| 10/31/2024 |
N/A |
ADC |
AGREE REALTY CORP |
Lessors of Nonresidential Buildings (except Miniwarehouses)
|
1 |
1 |
1 |
|
| 10/31/2024 |
N/A |
AGNC |
AGNC Investment Corp. |
Mortgage and Nonmortgage Loan Brokers
|
1 |
1 |
1 |
|
| 10/31/2024 |
N/A |
AOS |
SMITH A O CORP |
N/A
|
1 |
1 |
1 |
|
| 10/31/2024 |
N/A |
APLE |
Apple Hospitality REIT, Inc. |
Lessors of Nonresidential Buildings (except Miniwarehouses)
|
1 |
1 |
1 |
|
| 10/31/2024 |
N/A |
ARC |
ARC Document Solutions Inc |
N/A
|
1 |
1 |
1 |
|
| 10/31/2024 |
N/A |
ATMU |
Atmus Filtration Technologies Inc. |
N/A
|
1 |
1 |
1 |
|
| 10/31/2024 |
N/A |
AVAL |
Grupo Aval Acciones Y Valores S.A. |
Monetary Authorities-Central Bank
|
1 |
1 |
1 |
|
| 10/31/2024 |
N/A |
BSRR |
SIERRA BANCORP |
Monetary Authorities-Central Bank
|
1 |
1 |
1 |
|
| 10/31/2024 |
N/A |
CAG |
CONAGRA BRANDS INC. |
N/A
|
1 |
1 |
1 |
|
| 10/31/2024 |
N/A |
CMC |
COMMERCIAL METALS Co |
N/A
|
1 |
1 |
1 |
|
| 10/31/2024 |
N/A |
CRT |
CROSS TIMBERS ROYALTY TRUST |
N/A
|
1 |
1 |
1 |
|
| 10/31/2024 |
N/A |
DNP |
DNP SELECT INCOME FUND INC |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/31/2024 |
N/A |
DPG |
Duff & Phelps Utility & Infrastructure Fund Inc. |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/31/2024 |
N/A |
EARN |
Ellington Residential Mortgage REIT |
N/A
|
1 |
1 |
1 |
|
| 10/31/2024 |
N/A |
EFC |
Ellington Financial Inc. |
Mortgage and Nonmortgage Loan Brokers
|
1 |
1 |
1 |
|
| 10/31/2024 |
N/A |
EPD |
ENTERPRISE PRODUCTS PARTNERS L.P. |
Pipeline Transportation of Natural Gas
|
1 |
1 |
1 |
|
| 10/31/2024 |
N/A |
EPR |
EPR PROPERTIES |
Lessors of Nonresidential Buildings (except Miniwarehouses)
|
1 |
1 |
1 |
|
| 10/31/2024 |
N/A |
FRMEP |
First Merchants Corp. |
Monetary Authorities-Central Bank
|
1 |
1 |
1 |
|
| 10/31/2024 |
N/A |
GEL |
GENESIS ENERGY LP |
N/A
|
1 |
1 |
1 |
|
| 10/31/2024 |
N/A |
IBTX |
Independent Bank Group, Inc. |
Monetary Authorities-Central Bank
|
1 |
1 |
1 |
|
| 10/31/2024 |
N/A |
KMI |
KINDER MORGAN, INC. |
Pipeline Transportation of Natural Gas
|
1 |
1 |
1 |
|
| 10/31/2024 |
N/A |
LNT |
ALLIANT ENERGY CORP |
N/A
|
1 |
1 |
1 |
|
| 10/31/2024 |
N/A |
MDV |
Modiv Industrial, Inc. |
Lessors of Nonresidential Buildings (except Miniwarehouses)
|
1 |
1 |
1 |
|
| 10/31/2024 |
N/A |
MI |
NFT Ltd. |
N/A
|
1 |
1 |
1 |
|
| 10/31/2024 |
N/A |
MS |
MORGAN STANLEY |
N/A
|
1 |
1 |
1 |
|
| 10/31/2024 |
N/A |
MTR |
MESA ROYALTY TRUST/TX |
N/A
|
1 |
1 |
1 |
|
| 10/31/2024 |
N/A |
MTX |
MINERALS TECHNOLOGIES INC |
N/A
|
1 |
1 |
1 |
|
| 10/31/2024 |
N/A |
NBH |
NEUBERGER BERMAN MUNICIPAL FUND INC. |
N/A
|
1 |
1 |
1 |
|
| 10/31/2024 |
N/A |
NI |
NISOURCE INC. |
N/A
|
1 |
1 |
1 |
|
| 10/31/2024 |
N/A |
NNN |
NNN REIT, INC. |
Lessors of Nonresidential Buildings (except Miniwarehouses)
|
1 |
1 |
1 |
|
| 10/31/2024 |
N/A |
NWN |
Northwest Natural Holding Co |
Natural Gas Distribution
|
1 |
1 |
1 |
|
| 10/31/2024 |
N/A |
OCFCP |
OceanFirst Financial Corp. |
Monetary Authorities-Central Bank
|
1 |
1 |
1 |
|
| 10/31/2024 |
N/A |
ORC |
Orchid Island Capital, Inc. |
Mortgage and Nonmortgage Loan Brokers
|
1 |
1 |
1 |
|
| 10/31/2024 |
N/A |
PAA |
PLAINS ALL AMERICAN PIPELINE LP |
N/A
|
1 |
1 |
1 |
|
| 10/31/2024 |
N/A |
PAGP |
PLAINS GP HOLDINGS LP |
N/A
|
1 |
1 |
1 |
|
| 10/31/2024 |
N/A |
PBT |
PERMIAN BASIN ROYALTY TRUST |
N/A
|
1 |
1 |
1 |
|
| 10/31/2024 |
N/A |
PRT |
PermRock Royalty Trust |
N/A
|
1 |
1 |
1 |
|
| 10/31/2024 |
N/A |
PVL |
Permianville Royalty Trust |
N/A
|
1 |
1 |
1 |
|
| 10/31/2024 |
N/A |
RBB |
RBB Bancorp |
Monetary Authorities-Central Bank
|
1 |
1 |
1 |
|
| 10/31/2024 |
N/A |
SAN |
Banco Santander, S.A. |
Monetary Authorities-Central Bank
|
1 |
1 |
1 |
|
| 10/31/2024 |
N/A |
SCM |
Stellus Capital Investment Corp |
N/A
|
1 |
1 |
1 |
|
| 10/31/2024 |
N/A |
SCHL |
SCHOLASTIC CORP |
N/A
|
1 |
1 |
1 |
|
| 10/31/2024 |
N/A |
SILA |
Sila Realty Trust, Inc. |
Lessors of Nonresidential Buildings (except Miniwarehouses)
|
1 |
1 |
1 |
|
| 10/31/2024 |
N/A |
SKT |
TANGER INC. |
Lessors of Nonresidential Buildings (except Miniwarehouses)
|
1 |
1 |
1 |
|
| 10/31/2024 |
N/A |
SLG |
SL GREEN REALTY CORP |
Lessors of Nonresidential Buildings (except Miniwarehouses)
|
1 |
1 |
1 |
|
| 10/31/2024 |
N/A |
SQFTP |
Presidio Property Trust Inc |
Lessors of Nonresidential Buildings (except Miniwarehouses)
|
1 |
1 |
1 |
|
| 10/31/2024 |
N/A |
STAG |
STAG Industrial, Inc. |
Lessors of Nonresidential Buildings (except Miniwarehouses)
|
1 |
1 |
1 |
|
| 10/31/2024 |
N/A |
STBX |
Starbox Group Holdings Ltd. |
N/A
|
16 |
256 |
16 |
|
| 10/31/2024 |
N/A |
TRGP |
Targa Resources Corp. |
Pipeline Transportation of Natural Gas
|
1 |
1 |
1 |
|
| 10/31/2024 |
N/A |
TXN |
TEXAS INSTRUMENTS INC |
Semiconductor and Related Device Manufacturing
|
1 |
1 |
1 |
|
| 10/31/2024 |
N/A |
VRTS |
Virtus Investment Partners Inc |
N/A
|
1 |
1 |
1 |
|
| 10/31/2024 |
N/A |
WHF |
WhiteHorse Finance Inc |
N/A
|
1 |
1 |
1 |
|
| 10/31/2024 |
N/A |
ZTS |
Zoetis Inc |
Research and Development in the Physical, Engineering, and Life Sciences (except Nanotechnology and Biotechnology)
|
1 |
1 |
1 |
|
| 10/30/2024 |
N/A |
BMO |
BANK OF MONTREAL /CAN/ |
Monetary Authorities-Central Bank
|
1 |
1 |
1 |
|
| 10/30/2024 |
N/A |
CALM |
CAL-MAINE FOODS INC |
N/A
|
1 |
1 |
1 |
|
| 10/30/2024 |
N/A |
CE |
Celanese Corp |
N/A
|
1 |
1 |
1 |
|
| 10/30/2024 |
N/A |
CFG |
CITIZENS FINANCIAL GROUP INC/RI |
Monetary Authorities-Central Bank
|
1 |
1 |
1 |
|
| 10/30/2024 |
N/A |
ENTG |
ENTEGRIS INC |
Semiconductor and Related Device Manufacturing
|
1 |
1 |
1 |
|
| 10/30/2024 |
N/A |
KZR |
Kezar Life Sciences, Inc. |
Research and Development in Biotechnology (except Nanobiotechnology)
|
10 |
100 |
10 |
|
| 10/30/2024 |
N/A |
MCBS |
MetroCity Bankshares, Inc. |
Monetary Authorities-Central Bank
|
1 |
1 |
1 |
|
| 10/30/2024 |
N/A |
MSB |
MESABI TRUST |
N/A
|
1 |
1 |
1 |
|
| 10/30/2024 |
N/A |
NTIC |
NORTHERN TECHNOLOGIES INTERNATIONAL CORP |
N/A
|
1 |
1 |
1 |
|
| 10/30/2024 |
N/A |
QSG |
QuantaSing Group Ltd |
N/A
|
1 |
1 |
1 |
|
| 10/30/2024 |
N/A |
VOC |
VOC Energy Trust |
N/A
|
1 |
1 |
1 |
|
| 10/29/2024 |
N/A |
AA |
Alcoa Corp |
Alumina Refining and Primary Aluminum Production
|
1 |
1 |
1 |
|
| 10/29/2024 |
N/A |
ASML |
ASML HOLDING NV |
Semiconductor and Related Device Manufacturing
|
1 |
1 |
1 |
|
| 10/29/2024 |
N/A |
BOH |
BANK OF HAWAII CORP |
Monetary Authorities-Central Bank
|
1 |
1 |
1 |
|
| 10/29/2024 |
N/A |
FCCO |
FIRST COMMUNITY CORP /SC/ |
Monetary Authorities-Central Bank
|
1 |
1 |
1 |
|
| 10/29/2024 |
N/A |
INFY |
Infosys Ltd |
N/A
|
1 |
1 |
1 |
|
| 10/29/2024 |
N/A |
LEVI |
LEVI STRAUSS & CO |
N/A
|
1 |
1 |
1 |
|
| 10/29/2024 |
N/A |
MOVE |
Movano Inc. |
N/A
|
15 |
225 |
15 |
|
| 10/29/2024 |
N/A |
PSEC |
PROSPECT CAPITAL CORP |
N/A
|
1 |
1 |
1 |
|
| 10/29/2024 |
N/A |
SOJD |
Southern Company - 4.95% NT REDEEM 30/01/2080 USD 25 |
N/A
|
1 |
1 |
1 |
|
| 10/28/2024 |
N/A |
ACI |
Albertsons Companies, Inc. |
N/A
|
1 |
1 |
1 |
|
| 10/28/2024 |
N/A |
AHT |
ASHFORD HOSPITALITY TRUST INC |
Lessors of Nonresidential Buildings (except Miniwarehouses)
|
10 |
100 |
10 |
|
| 10/28/2024 |
N/A |
ALBT |
Avalon GloboCare Corp. |
N/A
|
15 |
225 |
15 |
|
| 10/28/2024 |
N/A |
BX |
Blackstone Inc. |
N/A
|
1 |
1 |
1 |
|
| 10/28/2024 |
N/A |
CZNC |
CITIZENS & NORTHERN CORP |
Monetary Authorities-Central Bank
|
1 |
1 |
1 |
|
| 10/28/2024 |
N/A |
DHC |
DIVERSIFIED HEALTHCARE TRUST |
Lessors of Nonresidential Buildings (except Miniwarehouses)
|
1 |
1 |
1 |
|
| 10/28/2024 |
N/A |
DMLP |
DORCHESTER MINERALS, L.P. |
N/A
|
1 |
1 |
1 |
|
| 10/28/2024 |
N/A |
EVTC |
EVERTEC, Inc. |
Financial Transactions Processing, Reserve, and Clearinghouse Activities
|
1 |
1 |
1 |
|
| 10/28/2024 |
N/A |
HBCP |
HOME BANCORP, INC. |
Monetary Authorities-Central Bank
|
1 |
1 |
1 |
|
| 10/28/2024 |
N/A |
HFBL |
Home Federal Bancorp, Inc. of Louisiana |
Monetary Authorities-Central Bank
|
1 |
1 |
1 |
|
| 10/28/2024 |
N/A |
ILPT |
Industrial Logistics Properties Trust |
Lessors of Nonresidential Buildings (except Miniwarehouses)
|
1 |
1 |
1 |
|
| 10/28/2024 |
N/A |
KNOP |
KNOT Offshore Partners LP |
Deep Sea Freight Transportation
|
1 |
1 |
1 |
|
| 10/28/2024 |
N/A |
KNTK |
Kinetik Holdings Inc. |
N/A
|
1 |
1 |
1 |
|
| 10/28/2024 |
N/A |
KZIA |
KAZIA THERAPEUTICS LTD |
Research and Development in Biotechnology (except Nanobiotechnology)
|
10 |
100 |
10 |
|
| 10/28/2024 |
N/A |
OPI |
OFFICE PROPERTIES INCOME TRUST |
Lessors of Nonresidential Buildings (except Miniwarehouses)
|
1 |
1 |
1 |
|
| 10/28/2024 |
N/A |
RILYL |
B. Riley Financial Inc |
N/A
|
1 |
1 |
1 |
|
| 10/28/2024 |
N/A |
RILYP |
B. Riley Financial Inc |
N/A
|
1 |
1 |
1 |
|
| 10/28/2024 |
N/A |
RMR |
RMR GROUP INC. |
N/A
|
1 |
1 |
1 |
|
| 10/28/2024 |
N/A |
SEVN |
Seven Hills Realty Trust |
Mortgage and Nonmortgage Loan Brokers
|
1 |
1 |
1 |
|
| 10/28/2024 |
N/A |
SGU |
STAR GROUP, L.P. |
Natural Gas Distribution
|
1 |
1 |
1 |
|
| 10/28/2024 |
N/A |
SPFI |
SOUTH PLAINS FINANCIAL, INC. |
Monetary Authorities-Central Bank
|
1 |
1 |
1 |
|
| 10/28/2024 |
N/A |
SVC |
Service Properties Trust |
