M | 22,593,069 | 3.08 | 12.99 | Ordinary Shares |
| 01-18-2017 | FSP | FRANKLIN STREET PROPERTIES CORP /MA/ | Trading/REIT | $0.66 | $12.83 | 0.04% | $0.01 | 97 M | 103,690,340 | -0.43 | 0.00 | Ordinary Shares |
| 01-18-2017 | GOOD | GLADSTONE COMMERCIAL CORP | Real Estate/Lessors Of Railroad & Real Property | $12.75 | $19.99 | N/A | $0.10 | 0 M | 48,406,993 | 0.14 | N/A | Ordinary Shares |
| 01-18-2017 | LAND | GLADSTONE LAND Corp | Trading/REIT | $10.06 | $12.03 | N/A | $0.0467 | 0 M | 41,438,406 | -0.29 | N/A | Ordinary Shares |
| 01-18-2017 | PFLT | PennantPark Floating Rate Capital Ltd. | Financial Services/Asset Management | $8.78 | $14.03 | N/A | $0.1025 | 0 M | 99,217,896 | 0.78 | N/A | Ordinary Shares |
| 01-18-2017 | ZTS | Zoetis Inc. | Pharmaceutical Products/Pharmaceutical Preparations | $116.65 | $53.30 | 0.02% | $0.53 | 55,212 M | 422,127,709 | 6.03 | 20.66 | Ordinary Shares - Class A |
| 01-18-2017 | ENIC | Enel Chile S.A. | Utilities/Electric Services | $4.52 | $4.79 | N/A | $0.038 | 3,790 M | 1,383,331,144 | -118.47 | 0.00 | ADR |
| 01-18-2017 | CLB | CORE LABORATORIES N V | Petroleum And Natural Gas/Misc. Oil & Gas Field Services | $16.77 | $121.77 | 0.00% | $0.01 | 1,025 M | 46,912,971 | 0.66 | 43.23 | Ordinary Shares |
| 01-18-2017 | GLV | Clough Global Dividend & Income Fund | N/A | $5.52 | $12.20 | 0.11% | $0.0526 | 72 M | 12,471,182 | 0.00 | 0.00 | Ordinary Shares |
| 01-18-2017 | PKI | Revvity Inc. | N/A | $115.22 | $52.43 | 0.00% | $0.07 | 14,456 M | 125,441,002 | 7.61 | 15.03 | Ordinary Shares |
| 01-18-2017 | EGIF | Eagle Growth and Income Opportunities Fund | N/A | $12.59 | $16.48 | N/A | $0.085 | 90 M | 7,181,000 | 0.00 | N/A | Ordinary Shares |
| 01-18-2017 | SRF | Cushing Energy Income Fund | N/A | $4.12 | $9.74 | N/A | $0.04 | 10 M | 2,475,000 | 0.00 | N/A | Ordinary Shares |
| 01-18-2017 | WEA | WESTERN ASSET PREMIER BOND FUND | N/A | $10.86 | $13.26 | 0.07% | $0.07 | 132 M | 11,865,600 | 0.00 | 0.00 | Ordinary Shares |
| 01-18-2017 | DMO | Western Asset Mortgage Opportunity Fund Inc. | N/A | $11.45 | $22.40 | 0.12% | $0.13 | 136 M | 11,430,895 | 0.00 | 0.00 | Ordinary Shares |
| 01-18-2017 | GLQ | Clough Global Equity Fund | N/A | $6.78 | $11.37 | 0.10% | $0.0603 | 128 M | 18,803,820 | 0.00 | 0.00 | Ordinary Shares |
| 01-18-2017 | MHF | WESTERN ASSET MUNICIPAL HIGH INCOME FUND INC. | N/A | $6.94 | $7.42 | 0.05% | $0.034 | 154 M | 21,651,223 | 0.00 | 0.00 | Ordinary Shares |
| 01-18-2017 | TLI | Western Asset Corporate Loan Fund Inc | N/A | $9.23 | $11.47 | N/A | $0.066 | 91 M | 9,876,922 | 0.00 | N/A | Ordinary Shares |
| 01-18-2017 | SBI | WESTERN ASSET INTERMEDIATE MUNI FUND INC. | N/A | $7.78 | $9.62 | 0.05% | $0.042 | 114 M | 14,082,315 | 0.00 | 0.00 | Ordinary Shares |
| 01-17-2017 | CXE | MFS HIGH INCOME MUNICIPAL TRUST | N/A | $3.68 | $4.94 | 0.04% | $0.016 | 122 M | 31,525,773 | 0.00 | 0.00 | Ordinary Shares |
| 01-17-2017 | VTN | Invesco Trust for Investment Grade New York Municipals | N/A | $10.50 | $13.52 | 0.04% | $0.0685 | 222 M | 19,477,753 | 0.00 | 0.00 | Ordinary Shares |
| 01-17-2017 | INB | Cohen & Steers Global Income Builder Inc. | N/A | $9.15 | $8.82 | N/A | $0.062 | 212 M | 23,142,000 | 1.24 | N/A | Ordinary Shares |
| 01-17-2017 | CXH | MFS INVESTMENT GRADE MUNICIPAL TRUST | N/A | $8.06 | $9.55 | 0.04% | $0.0265 | 66 M | 8,199,220 | 0.00 | 0.00 | Ordinary Shares |
| 01-17-2017 | RFI | COHEN & STEERS TOTAL RETURN REALTY FUND INC | N/A | $11.58 | $12.25 | 0.07% | $0.08 | 348 M | 26,551,939 | 0.00 | 0.00 | Ordinary Shares |
| 01-17-2017 | VCV | Invesco California Value Municipal Income Trust | N/A | $11.18 | $12.35 | 0.05% | $0.0646 | 518 M | 47,890,524 | 0.00 | 0.00 | Ordinary Shares |
| 01-17-2017 | FOF | Cohen & Steers Closed-End Opportunity Fund, Inc. | N/A | $12.72 | $12.00 | 0.08% | $0.087 | 351 M | 27,546,462 | 0.00 | 0.00 | Ordinary Shares |
| 01-17-2017 | VMO | Invesco Municipal Opportunity Trust | N/A | $9.71 | $12.95 | 0.05% | $0.0625 | 678 M | 67,440,684 | 0.00 | 0.00 | Ordinary Shares |
| 01-17-2017 | VPV | Invesco Pennsylvania Value Municipal Income Trust | N/A | $10.30 | $12.37 | 0.04% | $0.0667 | 264 M | 23,829,544 | 0.00 | 0.00 | Ordinary Shares |
| 01-17-2017 | MFV | MFS SPECIAL VALUE TRUST | N/A | $4.41 | $5.66 | 0.09% | $0.00 | 32 M | 7,304,087 | 0.00 | 0.00 | Ordinary Shares |
| 01-17-2017 | MCR | MFS CHARTER INCOME TRUST | N/A | $6.31 | $8.59 | 0.08% | $0.0455 | 268 M | 41,952,945 | 0.00 | 0.00 | Ordinary Shares |
| 01-17-2017 | IIM | Invesco Value Municipal Income Trust | N/A | $11.99 | $14.92 | 0.05% | $0.0771 | 600 M | 47,068,439 | 0.00 | 0.00 | Ordinary Shares |
| 01-17-2017 | IQI | Invesco Quality Municipal Income Trust | N/A | $9.84 | $12.52 | 0.05% | $0.0631 | 534 M | 52,883,797 | 0.00 | 0.00 | Ordinary Shares |
| 01-17-2017 | AFT | Axesstel, Inc. | N/A | $14.86 | $17.36 | N/A | $0.2463 | 6,705 M | 15,573,575 | 0.00 | 12.47 | Ordinary Shares |
| 01-17-2017 | KSM | DWS STRATEGIC MUNICIPAL INCOME TRUST | N/A | $10.06 | $12.38 | 0.03% | $0.028 | 111 M | 11,047,862 | 0.00 | 0.00 | Ordinary Shares |