Lessors of Nonresidential Buildings (except Miniwarehouses)
|
1 |
1 |
1 |
|
| 10/28/2024 |
N/A |
SVRE |
SaverOne 2014 Ltd. |
N/A
|
18 |
324 |
18 |
|
| 10/28/2024 |
N/A |
TXNM |
TXNM ENERGY INC |
N/A
|
1 |
1 |
1 |
|
| 10/28/2024 |
N/A |
VALU |
Value Line, Inc. |
N/A
|
1 |
1 |
1 |
|
| 10/28/2024 |
N/A |
WMPN |
William Penn Bancorporation |
Monetary Authorities-Central Bank
|
1 |
1 |
1 |
|
| 10/25/2024 |
N/A |
AMIX |
Autonomix Medical Inc. |
Surgical and Medical Instrument Manufacturing
|
20 |
400 |
20 |
|
| 10/25/2024 |
N/A |
CARR |
CARRIER GLOBAL Corp |
N/A
|
1 |
1 |
1 |
|
| 10/25/2024 |
N/A |
CNXC |
Concentrix Corp |
Data Processing, Hosting, and Related Services
|
1 |
1 |
1 |
|
| 10/25/2024 |
N/A |
COKE |
Coca-Cola Consolidated, Inc. |
N/A
|
1 |
1 |
1 |
|
| 10/25/2024 |
N/A |
CSWI |
CSW INDUSTRIALS, INC. |
N/A
|
1 |
1 |
1 |
|
| 10/25/2024 |
N/A |
DX |
DYNEX CAPITAL INC |
Mortgage and Nonmortgage Loan Brokers
|
1 |
1 |
1 |
|
| 10/25/2024 |
N/A |
FAST |
FASTENAL CO |
N/A
|
1 |
1 |
1 |
|
| 10/25/2024 |
N/A |
FRD |
FRIEDMAN INDUSTRIES INC |
N/A
|
1 |
1 |
1 |
|
| 10/25/2024 |
N/A |
J |
JACOBS SOLUTIONS INC. |
N/A
|
1 |
1 |
1 |
|
| 10/25/2024 |
N/A |
KALU |
KAISER ALUMINUM CORP |
N/A
|
1 |
1 |
1 |
|
| 10/25/2024 |
N/A |
KXIN |
Kaixin Auto Holdings |
N/A
|
60 |
3600 |
60 |
|
| 10/25/2024 |
N/A |
LKFN |
LAKELAND FINANCIAL CORP |
Monetary Authorities-Central Bank
|
1 |
1 |
1 |
|
| 10/25/2024 |
N/A |
OSBC |
OLD SECOND BANCORP INC |
Monetary Authorities-Central Bank
|
1 |
1 |
1 |
|
| 10/25/2024 |
N/A |
OVBC |
OHIO VALLEY BANC CORP |
Monetary Authorities-Central Bank
|
1 |
1 |
1 |
|
| 10/25/2024 |
N/A |
SIG |
SIGNET JEWELERS LTD |
N/A
|
1 |
1 |
1 |
|
| 10/25/2024 |
N/A |
SM |
SM Energy Co |
Crude Petroleum Extraction
|
1 |
1 |
1 |
|
| 10/25/2024 |
N/A |
UNB |
Union Bankshares, Inc. |
Monetary Authorities-Central Bank
|
1 |
1 |
1 |
|
| 10/25/2024 |
N/A |
UNM |
Unum Group |
N/A
|
1 |
1 |
1 |
|
| 10/24/2024 |
N/A |
ACP |
abrdn Income Credit Strategies Fund |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/24/2024 |
N/A |
AGD |
abrdn Global Dynamic Dividend Fund |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/24/2024 |
N/A |
AOD |
abrdn Total Dynamic Dividend Fund |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/24/2024 |
N/A |
ASGI |
abrdn Global Infrastructure Income Fund |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/24/2024 |
N/A |
ATR |
APTARGROUP, INC. |
All Other Plastics Product Manufacturing
|
1 |
1 |
1 |
|
| 10/24/2024 |
N/A |
AWP |
abrdn Global Premier Properties Fund |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/24/2024 |
N/A |
BGB |
Blackstone Strategic Credit 2027 Term Fund |
N/A
|
1 |
1 |
1 |
|
| 10/24/2024 |
N/A |
BGX |
Blackstone Long-Short Credit Income Fund |
Investment Banking and Securities Dealing
|
1 |
1 |
1 |
|
| 10/24/2024 |
N/A |
BSL |
Blackstone Senior Floating Rate 2027 Term Fund |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/24/2024 |
N/A |
BWG |
BrandywineGLOBAL-Global Income Opportunities Fund Inc |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/24/2024 |
N/A |
CTNT |
CHEETAH NET SUPPLY CHAIN SERVICE INC. |
N/A
|
16 |
256 |
16 |
|
| 10/24/2024 |
N/A |
DFP |
Delphi Financial Group, Inc. |
N/A
|
1 |
1 |
1 |
|
| 10/24/2024 |
N/A |
DMO |
Western Asset Mortgage Opportunity Fund Inc. |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/24/2024 |
N/A |
EHI |
WESTERN ASSET GLOBAL HIGH INCOME FUND INC. |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/24/2024 |
N/A |
EMD |
WESTERN ASSET EMERGING MARKETS DEBT FUND INC. |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/24/2024 |
N/A |
EMO |
ClearBridge Energy Midstream Opportunity Fund Inc. |
N/A
|
1 |
1 |
1 |
|
| 10/24/2024 |
N/A |
FAX |
ABRDN ASIA-PACIFIC INCOME FUND, INC. |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/24/2024 |
N/A |
FCO |
ABRDN GLOBAL INCOME FUND, INC. |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/24/2024 |
N/A |
FFC |
Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/24/2024 |
N/A |
FLC |
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/24/2024 |
N/A |
FSCO |
FS Credit Opportunities Corp. |
N/A
|
1 |
1 |
1 |
|
| 10/24/2024 |
N/A |
GDO |
WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC. |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/24/2024 |
N/A |
HFRO |
HIGHLAND OPPORTUNITIES & INCOME FUND |
N/A
|
1 |
1 |
1 |
|
| 10/24/2024 |
N/A |
HGLB |
Highland Global Allocation Fund |
N/A
|
1 |
1 |
1 |
|
| 10/24/2024 |
N/A |
HIE |
Miller/Howard High Income Equity Fund |
N/A
|
1 |
1 |
1 |
|
| 10/24/2024 |
N/A |
HIO |
WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/24/2024 |
N/A |
HIX |
WESTERN ASSET HIGH INCOME FUND II INC. |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/24/2024 |
N/A |
HYI |
Western Asset High Yield Defined Opportunity Fund Inc. |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/24/2024 |
N/A |
IGI |
Western Asset Investment Grade Defined Opportunity Trust Inc. |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/24/2024 |
N/A |
LND |
BrasilAgro - Brazilian Agricultural Real Estate Co |
Soybean Farming
|
1 |
1 |
1 |
|
| 10/24/2024 |
N/A |
MEGI |
MainStay CBRE Global Infrastructure Megatrends Term Fund |
N/A
|
1 |
1 |
1 |
|
| 10/24/2024 |
N/A |
MHF |
WESTERN ASSET MUNICIPAL HIGH INCOME FUND INC. |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/24/2024 |
N/A |
MMU |
WESTERN ASSET MANAGED MUNICIPALS FUND INC. |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/24/2024 |
N/A |
NUKK |
Nukkleus Inc. |
N/A
|
8 |
64 |
8 |
|
| 10/24/2024 |
N/A |
PAI |
Western Asset Investment Grade Income Fund Inc. |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/24/2024 |
N/A |
PFD |
FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/24/2024 |
N/A |
PFO |
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/24/2024 |
N/A |
PIM |
PUTNAM MASTER INTERMEDIATE INCOME TRUST |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/24/2024 |
N/A |
PMM |
PUTNAM MANAGED MUNICIPAL INCOME TRUST |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/24/2024 |
N/A |
PMO |
PUTNAM MUNICIPAL OPPORTUNITIES TRUST |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/24/2024 |
N/A |
PPT |
PUTNAM PREMIER INCOME TRUST |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/24/2024 |
N/A |
REPX |
Riley Exploration Permian, Inc. |
N/A
|
1 |
1 |
1 |
|
| 10/24/2024 |
N/A |
RY |
ROYAL BANK OF CANADA |
Monetary Authorities-Central Bank
|
1 |
1 |
1 |
|
| 10/24/2024 |
N/A |
SBI |
WESTERN ASSET INTERMEDIATE MUNI FUND INC. |
Investment Banking and Securities Dealing
|
1 |
1 |
1 |
|
| 10/24/2024 |
N/A |
SCD |
LMP CAPITAL & INCOME FUND INC. |
N/A
|
1 |
1 |
1 |
|
| 10/24/2024 |
N/A |
STEW |
SRH Total Return Fund, Inc. |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/24/2024 |
N/A |
TEAF |
ECOFIN SUSTAINABLE & SOCIAL IMPACT TERM FUND |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/24/2024 |
N/A |
THQ |
abrdn Healthcare Opportunities Fund |
N/A
|
1 |
1 |
1 |
|
| 10/24/2024 |
N/A |
THW |
abrdn World Healthcare Fund |
N/A
|
1 |
1 |
1 |
|
| 10/24/2024 |
N/A |
VFL |
abrdn National Municipal Income Fund |
N/A
|
1 |
1 |
1 |
|
| 10/24/2024 |
N/A |
WDI |
Western Asset Diversified Income Fund |
N/A
|
1 |
1 |
1 |
|
| 10/24/2024 |
N/A |
WEA |
WESTERN ASSET PREMIER BOND FUND |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/24/2024 |
N/A |
WIA |
WESTERN ASSET INFLATION-LINKED INCOME FUND |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/24/2024 |
N/A |
WIW |
WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/23/2024 |
N/A |
AGX |
ARGAN INC |
N/A
|
1 |
1 |
1 |
|
| 10/23/2024 |
N/A |
AM |
Antero Midstream Corp |
N/A
|
1 |
1 |
1 |
|
| 10/23/2024 |
N/A |
BGH |
BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND |
N/A
|
1 |
1 |
1 |
|
| 10/23/2024 |
N/A |
CLX |
CLOROX CO /DE/ |
Polish and Other Sanitation Good Manufacturing
|
1 |
1 |
1 |
|
| 10/23/2024 |
N/A |
DNUT |
Krispy Kreme, Inc. |
N/A
|
1 |
1 |
1 |
|
| 10/23/2024 |
N/A |
EFR |
EATON VANCE SENIOR FLOATING RATE TRUST |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/23/2024 |
N/A |
EFT |
Eaton Vance Floating-Rate Income Trust |
N/A
|
1 |
1 |
1 |
|
| 10/23/2024 |
N/A |
EIM |
EATON VANCE MUNICIPAL BOND FUND |
N/A
|
1 |
1 |
1 |
|
| 10/23/2024 |
N/A |
ENX |
EATON VANCE NEW YORK MUNICIPAL BOND FUND |
N/A
|
1 |
1 |
1 |
|
| 10/23/2024 |
N/A |
EOI |
Eaton Vance Enhanced Equity Income Fund |
N/A
|
1 |
1 |
1 |
|
| 10/23/2024 |
N/A |
EOS |
Eaton Vance Enhanced Equity Income Fund II |
N/A
|
1 |
1 |
1 |
|
| 10/23/2024 |
N/A |
EOT |
Eaton Vance National Municipal Opportunities Trust |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/23/2024 |
N/A |
ETB |
Eaton Vance Tax-Managed Buy-Write Income Fund |
N/A
|
1 |
1 |
1 |
|
| 10/23/2024 |
N/A |
ETG |
EATON VANCE TAX ADVANTAGED GLOBAL DIVIDEND INCOME FUND |
N/A
|
1 |
1 |
1 |
|
| 10/23/2024 |
N/A |
ETJ |
Eaton Vance Risk-Managed Diversified Equity Income Fund |
N/A
|
1 |
1 |
1 |
|
| 10/23/2024 |
N/A |
ETO |
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund |
N/A
|
1 |
1 |
1 |
|
| 10/23/2024 |
N/A |
ETV |