| 01-17-2017 | VLT | Invesco High Income Trust II | N/A | $11.08 | $14.33 | 0.10% | $0.0964 | 74 M | 6,498,037 | 0.00 | 0.00 | Ordinary Shares |
| 01-17-2017 | MIN | MFS INTERMEDIATE INCOME TRUST | N/A | $2.68 | $4.34 | 0.08% | $0.0201 | 314 M | 113,798,238 | 0.00 | 0.00 | Ordinary Shares |
| 01-17-2017 | LDP | Cohen & Steers Ltd Duration Preferred & Income Fund, Inc. | N/A | $20.31 | $24.87 | 0.07% | $0.131 | 592 M | 29,079,221 | 0.00 | 0.00 | Ordinary Shares |
| 01-17-2017 | VKQ | Invesco Municipal Trust | N/A | $9.76 | $12.50 | 0.05% | $0.0628 | 558 M | 55,335,514 | 0.00 | 0.00 | Ordinary Shares |
| 01-17-2017 | MGF | MFS GOVERNMENT MARKETS INCOME TRUST | N/A | $3.09 | $5.00 | 0.07% | $0.0198 | 105 M | 32,590,193 | 0.00 | 0.00 | Ordinary Shares |
| 01-17-2017 | CIF | MFS INTERMEDIATE HIGH INCOME FUND | N/A | $1.74 | $2.55 | 0.09% | $0.0147 | 32 M | 18,007,370 | 0.00 | 0.00 | Ordinary Shares |
| 01-17-2017 | IHIT | INVESCO HIGH INCOME 2023 TARGET TERM FUND | N/A | $6.92 | $10.06 | 0.05% | $0.02 | 167 M | 24,145,611 | 0.00 | 0.00 | Ordinary Shares |
| 01-17-2017 | INF | Brookfield Global Listed Infrastructure Income Fund Inc | N/A | $13.30 | $13.17 | N/A | $0.0817 | 177 M | 13,799,000 | 0.00 | N/A | Ordinary Shares |
| 01-17-2017 | VTA | Invesco Dynamic Credit Opportunities Fund | N/A | $11.47 | $12.43 | 0.08% | $0.075 | 721 M | 62,980,141 | 0.00 | 0.00 | Ordinary Shares |
| 01-17-2017 | UTF | COHEN & STEERS INFRASTRUCTURE FUND INC | N/A | $24.02 | $20.14 | 0.07% | $0.155 | 2,401 M | 96,367,865 | 0.00 | 0.00 | Ordinary Shares |
| 01-17-2017 | VKI | Invesco Advantage Municipal Income Trust II | N/A | $8.68 | $11.32 | 0.05% | $0.0559 | 400 M | 44,406,020 | 0.00 | 0.00 | Ordinary Shares |
| 01-17-2017 | MIE | Cohen & Steers MLP Income and Energy Opportunity Fund Inc | N/A | $3.85 | $11.13 | 0.04% | $0.015 | 100 M | 26,092,048 | 0.00 | 0.00 | Ordinary Shares |
| 01-17-2017 | AIF | Apollo Tactical Income Fund Inc. | N/A | $14.84 | $15.63 | 0.09% | $0.2862 | 215 M | 14,500,000 | 0.00 | 0.00 | Ordinary Shares |
| 01-17-2017 | RA | Brookfield Real Assets Income Fund Inc. | N/A | $13.35 | $22.56 | 0.11% | $0.118 | 743 M | 55,455,431 | 0.00 | 0.00 | Ordinary Shares |
| 01-17-2017 | VBF | Invesco Bond Fund | N/A | $15.42 | $18.72 | 0.05% | $0.0715 | 191 M | 11,418,446 | 0.00 | 0.00 | Ordinary Shares |
| 01-17-2017 | RNP | COHEN & STEERS REIT & PREFERRED & INCOME FUND INC | N/A | $20.51 | $19.48 | 0.07% | $0.136 | 1,122 M | 47,773,059 | 0.00 | 0.00 | Ordinary Shares |
| 01-17-2017 | CODI | Compass Diversified Holdings | Consumer Goods/Household Furniture | $11.80 | $17.75 | 0.21% | $0.25 | 361 M | 75,235,966 | 1.13 | 0.00 | Ordinary Shares |
| 01-17-2017 | HRZN | Horizon Technology Finance Corp | Financial Services/Asset Management | $3.94 | $11.17 | 0.21% | $0.06 | 277 M | 42,348,813 | 1.46 | 0.00 | Ordinary Shares |
| 01-17-2017 | PK | Park Hotels & Resorts Inc. | Restaurants, Hotels, Motels/Hotels & Motels | $11.29 | $26.35 | 0.09% | $0.25 | 2,146 M | 201,398,439 | -1.43 | 0.00 | Ordinary Shares |
| 01-17-2017 | SUNS V | Sunrise Realty Trust Inc. | Trading/REIT | $7.62 | $16.73 | 0.13% | $0.30 | 127 M | 13,519,655 | 0.90 | 10.42 | Ordinary Shares |
| 01-17-2017 | KTF | DWS MUNICIPAL INCOME TRUST | N/A | $9.56 | $13.45 | 0.05% | $0.061 | 382 M | 39,172,837 | 0.00 | 0.00 | Ordinary Shares |
| 01-17-2017 | MMT | MFS MULTIMARKET INCOME TRUST | N/A | $4.63 | $6.05 | 0.08% | $0.0337 | 268 M | 55,301,715 | 0.00 | 0.00 | Ordinary Shares |
| 01-17-2017 | RQI | COHEN & STEERS QUALITY INCOME REALTY FUND INC | N/A | $12.19 | $12.58 | 0.07% | $0.08 | 1,815 M | 134,431,441 | 0.00 | 0.00 | Ordinary Shares |
| 01-17-2017 | VVR | Invesco Senior Income Trust | N/A | $3.94 | $4.58 | 0.11% | $0.043 | 658 M | 153,030,736 | 0.00 | 0.00 | Ordinary Shares |
| 01-17-2017 | PSF | Cohen & Steers Select Preferred & Income Fund, Inc. | N/A | $20.12 | $27.30 | 0.07% | $0.126 | 246 M | 12,028,187 | 0.00 | 0.00 | Ordinary Shares |
| 01-17-2017 | CCA | MFS California Municipal Fund | N/A | $12.88 | $11.69 | N/A | $0.0335 | 0 M | N/A | 0.00 | N/A | Ordinary Shares |
| 01-17-2017 | OIA | Invesco Municipal Income Opportunities Trust | N/A | $6.01 | $7.54 | 0.05% | $0.0291 | 306 M | 47,631,787 | 0.00 | 0.00 | Ordinary Shares |
| 01-17-2017 | VGM | Invesco Trust for Investment Grade Municipals | N/A | $10.10 | $12.95 | 0.05% | $0.0646 | 564 M | 54,231,968 | 0.00 | 0.00 | Ordinary Shares |
| 01-17-2017 | CMU | MFS HIGH YIELD MUNICIPAL TRUST | N/A | $3.53 | $4.53 | 0.04% | $0.0145 | 91 M | 25,492,782 | 0.00 | 0.00 | Ordinary Shares |
| 01-17-2017 | DHY | CREDIT SUISSE HIGH YIELD BOND FUND | N/A | $2.16 | $2.67 | 0.08% | $0.00 | 222 M | 103,513,735 | 0.00 | 0.00 | Ordinary Shares |
| 01-17-2017 | MFM | MFS MUNICIPAL INCOME TRUST | N/A | $5.37 | $6.86 | 0.04% | $0.0215 | 230 M | 41,187,631 | 0.00 | 0.00 | Ordinary Shares |
| 01-13-2017 | CYCCP | Cyclacel Pharmaceuticals Inc | N/A | $5.85 | $6.61 | N/A | $0.15 | 2 M | 1,259 | 0.00 | 0.00 | 6% PRF PERPETUAL USD 10 |
| 01-13-2017 | PBBI | PB Bancorp Inc | N/A | $15.25 | $10.15 | N/A | $0.07 | 114 M | 7,448,000 | 0.52 | N/A | Ordinary Shares |