Eaton Vance Tax-Managed Buy-Write Opportunities Fund |
N/A
|
1 |
1 |
1 |
|
| 10/23/2024 |
N/A |
ETW |
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund |
N/A
|
1 |
1 |
1 |
|
| 10/23/2024 |
N/A |
ETX |
Eaton Vance Municipal Income 2028 Term Trust |
N/A
|
1 |
1 |
1 |
|
| 10/23/2024 |
N/A |
ETY |
Eaton Vance Tax-Managed Diversified Equity Income Fund |
N/A
|
1 |
1 |
1 |
|
| 10/23/2024 |
N/A |
EVG |
Eaton Vance Short Duration Diversified Income Fund |
N/A
|
1 |
1 |
1 |
|
| 10/23/2024 |
N/A |
EVM |
EATON VANCE CALIFORNIA MUNICIPAL BOND FUND |
N/A
|
1 |
1 |
1 |
|
| 10/23/2024 |
N/A |
EVT |
EATON VANCE TAX ADVANTAGED DIVIDEND INCOME FUND |
N/A
|
1 |
1 |
1 |
|
| 10/23/2024 |
N/A |
EXG |
Eaton Vance Tax-Managed Global Diversified Equity Income Fund |
N/A
|
1 |
1 |
1 |
|
| 10/23/2024 |
N/A |
FMN |
Federated Hermes Premier Municipal Income Fund |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/23/2024 |
N/A |
KWE |
KWESST Micro Systems Inc. |
N/A
|
10 |
100 |
10 |
|
| 10/23/2024 |
N/A |
LOW |
LOWES COMPANIES INC |
N/A
|
1 |
1 |
1 |
|
| 10/23/2024 |
N/A |
LTC |
LTC PROPERTIES INC |
Lessors of Nonresidential Buildings (except Miniwarehouses)
|
1 |
1 |
1 |
|
| 10/23/2024 |
N/A |
SRV |
NXG Cushing Midstream Energy Fund |
N/A
|
1 |
1 |
1 |
|
| 10/22/2024 |
N/A |
APA |
APA Corp |
N/A
|
1 |
1 |
1 |
|
| 10/22/2024 |
N/A |
APOG |
APOGEE ENTERPRISES, INC. |
N/A
|
1 |
1 |
1 |
|
| 10/22/2024 |
N/A |
CRS |
CARPENTER TECHNOLOGY CORP |
N/A
|
1 |
1 |
1 |
|
| 10/22/2024 |
N/A |
DELL |
Dell Technologies Inc. |
N/A
|
1 |
1 |
1 |
|
| 10/22/2024 |
N/A |
GAIN |
GLADSTONE INVESTMENT CORPORATION\DE |
N/A
|
1 |
1 |
1 |
|
| 10/22/2024 |
N/A |
GLAD |
GLADSTONE CAPITAL CORP |
N/A
|
1 |
1 |
1 |
|
| 10/22/2024 |
N/A |
GOOD |
GLADSTONE COMMERCIAL CORP |
Lessors of Nonresidential Buildings (except Miniwarehouses)
|
1 |
1 |
1 |
|
| 10/22/2024 |
N/A |
GOODN |
Gladstone Commercial Corp |
Lessors of Nonresidential Buildings (except Miniwarehouses)
|
1 |
1 |
1 |
|
| 10/22/2024 |
N/A |
GOODO |
Gladstone Commercial Corp |
Lessors of Nonresidential Buildings (except Miniwarehouses)
|
1 |
1 |
1 |
|
| 10/22/2024 |
N/A |
LAND |
GLADSTONE LAND Corp |
Lessors of Nonresidential Buildings (except Miniwarehouses)
|
1 |
1 |
1 |
|
| 10/22/2024 |
N/A |
LANDM |
Gladstone Land Corp |
Lessors of Nonresidential Buildings (except Miniwarehouses)
|
1 |
1 |
1 |
|
| 10/22/2024 |
N/A |
LANDO |
Gladstone Land Corp |
Lessors of Nonresidential Buildings (except Miniwarehouses)
|
1 |
1 |
1 |
|
| 10/22/2024 |
N/A |
LANDP |
Gladstone Land Corp |
Lessors of Nonresidential Buildings (except Miniwarehouses)
|
1 |
1 |
1 |
|
| 10/22/2024 |
N/A |
MXF |
MEXICO FUND INC |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/22/2024 |
N/A |
NOK |
NOKIA CORP |
Radio and Television Broadcasting and Wireless Communications Equipment Manufacturing
|
1 |
1 |
1 |
|
| 10/22/2024 |
N/A |
PCF |
HIGH INCOME SECURITIES FUND |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/22/2024 |
N/A |
SPE |
SPECIAL OPPORTUNITIES FUND, INC. |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/22/2024 |
N/A |
ZCAR |
Zoomcar Holdings Inc. |
N/A
|
100 |
10000 |
100 |
|
| 10/21/2024 |
N/A |
AC |
Associated Capital Group, Inc. |
N/A
|
1 |
1 |
1 |
|
| 10/21/2024 |
N/A |
ARDC |
Ares Dynamic Credit Allocation Fund, Inc. |
N/A
|
1 |
1 |
1 |
|
| 10/21/2024 |
N/A |
BK |
Bank of New York Mellon Corp |
N/A
|
1 |
1 |
1 |
|
| 10/21/2024 |
N/A |
BSBR |
Banco Santander (Brasil) S.A. |
Monetary Authorities-Central Bank
|
1 |
1 |
1 |
|
| 10/21/2024 |
N/A |
CAT |
CATERPILLAR INC |
N/A
|
1 |
1 |
1 |
|
| 10/21/2024 |
N/A |
CCIA |
Carlyle Credit Income Fund |
N/A
|
1 |
1 |
1 |
|
| 10/21/2024 |
N/A |
CCIF |
Carlyle Credit Income Fund |
N/A
|
1 |
1 |
1 |
|
| 10/21/2024 |
N/A |
CMRE |
Costamare Inc. |
Deep Sea Freight Transportation
|
1 |
1 |
1 |
|
| 10/21/2024 |
N/A |
CVS |
CVS HEALTH Corp |
N/A
|
1 |
1 |
1 |
|
| 10/21/2024 |
N/A |
EGBN |
EAGLE BANCORP INC |
Monetary Authorities-Central Bank
|
1 |
1 |
1 |
|
| 10/21/2024 |
N/A |
GGG |
GRACO INC |
N/A
|
1 |
1 |
1 |
|
| 10/21/2024 |
N/A |
IGR |
CBRE GLOBAL REAL ESTATE INCOME FUND |
N/A
|
1 |
1 |
1 |
|
| 10/21/2024 |
N/A |
OCCI |
OFS Credit Company, Inc. |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/21/2024 |
N/A |
OCCIN |
OFS Credit Company Inc |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/21/2024 |
N/A |
OCCIO |
OFS Credit Company Inc |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/21/2024 |
N/A |
USAC |
USA Compression Partners, LP |
Oil and Gas Field Machinery and Equipment Manufacturing
|
1 |
1 |
1 |
|
| 10/18/2024 |
N/A |
AYI |
ACUITY BRANDS INC |
N/A
|
1 |
1 |
1 |
|
| 10/18/2024 |
N/A |
AZZ |
AZZ INC |
N/A
|
1 |
1 |
1 |
|
| 10/18/2024 |
N/A |
BIOR |
BIORA THERAPEUTICS, INC. |
Research and Development in Biotechnology (except Nanobiotechnology)
|
10 |
100 |
10 |
|
| 10/18/2024 |
N/A |
BUSE |
FIRST BUSEY CORP /NV/ |
Monetary Authorities-Central Bank
|
1 |
1 |
1 |
|
| 10/18/2024 |
N/A |
CBRL |
CRACKER BARREL OLD COUNTRY STORE, INC |
N/A
|
1 |
1 |
1 |
|
| 10/18/2024 |
N/A |
CL |
COLGATE PALMOLIVE CO |
Soap and Other Detergent Manufacturing
|
1 |
1 |
1 |
|
| 10/18/2024 |
N/A |
DMB |
BNY Mellon Municipal Bond Infrastructure Fund, Inc. |
N/A
|
1 |
1 |
1 |
|
| 10/18/2024 |
N/A |
FNWD |
Finward Bancorp |
Monetary Authorities-Central Bank
|
1 |
1 |
1 |
|
| 10/18/2024 |
N/A |
FSP |
FRANKLIN STREET PROPERTIES CORP /MA/ |
Lessors of Nonresidential Buildings (except Miniwarehouses)
|
1 |
1 |
1 |
|
| 10/18/2024 |
N/A |
FUNC |
FIRST UNITED CORP/MD/ |
Monetary Authorities-Central Bank
|
1 |
1 |
1 |
|
| 10/18/2024 |
N/A |
GEHC |
GE HealthCare Technologies Inc. |
Surgical and Medical Instrument Manufacturing
|
1 |
1 |
1 |
|
| 10/18/2024 |
N/A |
GLO |
Clough Global Opportunities Fund |
N/A
|
1 |
1 |
1 |
|
| 10/18/2024 |
N/A |
GLQ |
Clough Global Equity Fund |
N/A
|
1 |
1 |
1 |
|
| 10/18/2024 |
N/A |
GLV |
Clough Global Dividend & Income Fund |
N/A
|
1 |
1 |
1 |
|
| 10/18/2024 |
N/A |
HNW |
Pioneer Diversified High Income Fund, Inc. |
N/A
|
1 |
1 |
1 |
|
| 10/18/2024 |
N/A |
LXFR |
LUXFER HOLDINGS PLC |
N/A
|
1 |
1 |
1 |
|
| 10/18/2024 |
N/A |
MAV |
PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. |
N/A
|
1 |
1 |
1 |
|
| 10/18/2024 |
N/A |
MEI |
METHODE ELECTRONICS INC |
N/A
|
1 |
1 |
1 |
|
| 10/18/2024 |
N/A |
MHI |
PIONEER MUNICIPAL HIGH INCOME FUND, INC. |
N/A
|
1 |
1 |
1 |
|
| 10/18/2024 |
N/A |
MIO |
Pioneer Municipal High Income Opportunities Fund, Inc. |
N/A
|
1 |
1 |
1 |
|
| 10/18/2024 |
N/A |
NVT |
nVent Electric plc |
N/A
|
1 |
1 |
1 |
|
| 10/18/2024 |
N/A |
NWFL |
NORWOOD FINANCIAL CORP |
Monetary Authorities-Central Bank
|
1 |
1 |
1 |
|
| 10/18/2024 |
N/A |
OC |
Owens Corning |
N/A
|
1 |
1 |
1 |
|
| 10/18/2024 |
N/A |
OXM |
OXFORD INDUSTRIES INC |
N/A
|
1 |
1 |
1 |
|
| 10/18/2024 |
N/A |
PBHC |
Pathfinder Bancorp, Inc. |
Monetary Authorities-Central Bank
|
1 |
1 |
1 |
|
| 10/18/2024 |
N/A |
PDCO |
PATTERSON COMPANIES, INC. |
Medical, Dental, and Hospital Equipment and Supplies Merchant Wholesalers
|
1 |
1 |
1 |
|
| 10/18/2024 |
N/A |
PG |
PROCTER & GAMBLE Co |
N/A
|
1 |
1 |
1 |
|
| 10/18/2024 |
N/A |
PHD |
Pioneer Floating Rate Fund, Inc. |
N/A
|
1 |
1 |
1 |
|
| 10/18/2024 |
N/A |
PHT |
PIONEER HIGH INCOME FUND, INC. |
N/A
|
1 |
1 |
1 |
|
| 10/18/2024 |
N/A |
PNR |
PENTAIR plc |
N/A
|
1 |
1 |
1 |
|
| 10/18/2024 |
N/A |
RGCO |
RGC RESOURCES INC |
Natural Gas Distribution
|
1 |
1 |
1 |
|
| 10/18/2024 |
N/A |
RPM |
RPM INTERNATIONAL INC/DE/ |
Paint and Coating Manufacturing
|
1 |
1 |
1 |
|
| 10/18/2024 |
N/A |
RVTY |
REVVITY, INC. |
Research and Development in the Physical, Engineering, and Life Sciences (except Nanotechnology and Biotechnology)
|
1 |
1 |
1 |
|
| 10/18/2024 |
N/A |
SANW |
S&W Seed Co |
N/A
|
19 |
361 |
19 |
|
| 10/18/2024 |
N/A |
SDOT |
Sadot Group Inc. |
N/A
|
10 |
100 |
10 |
|
| 10/18/2024 |
N/A |
UTG |
REAVES UTILITY INCOME FUND |
All Other Insurance Related Activities
|
1 |
1 |
1 |
|
| 10/18/2024 |
N/A |
WDFC |
WD-40 Co. |
N/A
|
1 |
1 |
1 |
|
| 10/18/2024 |
N/A |
WSM |
Williams-Sonoma, Inc. |
N/A
|
1 |
1 |
1 |
|
| 10/17/2024 |
N/A |
CODI |
Compass Diversified Holdings |
N/A
|
1 |
1 |
1 |
|
| 10/17/2024 |
N/A |
DCOM |
Dime Community Bancshares, Inc. /NY/ |
Monetary Authorities-Central Bank
|
1 |
1 |
1 |
|
| 10/17/2024 |
N/A |
EOG |
EOG RESOURCES INC |
Crude Petroleum Extraction
|
1 |
1 |
1 |
|
| 10/17/2024 |
N/A |
FINS |
Angel Oak Financial Strategies Income Term Trust |
N/A
|
1 |
1 |
1 |
|
| 10/17/2024 |
N/A |
FT |
FRANKLIN UNIVERSAL TRUST |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/17/2024 |
N/A |
FTF |
FRANKLIN LTD DURATION INCOME TRUST |
Investment Banking and Securities Dealing
|
1 |
1 |
1 |
|
| 10/17/2024 |
N/A |
FUL |
FULLER H B CO |
Adhesive Manufacturing
|
1 |
1 |
1 |
|
| 10/17/2024 |
N/A |
GDV |
GABELLI DIVIDEND & INCOME TRUST |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/17/2024 |
N/A |
GGN |
GAMCO Global Gold, Natural Resources & Income Trust |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/17/2024 |
N/A |
GHC |
Graham Holdings Co |
N/A
|
1 |
1 |
1 |
|
| 10/17/2024 |
N/A |
GLU |
GABELLI GLOBAL UTILITY & INCOME TRUST |
N/A
|
1 |
1 |
1 |
|
| 10/17/2024 |
N/A |
GNT |
GAMCO Natural Resources, Gold & Income Trust |
Investment Banking and Securities Dealing
|
1 |
1 |
1 |
|
| 10/17/2024 |
N/A |
GUT |
GABELLI UTILITY TRUST |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/17/2024 |
N/A |
GWRS |
Global Water Resources, Inc. |
Water Supply and Irrigation Systems
|
1 |
1 |
1 |
|
| 10/17/2024 |
N/A |
HRZN |
Horizon Technology Finance Corp |
N/A
|
1 |
1 |
1 |
|
| 10/17/2024 |
N/A |
HSHP |
Himalaya Shipping Ltd. |
N/A
|
1 |
1 |
1 |
|
| 10/17/2024 |
N/A |
HYB |
NEW AMERICA HIGH INCOME FUND INC |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/17/2024 |
N/A |
KSM |
DWS STRATEGIC MUNICIPAL INCOME TRUST |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/17/2024 |
N/A |
KTF |
DWS MUNICIPAL INCOME TRUST |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/17/2024 |
N/A |
KWR |
QUAKER CHEMICAL CORP |
N/A
|
1 |
1 |
1 |
|
| 10/17/2024 |
N/A |
MGRC |
MCGRATH RENTCORP |
N/A
|
1 |
1 |
1 |
|
| 10/17/2024 |
N/A |
OXLC |
Oxford Lane Capital Corp. |
N/A
|
1 |
1 |
1 |
|
| 10/17/2024 |
N/A |
OXLCN |
Oxford Lane Capital Corp |
Other Financial Vehicles
|
1 |
1 |
1 |
|
| 10/17/2024 |
N/A |
OXLCO |
Oxford Lane Capital Corp |
Other Financial Vehicles
|
1 |
1 |
1 |
|
| 10/17/2024 |
N/A |
OXLCP |
Oxford Lane Capital Corp |
Other Financial Vehicles
|
1 |
1 |
1 |
|
| 10/17/2024 |
N/A |
OXSQ |
Oxford Square Capital Corp. |
N/A
|
1 |
1 |
1 |
|
| 10/17/2024 |
N/A |
TBC |
AT&T, Inc. - 5.625% NT REDEEM 01/08/2067 USD 25 |
N/A
|
1 |
1 |
1 |
|
| 10/17/2024 |
N/A |
TEI |
TEMPLETON EMERGING MARKETS INCOME FUND |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/16/2024 |
N/A |
CIK |
CREDIT SUISSE ASSET MANAGEMENT INCOME FUND INC |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/16/2024 |
N/A |
DBL |
DoubleLine Opportunistic Credit Fund |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/16/2024 |
N/A |
DHY |
CREDIT SUISSE HIGH YIELD BOND FUND |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/16/2024 |
N/A |
DLPN |
Dolphin Entertainment, Inc. |
N/A
|
2 |
4 |
2 |
|
| 10/16/2024 |
N/A |
DLY |
DoubleLine Yield Opportunities Fund |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/16/2024 |
N/A |
DSL |
Doubleline Income Solutions Fund |
N/A
|
1 |
1 |
1 |
|
| 10/16/2024 |
N/A |
FMX |
MEXICAN ECONOMIC DEVELOPMENT INC |
N/A
|
1 |
1 |
1 |
|
| 10/16/2024 |
N/A |
GFL |
GFL Environmental Inc. |
N/A
|
1 |
1 |
1 |
|
| 10/16/2024 |
N/A |
ICMB |
Investcorp Credit Management BDC, Inc. |
N/A
|
1 |
1 |
1 |
|
| 10/16/2024 |
N/A |
IHTA |
Invesco High Income 2024 Target Term Fund |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/16/2024 |
N/A |
IIM |
Invesco Value Municipal Income Trust |
All Other Insurance Related Activities
|
1 |
1 |
1 |
|
| 10/16/2024 |
N/A |
IQI |
Invesco Quality Municipal Income Trust |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/16/2024 |
N/A |
MDRR |
Medalist Diversified REIT, Inc. |
Lessors of Nonresidential Buildings (except Miniwarehouses)
|
1 |
1 |
1 |
|
| 10/16/2024 |
N/A |
MDRRP |
Medalist Diversified REIT Inc |
Lessors of Nonresidential Buildings (except Miniwarehouses)
|
1 |
1 |
1 |
|
| 10/16/2024 |
N/A |
ME |
23andMe Holding Co. |
N/A
|
20 |
400 |
20 |
|
| 10/16/2024 |
N/A |
MGRX |
MANGOCEUTICALS, INC. |
N/A
|
15 |
225 |
15 |
|
| 10/16/2024 |
N/A |
OIA |
Invesco Municipal Income Opportunities Trust |
International Trade Financing
|
1 |
1 |
1 |
|
| 10/16/2024 |
N/A |
PDCC |
Pearl Diver Credit Co Inc. |
N/A
|
1 |
1 |
1 |
|
| 10/16/2024 |
N/A |
PFLT |
PennantPark Floating Rate Capital Ltd. |
N/A
|
1 |
1 |
1 |
|
| 10/16/2024 |
N/A |
PNC |
PNC FINANCIAL SERVICES GROUP, INC. |
Monetary Authorities-Central Bank
|
1 |
1 |
1 |
|
| 10/16/2024 |
N/A |
PNNT |
PENNANTPARK INVESTMENT CORP |
N/A
|
1 |
1 |
1 |
|
| 10/16/2024 |
N/A |
REGCO |
Regency Centers Corporation |
Lessors of Nonresidential Buildings (except Miniwarehouses)
|
1 |
1 |
1 |
|
| 10/16/2024 |
N/A |
REGCP |
Regency Centers Corporation |
Lessors of Nonresidential Buildings (except Miniwarehouses)
|
1 |
1 |
1 |
|
| 10/16/2024 |
N/A |
STSS |
Sharps Technology Inc. |
N/A
|
22 |
484 |
22 |
|
| 10/16/2024 |
N/A |
VBF |
Invesco Bond Fund |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/16/2024 |
N/A |
VCV |
Invesco California Value Municipal Income Trust |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/16/2024 |
N/A |
VGM |
Invesco Trust for Investment Grade Municipals |
N/A
|
1 |
1 |
1 |
|
| 10/16/2024 |
N/A |
VKI |
Invesco Advantage Municipal Income Trust II |
N/A
|
1 |
1 |
1 |
|
| 10/16/2024 |
N/A |
VKQ |
Invesco Municipal Trust |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/16/2024 |
N/A |
VLT |
Invesco High Income Trust II |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/16/2024 |
N/A |
VMO |
Invesco Municipal Opportunity Trust |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/16/2024 |
N/A |
VPV |
Invesco Pennsylvania Value Municipal Income Trust |
N/A
|
1 |
1 |
1 |
|
| 10/16/2024 |
N/A |
VTN |
Invesco Trust for Investment Grade New York Municipals |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/16/2024 |
N/A |
VVR |
Invesco Senior Income Trust |
N/A
|
1 |
1 |
1 |
|
| 10/16/2024 |
N/A |
WSO |
Watsco Inc. |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
ABBV |
AbbVie Inc. |
Research and Development in Biotechnology (except Nanobiotechnology)
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
ABT |
ABBOTT LABORATORIES |
Surgical and Medical Instrument Manufacturing
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
ACA |
Arcosa, Inc. |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
AFG |
AMERICAN FINANCIAL GROUP INC |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
ALG |
ALAMO GROUP INC |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
AOMN |
Angel Oak Mortgage REIT Inc - 9.50% NT REDEEM 30/07/2029 USD 25 |
Mortgage and Nonmortgage Loan Brokers
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
ARBKL |
Argo Blockchain Plc - 8.75% NT REDEEM 30/11/2026 USD 25 - US0401262037 |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
AROW |
ARROW FINANCIAL CORP |
Monetary Authorities-Central Bank
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
ARR |
Armour Residential REIT, Inc. |
Mortgage and Nonmortgage Loan Brokers
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
ATCOL |
Atlas Corp - 7.125% NT REDEEM 30/10/2027 USD 25 |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
ATLCL |
Atlanticus Holdings Corp - 6.125% NT REDEEM 30/11/2026 USD 25 |
Credit Card Issuing
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
BBN |
BlackRock Taxable Municipal Bond Trust |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
BCAT |
BlackRock Capital Allocation Term Trust |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
BCX |
BlackRock Resources & Commodities Strategy Trust |
Crushed and Broken Limestone Mining and Quarrying
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
BDJ |
BlackRock Enhanced Equity Dividend Trust |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
BELFA |
BEL FUSE INC /NJ |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
BELFB |
Bel Fuse Inc. |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
BEPH |
Brookfield BRP Holdings (Canada) Inc. - 4.625% NT PERPETUAL USD 25 |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
BEPI |
Brookfield BRP Holdings (Canada) Inc. - 4.875% NT PERPETUAL USD 25 |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
BEPJ |
Brookfield BRP Holdings (Canada) Inc. - 7.25% NT PERPETUAL USD 25 |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
BFK |
BLACKROCK MUNICIPAL INCOME TRUST |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
BFS |
SAUL CENTERS, INC. |
Lessors of Nonresidential Buildings (except Miniwarehouses)
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
BFZ |
BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
BGR |
BlackRock Energy & Resources Trust |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
BGT |
BLACKROCK FLOATING RATE INCOME TRUST |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
BGY |
BlackRock Enhanced International Dividend Trust |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
BHK |
BLACKROCK CORE BOND TRUST |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
BHV |
BLACKROCK VIRGINIA MUNICIPAL BOND TRUST |
Investment Banking and Securities Dealing
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
BIGZ |
BlackRock Innovation & Growth Term Trust |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
BIT |
BlackRock Multi-Sector Income Trust |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
BKN |
BLACKROCK INVESTMENT QUALITY MUNICIPAL TRUST, INC. |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
BKT |
BLACKROCK INCOME TRUST, INC. |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
BLE |
BLACKROCK MUNICIPAL INCOME TRUST II |
Investment Banking and Securities Dealing
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
BLW |
BLACKROCK Ltd DURATION INCOME TRUST |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