| 01-13-2017 | PIR | Pier 1 Imports Inc. | N/A | $3.56 | $8.15 | N/A | $0.07 | 15 M | 4,258,000 | -75.33 | N/A | Ordinary Shares |
| 01-13-2017 | CPL | CPFL Energia S.A | N/A | $17.37 | $15.70 | N/A | $0.2367 | 10,002 M | 576,125,000 | 1.21 | N/A | ADR |
| 01-13-2017 | CNOB | ConnectOne Bancorp, Inc. | Banking/State Commercial Banks – Fed Reserve System | $29.76 | $25.25 | N/A | $0.18 | 0 M | 50,273,382 | 1.64 | N/A | Ordinary Shares |
| 01-13-2017 | CMTL | COMTECH TELECOMMUNICATIONS CORP /DE/ | Electronic Equipment/Radio & Tv Broadcasting & Communications Equipment | $3.52 | $11.37 | N/A | $0.10 | 0 M | 29,679,464 | -2.60 | N/A | Ordinary Shares |
| 01-13-2017 | SELF | Global Self Storage, Inc. | Trading/REIT | $5.36 | $4.69 | N/A | $0.0725 | 0 M | 11,340,552 | 0.18 | N/A | Ordinary Shares |
| 01-13-2017 | WST | WEST PHARMACEUTICAL SERVICES INC | Medical Equipment/Surgical, Medical, And Dental Instruments And Supplies | $292.13 | $85.87 | 0.00% | $0.22 | 18,051 M | 70,647,595 | 7.52 | 33.26 | Ordinary Shares |
| 01-12-2017 | ECCB | Eagle Point Credit Company Inc | N/A | $24.99 | $25.37 | 0.07% | $0.1615 | 455 M | 1,840,000 | 0.00 | 0.00 | 7.75% PRF PERPETUAL USD 25 - Ser B |
| 01-12-2017 | BLE | BLACKROCK MUNICIPAL INCOME TRUST II | N/A | $10.55 | $14.93 | 0.05% | $0.052 | 540 M | 48,559,926 | 0.00 | 0.00 | Ordinary Shares |
| 01-12-2017 | DHCNI | Diversified Healthcare Trust - 5.625% NT REDEEM 01/08/2042 USD 25 | N/A | $14.58 | N/A | N/A | $0.3516 | 837 M | 240,574,611 | -1.47 | 0.00 | 5.625% NT REDEEM 01/08/2042 USD 25 |
| 01-12-2017 | NHS | Neuberger Berman High Yield Strategies Fund | N/A | $7.58 | $11.77 | 0.12% | $0.0905 | 161 M | 19,437,681 | 0.00 | 0.00 | Ordinary Shares |
| 01-12-2017 | GDV | GABELLI DIVIDEND & INCOME TRUST | N/A | $24.22 | $20.27 | 0.05% | $0.11 | 2,170 M | 90,178,491 | 0.00 | 0.00 | Ordinary Shares |
| 01-12-2017 | DTF | DTF TAX-FREE INCOME 2028 TERM FUND INC | N/A | $11.25 | $14.90 | 0.03% | $0.0325 | 79 M | 7,029,567 | 0.00 | 0.00 | Ordinary Shares |
| 01-12-2017 | ERC | ALLSPRING MULTI-SECTOR INCOME FUND | N/A | $9.15 | $12.94 | 0.08% | $0.0659 | 263 M | 28,066,272 | 0.00 | 0.00 | Ordinary Shares |
| 01-12-2017 | GLU | GABELLI GLOBAL UTILITY & INCOME TRUST | N/A | $15.28 | $17.34 | 0.07% | $0.10 | 92 M | 5,968,911 | 0.00 | 0.00 | Ordinary Shares |
| 01-12-2017 | IBKCO | Iberiabank Corp | N/A | $25.75 | $26.73 | N/A | $0.4125 | 1,356 M | 52,663,861 | 0.00 | N/A | FXDFR PRF PERPETUAL USD 25 - Ser C 1/400th Int |
| 01-12-2017 | IBKCP | Iberiabank Corp | N/A | $24.28 | $26.55 | N/A | $0.8281 | 1,276 M | 52,663,861 | 0.00 | N/A | FXDFR PRF PERPETUAL USD 25 - Ser B |
| 01-12-2017 | ERH | ALLSPRING UTILITIES & HIGH INCOME FUND | N/A | $10.73 | $12.08 | 0.07% | $0.0621 | 100 M | 9,292,257 | 0.00 | 0.00 | Ordinary Shares |
| 01-12-2017 | MHE | BlackRock Massachusetts Tax-Exempt Trust | N/A | $13.64 | $14.47 | 0.03% | $0.0894 | 32 M | 2,371,023 | 0.00 | 0.00 | Ordinary Shares |
| 01-12-2017 | GUT | GABELLI UTILITY TRUST | N/A | $5.27 | $6.28 | 0.10% | $0.05 | 447 M | 74,229,332 | 0.00 | 0.00 | Ordinary Shares |
| 01-12-2017 | MVF | BLACKROCK MUNIVEST FUND, INC. | N/A | $7.20 | $9.93 | 0.04% | $0.03 | 477 M | 64,396,225 | 0.00 | 0.00 | Ordinary Shares |
| 01-12-2017 | KIO | KKR Income Opportunities Fund | N/A | $13.58 | $16.12 | 0.09% | $0.1215 | 396 M | 27,120,420 | 0.00 | 0.00 | Ordinary Shares |
| 01-12-2017 | BHV | BLACKROCK VIRGINIA MUNICIPAL BOND TRUST | N/A | $11.03 | $16.05 | 0.03% | $0.0395 | 18 M | 1,609,842 | 0.00 | 0.00 | Ordinary Shares |
| 01-12-2017 | BFY | BlackRock New York Municipal Income Trust II | N/A | $14.96 | $14.85 | 0.04% | $0.1599 | 77 M | 5,004,922 | 0.00 | 0.00 | Ordinary Shares |
| 01-12-2017 | EAD | ALLSPRING INCOME OPPORTUNITIES FUND | N/A | $6.99 | $8.44 | 0.08% | $0.0523 | 414 M | 59,092,336 | 0.00 | 0.00 | Ordinary Shares |
| 01-12-2017 | NPN | Nuveen Pennsylvania Municipal Value Fund | N/A | $14.04 | $16.66 | 0.03% | $0.00 | 17 M | 1,219,074 | 0.00 | 0.00 | Ordinary Shares |
| 01-12-2017 | NML | Neuberger Berman Energy Infrastructure & Income Fund Inc. | N/A | $8.95 | $9.70 | 0.08% | $0.0584 | 459 M | 56,658,928 | 0.00 | 0.00 | Ordinary Shares |
| 01-12-2017 | IVH | Delaware Ivy High Income Opportunities Fund | N/A | $6.92 | $14.83 | 0.07% | $0.149 | 194 M | 16,570,234 | 0.00 | 0.00 | Ordinary Shares |
| 01-12-2017 | DUC | Duff & Phelps Utility & Corporate Bond Trust | N/A | $10.62 | $9.35 | 0.05% | $0.05 | 292 M | 27,499,156 | 0.00 | 0.00 | Ordinary Shares |
| 01-12-2017 | RIV | RIVERNORTH OPPORTUNITIES FUND, INC. | N/A | $11.86 | $18.89 | 0.12% | $0.1289 | 268 M | 21,453,174 | 0.00 | 0.00 | Ordinary Shares |
| 01-12-2017 | BZM | BlackRock Maryland Municipal Bond Trust | N/A | $15.00 | $14.29 | 0.03% | $0.1502 | 31 M | 2,082,345 | 0.00 | 0.00 | Ordinary Shares |
| 01-12-2017 | LSI | LSI Corporation | N/A | $133.80 | $80.57 | 0.03% | $0.90 | 11,325 M | 85,089,732 | 4.29 | 30.93 | Registered Shares |
| 01-12-2017 | GGN | GAMCO Global Gold, Natural Resources & Income Trust | N/A | $3.94 | $5.40 | 0.08% | $0.03 | 642 M | 154,296,778 | 0.00 | 0.00 | Ordinary Shares |
| 01-12-2017 | MZA | BlackRock MuniYield Arizona Fund Inc | N/A | $15.13 | $14.78 | 0.03% | $0.116 | 68 M | 4,636,620 | 0.00 | 0.00 | Ordinary Shares |
| 01-12-2017 | AIW | Arlington Asset Investment Corp - 6.625% NT REDEEM 01/05/2023 USD 25 | N/A | $25.12 | $23.49 | 0.07% | $0.4187 | 122 M | 4,888,457 | 0.00 | 0.00 | 6.625% NT REDEEM 01/05/2023 USD 25 |
| 01-12-2017 | CAC | CAMDEN NATIONAL CORP | Banking/National Commercial Banks | $50.67 | $42.68 | 0.04% | $0.42 | 727 M | 16,925,329 | 3.86 | 11.16 | Ordinary Shares |
| 01-12-2017 | EME | EMCOR Group, Inc. | Construction/Construction – Special Contractors | $863.78 | $68.19 | 0.00% | $0.25 | 27,371 M | 44,532,566 | 28.30 | 21.50 | Ordinary Shares |
| 01-12-2017 | GROW | U S GLOBAL INVESTORS INC | Trading/Security And Commodity Brokers, Dealers, Exchanges & Services | $2.58 | $1.57 | 0.04% | $0.0075 | 31 M | 10,484,211 | 0.01 | 312.74 | Ordinary Shares - Class A |
| 01-12-2017 | CMC | COMMERCIAL METALS Co | Steel Works/Blast Furnaces & Steel Works | $68.97 | $20.29 | 0.01% | $0.20 | 8,130 M | 110,887,384 | 4.51 | 16.09 | Ordinary Shares |
| 01-12-2017 | BFS | SAUL CENTERS, INC. | Trading/REIT | $34.68 | $64.50 | N/A | $0.59 | 0 M | 24,495,775 | 1.09 | N/A | Ordinary Shares |
| 01-12-2017 | GGG | GRACO INC | Machinery/General Industrial Machinery & Equipment | $80.36 | $28.46 | 0.01% | $0.295 | 13,802 M | 165,968,177 | 3.12 | 26.74 | Ordinary Shares |
| 01-12-2017 | HRL | HORMEL FOODS CORP /DE/ | Food Products/Meat Products | $21.31 | $35.40 | 0.05% | $0.2925 | 13,533 M | 550,284,207 | 0.89 | 27.65 | Ordinary Shares |
| 01-12-2017 | RGCO | RGC RESOURCES INC | Utilities/Natural Gas Transmission & Distribution | $22.24 | $17.05 | 0.04% | $0.2075 | 218 M | 10,394,487 | 1.78 | 0.00 | Ordinary Shares |
| 01-12-2017 | MGRC | MCGRATH RENTCORP | Business Services/Services – Equipment Rental And Leasing | $120.04 | $37.52 | 0.02% | $0.495 | 2,571 M | 24,611,657 | 6.35 | 16.45 | Ordinary Shares |
| 01-12-2017 | PNC | PNC FINANCIAL SERVICES GROUP, INC. | Banking/National Commercial Banks | $220.89 | $117.93 | N/A | $1.70 | 0 M | 403,370,923 | 16.60 | N/A | Ordinary Shares |
| 01-12-2017 | SBR | SABINE ROYALTY TRUST | Trading/Oil Royalty Traders | $76.32 | $36.95 | 0.09% | $0.325 | 937 M | 14,579,345 | N/A | 0.00 | Unit |
| 01-12-2017 | EOG | EOG RESOURCES INC | Petroleum And Natural Gas/Crude Petroleum & Natural Gas | $135.78 | $105.37 | 0.04% | $1.02 | 56,440 M | 536,491,493 | 9.17 | 11.33 | Ordinary Shares |
| 01-12-2017 | PKBK | PARKE BANCORP, INC. | Banking/State Commercial Banks – Fed Reserve System | $30.31 | $15.91 | 0.03% | $0.18 | 288 M | 11,842,596 | 3.20 | 7.64 | Ordinary Shares |
| 01-12-2017 | WSO | WATSCO INC | Wholesale/Wholesale – Hardware, Plumbing & Heating Equipment | $438.47 | $147.28 | N/A | $3.30 | 0 M | 40,602,886 | 12.27 | N/A | Ordinary Shares - Class A |
| 01-12-2017 | KWR | QUAKER CHEMICAL CORP | Petroleum And Natural Gas/Misc. Products Of Petroleum & Coal | $139.27 | $128.35 | 0.01% | $0.485 | 2,373 M | 17,335,075 | -0.14 | 0.00 | Ordinary Shares |
| 01-12-2017 | GWRS | Global Water Resources, Inc. | Utilities/Water Supply | $7.41 | $9.08 | N/A | $0.0253 | 0 M | 28,756,854 | 0.11 | N/A | Ordinary Shares |
| 01-12-2017 | ARR | Armour Residential REIT, Inc. | Trading/REIT | $17.61 | $21.78 | 0.18% | $0.24 | 1,964 M | 124,046,116 | 2.29 | 8.60 | Ordinary Shares |
| 01-12-2017 | MRT | Marti Technologies, Inc. | Personal Services/Services – Truck & Auto Rental And Leasing | $2.09 | $11.12 | N/A | $0.21 | 129 M | 57,036,094 | N/A | 0.00 | Ordinary Shares |
| 01-12-2017 | MMD | MainStay MacKay DefinedTerm Municipal Opportunities Fund | N/A | $14.85 | $18.72 | 0.04% | $0.06 | 467 M | 27,914,313 | 0.00 | 0.00 | Ordinary Shares |
| 01-12-2017 | NJV | Nuveen New Jersey Municipal Value Fund | N/A | $14.52 | $16.35 | 0.02% | $0.00 | 22 M | 1,530,856 | 0.00 | 0.00 | Ordinary Shares |
| 01-12-2017 | GNT | GAMCO Natural Resources, Gold & Income Trust | N/A | $5.45 | $6.98 | 0.06% | $0.03 | 103 M | 17,668,965 | 0.00 | 0.00 | Ordinary Shares |
| 01-12-2017 | HCFT | Hunt Companies Finance Trust Inc | N/A | $3.47 | $5.17 | N/A | $0.04 | 0 M | 24,943,383 | 0.00 | 0.00 | Ordinary Shares |
| 01-12-2017 | NRO | NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC | N/A | $3.53 | $5.36 | 0.09% | $0.0312 | 187 M | 47,455,806 | 0.00 | 0.00 | Ordinary Shares |
| 01-12-2017 | CMD | Criticare Systems Inc. | N/A | $81.62 | $77.41 | N/A | $0.105 | 3,401 M | 42,314,213 | 1.09 | 72.76 | Ordinary Shares |
| 01-12-2017 | CMCL | Caledonia Mining Corp Plc | N/A | $10.07 | $7.27 | 0.05% | $0.14 | 153 M | 19,188,073 | N/A | 0.00 | Ordinary Shares |