BME |
BlackRock Health Sciences Trust |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
BMEZ |
BlackRock Health Sciences Term Trust |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
BMN |
BlackRock 2037 Municipal Target Term Trust |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
BNY |
BLACKROCK NEW YORK MUNICIPAL INCOME TRUST |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
BOE |
BlackRock Enhanced Global Dividend Trust |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
BPOPM |
Popular Capital Trust II |
Monetary Authorities-Central Bank
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
BSTZ |
BlackRock Science & Technology Term Trust |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
BTA |
BlackRock Long-Term Municipal Advantage Trust |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
BTSGU |
BrightSpring Health Services Inc |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
BTT |
BlackRock Municipal 2030 Target Term Trust |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
BTZ |
BLACKROCK CREDIT ALLOCATION INCOME TRUST |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
BUI |
BlackRock Utilities, Infrastructure & Power Opportunities Trust |
Investment Banking and Securities Dealing
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
BWSN |
Babcock & Wilcox Enterprises Inc - 8.125% NT REDEEM 28/02/2026 USD 25 |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
BYM |
BLACKROCK MUNICIPAL INCOME QUALITY TRUST |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
CAC |
CAMDEN NATIONAL CORP |
Monetary Authorities-Central Bank
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
CCD |
Calamos Dynamic Convertible & Income Fund |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
CGO |
CALAMOS GLOBAL TOTAL RETURN FUND |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
CIF |
MFS INTERMEDIATE HIGH INCOME FUND |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
CII |
BLACKROCK ENHANCED CAPITAL & INCOME FUND, INC. |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
CLM |
CORNERSTONE STRATEGIC VALUE FUND INC |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
CMU |
MFS HIGH YIELD MUNICIPAL TRUST |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
CPZ |
Calamos Long/Short Equity & Dynamic Income Trust |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
CRF |
CORNERSTONE TOTAL RETURN FUND INC |
Investment Banking and Securities Dealing
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
CSQ |
CALAMOS STRATEGIC TOTAL RETURN FUND |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
CSWCZ |
Capital Southwest Corp. - 7.75% NT REDEEM 01/08/2028 USD 25 |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
CXE |
MFS HIGH INCOME MUNICIPAL TRUST |
All Other Insurance Related Activities
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
CXH |
MFS INVESTMENT GRADE MUNICIPAL TRUST |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
DMF |
BNY MELLON MUNICIPAL INCOME, INC. |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
DSM |
BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC. |
Investment Banking and Securities Dealing
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
DSU |
BLACKROCK DEBT STRATEGIES FUND, INC. |
Investment Banking and Securities Dealing
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
DTF |
DTF TAX-FREE INCOME 2028 TERM FUND INC |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
EAD |
ALLSPRING INCOME OPPORTUNITIES FUND |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
EGF |
BlackRock Enhanced Government Fund, Inc. |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
EME |
EMCOR Group, Inc. |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
ERC |
ALLSPRING MULTI-SECTOR INCOME FUND |
International Trade Financing
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
ERH |
ALLSPRING UTILITIES & HIGH INCOME FUND |
International Trade Financing
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
ESLT |
ELBIT SYSTEMS LTD |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
FCX |
FREEPORT-MCMORAN INC |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
FOF |
Cohen & Steers Closed-End Opportunity Fund, Inc. |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
FRA |
BLACKROCK FLOATING RATE INCOME STRATEGIES FUND, INC. |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
GAINL |
Gladstone Investment Corporation |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
GAINN |
Gladstone Investment Corporation |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
GAINZ |
Gladstone Investment Corporation - 4.875% NT REDEEM 01/11/2028 USD 25 |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
GBAB |
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
GOF |
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND |
Investment Banking and Securities Dealing
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
GREEL |
Greenidge Generation Holdings Inc - 8.50% NT REDEEM 31/10/2026 USD 25 |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
GUG |
Guggenheim Active Allocation Fund |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
HCXY |
Hercules Capital Inc - 6.25% NT REDEEM 30/10/2033 USD 25 |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
HRL |
HORMEL FOODS CORP /DE/ |
Animal (except Poultry) Slaughtering
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
HROWL |
Harrow Inc - 8.625% NT REDEEM 30/04/2026 USD 25 |
Research and Development in the Physical, Engineering, and Life Sciences (except Nanotechnology and Biotechnology)
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
HROWM |
Harrow Inc - 11.875% NT REDEEM 31/12/2027 USD 25 |
Research and Development in the Physical, Engineering, and Life Sciences (except Nanotechnology and Biotechnology)
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
HYT |
BLACKROCK CORPORATE HIGH YIELD FUND, INC. |
All Other Insurance Related Activities
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
CHCO |
CITY HOLDING CO |
Monetary Authorities-Central Bank
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
CHI |
CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
CHW |
Calamos Global Dynamic Income Fund |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
CHY |
CALAMOS CONVERTIBLE & HIGH INCOME FUND |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
JFR |
NUVEEN FLOATING RATE INCOME FUND |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
JGH |
Nuveen Global High Income Fund |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
JLS |
Nuveen Mortgage & Income Fund/MA/ |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
JMM |
Nuveen Multi-Market Income Fund |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
JPC |
Nuveen Preferred & Income Opportunities Fund |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
JPI |
Nuveen Preferred Securities & Income Opportunities Fund |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
JQC |
Nuveen Credit Strategies Income Fund |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
JRI |
Nuveen Real Asset Income & Growth Fund |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
LDP |
Cohen & Steers Ltd Duration Preferred & Income Fund, Inc. |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
LEO |
BNY MELLON STRATEGIC MUNICIPALS, INC. |
Investment Banking and Securities Dealing
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
LUXHP |
LuxUrban Hotels Inc |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
MAA |
MID AMERICA APARTMENT COMMUNITIES INC. |
Lessors of Residential Buildings and Dwellings
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
MCR |
MFS CHARTER INCOME TRUST |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
METCL |
Ramaco Resources Inc - 9% NT REDEEM 30/07/2026 USD 25 |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
MFM |
MFS MUNICIPAL INCOME TRUST |
All Other Insurance Related Activities
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
MGF |
MFS GOVERNMENT MARKETS INCOME TRUST |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
MHD |
BLACKROCK MUNIHOLDINGS FUND, INC. |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
MHN |
BLACKROCK MUNIHOLDINGS NEW YORK QUALITY FUND, INC. |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
MIN |
MFS INTERMEDIATE INCOME TRUST |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
MIY |
BLACKROCK MUNIYIELD MICHIGAN QUALITY FUND, INC. |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
MMD |
MainStay MacKay DefinedTerm Municipal Opportunities Fund |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
MMT |
MFS MULTIMARKET INCOME TRUST |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
MPA |
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
MQT |
BLACKROCK MUNIYIELD QUALITY FUND II, INC. |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
MQY |
BLACKROCK MUNIYIELD QUALITY FUND, INC. |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
MUA |
BLACKROCK MUNIASSETS FUND, INC. |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
MUC |