| 01-11-2017 | MEN | BlackRock Munienhanced Fund Inc | N/A | $12.08 | $11.44 | 0.04% | $0.105 | 359 M | 29,681,476 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | BSD | BlackRock Strategic Municipal Trust | N/A | $14.74 | $13.75 | 0.04% | $0.0608 | 108 M | 7,308,173 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | PCM | PCM FUND, INC. | N/A | $6.62 | $10.01 | 0.12% | $0.08 | 93 M | 12,011,762 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | NMY | Nuveen Maryland Quality Municipal Income Fund | N/A | $14.30 | $12.69 | 0.05% | $0.0718 | 330 M | 23,099,664 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | MN | Manning & Napier Inc | N/A | $12.85 | $7.60 | 0.02% | $0.05 | 246 M | 19,124,332 | 0.00 | 0.00 | Ordinary Shares - Class A |
| 01-11-2017 | BLE | BLACKROCK MUNICIPAL INCOME TRUST II | N/A | $10.55 | $14.87 | 0.05% | $0.052 | 540 M | 48,559,926 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | NCB | Nuveen California Municipal Value Fund 2 | N/A | $15.05 | $16.22 | 0.02% | $0.0986 | 306,197 M | 3,302,424 | 0.00 | 13.95 | Ordinary Shares |
| 01-11-2017 | CLM | CORNERSTONE STRATEGIC VALUE FUND INC | N/A | $8.69 | $15.04 | 0.16% | $0.1086 | 911 M | 119,996,396 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | NIQ | Nuveen Intermediate Duration Quality Municipal Term Fund | N/A | $12.87 | $12.66 | 0.03% | $0.0253 | 169 M | 13,098,868 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | HPI | JOHN HANCOCK PREFERRED INCOME FUND | N/A | $16.75 | $20.72 | 0.08% | $0.1235 | 465 M | 26,539,504 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | EDI | Virtus Stone Harbor Emerging Markets Total Income Fund | N/A | $5.05 | $14.09 | 0.16% | $0.07 | 50 M | 10,004,930 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | NXJ | NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND | N/A | $12.16 | $13.31 | 0.04% | $0.0785 | 526 M | 41,264,587 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | JFR | NUVEEN FLOATING RATE INCOME FUND | N/A | $8.99 | $11.87 | 0.11% | $0.085 | 504 M | 56,918,468 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | NCA | NUVEEN CALIFORNIA MUNICIPAL VALUE FUND | N/A | $8.49 | $10.36 | 0.04% | $0.029 | 297 M | 33,108,195 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | WIW | WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND | N/A | $8.25 | $11.12 | 0.08% | $0.0605 | 527 M | 61,184,134 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | BQH | BlackRock New York Municipal | N/A | $15.62 | $13.98 | N/A | $0.122 | 44 M | 2,800,100 | 2.05 | N/A | Ordinary Shares |
| 01-11-2017 | GOF | GUGGENHEIM STRATEGIC OPPORTUNITIES FUND | N/A | $15.40 | $19.55 | 0.13% | $0.1821 | 2,091 M | 135,322,762 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | BBF | BlackRock Municipal Income Investment Trust | N/A | $14.42 | $14.57 | 0.04% | $0.0505 | 148 M | 10,232,375 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | BME | BlackRock Health Sciences Trust | N/A | $38.98 | $33.58 | 0.06% | $0.213 | 591 M | 13,943,973 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | NVG | Nuveen AMT-Free Municipal Credit Income Fund | N/A | $12.29 | $14.68 | 0.05% | $0.079 | 2,780 M | 213,522,362 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | JPI | Nuveen Preferred Securities & Income Opportunities Fund | N/A | $19.85 | $23.69 | 0.06% | $0.166 | 450 M | 22,772,419 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | NRK | NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND | N/A | $10.49 | $12.88 | 0.05% | $0.069 | 967 M | 87,235,304 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | NSL | Nuveen Senior Income Fund | N/A | $4.59 | $6.84 | 0.10% | $0.0435 | 178 M | 38,611,472 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | MUE | BLACKROCK MUNIHOLDINGS QUALITY FUND II, INC. | N/A | $10.16 | $13.47 | 0.05% | $0.045 | 234 M | 22,428,451 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | BPOPN | Popular Capital Trust I | N/A | $25.23 | $23.96 | N/A | $0.1396 | 0 M | 12,000,000 | 0.00 | 0.00 | 6.70% PRF CONVERT 01/11/2033 USD 25 - Cls A |
| 01-11-2017 | JHB | Nuveen Corporate Income November 2021 Target Term Fund | N/A | $9.40 | $10.03 | 0.02% | $0.0075 | 525 M | 55,900,049 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | PCI | PIMCO Dynamic Credit and Mortgage Income Fund | N/A | $20.46 | $20.52 | 0.10% | $0.174 | 3,077 M | 150,317,409 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | NKG | Nuveen Georgia Quality Municipal Income Fund | N/A | $10.16 | $12.79 | 0.04% | $0.0042 | 105 M | 10,399,813 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | NTC | Nuveen Connecticut Quality Municipal Income Fund | N/A | $12.04 | $12.45 | N/A | $0.00 | 0 M | N/A | 0.00 | N/A | Ordinary Shares |
| 01-11-2017 | JHY | Nuveen High Income 2020 Target Term Fund | N/A | $9.52 | $10.21 | 0.01% | $0.0095 | 12,618 M | N/A | 0.00 | 33.34 | Ordinary Shares |
| 01-11-2017 | MHE | BlackRock Massachusetts Tax-Exempt Trust | N/A | $13.64 | $14.35 | 0.03% | $0.0894 | 32 M | 2,371,023 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | CLNY | Colony Capital Inc | N/A | $8.50 | $14.44 | N/A | $0.11 | 4,135 M | 486,421,707 | -5.62 | -1.56 | Ordinary Shares - Class A |
| 01-11-2017 | PFL | PIMCO INCOME STRATEGY FUND | N/A | $8.49 | $10.60 | 0.11% | $0.0814 | 318 M | 38,032,525 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | PGP | PIMCO Global StocksPLUS & Income Fund | N/A | $7.76 | $16.35 | 0.10% | $0.069 | 91 M | 11,313,852 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | MUI | BLACKROCK MUNICIPAL INCOME FUND, INC. | N/A | $12.25 | $13.94 | 0.05% | $0.055 | 894 M | 71,992,145 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | BYM | BLACKROCK MUNICIPAL INCOME QUALITY TRUST | N/A | $10.95 | $14.02 | 0.05% | $0.0525 | 313 M | 26,357,653 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | JMLP | Nuveen All Cap Energy MLP Opportunities Fund | N/A | $1.11 | $9.89 | N/A | $0.045 | 15 M | 13,500,000 | -0.96 | N/A | Ordinary Shares |
| 01-11-2017 | BTT | BlackRock Municipal 2030 Target Term Trust | N/A | $20.73 | $22.75 | 0.03% | $0.0464 | 1,508 M | 70,505,571 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | DBL | DoubleLine Opportunistic Credit Fund | N/A | $15.50 | $23.21 | 0.08% | $0.11 | 252 M | 15,944,357 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | WIA | WESTERN ASSET INFLATION-LINKED INCOME FUND | N/A | $7.97 | $11.32 | 0.07% | $0.05 | 191 M | 23,322,256 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | MFO | MFA Financial Inc - 8% NT REDEEM 15/04/2042 USD 25 | N/A | $25.42 | $25.36 | N/A | $0.50 | 1,791 M | N/A | 0.00 | 0.00 | 8% NT REDEEM 15/04/2042 USD 25 |
| 01-11-2017 | MYD | BLACKROCK MUNIYIELD FUND, INC. | N/A | $10.57 | $14.52 | 0.05% | $0.0525 | 522 M | 46,657,595 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | NMZ | NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND | N/A | $10.95 | $12.99 | 0.05% | $0.0655 | 1,265 M | 110,539,337 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | NAN | NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND | N/A | $11.40 | $13.57 | 0.05% | $0.072 | 354 M | 30,851,332 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | MQT | BLACKROCK MUNIYIELD QUALITY FUND II, INC. | N/A | $9.96 | $12.91 | 0.05% | $0.049 | 238 M | 22,516,558 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | NPV | NUVEEN VIRGINIA QUALITY MUNICIPAL INCOME FUND | N/A | $12.67 | $13.11 | 0.05% | $0.072 | 214 M | 17,924,699 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | JSD | Nuveen Short Duration Credit Opportunities Fund | N/A | $11.60 | $17.66 | 0.11% | $0.111 | 117 M | 10,085,648 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | MFL | BlackRock MuniHoldings Investment Quality Fund | N/A | $11.86 | $14.43 | 0.05% | $0.05 | 449 M | 37,896,208 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | MYN | BLACKROCK MUNIYIELD NEW YORK QUALITY FUND, INC. | N/A | $10.17 | $12.88 | 0.05% | $0.0442 | 400 M | 38,313,208 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | NXN | NUVEEN NEW YORK SELECT TAX -FREE INCOME PORTFOLIO | N/A | $11.48 | $13.51 | 0.04% | $0.041 | 47 M | 3,924,894 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | EVN | EATON VANCE MUNICIPAL INCOME TRUST | N/A | $10.02 | $12.68 | 0.05% | $0.0513 | 428 M | 39,667,163 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | MVF | BLACKROCK MUNIVEST FUND, INC. | N/A | $7.20 | $9.93 | 0.04% | $0.03 | 477 M | 64,396,225 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | NNC | Nuveen North Carolina Quality Municipal Income Fund | N/A | $13.66 | $13.12 | N/A | $0.0276 | 0 M | N/A | 0.00 | N/A | Ordinary Shares |
| 01-11-2017 | OPP | RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. | N/A | $8.54 | $18.61 | 0.13% | $0.1003 | 205 M | 22,971,194 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | TRCO | Tribune Media Co | N/A | $46.66 | $29.87 | N/A | $0.25 | 0 M | N/A | 0.00 | N/A | Ordinary Shares - Class A |
| 01-11-2017 | BKN | BLACKROCK INVESTMENT QUALITY MUNICIPAL TRUST, INC. | N/A | $11.29 | $14.90 | 0.05% | $0.057 | 218 M | 17,619,274 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | MUJ | BLACKROCK MUNIHOLDINGS NEW JERSEY QUALITY FUND, INC. | N/A | $11.23 | $14.06 | 0.05% | $0.05 | 647 M | 53,986,345 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | SJR | Shaw Communications Inc. | N/A | $30.18 | $21.38 | 0.04% | $0.0988 | 14,419 M | 477,759,683 | 0.00 | 0.00 | Ordinary Shares - Class B |
| 01-11-2017 | BNY | BLACKROCK NEW YORK MUNICIPAL INCOME TRUST | N/A | $10.32 | $14.14 | 0.04% | $0.043 | 258 M | 24,117,105 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | BDJ | BlackRock Enhanced Equity Dividend Trust | N/A | $8.41 | $8.17 | 0.08% | $0.0562 | 1,609 M | 186,494,195 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | MUH | BlackRock MuniHoldings Fund II Inc | N/A | $14.72 | $15.00 | 0.04% | $0.1122 | 167 M | 11,336,282 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | HPF | JOHN HANCOCK PREFERRED INCOME FUND II | N/A | $16.54 | $20.57 | 0.08% | $0.1235 | 367 M | 21,511,260 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | JGH | Nuveen Global High Income Fund | N/A | $12.92 | $16.08 | 0.09% | $0.1035 | 302 M | 23,177,392 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | VFL | abrdn National Municipal Income Fund | N/A | $10.28 | $13.06 | 0.04% | $0.045 | 134 M | 12,278,002 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | OXLCO | Oxford Lane Capital Corp | N/A | $22.95 | $25.40 | 0.06% | $0.125 | 1,538 M | 2,400,000 | 0.00 | 0.00 | 7.50% PRF PERPETUAL USD 25 - Ser 2023 |