BLACKROCK MUNIHOLDINGS CALIFORNIA QUALITY FUND, INC. |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
MUE |
BLACKROCK MUNIHOLDINGS QUALITY FUND II, INC. |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
MUI |
BLACKROCK MUNICIPAL INCOME FUND, INC. |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
MUJ |
BLACKROCK MUNIHOLDINGS NEW JERSEY QUALITY FUND, INC. |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
MVF |
BLACKROCK MUNIVEST FUND, INC. |
Investment Banking and Securities Dealing
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
MVO |
MV Oil Trust |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
MVT |
BLACKROCK MUNIVEST FUND II, INC. |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
MYD |
BLACKROCK MUNIYIELD FUND, INC. |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
MYI |
BLACKROCK MUNIYIELD QUALITY FUND III, INC. |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
MYN |
BLACKROCK MUNIYIELD NEW YORK QUALITY FUND, INC. |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
NAC |
Nuveen California Quality Municipal Income Fund |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
NAD |
Nuveen Quality Municipal Income Fund |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
NAN |
NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
NAZ |
NUVEEN ARIZONA QUALITY MUNICIPAL INCOME FUND |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
NBB |
Nuveen Taxable Municipal Income Fund |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
NBXG |
Neuberger Berman Next Generation Connectivity Fund Inc. |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
NCA |
NUVEEN CALIFORNIA MUNICIPAL VALUE FUND |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
NDMO |
Nuveen Dynamic Municipal Opportunities Fund |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
NEA |
Nuveen AMT-Free Quality Municipal Income Fund |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
NEWTZ |
NewtekOne Inc - 5.50% NT REDEEM 01/02/2026 USD 25 |
Commercial Banking
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
NHS |
Neuberger Berman High Yield Strategies Fund |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
NIM |
NUVEEN SELECT MATURITIES MUNICIPAL FUND |
Investment Banking and Securities Dealing
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
NKX |
NUVEEN CALIFORNIA AMT-FREE QUALITY MUNICIPAL INCOME FUND |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
NMCO |
Nuveen Municipal Credit Opportunities Fund |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
NMI |
NUVEEN MUNICIPAL INCOME FUND INC |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
NML |
Neuberger Berman Energy Infrastructure & Income Fund Inc. |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
NMS |
Nuveen Minnesota Quality Municipal Income Fund |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
NMT |
Nuveen Massachusetts Quality Municipal Income Fund |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
NMZ |
NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
NNY |
NUVEEN NEW YORK MUNICIPAL VALUE FUND |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
NOM |
NUVEEN MISSOURI QUALITY MUNICIPAL INCOME FUND |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
NPCT |
Nuveen Core Plus Impact Fund |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
NPFD |
Nuveen Variable Rate Preferred & Income Fund |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
NPV |
NUVEEN VIRGINIA QUALITY MUNICIPAL INCOME FUND |
Investment Banking and Securities Dealing
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
NQP |
NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
NRK |
NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
NRO |
NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
NUV |
NUVEEN MUNICIPAL VALUE FUND INC |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
NUW |
Nuveen AMT-Free Municipal Value Fund |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
NVG |
Nuveen AMT-Free Municipal Credit Income Fund |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
NXC |
NUVEEN CALIFORNIA SELECT TAX FREE INCOME PORTFOLIO |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
NXG |
NXG NextGen Infrastructure Income Fund |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
NXJ |
NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
NXN |
NUVEEN NEW YORK SELECT TAX -FREE INCOME PORTFOLIO |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
NXP |
NUVEEN SELECT TAX FREE INCOME PORTFOLIO |
Investment Banking and Securities Dealing
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
NZF |
Nuveen Municipal Credit Income Fund |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
OFSSH |
OFS Capital Corp - 4.95% NT REDEEM 31/10/2028 USD 25 |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
OPP |
RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
OXSQG |
Oxford Square Capital Corp - 5.50% NT REDEEM 31/07/2028 USD 25 |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
OXSQZ |
Oxford Square Capital Corp - 6.25% NT REDEEM 30/04/2026 USD 25 |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
PECO |
Phillips Edison & Company, Inc. |
Lessors of Nonresidential Buildings (except Miniwarehouses)
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
PSF |
Cohen & Steers Select Preferred & Income Fund, Inc. |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
PTA |
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
RCC |
Small Cap Premium & Dividend Income Fund, Inc. |
Mortgage and Nonmortgage Loan Brokers
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
RFI |
COHEN & STEERS TOTAL RETURN REALTY FUND INC |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
RFM |
RiverNorth Flexible Municipal Income Fund, Inc. |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
RFMZ |
RiverNorth Flexible Municipal Income Fund II, Inc. |
New Single-Family Housing Construction (except For-Sale Builders)
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
RILYG |
B. Riley Financial Inc - 5% NT REDEEM 31/12/2026 USD 25 |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
RILYM |
B. Riley Financial Inc - 6.375% NT REDEEM 28/02/2025 USD 25 |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
RILYN |
B. Riley Financial Inc - 6.50% NT REDEEM 30/09/2026 USD 25 |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
RILYT |
B. Riley Financial Inc - 6% NT REDEEM 31/01/2028 USD 25 |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
RILYZ |
B. Riley Financial Inc - 5.25% NT REDEEM 31/08/2028 USD 25 |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
RIV |
RIVERNORTH OPPORTUNITIES FUND, INC. |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
RLTY |
Cohen & Steers Real Estate Opportunities & Income Fund |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
RMI |
RiverNorth Opportunistic Municipal Income Fund, Inc. |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
RMM |
RiverNorth Managed Duration Municipal Income Fund, Inc. |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
RMMZ |
RiverNorth Managed Duration Municipal Income Fund II, Inc. |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
RNP |
COHEN & STEERS REIT & PREFERRED & INCOME FUND INC |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
RQI |
COHEN & STEERS QUALITY INCOME REALTY FUND INC |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
RSF |
RiverNorth Capital & Income Fund, Inc. |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
SAND |
SANDSTORM GOLD LTD |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
SBR |
SABINE ROYALTY TRUST |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
SNCRL |
Synchronoss Technologies Inc - 8.375% NT REDEEM 30/06/2026 USD 25 |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
SND |
Smart Sand, Inc. |
Oil and Gas Field Machinery and Equipment Manufacturing
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
SOR |
SOURCE CAPITAL INC /DE/ |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
SPMC |
Sound Point Meridian Capital, Inc. |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
SRV |
NXG Cushing Midstream Energy Fund |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
TELZ |
Tellurian Inc - 8.25% NT REDEEM 30/11/2028 USD 25 |
Crude Petroleum Extraction
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
TRN |
TRINITY INDUSTRIES INC |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
TSQ |
Townsquare Media, Inc. |
N/A
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
UAVS |
AgEagle Aerial Systems Inc. |
N/A
|
50 |
2500 |
50 |
|
| 10/15/2024 |
N/A |
UTF |
COHEN & STEERS INFRASTRUCTURE FUND INC |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/15/2024 |
N/A |
XFLT |
XAI Octagon Floating Rate & Alternative Income Trust |
N/A
|
1 |
1 |
1 |
|
| 10/14/2024 |
N/A |
PIXY |
ShiftPixy, Inc. |
N/A
|
15 |
225 |
15 |
|
| 10/11/2024 |
N/A |
AAP |
ADVANCE AUTO PARTS INC |
N/A
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
ACV |
Virtus Diversified Income & Convertible Fund |
N/A
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