| 01-11-2017 | BHV | BLACKROCK VIRGINIA MUNICIPAL BOND TRUST | N/A | $11.03 | $16.05 | 0.03% | $0.0395 | 18 M | 1,609,842 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | PDI | PIMCO Dynamic Income Fund | N/A | $18.80 | $27.74 | 0.13% | $0.2205 | 4,937 M | 257,546,113 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | BAF | BlackRock Municipal Income Investment Quality Trust | N/A | $14.19 | $14.67 | 0.04% | $0.0984 | 123 M | 8,749,418 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | BFY | BlackRock New York Municipal Income Trust II | N/A | $14.96 | $14.74 | 0.04% | $0.1599 | 77 M | 5,004,922 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | NAC | Nuveen California Quality Municipal Income Fund | N/A | $11.26 | $14.38 | 0.05% | $0.0735 | 1,706 M | 144,735,058 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | BBK | BlackRock Municipal Bond Trust | N/A | $15.64 | $15.69 | 0.05% | $0.1627 | 57,275 M | 10,522,957 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | DMF | BNY MELLON MUNICIPAL INCOME, INC. | N/A | $7.12 | $8.85 | 0.03% | $0.019 | 152 M | 20,757,267 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | MHN | BLACKROCK MUNIHOLDINGS NEW YORK QUALITY FUND, INC. | N/A | $10.63 | $13.55 | 0.04% | $0.0435 | 324 M | 30,241,637 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | BKK | BlackRock Municipal 2020 Term Trust | N/A | $14.64 | $15.45 | 0.04% | $0.178 | 296 M | 20,236,628 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | NMS | Nuveen Minnesota Quality Municipal Income Fund | N/A | $12.48 | $15.84 | 0.05% | $0.0735 | 74 M | 5,784,307 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | NPN | Nuveen Pennsylvania Municipal Value Fund | N/A | $14.04 | $16.49 | 0.03% | $0.00 | 17 M | 1,219,074 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | VMM | Delaware Investments Minnesota Municipal Income Fund II Inc | N/A | $13.42 | $13.84 | 0.00% | $0.276 | 6,572,740 M | 1,645,719,350 | 6.36 | 477.50 | Ordinary Shares |
| 01-11-2017 | NAD | Nuveen Quality Municipal Income Fund | N/A | $11.76 | $14.06 | 0.05% | $0.0755 | 2,808 M | 233,404,655 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | PHK | PIMCO HIGH INCOME FUND | N/A | $4.92 | $9.53 | 0.11% | $0.048 | 709 M | 146,128,293 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | MHD | BLACKROCK MUNIHOLDINGS FUND, INC. | N/A | $11.95 | $16.61 | 0.05% | $0.0525 | 655 M | 53,136,696 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | JQC | Nuveen Credit Strategies Income Fund | N/A | $5.72 | $8.73 | 0.11% | $0.054 | 784 M | 135,609,290 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | NEV | Nuveen Enhanced Municipal Value Fund | N/A | $12.52 | $14.19 | 0.06% | $0.00 | 312 M | 24,950,068 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | RCS | PIMCO STRATEGIC INCOME FUND, INC | N/A | $6.27 | $8.98 | 0.09% | $0.051 | 317 M | 46,070,801 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | NXR | Nuveen Select Tax-Free Income Portfolio 3 | N/A | $16.60 | $14.43 | 0.04% | $0.0956 | 216 M | 13,045,560 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | NAZ | NUVEEN ARIZONA QUALITY MUNICIPAL INCOME FUND | N/A | $11.55 | $14.18 | 0.05% | $0.0725 | 135 M | 11,595,865 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | MFT | BlackRock MuniYield Investment Quality Fund | N/A | $14.49 | $14.58 | 0.04% | $0.0941 | 123 M | 8,478,719 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | CRF | CORNERSTONE TOTAL RETURN FUND INC | N/A | $8.90 | $14.99 | 0.15% | $0.1037 | 806 M | 102,931,514 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | NEA | Nuveen AMT-Free Quality Municipal Income Fund | N/A | $11.35 | $13.33 | 0.05% | $0.073 | 3,469 M | 299,037,391 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | BGR | BlackRock Energy & Resources Trust | N/A | $13.13 | $14.57 | 0.06% | $0.0657 | 363 M | 27,464,975 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | LOGM | LogMeIn Inc | N/A | $86.04 | $102.55 | N/A | $0.325 | 4,218 M | 49,028,200 | 0.18 | N/A | Ordinary Shares |
| 01-11-2017 | NUM | Nuveen Michigan Quality Municipal Income Fund | N/A | $15.13 | $13.44 | 0.04% | $0.0342 | 305 M | 20,226,888 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | BUI | BlackRock Utilities, Infrastructure & Power Opportunities Trust | N/A | $23.10 | $18.80 | 0.06% | $0.121 | 524 M | 22,421,031 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | MCA | BlackRock MuniYield California Quality Fund Inc | N/A | $12.51 | $14.56 | N/A | $0.056 | 0 M | 34,405,717 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | BSE | BlackRock New York Municipal Income Quality Trust | N/A | $14.79 | $13.15 | 0.04% | $0.0945 | 96 M | 6,519,660 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | DEX | Dex Media Inc. | N/A | $7.60 | $10.36 | 0.08% | $0.0509 | 87 M | 11,179,968 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | BPOPM | Popular Capital Trust II | N/A | $25.84 | $21.88 | 0.02% | $0.1276 | 7,150 M | 5,200,000 | 0.00 | 13.50 | 6.125% PRF CONVERT 01/12/2034 USD 25 |