AEO |
AMERICAN EAGLE OUTFITTERS INC |
N/A
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
AIO |
Virtus Artificial Intelligence & Technology Opportunities Fund |
N/A
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
ALCE |
Alternus Clean Energy Inc |
N/A
|
25 |
625 |
25 |
|
| 10/11/2024 |
N/A |
AMNA |
UBS AG London Branch - ZC SP ETN REDEEM 21/06/2050 USD 25 - Ser B |
N/A
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
AMND |
UBS AG London Branch - ZC SP ETN REDEEM 19/07/2050 USD 25 - Ser B |
N/A
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
BKE |
BUCKLE INC |
N/A
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
BKU |
BankUnited, Inc. |
Monetary Authorities-Central Bank
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
CEV |
EATON VANCE CALIFORNIA MUNICIPAL INCOME TRUST |
N/A
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
CFBK |
CF BANKSHARES INC. |
Monetary Authorities-Central Bank
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
CURI |
CuriosityStream Inc. |
N/A
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
EBF |
ENNIS, INC. |
N/A
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
ECC |
Eagle Point Credit Co Inc. |
N/A
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
ECCC |
Eagle Point Credit Company Inc |
N/A
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
ECCF |
Eagle Point Credit Company Inc |
N/A
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
EDF |
Virtus Stone Harbor Emerging Markets Income Fund |
All Other Insurance Related Activities
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
EIC |
Eagle Point Income Co Inc. |
N/A
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
EICA |
Eagle Point Income Company Inc |
N/A
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
EICB |
Eagle Point Income Company Inc |
N/A
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
EICC |
Eagle Point Income Company Inc |
N/A
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
EVF |
EATON VANCE SENIOR INCOME TRUST |
N/A
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
EVN |
EATON VANCE MUNICIPAL INCOME TRUST |
N/A
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
EVV |
EATON VANCE LTD DURATION INCOME FUND |
N/A
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
FLIC |
FIRST OF LONG ISLAND CORP |
Monetary Authorities-Central Bank
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
GD |
GENERAL DYNAMICS CORP |
N/A
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
GNL |
Global Net Lease, Inc. |
Lessors of Nonresidential Buildings (except Miniwarehouses)
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
GROW |
U S GLOBAL INVESTORS INC |
N/A
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
HMY |
HARMONY GOLD MINING CO LTD |
N/A
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
HONE |
HarborOne Bancorp Inc. |
Monetary Authorities-Central Bank
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
HPF |
JOHN HANCOCK PREFERRED INCOME FUND II |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
HPI |
JOHN HANCOCK PREFERRED INCOME FUND |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
HPS |
JOHN HANCOCK PREFERRED INCOME FUND III |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
HTD |
JOHN HANCOCK TAX-ADVANTAGED DIVIDEND INCOME FUND |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
IEX |
IDEX CORP /DE/ |
N/A
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
KIO |
KKR Income Opportunities Fund |
N/A
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
KOF |
COCA COLA FEMSA SAB DE CV |
N/A
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
LGI |
LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
MRVL |
Marvell Technology, Inc. |
Semiconductor and Related Device Manufacturing
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
NCV |
Virtus Convertible & Income Fund |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
NCZ |
Virtus Convertible & Income Fund II |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
NVEE |
NV5 Global, Inc. |
N/A
|
0 |
0 |
0 |
|
| 10/11/2024 |
N/A |
OZK |
Bank OZK |
Monetary Authorities-Central Bank
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
PAXS |
PIMCO Access Income Fund |
N/A
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
PCK |
PIMCO CALIFORNIA MUNICIPAL INCOME FUND II |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
PCM |
PCM FUND, INC. |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
PCN |
PIMCO CORPORATE & INCOME STRATEGY FUND |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
PCQ |
PIMCO CALIFORNIA MUNICIPAL INCOME FUND |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
PDI |
PIMCO Dynamic Income Fund |
N/A
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
PDO |
PIMCO Dynamic Income Opportunities Fund |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
PDT |
JOHN HANCOCK PREMIUM DIVIDEND FUND |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
PDX |
PIMCO Dynamic Income Strategy Fund |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
PFL |
PIMCO INCOME STRATEGY FUND |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
PFN |
PIMCO Income Strategy Fund II |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
PFXNZ |
PhenixFIN Corp - 5.25% NT REDEEM 01/11/2028 USD 25 |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
PGP |
PIMCO Global StocksPLUS & Income Fund |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
PHK |
PIMCO HIGH INCOME FUND |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
PMF |
PIMCO MUNICIPAL INCOME FUND |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
PML |
PIMCO MUNICIPAL INCOME FUND II |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
PMT |
PennyMac Mortgage Investment Trust |
Mortgage and Nonmortgage Loan Brokers
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
PMX |
PIMCO MUNICIPAL INCOME FUND III |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
PNF |
PIMCO NEW YORK MUNICIPAL INCOME FUND |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
PNI |
PIMCO NEW YORK MUNICIPAL INCOME FUND II |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
PTY |
PIMCO CORPORATE & INCOME OPPORTUNITY FUND |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
PXSAP |
Pyxis Tankers Inc |
Deep Sea Freight Transportation
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
PYN |
PIMCO NEW YORK MUNICIPAL INCOME FUND III |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
PZC |
PIMCO CALIFORNIA MUNICIPAL INCOME FUND III |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
RA |
Brookfield Real Assets Income Fund Inc. |
N/A
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
RCS |
PIMCO STRATEGIC INCOME FUND, INC |
N/A
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
SAIC |
Science Applications International Corp |
N/A
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
SNX |
TD SYNNEX CORP |
Computer and Computer Peripheral Equipment and Software Merchant Wholesalers
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
SOJE |
Southern Company - 4.20% NT REDEEM 15/10/2060 USD 25 |
N/A
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
TBLD |
Thornburg Income Builder Opportunities Trust |
N/A
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
TOL |
Toll Brothers, Inc. |
N/A
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
UVV |
Universal Corp. |
N/A
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
VGI |
Virtus Global Multi-Sector Income Fund |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
VTMX |
Corporacion Inmobiliaria Vesta Sab |
N/A
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
WDH |
Waterdrop Inc |
N/A
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
WPP |
WPP Plc. |
N/A
|
1 |
1 |
1 |
|
| 10/11/2024 |
N/A |
ZTR |
Virtus Total Return Fund Inc. |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/10/2024 |
N/A |
ACN |
Accenture plc |
N/A
|
1 |
1 |
1 |
|
| 10/10/2024 |
N/A |
BRC |
BRADY CORP |
N/A
|
1 |
1 |
1 |
|
| 10/10/2024 |
N/A |
CIO |
City Office REIT, Inc. |
Lessors of Nonresidential Buildings (except Miniwarehouses)
|
1 |
1 |
1 |
|
| 10/10/2024 |
N/A |
DAL |
DELTA AIR LINES, INC. |
Scheduled Passenger Air Transportation
|
1 |
1 |
1 |
|
| 10/10/2024 |
N/A |
DRI |
DARDEN RESTAURANTS INC |
N/A
|
1 |
1 |
1 |
|
| 10/10/2024 |
N/A |
FATBP |
FAT Brands Inc |
N/A
|
1 |
1 |
1 |
|
| 10/10/2024 |
N/A |
GHY |
PGIM Global High Yield Fund, Inc. |
N/A
|
1 |
1 |
1 |
|
| 10/10/2024 |
N/A |
GIS |
GENERAL MILLS INC |
N/A
|
1 |
1 |
1 |
|
| 10/10/2024 |
N/A |
IMKTA |
INGLES MARKETS INC |
N/A
|
1 |
1 |
1 |
|
| 10/10/2024 |
N/A |
INHD |
INNO HOLDINGS INC. |
N/A
|
10 |
100 |
10 |
|
| 10/10/2024 |
N/A |
INSI |
Insight Select Income Fund |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/10/2024 |
N/A |
INTU |
INTUIT INC. |
N/A
|
1 |
1 |
1 |
|
| 10/10/2024 |
N/A |
ISD |
PGIM High Yield Bond Fund, Inc. |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/10/2024 |
N/A |
KAI |
KADANT INC |
N/A
|
1 |
1 |
1 |
|
| 10/10/2024 |
N/A |
LNC |
LINCOLN NATIONAL CORP |
Direct Life Insurance Carriers
|
1 |
1 |
1 |
|
| 10/10/2024 |
N/A |
NEWT |
NewtekOne, Inc. |
Commercial Banking
|
1 |
1 |
1 |
|
| 10/10/2024 |
N/A |
ORCL |
ORACLE CORP |
N/A
|
1 |
1 |
1 |
|
| 10/10/2024 |
N/A |
SDHY |
PGIM Short Duration High Yield Opportunities Fund |
Investment Banking and Securities Dealing
|
1 |
1 |
1 |
|
| 10/10/2024 |
N/A |
T |
AT&T INC. |
N/A
|
1 |
1 |
1 |
|
| 10/10/2024 |
N/A |
TD |
TORONTO DOMINION BANK |
Monetary Authorities-Central Bank
|
1 |
1 |
1 |
|
| 10/10/2024 |
N/A |
TSE |
Trinseo PLC |
N/A
|
1 |
1 |
1 |
|
| 10/10/2024 |
N/A |
UDR |
UDR Inc |
Lessors of Residential Buildings and Dwellings
|
1 |
1 |
1 |
|
| 10/10/2024 |
N/A |
VZ |
Verizon Communications Inc |
N/A
|
1 |
1 |
1 |
|
| 10/10/2024 |
N/A |
WLDS |
Wearable Devices Ltd |
N/A
|
20 |
400 |
20 |
|
| 10/10/2024 |
N/A |
WNC |
Wabash National Corp. |
N/A
|
1 |
1 |
1 |
|
| 10/09/2024 |
N/A |
AMT |
AMERICAN TOWER CORP /MA/ |
Lessors of Nonresidential Buildings (except Miniwarehouses)
|
1 |
1 |
1 |
|
| 10/09/2024 |
N/A |
BBVA |
BANCO BILBAO VIZCAYA ARGENTARIA, S.A. |
Monetary Authorities-Central Bank
|
1 |
1 |
1 |
|
| 10/09/2024 |
N/A |
BDN |
BRANDYWINE REALTY TRUST |
Lessors of Nonresidential Buildings (except Miniwarehouses)
|
1 |
1 |
1 |
|
| 10/09/2024 |
N/A |
BRW |
Saba Capital Income & Opportunities Fund |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/09/2024 |
N/A |
DCF |
BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc. |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
| 10/09/2024 |
N/A |
GAP |
GAP INC |
N/A
|
1 |
1 |
1 |
|
| 10/09/2024 |
N/A |
GNTX |
GENTEX CORP |
N/A
|
1 |
1 |
1 |
|
| 10/09/2024 |
N/A |
HOLO |
MicroCloud Hologram Inc. |
N/A
|
20 |
400 |
20 |
|
| 10/09/2024 |
N/A |
HUYA |
HUYA Inc. |
Other Gambling Industries
|
1 |
1 |
1 |
|
| 10/09/2024 |
N/A |
IDCC |
InterDigital, Inc. |
N/A
|
1 |
1 |
1 |
|
| 10/09/2024 |
N/A |
JOUT |
JOHNSON OUTDOORS INC |
N/A
|
1 |
1 |
1 |
|
| 10/09/2024 |
N/A |
KRG |
KITE REALTY GROUP TRUST |
Lessors of Nonresidential Buildings (except Miniwarehouses)
|
1 |
1 |
1 |
|
| 10/09/2024 |
N/A |
LEN |
LENNAR CORP /NEW/ |
N/A
|
1 |
1 |
1 |
|
| 10/09/2024 |
N/A |
MA |
Mastercard Inc |
Financial Transactions Processing, Reserve, and Clearinghouse Activities
|
1 |
1 |
1 |
|
| 10/09/2024 |
N/A |
MAXN |
Maxeon Solar Technologies, Ltd. |
Semiconductor and Related Device Manufacturing
|
100 |
10000 |
100 |
|
| 10/09/2024 |
N/A |
NYT |
NEW YORK TIMES CO |
N/A
|
1 |
1 |
1 |
|
| 10/09/2024 |
N/A |
SABA |
Saba Capital Income & Opportunities Fund II. |
N/A
|
1 |
1 |
1 |
|
| 10/09/2024 |
N/A |
SONY |
Sony Group Corp |
Audio and Video Equipment Manufacturing
|
0 |
0 |
0 |
|
| 10/09/2024 |
N/A |
SQNS |
SEQUANS COMMUNICATIONS |
Semiconductor and Related Device Manufacturing
|
3 |
6 |
3 |
|
| 10/09/2024 |
N/A |
VERB |
Verb Technology Company Inc |
N/A
|
200 |
40000 |
200 |
|
| 10/09/2024 |
N/A |
XPON |
Expion360 Inc |
N/A
|
100 |
10000 |
100 |
|
| 10/08/2024 |
N/A |
AGFY |
Agrify Corp |
N/A
|
15 |
225 |
15 |
|
| 10/08/2024 |
N/A |
AMRK |
A-Mark Precious Metals, Inc. |
N/A
|
1 |
1 |
1 |
|
| 10/08/2024 |
N/A |
AZ |
A2Z Smart Technologies Corp |
N/A
|
3 |
6 |
3 |
|
| 10/08/2024 |
N/A |
DG |
DOLLAR GENERAL CORP |
N/A
|
1 |
1 |
1 |
|
| 10/08/2024 |
N/A |
DHF |
BNY MELLON HIGH YIELD STRATEGIES FUND |
Investment Banking and Securities Dealing
|
1 |
1 |
1 |
|
| 10/08/2024 |
N/A |
FNLC |
First Bancorp, Inc /ME/ |
Monetary Authorities-Central Bank
|
1 |
1 |
1 |
|
| 10/08/2024 |
N/A |
GBCI |
GLACIER BANCORP, INC. |
Monetary Authorities-Central Bank
|
1 |
1 |
1 |
|
| 10/08/2024 |
N/A |
LOAN |
MANHATTAN BRIDGE CAPITAL, INC |
Mortgage and Nonmortgage Loan Brokers
|
1 |
1 |
1 |
|
| 10/08/2024 |
N/A |
MAIN |
Main Street Capital CORP |
N/A
|
1 |
1 |
1 |
|
| 10/08/2024 |
N/A |
MTN |
VAIL RESORTS INC |
N/A
|
1 |
1 |
1 |
|
| 10/08/2024 |
N/A |
ROP |
ROPER TECHNOLOGIES INC |
N/A
|
1 |
1 |
1 |
|
| 10/08/2024 |
N/A |
SGD |
Safe & Green Development Corp |
Lessors of Other Real Estate Property
|
20 |
400 |
20 |
|
| 10/08/2024 |
N/A |
TR |
TOOTSIE ROLL INDUSTRIES INC |
N/A
|
1 |
1 |
1 |
|
| 10/08/2024 |
N/A |
VMAR |
Vision Marine Technologies Inc |
N/A
|
9 |
81 |
9 |
|
| 10/08/2024 |
N/A |
WLY |
John Wiley & Sons Inc. |
N/A
|
1 |
1 |
1 |
|
| 10/08/2024 |
N/A |
WLYB |
John Wiley & Sons Inc. |
N/A
|
1 |
1 |
1 |
|
| 10/08/2024 |
N/A |
WSBF |
Waterstone Financial Inc |
Mortgage and Nonmortgage Loan Brokers
|
1 |
1 |
1 |
|
| 10/07/2024 |
N/A |
EIX |
EDISON INTERNATIONAL |
N/A
|
1 |
1 |
1 |
|
| 10/07/2024 |
N/A |
EPAC |
ENERPAC TOOL GROUP CORP |
N/A
|
1 |
1 |
1 |
|
| 10/07/2024 |
N/A |
ERIE |
ERIE INDEMNITY CO |
N/A
|
1 |
1 |
1 |
|
| 10/07/2024 |
N/A |
ESCA |
ESCALADE INC |
N/A
|
1 |
1 |
1 |
|
| 10/07/2024 |
N/A |
EXTO |
Almacenes Exito S.A. |
N/A
|
1 |
1 |
1 |
|
| 10/07/2024 |
N/A |
IVR |
Invesco Mortgage Capital Inc. |
Mortgage and Nonmortgage Loan Brokers
|
1 |
1 |
1 |
|
| 10/07/2024 |
N/A |
LMNR |
Limoneira CO |
N/A
|
1 |
1 |
1 |
|
| 10/07/2024 |
N/A |
MKC |
MCCORMICK & CO INC |
N/A
|
1 |
1 |
1 |
|
| 10/07/2024 |
N/A |
MU |
MICRON TECHNOLOGY INC |
Semiconductor and Related Device Manufacturing
|
1 |
1 |
1 |
|
| 10/07/2024 |
N/A |
OGE |
OGE ENERGY CORP. |
N/A
|
1 |
1 |
1 |
|
| 10/07/2024 |
N/A |
PFBC |
Preferred Bank |
Monetary Authorities-Central Bank
|
1 |
1 |
1 |
|
| 10/07/2024 |
N/A |
RVSB |
RIVERVIEW BANCORP INC |
Monetary Authorities-Central Bank
|
1 |
1 |
1 |
|
| 10/07/2024 |
N/A |
SCVL |
SHOE CARNIVAL INC |
N/A
|
1 |
1 |
1 |
|
| 10/07/2024 |
N/A |
UBFO |
UNITED SECURITY BANCSHARES |
Monetary Authorities-Central Bank
|
1 |
1 |
1 |
|
| 10/07/2024 |
N/A |
WERN |
Werner Enterprises, Inc. |
N/A
|
1 |
1 |
1 |
|
| 10/04/2024 |
N/A |
ACU |
ACME UNITED CORP |
N/A
|
1 |
1 |
1 |
|
| 10/04/2024 |
N/A |
AXP |
AMERICAN EXPRESS CO |
Credit Card Issuing
|
1 |
1 |
1 |
|
| 10/04/2024 |
N/A |
BDRX |
Midatech Pharma Plc |
Research and Development in Biotechnology (except Nanobiotechnology)
|
25 |
625 |
25 |
|
| 10/04/2024 |
N/A |
BMY |
BRISTOL MYERS SQUIBB CO |
Research and Development in the Physical, Engineering, and Life Sciences (except Nanotechnology and Biotechnology)
|
1 |
1 |
1 |
|
| 10/04/2024 |
N/A |
CALT |
Calliditas Therapeutics AB |
Research and Development in the Physical, Engineering, and Life Sciences (except Nanotechnology and Biotechnology)
|
1 |
0 |
0 |
|
| 10/04/2024 |
N/A |
CDZIP |
Cadiz Inc. |
Water Supply and Irrigation Systems
|
1 |
1 |
1 |
|
| 10/04/2024 |
N/A |
DBI |
Designer Brands Inc. |
N/A
|
1 |
1 |
1 |
|
| 10/04/2024 |
N/A |
DGX |
QUEST DIAGNOSTICS INC |
N/A
|
1 |
1 |
1 |
|
| 10/04/2024 |
N/A |
FMAO |
FARMERS & MERCHANTS BANCORP INC |
Monetary Authorities-Central Bank
|
1 |
1 |
1 |
|
| 10/04/2024 |
N/A |
GAIN |
GLADSTONE INVESTMENT CORPORATION\DE |
N/A
|
1 |
1 |
1 |
|
| 10/04/2024 |
N/A |
GL |
GLOBE LIFE INC. |
Direct Life Insurance Carriers
|
1 |
1 |
1 |
|
| 10/04/2024 |
N/A |
HASI |
Hannon Armstrong Sustainable Infrastructure Capital, Inc. |
N/A
|
1 |
1 |
1 |
|
| 10/04/2024 |
N/A |
HBNC |
HORIZON BANCORP INC /IN/ |
Monetary Authorities-Central Bank
|
1 |
1 |
1 |
|
| 10/04/2024 |
N/A |
HIHO |
HIGHWAY HOLDINGS LTD |
N/A
|
1 |
1 |
1 |
|
| 10/04/2024 |
N/A |
HLIO |
HELIOS TECHNOLOGIES, INC. |
N/A
|
1 |
1 |
1 |
|
| 10/04/2024 |
N/A |
HTIA |
National Healthcare Properties Inc. |
Lessors of Nonresidential Buildings (except Miniwarehouses)
|
1 |
1 |
1 |
|
| 10/04/2024 |
N/A |
HTIBP |
National Healthcare Properties Inc. |
Lessors of Nonresidential Buildings (except Miniwarehouses)
|
1 |
1 |
1 |
|
| 10/04/2024 |
N/A |
CHX |
ChampionX Corp |
Oil and Gas Field Machinery and Equipment Manufacturing
|
1 |
1 |
1 |
|
| 10/04/2024 |
N/A |
IMMR |
IMMERSION CORP |
N/A
|
1 |
1 |
1 |
|
| 10/04/2024 |
N/A |
JPM |
JPMORGAN CHASE & CO |
Monetary Authorities-Central Bank
|
1 |
1 |
1 |
|
| 10/04/2024 |
N/A |
LFMDP |
LifeMD Inc |
Data Processing, Hosting, and Related Services
|
1 |
1 |
1 |
|
| 10/04/2024 |
N/A |
LSB |
LakeShore Biopharma Co., Ltd. |
Research and Development in Biotechnology (except Nanobiotechnology)
|
10 |
100 |
10 |
|
| 10/04/2024 |
N/A |
MMC |
MARSH & MCLENNAN COMPANIES, INC. |
N/A
|
1 |
1 |
1 |
|
| 10/04/2024 |
N/A |
MORN |
Morningstar, Inc. |
N/A
|
1 |
1 |
1 |
|
| 10/04/2024 |
N/A |
NECB |
NorthEast Community Bancorp, Inc./MD/ |
Monetary Authorities-Central Bank
|
1 |
1 |
1 |
|
| 10/04/2024 |
N/A |
NTAP |
NetApp, Inc. |
Computer Storage Device Manufacturing
|
1 |
1 |
1 |
|
| 10/04/2024 |
N/A |
PKBK |
PARKE BANCORP, INC. |
Monetary Authorities-Central Bank
|
1 |
1 |
1 |
|
| 10/04/2024 |
N/A |
RGLD |
ROYAL GOLD INC |
N/A
|
1 |
1 |
1 |
|
| 10/04/2024 |
N/A |
SIFY |
SIFY TECHNOLOGIES LTD |
N/A
|
6 |
36 |
6 |
|
| 10/04/2024 |
N/A |
SNN |
SMITH & NEPHEW PLC |
Surgical and Medical Instrument Manufacturing
|
1 |
1 |
1 |
|
| 10/04/2024 |
N/A |
STRM |
STREAMLINE HEALTH SOLUTIONS INC. |
Data Processing, Hosting, and Related Services
|
15 |
225 |
15 |
|
| 10/04/2024 |
N/A |
SYY |
SYSCO CORP |
N/A
|
1 |
1 |
1 |
|
| 10/04/2024 |
N/A |
TDG |
TransDigm Group INC |
N/A
|
1 |
1 |
1 |
|
| 10/04/2024 |
N/A |
VBNK |
VersaBank. |
Monetary Authorities-Central Bank
|
1 |
1 |
1 |
|
| 10/03/2024 |
N/A |
ABM |
ABM INDUSTRIES INC /DE/ |
N/A
|