| 01-11-2017 | HPS | JOHN HANCOCK PREFERRED INCOME FUND III | N/A | $14.92 | $18.07 | 0.08% | $0.11 | 523 M | 31,924,085 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | PNI | PIMCO NEW YORK MUNICIPAL INCOME FUND II | N/A | $7.25 | $12.58 | 0.05% | $0.0295 | 85 M | 11,209,146 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | JRO | Nuveen Floating Rate Income Opportunity Fund | N/A | $7.88 | $12.40 | 0.10% | $0.074 | 319 M | 40,541,218 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | EDF | Virtus Stone Harbor Emerging Markets Income Fund | N/A | $5.02 | $15.08 | 0.13% | $0.06 | 91 M | 17,176,885 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | PNF | PIMCO NEW YORK MUNICIPAL INCOME FUND | N/A | $7.53 | $12.01 | 0.05% | $0.0335 | 63 M | 7,868,376 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | JMF | Nuveen Energy MLP Total Return Fund | N/A | $1.44 | $13.66 | N/A | $0.058 | 58 M | 40,787,000 | -1.46 | N/A | Ordinary Shares |
| 01-11-2017 | NXQ | Nuveen Select Tax-Free Income Portfolio 2 | N/A | $14.96 | $13.51 | 0.04% | $0.0547 | 266 M | 17,713,727 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | CEN | Ceridian Corp | N/A | $21.33 | $120.70 | 0.04% | $0.225 | 721 M | 35,185,109 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | JPS | Nuveen Preferred & Income Securities Fund | N/A | $6.49 | $9.42 | 0.08% | $0.0359 | 1,277 M | 205,710,931 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | NUV | NUVEEN MUNICIPAL VALUE FUND INC | N/A | $8.66 | $9.64 | 0.04% | $0.029 | 1,826 M | 207,541,595 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | MINDP | MIND Technology Inc | N/A | $13.60 | $23.10 | 0.04% | $0.5625 | 5 M | 927,610 | -1.64 | -2.25 | 9% PRF PERPETUAL USD 25 - Ser A |
| 01-11-2017 | NMT | Nuveen Massachusetts Quality Municipal Income Fund | N/A | $11.43 | $13.48 | 0.04% | $0.071 | 106 M | 9,324,615 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | PCK | PIMCO CALIFORNIA MUNICIPAL INCOME FUND II | N/A | $5.76 | $9.42 | 0.04% | $0.0215 | 193 M | 32,253,459 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | BGY | BlackRock Enhanced International Dividend Trust | N/A | $5.38 | $5.56 | 0.07% | $0.0338 | 593 M | 101,832,601 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | NID | Nuveen Intermediate Duration Municipal Term Fund | N/A | $13.00 | $13.30 | 0.04% | $0.043 | 610 M | 46,924,069 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | NOM | NUVEEN MISSOURI QUALITY MUNICIPAL INCOME FUND | N/A | $11.56 | $15.25 | 0.05% | $0.0675 | 25 M | 2,349,992 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | BOE | BlackRock Enhanced Global Dividend Trust | N/A | $10.98 | $11.90 | 0.07% | $0.063 | 695 M | 62,462,865 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | PMX | PIMCO MUNICIPAL INCOME FUND III | N/A | $7.34 | $11.64 | 0.05% | $0.033 | 268 M | 33,428,309 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | MYJ | BlackRock MuniYield New Jersey Fund Inc | N/A | $13.07 | $15.46 | 0.06% | $0.0625 | 188 M | 14,399,279 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | MIY | BLACKROCK MUNIYIELD MICHIGAN QUALITY FUND, INC. | N/A | $11.41 | $13.70 | 0.04% | $0.0465 | 344 M | 29,365,308 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | OCSI | Oaktree Strategic Income Corp | N/A | $8.50 | $9.17 | N/A | $0.10 | 0 M | 29,466,768 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | PCQ | PIMCO CALIFORNIA MUNICIPAL INCOME FUND | N/A | $9.06 | $15.93 | 0.04% | $0.036 | 181 M | 18,981,066 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | BZM | BlackRock Maryland Municipal Bond Trust | N/A | $15.00 | $14.29 | 0.03% | $0.1502 | 31 M | 2,082,345 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | MNE | BlackRock Muni New York Intermediate Duration Fund Inc | N/A | $14.55 | $13.63 | N/A | $0.083 | 61 M | 4,209,844 | 1.45 | N/A | Ordinary Shares |
| 01-11-2017 | DSM | BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC. | N/A | $5.85 | $8.19 | 0.03% | $0.018 | 300 M | 49,421,511 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | DSL | Doubleline Income Solutions Fund | N/A | $12.58 | $19.07 | 0.10% | $0.11 | 1,320 M | 101,996,828 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | PFN | PIMCO Income Strategy Fund II | N/A | $7.50 | $9.54 | 0.11% | $0.0718 | 618 M | 83,920,476 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | BFO | BlackRock Florida Municipal 2020 Term Trust | N/A | $14.25 | $15.04 | 0.04% | $0.312 | 76 M | 5,320,452 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | NXP | NUVEEN SELECT TAX FREE INCOME PORTFOLIO | N/A | $14.99 | $14.25 | 0.04% | $0.052 | 701 M | 46,815,492 | 0.00 | 0.00 | Ordinary Shares |
| 01-11-2017 | NUO | Nuveen Ohio Quality Municipal Income Fund | N/A | $12.66 | $14.76 | 0.01% | $0.0275 | 35,632 M | 18,282,954 | 0.00 | 14.11 | Ordinary Shares |
| 01-11-2017 | NCV | Virtus Convertible & Income Fund | N/A | $3.52 | $6.52 | 0.11% | $0.034 | 315 M | 90,373,569 | 0.00 | 0.00 | Ordinary Shares |
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